[1]

(a) See Note 3 to the consolidated financial statements for portfolio composition by geographic location.

[2]

(b) Equity ownership may be held in shares or units of companies related to the portfolio companies.

[3]

(c) All debt investments are income producing, unless otherwise indicated.

Equity investments are non-income producing unless otherwise noted.

[4]

(g) Except as otherwise noted, the Company’s investment portfolio is comprised of debt and equity securities of privately held companies for which quoted prices falling within the categories of Level 1 and Level 2 inputs are not available. Therefore, the Company values all of its portfolio investments at fair value, as determined in good faith by the board of directors, using significant unobservable Level 3 inputs.

[5]

(a) See Note 3 to the consolidated financial statements for portfolio composition by geographic location.

[6]

(b) Equity ownership may be held in shares or units of companies related to the portfolio companies.

[7]

(c) All debt investments are income producing, unless otherwise indicated. Equity investments are non-income producing unless otherwise noted.

[8]

(g) Except as otherwise noted, the Company’s investment portfolio is comprised of debt and equity securities of privately held companies for which quoted prices falling within the categories of Level 1 and Level 2 inputs are not available. Therefore, the Company values all of its portfolio investments at fair value, as determined in good faith by the board of directors, using significant unobservable Level 3 inputs.