<SEC-DOCUMENT>0001171843-13-004054.txt : 20131018
<SEC-HEADER>0001171843-13-004054.hdr.sgml : 20131018
<ACCEPTANCE-DATETIME>20131018142934
ACCESSION NUMBER:		0001171843-13-004054
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20130823
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20131018
DATE AS OF CHANGE:		20131018

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			HANMI FINANCIAL CORP
		CENTRAL INDEX KEY:			0001109242
		STANDARD INDUSTRIAL CLASSIFICATION:	NATIONAL COMMERCIAL BANKS [6021]
		IRS NUMBER:				954788120
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-30421
		FILM NUMBER:		131159160

	BUSINESS ADDRESS:	
		STREET 1:		3660 WILSHIRE BLVD SUITE PH-A
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90010
		BUSINESS PHONE:		2133822200
</SEC-HEADER>
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<div align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.</font></div>
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<div style="TEXT-INDENT: 27pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">On August 23, 2013, at the 2013 Annual Meeting of Stockholders of Hanmi Financial Corporation (&#8220;Hanmi&#8221;), the stockholders of Hanmi approved the Amended and Restated Hanmi Financial Corporation 2013 Equity Compensation Plan (the &#8220;2013 Plan&#8221;).&#160;&#160;A copy of the 2013 Plan is included as Annex A to Hanmi&#8217;s amended proxy statement dated July 24, 2013 (the &#8220;Proxy Statement&#8221;), forming a part of the Definitive Schedule 14A on Form DEFR 14A filed with the SEC on July 25, 2013, and is incorporated herein by reference as Exhibit 10.1 to this Current Report on Form 8-K.&#160;&#160;The 2013 Plan was adopted by Hanmi&#8217;s Board of Directors on July 24, 2013, subject to stockholder approval, and became effective when such stockholder approval was obtained on August 23, 2013.</font></div>

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<div style="TEXT-INDENT: 27pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">The material terms of the 2013 Plan are summarized in the Proxy Statement under &#8220;Proposal No. 3 &#8211; Approval of the Amended and Restated Hanmi Financial Corporation 2013 Equity Compensation Plan.&#8221;&#160;&#160;The information contained under the above-referenced caption in the Proxy Statement is incorporated herein by reference.</font></div>

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<div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">10.1</font></div>
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<div style="TEXT-INDENT: -18pt; DISPLAY: block; MARGIN-LEFT: 18pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Amended and Restated Hanmi Financial Corporation 2013 Equity Compensation Plan (Previously filed and incorporated by reference herein from Annex A to&#160;Hanmi&#8217;s Definitive Schedule 14A on Form DEFR 14A, filed with the SEC on July 25, 2013)</font></div>
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<div style="TEXT-INDENT: 36pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="justify"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</font></div>

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<td width="33%"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">By:&#160; <font style="DISPLAY: inline; TEXT-DECORATION: underline">/s/ C. G. Kum</font></font></td>
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<td width="33%" style="TEXT-ALIGN: left; TEXT-INDENT: 18pt; PADDING-LEFT: 0pt; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Name: C. G. Kum</font></td>
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<div style="TEXT-ALIGN: left; TEXT-INDENT: 18pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Title:&#160;&#160; President and Chief Executive Officer</font></font></div>
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