<SEC-DOCUMENT>0000950123-10-065358.txt : 20100714
<SEC-HEADER>0000950123-10-065358.hdr.sgml : 20100714
<ACCEPTANCE-DATETIME>20100714080523
ACCESSION NUMBER:		0000950123-10-065358
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20100714
ITEM INFORMATION:		Other Events
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20100714
DATE AS OF CHANGE:		20100714

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			HANMI FINANCIAL CORP
		CENTRAL INDEX KEY:			0001109242
		STANDARD INDUSTRIAL CLASSIFICATION:	NATIONAL COMMERCIAL BANKS [6021]
		IRS NUMBER:				954788120
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-30421
		FILM NUMBER:		10951205

	BUSINESS ADDRESS:	
		STREET 1:		3660 WILSHIRE BLVD SUITE PH-A
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90010
		BUSINESS PHONE:		2133822200
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<TYPE>8-K
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<DESCRIPTION>FORM 8-K
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<DIV align="center" style="font-size: 14pt; margin-top: 12pt"><B>UNITED STATES<BR>
SECURITIES AND EXCHANGE COMMISSION</B>
</DIV>

<DIV align="center" style="font-size: 12pt"><B>Washington, D.C. 20549</B>
</DIV>

<DIV align="center" style="font-size: 18pt; margin-top: 12pt"><B>FORM 8-K</B>
</DIV>


<DIV align="center" style="font-size: 12pt; margin-top: 12pt"><B>CURRENT REPORT<BR>
Pursuant to Section&nbsp;13 OR 15(d) of<BR>
The Securities Exchange Act of 1934</B>
</DIV>

<DIV align="center" style="font-size: 10pt; margin-top: 12pt">Date of Report (Date of earliest event reported): July&nbsp;14, 2010</DIV>


<DIV align="Center" style="font-size: 10pt; margin-top: 6pt"><DIV align="center"><DIV style="FONT-size: 3pt; margin-top: 16pt; width: 26%; border-top: 1px solid #000000">&nbsp;</DIV></DIV>
</DIV>
<DIV align="center" style="font-size: 24pt; margin-top: 12pt"><B>Hanmi Financial Corporation</B>
</DIV>

<DIV align="center" style="font-size: 10pt">(Exact Name of Registrant as Specified in its Charter)</DIV>



<DIV align="Center" style="font-size: 10pt; margin-top: 6pt"><DIV align="center"><DIV style="FONT-size: 3pt; margin-top: 16pt; width: 26%; border-top: 1px solid #000000">&nbsp;</DIV></DIV>
</DIV>
<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="30%">&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD width="30%">&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD width="30%">&nbsp;</TD>
</TR>
<TR></TR>
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<TR valign="bottom">
    <TD align="center" valign="top"><B>Delaware</B>
</TD>
    <TD>&nbsp;</TD>
    <TD align="center" valign="top"><B>000-30421</B>
</TD>
    <TD>&nbsp;</TD>
    <TD align="center" valign="top"><B>95-4788120</B></TD>
</TR>
<TR valign="bottom">
    <TD align="center" valign="top">(State or Other Jurisdiction of <BR>
Incorporation)
</TD>
    <TD>&nbsp;</TD>
    <TD align="center" valign="top">(Commission File Number)
</TD>
    <TD>&nbsp;</TD>
    <TD align="center" valign="top">(IRS Employer<BR>
Identification No.)</TD>
</TR>
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</TABLE>
</DIV>

<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
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<TR valign="bottom">
    <TD width="47%">&nbsp;</TD>
    <TD width="5%">&nbsp;</TD>
    <TD width="47%">&nbsp;</TD>
</TR>
<TR></TR>
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<TR valign="bottom">
    <TD align="center" valign="top"><B>3660 Wilshire Boulevard, Ph-A <BR>
Los Angeles, California</B>
</TD>
    <TD>&nbsp;</TD>
    <TD align="center" valign="bottom"><B>90010</B></TD>
</TR>
<TR valign="bottom">
    <TD align="center" valign="top">(Address of Principal Executive Offices)
</TD>
    <TD>&nbsp;</TD>
    <TD align="center" valign="top">(Zip Code)</TD>
</TR>
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</TABLE>
</DIV>

<DIV align="center" style="font-size: 10pt; margin-top: 12pt">Registrant&#146;s telephone number, including area code: <B>(213)&nbsp;382-2200</B></DIV>


