<SEC-DOCUMENT>0001171843-22-004524.txt : 20220624
<SEC-HEADER>0001171843-22-004524.hdr.sgml : 20220624
<ACCEPTANCE-DATETIME>20220624070011
ACCESSION NUMBER:		0001171843-22-004524
CONFORMED SUBMISSION TYPE:	6-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20220624
FILED AS OF DATE:		20220624
DATE AS OF CHANGE:		20220624

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Caledonia Mining Corp Plc
		CENTRAL INDEX KEY:			0000766011
		STANDARD INDUSTRIAL CLASSIFICATION:	GOLD & SILVER ORES [1040]
		IRS NUMBER:				000000000
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		6-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-38164
		FILM NUMBER:		221036924

	BUSINESS ADDRESS:	
		STREET 1:		B006 MILLAIS HOUSE
		STREET 2:		CASTLE QUAY
		CITY:			ST HELIER
		STATE:			Y9
		ZIP:			JE2 3NF
		BUSINESS PHONE:		441534679800

	MAIL ADDRESS:	
		STREET 1:		B006 MILLAIS HOUSE
		STREET 2:		CASTLE QUAY
		CITY:			ST HELIER
		STATE:			Y9
		ZIP:			JE2 3NF

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	CALEDONIA MINING CORP
		DATE OF NAME CHANGE:	19950606

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	GOLDEN NORTH RESOURCE CORP
		DATE OF NAME CHANGE:	19920302
</SEC-HEADER>
<DOCUMENT>
<TYPE>6-K
<SEQUENCE>1
<FILENAME>f6k_062322.htm
<DESCRIPTION>FORM 6-K
<TEXT>
<html><head><title></title></head><body style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt"><div align="center"><div style="margin-top: 3pt; margin-bottom: 12pt;"><div style="font-size: 1pt; border-top: Black 2.5pt solid; border-bottom: Black 1.1pt solid; width: 100%;">&#160;</div></div><p style="font-size: 14pt;" align="center"><font style="font-family: 'times new roman', roman, serif;"><strong>UNITED STATES</strong></font><br /><font style="font-family: 'times new roman', roman, serif;"><strong>SECURITIES AND EXCHANGE COMMISSION</strong></font><br /><font style="font-family: 'times new roman', roman, serif;"><strong>Washington, D.C. 20549</strong></font></p><p style="font-size: 14pt; text-transform: uppercase;" align="center"><font style="font-family: 'times new roman', roman, serif;"><strong>Form 6-K</strong></font></p><p style="text-align: center;"><font style="font-family: 'times new roman', roman, serif;"><strong></strong></font></p><p style="margin: 0in 0in 8pt; line-height: 107%; font-size: 11pt; font-family: Calibri, sans-serif;"><font style="font-family: 'times new roman', roman, serif;"><strong><font style="font-family: 'times new roman', roman, serif; font-size: 10pt;">Report of Foreign Private Issuer <br />Pursuant to Rule 13a-16 or 15d-16 <br />Of the Securities Exchange Act of 1934</font></strong></font></p><p style="text-align: center;"><font style="font-size: 10pt;"><font style="font-size: 10pt;"><font style="font-family: 'times new roman', roman, serif;"><strong></strong><strong>For the month of June 2022<br /></strong></font></font><font style="font-family: 'times new roman', roman, serif; font-size: 10pt;"><font style="font-size: 10pt;"><strong>Commission File Number: 001-38164</strong></font></font></font></p><p style="text-align: center;"><font style="font-family: 'times new roman', roman, serif;"><font style="font-size: 12pt;"><strong>CALEDONIA MINING CORPORATION PLC</strong></font></font><br /><font style="font-size: 10pt;"><font style="font-family: 'times new roman', roman, serif;">(Translation of registrant's name into English)</font></font></p><p style="text-align: center;"><font style="font-size: 10pt;"><font style="font-family: 'times new roman', roman, serif;"><font style="font-size: 10pt;"><strong>B006 Millais House <br />Castle Quay<br />St Helier<br /> Jersey JE2 3EF</strong></font></font></font><br /><font style="font-size: 10pt;"><font style="font-family: 'times new roman', roman, serif;">(Address of principal executive office)</font></font></p></div><p style="text-align: center;"><font style="font-size: 10pt;"><font style="font-family: 'times new roman', roman, serif;">Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.</font></font></p><p style="text-align: center;"><font style="font-size: 10pt;"><font style="font-family: 'times new roman', roman, serif;">Form 20-F [&#160;X ] &#160;&#160;&#160;&#160;&#160;Form 40-F [&#160;&#160; ]</font></font></p><p style="text-align: center;"><font style="font-size: 10pt;"><font style="font-family: 'times new roman', roman, serif;">Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): &#160;</font></font></p><p style="text-align: center;"><font style="font-size: 10pt;"><font style="font-family: 'times new roman', roman, serif;">Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): &#160;</font></font></p><!