Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001193125-24-140727
Filing Date
2024-05-16
Accepted
2024-05-16 17:16:12
Documents
1

Document Format Files

Seq Description Document Type Size
1 40-APP/A d784850d40appa.htm 40-APP/A 236821
  Complete submission text file 0001193125-24-140727.txt   242699
Mailing Address 190 S. LASALLE STREET SUITE 2140 CHICAGO IL 60603
Business Address 190 S. LASALLE STREET SUITE 2140 CHICAGO IL 60603
FIDUS MEZZANINE CAPITAL LP (Filer) CIK: 0001404641 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE
Type: 40-APP/A | Act: 98 | File No.: 812-15496-03 | Film No.: 24956755

Mailing Address 1603 ORRINGTON AVENUE SUITE 820 EVANSTON IL 60201
Business Address 1603 ORRINGTON AVENUE SUITE 820 EVANSTON IL 60201 847-859-3940
FIDUS INVESTMENT Corp (Filer) CIK: 0001513363 (see all company filings)

EIN.: 275017321 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15496 | Film No.: 24956751

Mailing Address 1603 ORRINGTON AVENUE, SUITE 820 EVANSTON IL 60201
Business Address 1603 ORRINGTON AVENUE, SUITE 820 EVANSTON IL 60201 847-859-3940
Fidus Investment Advisors, LLC (Filer) CIK: 0001515639 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15496-06 | Film No.: 24956752

Mailing Address 1603 ORRINGTON AVENUE, SUITE 1005 EVANSTON IL 60201
Business Address 1603 ORRINGTON AVENUE, SUITE 1005 EVANSTON IL 60201 847-859-3940
Fidus Mezzanine Capital II, L.P. (Filer) CIK: 0001576959 (see all company filings)

EIN.: 900896398 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15496-04 | Film No.: 24956754

Mailing Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201
Business Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201 847.859.3940
Fidus Credit Opportunities, L.P. (Filer) CIK: 0001664815 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15496-01 | Film No.: 24956757

Mailing Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201
Business Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201 847-859-3940
Fidus Equity Opportunities Fund, L.P. (Filer) CIK: 0001697009 (see all company filings)

EIN.: 814191968 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15496-02 | Film No.: 24956756

Mailing Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201
Business Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201 847.859.3940
Fidus Mezzanine Capital III, L.P. (Filer) CIK: 0001989352 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15496-05 | Film No.: 24956753

Mailing Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201
Business Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201 (847) 859-3940
Fidus Mezzanine Capital IV, L.P. (Filer) CIK: 0002023707 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15496-07 | Film No.: 24956758

Mailing Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201
Business Address 1603 ORRINGTON AVENUE SUITE 1005 EVANSTON IL 60201 (847) 859-3940
Fidus Capital Advisors, LLC (Filer) CIK: 0002023713 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15496-08 | Film No.: 24956759