<DIV align="Center" style="font-size: 10pt; margin-top: 6pt"><DIV align="center"><DIV style="FONT-size: 3pt; margin-top: 16pt; width: 26%; border-top: 1px solid #000000">&nbsp;</DIV></DIV>
</DIV>
<DIV align="center" style="font-size: 10pt; margin-top: 12pt"><B>Not applicable</B><BR>
(Former name or former address, if changed since last report)</DIV>


<DIV align="Center" style="font-size: 10pt; margin-top: 6pt"><DIV align="center"><DIV style="FONT-size: 3pt; margin-top: 16pt; width: 26%; border-top: 1px solid #000000">&nbsp;</DIV></DIV>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Check the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
</DIV>
<DIV align="left" style="font-size: 10pt; margin-top: 6pt"><FONT style="font-family: Wingdings">&#111;</FONT>&nbsp;&nbsp;&nbsp;Written communications pursuant to Rule&nbsp;425 under the Securities Act (17 CFR 230.425)
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt"><FONT style="font-family: Wingdings">&#111;</FONT>&nbsp;&nbsp;&nbsp;Soliciting material pursuant to Rule&nbsp;14a-12 under the Exchange Act (17 CFR 240.14a-12)
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt"><FONT style="font-family: Wingdings">&#111;</FONT>&nbsp;&nbsp;&nbsp;Pre-commencement communications pursuant to Rule&nbsp;14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt"><FONT style="font-family: Wingdings">&#111;</FONT>&nbsp;&nbsp;&nbsp;Pre-commencement communications pursuant to Rule&nbsp;13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
</DIV>


<DIV style="width: 100%; border-bottom: 1pt solid black; margin-top: 10pt; font-size: 1pt">&nbsp;</DIV>
<DIV style="width: 100%; border-bottom: 2pt solid black; font-size: 1pt">&nbsp;</DIV>

















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<DIV align="left" style="margin-top: 12pt">
<TABLE width="100%" border="0" cellpadding="0" cellspacing="0" style="font-size: 10pt; background: transparent; color: #000000">
<TR>
    <TD width="3%"></TD>
    <TD width="1%"></TD>
    <TD></TD>
</TR>
<TR valign="top">
    <TD nowrap align="left"><B>Item&nbsp;8.01</B></TD>
    <TD>&nbsp;</TD>
    <TD><B>Other Events.</B></TD>
</TR>
</TABLE>
</DIV>
<DIV align="left" style="font-size: 10pt; margin-top: 6pt">On July&nbsp;14, 2010, Hanmi Financial Corporation (&#147;Hanmi&#148;) issued a press release stating that based
on revocable subscription agreements received to date from potential investors, the currently
anticipated closing date for the best efforts public offering is 5:00 p.m. Pacific Time, July&nbsp;21,
2010. A copy of the press release is filed herewith as Exhibit&nbsp;99.1.
</DIV>


<DIV align="left" style="margin-top: 12pt">
<TABLE width="100%" border="0" cellpadding="0" cellspacing="0" style="font-size: 10pt; background: transparent; color: #000000">
<TR>
    <TD width="3%"></TD>
    <TD width="1%"></TD>
    <TD></TD>
</TR>
<TR valign="top">
    <TD nowrap align="left"><B>Item&nbsp;9.01.</B></TD>
    <TD>&nbsp;</TD>
    <TD><B>Financial Statements and Exhibits</B>.</TD>
</TR>
</TABLE>
</DIV>
<DIV align="center">
<TABLE style="font-size: 10pt" cellspacing="0" border="0" cellpadding="0" width="100%">
<!-- Begin Table Head -->
<TR valign="bottom">
    <TD width="4%">&nbsp;</TD>
    <TD width="1%">&nbsp;</TD>
    <TD width="85%">&nbsp;</TD>
</TR>
<TR></TR>
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<TR valign="bottom">
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">99.1
</DIV></TD>
    <TD>&nbsp;</TD>
    <TD align="left" valign="top">Press release dated July&nbsp;14, 2010.</TD>
</TR>
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</DIV>


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<DIV align="left" style="font-size: 10pt; margin-top: 6pt">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
</DIV>