--<p style="text-align: center;"><font style="font-family: 'times new roman', roman, serif;"><font style="font-family: 'Times New Roman', Times, serif; font-size: 13.3333px;">Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.</font></font></p><p style="text-align: center;"><font style="font-family: 'times new roman', roman, serif;"><font style="font-family: 'Times New Roman', Times, serif; font-size: 13.3333px;">Yes ________&#160; No ___<u>x</u>____</font></font></p><p style="text-align: center;"><font style="font-family: 'times new roman', roman, serif;"><font style="font-family: 'Times New Roman', Times, serif; font-size: 13.3333px;">If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-______</font></font></p>--><p style="text-align: center;"><strong><font style="font-family: 'times new roman', roman, serif; font-size: 10pt;">INCORPORATION BY REFERENCE</font></strong></p><p style="text-align: left;"><font style="font-family: 'times new roman', roman, serif; font-size: 10pt;">Exhibit 99.1 included with this report on Form 6-K is expressly incorporated by reference into this report and is hereby incorporated by reference as exhibit to the Registration Statement on Form F-3 of Caledonia Mining Corporation Plc (File No. 333-255500), as amended or supplemented.</font></p><hr style="page-break-after: always;" noshade="noshade" /><p style="text-align: center;"><font style="font-size: 10pt;"><font style="font-family: 'times new roman', roman, serif;"><strong>SIGNATURES</strong></font></font></p><p><font style="font-size: 10pt;"><font style="font-family: 'times new roman', roman, serif;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.</font></font></p><table style="font-family: Times New Roman; font-size: 10pt;" border="0" width="100%" cellspacing="0" cellpadding="0"><tr valign="top"><td width="47%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td width="6%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td style="text-decoration: underline;" align="center" width="47%"><font style="font-family: 'times new roman', roman, serif;"><strong>&#160;&#160;&#160;&#160;CALEDONIA MINING CORPORATION PLC&#160;&#160;&#160;&#160;</strong></font></td></tr><tr valign="top"><td width="47%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td width="6%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td align="center" width="47%"><font style="font-family: 'times new roman', roman, serif;">(Registrant)</font></td></tr><tr valign="top"><td width="47%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td width="6%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td align="center" width="47%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td></tr><tr valign="top"><td width="47%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td width="6%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td align="center" width="47%"><font style="font-family: 'times new roman', roman, serif;"></font></td></tr><tr valign="top"><td width="47%"><font style="font-family: 'times new roman', roman, serif;">Date: June 24, 2022</font></td><td width="6%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td style="text-decoration: underline;" align="center" width="47%"><font style="font-family: 'times new roman', roman, serif;">&#160;&#160;&#160;&#160;/s/ STEVE CURTIS&#160;&#160;&#160;&#160;</font></td></tr><tr valign="top"><td width="47%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td width="6%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td align="center" width="47%"><font style="font-family: 'times new roman', roman, serif;">Steve Curtis</font></td></tr><tr valign="top"><td width="47%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td width="6%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td align="center" width="47%"><font style="font-family: 'times new roman', roman, serif;">CEO and Director</font></td></tr><tr valign="top"><td width="47%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td width="6%"><font style="font-family: 'times new roman', roman, serif;">&#160;</font></td><td