Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001193125-23-210715
Filing Date
2023-08-11
Accepted
2023-08-11 16:05:51
Documents
1

Document Format Files

Seq Description Document Type Size
1 40-APP d520032d40app.htm 40-APP 209863
  Complete submission text file 0001193125-23-210715.txt   214240
Mailing Address 190 S. LASALLE STREET SUITE 2140 CHICAGO IL 60603
Business Address 190 S. LASALLE STREET SUITE 2140 CHICAGO IL 60603
FIDUS MEZZANINE CAPITAL LP (Filer) CIK: 0001404641 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE
Type: 40-APP | Act: 98 | File No.: 812-15496-03 | Film No.: 231164029

Mailing Address 1603 ORRINGTON AVENUE SUITE 820 EVANSTON IL 60201
Business Address 1603 ORRINGTON AVENUE SUITE 820 EVANSTON IL 60201 847-859-3940
FIDUS INVESTMENT Corp (Filer) CIK: 0001513363 (see all company filings)

EIN.: 275017321 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15496 | Film No.: 231164026

Mailing Address 1603 ORRINGTON AVENUE, SUITE 820 EVANSTON IL 60201
Business Address 1603 ORRINGTON AVENUE, SUITE 820 EVANSTON IL 60201 847-859-3940
Fidus Investment Advisors, LLC (Filer) CIK: 0001515639 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15496-06 | Film No.: 231164032

Mailing Address 1603 ORRINGTON AVENUE, SUITE 1005 EVANSTON IL 60201
Business Address 1603 ORRINGTON AVENUE, SUITE 1005 EVANSTON IL 60201 847-859-3940
Fidus Mezzanine Capital II, L.P. (Filer) CIK: 0001576959 (see all company filings)

EIN.: 900896398 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15496-04 | Film No.: 231164030

Mailing Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201
Business Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201 847.859.3940
Fidus Credit Opportunities, L.P. (Filer) CIK: 0001664815 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15496-01 | Film No.: 231164027

Mailing Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201
Business Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201 847-859-3940
Fidus Equity Opportunities Fund, L.P. (Filer) CIK: 0001697009 (see all company filings)

EIN.: 814191968 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15496-02 | Film No.: 231164028

Mailing Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201
Business Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201 847.859.3940
Fidus Mezzanine Capital III, L.P. (Filer) CIK: 0001989352 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15496-05 | Film No.: 231164031