# Filing Detail

Form N-2 - Registration statement for closed-end investment companies:
SEC Accession No. 0001133228-21-003637
Filing Date
2021-06-25
Accepted
2021-06-25 16:10:11
Documents
53

Document Format Files

Seq | Description | Document | Type | Size
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1 | JH FINANCIAL OPPORTUNITIES FUND_N-2 | jhfof-html3755_n2.htm | N-2 | 1364406
2 | AMENDED AND RESTATED DECLARATION OF TRUST DATED JANUARY 22, 2016 | jhfof-html3755_ex992a.htm | EX-99.(2)(A) | 156894
3 | AMENDMENT DATED DECEMBER 13, 2018 TO THE AMENDED AND RESTATED AGREEMENT AND DECL | jhfof-html3755_ex992a1.htm | EX-99.(2)(A)(1) | 5730
4 | AMENDMENT DATED MARCH 10, 2016 TO THE AMENDED AND RESTATED BY-LAWS DATED SEPTEMB | jhfof-html3755_ex992b.htm | EX-99.(2)(B) | 147629
5 | AMENDMENT DATED MARCH 10, 2016 TO THE AMENDED AND RESTATED BY-LAWS DATED SEPTEMB | jhfof-html3755_ex992b1.htm | EX-99.(2)(B)(1) | 3250
6 | .DIVIDEND REINVESTMENT PLAN DATED NOVEMBER 1, 2013 | jhfof-html3755_ex992e.htm | EX-99.(2)(E) | 48128
7 | AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT DATED JUNE 30, 2020 BETWEEN T | jhfof-html3755_ex992g1.htm | EX-99.(2)(G)(1) | 64513
8 | SUB-ADVISORY AGREEMENT DATED DECEMBER 31, 2005 WITH THE ADVISOR AND MANULIFE INV | jhfof-html3755_ex992g2.htm | EX-99.(2)(G)(2) | 73110
9 | SUB-ADVISORY AGREEMENT AMENDMENT DATED JANUARY 18, 2013 | jhfof-html3755_ex992g3.htm | EX-99.(2)(G)(3) | 11241
10 | FORM OF DISTRIBUTION AGREEMENT BETWEEN JOHN HANCOCK INVESTMENT MANAGEMENT DISTRI | jhfof-html3755_ex992h1.htm | EX-99.(2)(H)(1) | 22306
11 | FORM OF DEALER AGREEMENT BETWEEN THE DISTRIBUTOR AND THE DEALER | jhfof-html3755_ex992h2.htm | EX-99.(2)(H)(2) | 76977
12 | MASTER CUSTODIAN AGREEMENT DATED SEPTEMBER 10, 2008 BETWEEN THE FUND AND STATE S | jhfof-html3755_ex992j.htm | EX-99.(2)(J) | 528126
13 | AMENDMENT DATED OCTOBER 1, 2015 TO THE MASTER CUSTODIAN AGREEMENT DATED SEPTEMBE | jhfof-html3755_ex992j1.htm | EX-99.(2)(J)(1) | 19631
14 | ADMINISTRATION AGREEMENT DATED AUGUST 15,1994 | jhfof-html3755_ex992k1.htm | EX-99.(2)(K)(1) | 20915
15 | FORM OF AMENDMENT TO THE ADMINISTRATION AGREEMENT | jhfof-html3755_ex992k1a.htm | EX-99.(2)(K)(1)(A) | 9977
16 | FORM OF EXPENSE LIMITATION AGREEMENT BW ADVISOR AND FUND ADMINISTRATION AGREEMEN | jhfof-html3755_ex992k1b.htm | EX-99.(2)(K)(1)(B) | 5579
17 | SERVICE AGREEMENT DATED JUNE 30, 2020 AMONG THE FUND, THE ADVISOR, AND THE FUNDS | jhfof-html3755_ex992k2.htm | EX-99.(2)(K)(2) | 31060
18 | SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES DATED JUNE 1, 2002 WITH COMPUTERSH | jhfof-html3755_ex992k3.htm | EX-99.(2)(K)(3) | 307102
19 | AMENDMENT DATED JULY 1, 2007 TO THE SERVICE AGREEMENT FOR TRANSFER AGENT SERVICE | jhfof-html3755_ex992k3a.htm | EX-99.(2)(K)(3)(A) | 70834
20 | AMENDMENT DATED SEPTEMBER 25, 2007 TO THE SERVICE AGREEMENT FOR TRANSFER AGENT S | jhfof-html3755_ex992k3b.htm | EX-99.(2)(K)(3)(B) | 12439
21 | AMENDMENT DATED OCTOBER 10, 2007 TO THE SERVICE AGREEMENT FOR TRANSFER AGENT SER | jhfof-html3755_ex992k3c.htm | EX-99.(2)(K)(3)(C) | 14587
22 | AMENDMENT DATED JULY 1, 2010 TO THE SERVICE AGREEMENT FOR TRANSFER AGENT SERVICE | jhfof-html3755_ex992k3d.htm | EX-99.(2)(K)(3)(D) | 124248
23 | AMENDMENT DATED OCTOBER 18, 2010 TO THE SERVICE AGREEMENT FOR TRANSFER AGENT SER | jhfof-html3755_ex992k3e.htm | EX-99.(2)(K)(3)(E) | 11465