align="center" width="47%"><font style="font-family: 'times new roman', roman, serif;"></font></td></tr></table><hr style="page-break-after: always;" noshade="noshade" /><p><font style="font-size: 10pt;"><font style="font-family: 'times new roman', roman, serif;"><p style="text-align: center;"><font style="font-size: 10pt;"><strong>EXHIBIT INDEX</strong></font></p><table style="font-size: 10pt; border-collapse: collapse;"><tr><td style="vertical-align: bottom;"><font><strong><u>Exhibit</u></strong></font></td><td class="hugin"><font>&#160;</font></td><td style="vertical-align: bottom;"><font><strong><u>Description</u></strong></font></td></tr><tr><td class="hugin">&#160;</td><td class="hugin"><font>&#160;</font></td><td class="hugin"><font>&#160;</font></td></tr><tr><td class="hugin"><font><a href="exh_991.htm" rel="nofollow">99.1</a></font></td><td class="hugin"><font>&#160;</font></td><td class="hugin"><font><a href="exh_991.htm" rel="nofollow">Caledonia Mining Corporation Plc:&#160;Notification of relevant change to significant shareholder</a></font></td></tr></table></font></font></p><p>&#160;</p></body></html>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>exh_991.htm
<DESCRIPTION>PRESS RELEASE
<TEXT>
<!DOCTYPE HTML PUBLIC "-//W3C//DTD HTML 4.0 Transitional//EN"><html lang="en-US"><head><title>EdgarFiling</title><meta content="text/html; charset=windows-1252" ><meta name="GENERATOR" content="MSHTML 8.00.7601.18094" ></head><body bgcolor="#ffffff"><p style="text-align: right;"><strong>EXHIBIT 99.1</strong></p><p style="text-align: center;"><font style="font-size: 14pt;"><strong>Caledonia Mining Corporation Plc: Notification of relevant change to significant shareholder</strong></font></p><p style="text-align: center;"><strong></strong></p><p>
 <p align="justify">ST HELIER, Jersey, June  24, 2022  (GLOBE NEWSWIRE) -- Caledonia Mining Corporation Plc ("Caledonia" or the "Company")&#160;(NYSE AMERICAN: CMCL; AIM: CMCL; VFEX: CMCL) announces that it received notification on June 21, 2022 from Van Eck Associates Corporation, which is, through two of its funds, a "significant shareholder" of the Company as defined by the AIM Rules for Companies, that it has changed its interest in the Company and on June 17, 2022 crossed a particular threshold for notification of its holdings in the Company. A copy of the notification is below.<br ></p>  <p align="justify"><strong>Enquiries:</strong></p> <table style="width:100%; border-collapse:collapse !important;;border-collapse: collapse; "><tr><td style="max-width:60%; width:60%; min-width:60%;;text-align: justify ;  vertical-align: middle; vertical-align: top ; "><strong>Caledonia Mining Corporation Plc</strong><br >Mark Learmonth<br >Camilla Horsfall</td><td style="max-width:40%; width:40%; min-width:40%;;vertical-align: top ; "><br >Tel: +44 1534 679 800<br >Tel: +44 7817 841 793</td></tr><tr><td style="text-align: justify ;  vertical-align: middle; vertical-align: top ; ">&#160;</td><td style="vertical-align: top ; ">&#160;</td></tr><tr><td style="vertical-align: top ; "><strong>Cenkos Securities plc (Nomad and Joint Broker)</strong><br >Neil McDonald<br >Pearl Kellie</td><td style="vertical-align: top ; "><br >Tel: +44 131 220 9771<br >Tel: +44 131 220 9775</td></tr><tr><td style="vertical-align: top ; ">&#160;</td><td style="vertical-align: top ; ">&#160;</td></tr><tr><td style="vertical-align: top ; "><strong>Liberum Capital Limited (Joint Broker)</strong><br >Scott Mathieson/Kane Collings</td><td style="vertical-align: top ; "><br >Tel: +44 20 3100 2000</td></tr><tr><td style="vertical-align: top ; ">&#160;</td><td style="vertical-align: top ; ">&#160;</td></tr><tr><td style="vertical-align: top ; "><strong>BlytheRay Financial PR (UK)</strong><br >Tim Blythe/Megan Ray</td><td style="vertical-align: top ; "><br >Tel: +44 207 138 3204</td></tr><tr><td style="vertical-align: top ; ">&#160;</td><td style="vertical-align: top ; ">&#160;</td></tr><tr><td style="vertical-align: top ; "><strong>3PPB (Financial PR, North America)</strong><br >Patrick Chidley<br >Paul Durham</td><td style="vertical-align: top ; "><br >Tel: +1 917 991 7701<br >Tel: +1 203 940 2538</td></tr><tr><td style="vertical-align: top ; ">&#160;</td><td style="vertical-align: top ; ">&#160;</td></tr><tr><td style="vertical-align: top ; "><strong>Curate Public Relations (Zimbabwe)</strong><br >Debra Tatenda</td><td style="vertical-align: top ; "><br >Tel: +263 77802131</td></tr><tr><td style="vertical-align: top ; ">&#160;</td><td style="vertical-align: top ; ">&#160;</td></tr><tr><td style="vertical-align: top ; "><strong>IH Securities (Private) Limited (VFEX Sponsor - Zimbabwe)</strong><br >Lloyd&#160; Mlotshwa</td><td style="vertical-align: top ; "><br >Tel: +263 (242) 745 119/33/39</td></tr><tr><td style="vertical-align: top ; ">&#160;</td><td style="vertical-align: top ; ">&#160;</td></tr></table> <p><strong>TR-1: S</strong><strong>tandard form for notification of major holdings</strong></p> <table style="width:100%; border-collapse:collapse !important;;border-collapse: collapse; "><tr><td colspan="7" style="border-top: solid black 1pt ; border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; "><strong>NOTIFICATION OF MAJOR HOLDINGS&#160;</strong>(to be sent to the relevant issuer&#160;<u>and</u>&#160;to the FCA in Microsoft Word format if possible)<sup>i</sup></td></tr><tr><td colspan="7" style="border-bottom: solid black 1pt ; text-align: right ;  vertical-align: middle; ">&#160;</td></tr><tr><td colspan="3" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; "><strong>1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached</strong><sup>ii</sup><strong>:</strong></td><td colspan="4" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; ">Caledonia Mining Corp PLC</td></tr><tr><td colspan="7" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; "><strong>1b. Please indicate if the issuer is a non-UK issuer&#160;</strong>(please mark with an &#8220;X&#8221; if appropriate)</td></tr><tr><td colspan="6" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">Non-UK issuer</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; ">X</td></tr><tr><td colspan="7" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; "><strong>2. Reason for the notification&#160;</strong>(please mark the appropriate box or boxes with an &#8220;X&#8221;)</td></tr><tr><td colspan="6" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">An acquisition or disposal of voting rights</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; ">X</td></tr><tr><td colspan="6" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">An acquisition or disposal of financial instruments</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; ">&#160;</td></tr><tr><td colspan="6" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">An event changing the breakdown of voting rights</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; ">&#160;</td></tr><tr><td colspan="6" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">Other (please specify)<sup>iii</sup>:</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; ">&#160;</td></tr><tr><td colspan="7" style="border-right: solid black 1pt ; border-left: solid black 1pt ; "><strong>3. Details of person subject to the notification obligation</strong><sup>iv</sup></td></tr><tr><td colspan="3" style="border-top: solid black 1pt ; border-right: solid black 1pt ; border-left: solid black 1pt ; ">Name</td><td colspan="4" style="border-top: solid black 1pt ; border-right: solid black 1pt ; text-align: center ;  vertical-align: middle; ">Van Eck Associates Corporation</td></tr><tr><td colspan="3" style="border-top: solid black 1pt ; border-right: solid black 1pt ; border-left: solid black 1pt ; ">City and country of registered office (if applicable)</td><td colspan="4" style="border-top: solid black 1pt ; border-right: solid black 1pt ; text-align: center ;  vertical-align: middle; ">New York, NY USA</td></tr><tr><td colspan="7" style="border-top: solid black 1pt ; border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; "><strong>4. Full name of shareholder(s)&#160;</strong>(if different from 3.)