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<TR>
    <TD width="48%">&nbsp;</TD>
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    <TD width="1%">&nbsp;</TD>
    <TD width="35%">&nbsp;</TD>
    <TD width="15%">&nbsp;</TD>
</TR>
<TR>
    <TD valign="top" align="left">Date: July 14, 2010&nbsp;</TD>
    <TD colspan="3" align="left">Hanmi Financial Corporation<BR>
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD valign="top">By:&nbsp;&nbsp;</TD>
    <TD colspan="2" style="border-bottom: 1px solid #000000" align="left">/s/ Jay S. Yoo
&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD colspan="2" align="left">Jay S. Yoo&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR><TR>
    <TD align="left">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD colspan="2" align="left">President and Chief Executive Officer&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>
<TR>
    <TD colspan="5">&nbsp;</TD>
</TR>
</TABLE>


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<FILENAME>v56701exv99w1.htm
<DESCRIPTION>EX-99.1
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<DIV align="right" style="font-size: 10pt; margin-top: 12pt"><B>Exhibit 99.1</b>
</DIV>


<DIV align="center" style="font-size: 10pt; margin-top: 18pt">HANMI ANNOUNCES CLOSING DATE FOR BEST EFFORTS PUBLIC OFFERING
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">LOS ANGELES &#151; July 14, 2010 &#151; Hanmi Financial Corporation (NASDAQ: HAFC), the holding
company for Hanmi Bank, today announced that, based on revocable subscription agreements received
to date from potential investors, the currently anticipated closing date for the best efforts
public offering is 5:00 p.m. Pacific Time, July&nbsp;21, 2010. As specified in the prospectus
supplement Hanmi filed with the SEC on June&nbsp;11, 2010, the minimum aggregate subscription amount
that must be obtained in order to close both the best efforts public offering and rights offering
is $105&nbsp;million in the aggregate and the maximum is $120&nbsp;million in the aggregate. Hanmi will
announce the aggregate results of the offerings immediately following the closing of the offerings.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">Cappello Capital Corp, the exclusive placement agent for the best efforts public offering, is in
the process of confirming, and converting to irrevocable subscriptions, all prior indications of
interest from those parties who have submitted a subscription agreement. In order to be eligible
to participate in the best efforts public offering, investors must submit a subscription agreement
and acknowledge their commitment to Cappello Capital Corp. in writing, and must send in their funds
to a designated Hanmi account held at JP Morgan Escrow by no later than 1:00 p.m. Pacific Time,
July&nbsp;21, 2010. Eligible participants should not send any funds directly to Cappello Capital Corp.
Should investors have further questions about the best efforts public offering, please contact
Cappello Capital Corp. as per the contact information provided below.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 12pt"><B>Contact Information:</B>
</DIV>


<DIV align="Center" style="font-size: 10pt; margin-top: 12pt"><B>Cappello Capital Corp.</B><BR>
100 Wilshire Blvd., Suite&nbsp;1200, Santa Monica, California 90401<BR>
Tel: (310)&nbsp;393-6632<BR>
Paul Kromwyk, Vice President, pkromwyk@cappellocorp.com<BR>
Daniel Litvak, Senior Analyst, dlitvak@cappellocorp.com
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 12pt"><B>Additional Information:</B>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">The shares of common stock offered for sale in the best efforts public offering are being offered
pursuant to a Registration Statement on Form S-3 (Registration No.&nbsp;333-163206) filed by Hanmi under
the Securities Act of 1933, as amended, and a related prospectus supplement dated June&nbsp;11, 2010.
The prospectus supplement and related prospectus contain important information about the best efforts public
offering and investors and stockholders are urged to read them carefully. Copies of the prospectus
supplement and related prospectus may be
</DIV>