24 | AMENDMENT DATED APRIL 6, 2011 TO THE SERVICE AGREEMENT FOR TRANSFER AGENT SERVIC | jhfof-html3755_ex992k3f.htm | EX-99.(2)(K)(3)(F) | 31374
25 | AMENDMENT DATED MARCH 31, 2013 TO THE SERVICE AGREEMENT FOR TRANSFER AGENT SERVI | jhfof-html3755_ex992k3g.htm | EX-99.(2)(K)(3)(G) | 11748
26 | AMENDMENT DATED JUNE 30, 2014 TO THE SERVICE AGREEMENT FOR TRANSFER AGENT SERVIC | jhfof-html3755_ex992k3h.htm | EX-99.(2)(K)(3)(H) | 131890
27 | AMENDMENT DATED JUNE 30, 2016 TO THE SERVICE AGREEMENT FOR TRANSFER AGENT SERVIC | jhfof-html3755_ex992k3i.htm | EX-99.(2)(K)(3)(I) | 17498
28 | AMENDMENT DATED JULY 1, 2018 TO THE SERVICE AGREEMENT FOR TRANSFER AGENT SERVICE | jhfof-html3755_ex992k3j.htm | EX-99.(2)(K)(3)(J) | 227640
29 | AGREEMENT TO WAIVE ADVISORY FEES AND REIMBURSE EXPENSES DATED JUNE 25, 2020 | jhfof-html3755_ex992k4.htm | EX-99.(2)(K)(4) | 23640
30 | LEGAL OPINION DATED JUNE 25, 2021 | jhfof-html3755_ex992l.htm | EX-99.(2)(L) | 5798
31 | CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DATED JUNE 25, 2021 | jhfof-html3755_ex992n.htm | EX-99.(2)(N) | 2379
32 | JOHN HANCOCK CODE OF ETHICS DATED JANUARY 1, 2008 (AS REVISED SEPTEMBER 17, 2020 | jhfof-html3755_ex992r1.htm | EX-99.(2)(R)(1) | 241069
33 | CODE OF ETHICS DATED JANUARY 20, 2020 FOR GLOBAL WEALTH AND ASSET MANAGEMENT AND | jhfof-html3755_ex992r2.htm | EX-99.(2)(R)(2) | 317280
34 | CODE OF ETHICS EFFECTIVE DECEMBER 6, 2005 AMENDED AND RESTATED JANUARY 1, 2020 F | jhfof-html3755_ex992r3.htm | EX-99.(2)(R)(3) | 48210
35 | POWER OF ATTORNEY DATED DECEMBER 10, 2020 | jhfof-html3755_ex992s.htm | EX-99.(2)(S) | 14723
37 | GRAPHIC | image_005.jpg | GRAPHIC | 8223
38 | GRAPHIC | image_005a.jpg | GRAPHIC | 1752
39 | GRAPHIC | image_006.jpg | GRAPHIC | 7495
40 | GRAPHIC | image_007.jpg | GRAPHIC | 4893
41 | GRAPHIC | image_008.jpg | GRAPHIC | 8233
42 | GRAPHIC | image_010.jpg | GRAPHIC | 4309
43 | GRAPHIC | image_009.jpg | GRAPHIC | 9574
44 | GRAPHIC | logop1.jpg | GRAPHIC | 7675
45 | GRAPHIC | p101.jpg | GRAPHIC | 49190
46 | GRAPHIC | p106.jpg | GRAPHIC | 484454
47 | GRAPHIC | p109.jpg | GRAPHIC | 1994
48 | GRAPHIC | p116.jpg | GRAPHIC | 1443
49 | GRAPHIC | img003.jpg | GRAPHIC | 137133
50 | GRAPHIC | img004.jpg | GRAPHIC | 108072
51 | GRAPHIC | img005.jpg | GRAPHIC | 179572
52 | GRAPHIC | image_001.jpg | GRAPHIC | 5351
53 | GRAPHIC | image_002.jpg | GRAPHIC | 13661
54 | GRAPHIC | organizationalchart.jpg | GRAPHIC | 223703
| Complete submission text file | 0001133228-21-003637.txt |  | 5939313

Mailing Address C/O JOHN HANCOCK INVESTMENT MANAGEMENT 200 BERKELEY STREET BOSTON MA 02116
Business Address C/O JOHN HANCOCK INVESTMENT MANAGEMENT 200 BERKELEY STREET BOSTON MA 02116 617-663-3000
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND (Filer) CIK: 0000925683 (see all company filings)

EIN.: 043241844 | State of Incorp.: MA
Type: N-2 | Act: 40 | File No.: 811-08568 | Film No.: 211047778

Mailing Address C/O JOHN HANCOCK INVESTMENT MANAGEMENT 200 BERKELEY STREET BOSTON MA 02116
Business Address C/O JOHN HANCOCK INVESTMENT MANAGEMENT 200 BERKELEY STREET BOSTON MA 02116 617-663-3000
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND (Filer) CIK: 0000925683 (see all company filings)

EIN.: 043241844 | State of Incorp.: MA
Type: N-2 | Act: 33 | File No.: 333-257411 | Film No.: 211047777