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<DIV align="left" style="font-size: 10pt; margin-top: 6pt">obtained by contacting Hanmi Financial Corp., Attn: Investor Relations, David J. Yang 213-637-4798 or by visiting the Hanmi website www.hanmi.com.
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">A proxy statement relating to certain of the matters discussed in this news release, including a
more complete summary of proposed capital raising efforts by Hanmi was filed with the SEC on June
16, 2010. Hanmi is seeking approval of an increase in its authorized capital stock and approval of
issuance of shares to Woori Finance Holdings at its upcoming meeting of stockholders to be held on
July&nbsp;28, 2010. Copies of the proxy statement and other related documents may be obtained for free
from the SEC website (www.sec.gov) or by contacting Hanmi Financial Corp., Attn: Investor
Relations, David J. Yang 213-637-4798. Hanmi&#146;s stockholders are advised to read the proxy
statement, because it contains important information, and Hanmi notes that the stockholder meeting
on the matters discussed in the proxy statement may occur after the closing of the rights and best
efforts offerings. Hanmi, its directors, executive officers and certain members of management and
employees may be considered &#147;participants in the solicitation&#148; of proxies from Hanmi&#146;s stockholders
in connection with certain of the matters discussed in this news release. Information regarding
such persons and their interests in Hanmi is contained in Hanmi&#146;s proxy statements and annual
reports on Form 10-K filed with the SEC. Hanmi has engaged the services of D.F. King &#038; Co., Inc. to
assist in soliciting proxies. Stockholders and investors may obtain additional information
regarding the interests of Hanmi, its directors and executive officers and D.F. King &#038; Co., Inc. in
the matters discussed in this news release by reading the proxy statement and other relevant
documents regarding the matters discussed in this news release.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 12pt"><B>Cautionary Statement</B>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">This press release shall not constitute an offer to sell or the solicitation of an offer to buy any
of the securities described herein, nor shall there be any sale of the securities in any
jurisdiction or state in which such offer, solicitation or sale would be unlawful prior to
registration or qualification under the securities laws of any such jurisdiction or state.
</DIV>


<DIV align="left" style="font-size: 10pt; margin-top: 12pt"><B>Forward-Looking Statements</B>
</DIV>

<DIV align="left" style="font-size: 10pt; margin-top: 6pt">This press release contains forward-looking statements, which are included in accordance with the
&#147;safe harbor&#148; provisions of the Private Securities Litigation Reform Act of 1995. In some cases,
you can identify forward-looking statements
by terminology such as &#147;may,&#148; &#147;will,&#148; &#147;should,&#148; &#147;could,&#148; &#147;expects,&#148; &#147;plans,&#148; &#147;intends,&#148;
&#147;anticipates,&#148; &#147;believes,&#148; &#147;estimates,&#148; &#147;predicts,&#148; &#147;potential,&#148; or &#147;continue,&#148; or the negative of
such terms and other comparable terminology. Although we believe that the expectations reflected in
the forward-looking statements are reasonable, we cannot guarantee future results, levels of
activity, performance or achievements. These statements involve known and unknown risks,
uncertainties and other factors that may cause our actual results, levels of activity, performance
or achievements to differ from those expressed or implied by the forward-looking statement. These
factors include the following: failure to confirm a minimum of $105&nbsp;million in subscriptions in the
aggregate from the rights offering and best efforts public offering; inability to consummate the
proposed
</DIV>


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<DIV align="left" style="font-size: 10pt; margin-top: 6pt">transaction (the &#147;Transaction&#148;) with Woori Finance Holdings Co. Ltd. (&#147;Woori&#148;) on the
terms contemplated in the Securities Purchase Agreement entered into with Woori on May&nbsp;25, 2010;
failure to receive regulatory or stockholder approval for the Transaction; inability to continue as
a going concern; inability to raise additional capital on acceptable terms or at all; failure to
maintain adequate levels of capital and liquidity to support our operations; the effect of
regulatory orders we have entered into and potential future supervisory action against us or Hanmi
Bank; general economic and business conditions internationally, nationally and in those areas in
which we operate; volatility and deterioration in the credit and equity markets; changes in
consumer spending, borrowing and savings habits; availability of capital from private and
government sources; demographic changes; competition for loans and deposits and failure to attract
or retain loans and deposits; fluctuations in interest rates and a decline in the level of our
interest rate spread; risks of natural disasters related to our real estate portfolio; risks
associated with Small Business Administration loans; failure to attract or retain key employees;
changes in governmental regulation, including, but not limited to, any increase in FDIC insurance
premiums; ability to receive regulatory approval for Hanmi Bank to declare dividends to the
Company; adequacy of our allowance for loan losses, credit quality and the effect of credit quality
on our provision for credit losses and allowance for loan losses; changes in the financial
performance and/or condition of our borrowers and the ability of our borrowers to perform under the
terms of their loans and other terms of credit agreements; our ability to successfully integrate
acquisitions we may make; our ability to control expenses; and changes in securities markets. In
addition, we set forth certain risks in our reports filed with the U.S. Securities and Exchange
Commission (&#147;SEC&#148;), including attached as an Exhibit to a Current Report on Form 8-K filed with the
SEC on June&nbsp;18, 2010, and current and periodic reports filed with the U.S. Securities and Exchange
Commission hereafter, which could cause actual results to differ from those projected. We undertake
no obligation to update such forward-looking statements except as required by law.
</DIV>



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