<sup>v</sup></td></tr><tr><td colspan="3" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">Name</td><td colspan="4" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">VanEck Junior Gold Miners ETF<br >VanEck Junior Gold Miners UCITS ETF</td></tr><tr><td colspan="3" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">City and country of registered office (if applicable)</td><td colspan="4" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td></tr><tr><td colspan="3" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; "><strong>5. Date on which the threshold was crossed or reached</strong><sup>vi</sup><strong>:</strong></td><td colspan="4" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">17/06/2022</td></tr><tr><td colspan="3" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; "><strong>6. Date on which issuer notified (DD/MM/YYYY):</strong></td><td colspan="4" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">21/06/2022</td></tr><tr><td colspan="7" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; "><strong>7. Total positions of person(s) subject to the notification obligation</strong></td></tr><tr><td style="max-width:20%; width:20%; min-width:20%;;border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">&#160;</td><td style="max-width:20%; width:20%; min-width:20%;;border-right: solid black 1pt ; border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; ">% of voting rights attached to shares (total of 8. A)</td><td colspan="2" style="max-width:20%; width:20%; min-width:20%;;border-right: solid black 1pt ; border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; ">% of voting rights through financial instruments<br >(total of 8.B 1 + 8.B 2)</td><td style="max-width:20%; width:20%; min-width:20%;;border-right: solid black 1pt ; border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; ">Total of both in % (8.A + 8.B)</td><td colspan="2" style="max-width:20%; width:20%; min-width:20%;;border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">Total number of voting rights of issuer<sup>vii</sup></td></tr><tr><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">Resulting situation on the date on which threshold was crossed or reached</td><td style="border-bottom: solid black 1pt ; padding-right: 0 ; border-right: solid black 1pt ; text-align: center ;  vertical-align: middle; ">3.58%</td><td colspan="2" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td style="border-bottom: solid black 1pt ; padding-right: 0 ; border-right: solid black 1pt ; text-align: center ;  vertical-align: middle; ">3.58%</td><td colspan="2" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; ">459,458</td></tr><tr><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">Position of previous notification (if<br >applicable)</td><td style="border-bottom: solid black 1pt ; padding-right: 0 ; border-right: solid black 1pt ; text-align: center ;  vertical-align: middle; ">4.01%</td><td colspan="2" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td style="border-bottom: solid black 1pt ; padding-right: 0 ; border-right: solid black 1pt ; text-align: center ;  vertical-align: middle; ">4.01%</td><td colspan="2" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td></tr></table> <p><br ></p> <table align="center" style="width:100%; border-collapse:collapse !important;;border-collapse: collapse; "><tr><td colspan="6" style="border-top: solid black 1pt ; border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; vertical-align: top ; "><strong>8. Notified details of the resulting situation on the date on which the threshold was crossed or reached</strong><sup>viii</sup></td></tr><tr><td colspan="6" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; "><strong>A: Voting rights attached to shares</strong></td></tr><tr><td rowspan="2" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; vertical-align: top ; "><strong>Class/type of<br >shares</strong><br >ISIN code (if possible)</td><td colspan="3" style="border-bottom: solid black 1pt ; "><strong>Number of voting rights</strong><sup>ix</sup></td><td colspan="2" style="border-right: solid black 1pt ; border-left: solid black 1pt ; "><strong>% of voting rights</strong></td></tr><tr><td colspan="2" style="border-top: solid black 1pt ; border-right: solid black 1pt ; border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; vertical-align: top ; "><strong>Direct</strong><br >(Art 9 of Directive 2004/109/EC) (DTR5.1)</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; vertical-align: top ; "><strong>Indirect</strong><br >(Art 10 of Directive 2004/109/EC) (DTR5.2.1)</td><td style="border-top: solid black 1pt ; border-right: solid black 1pt ; border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; vertical-align: top ; "><strong>Direct</strong><br >(Art 9 of Directive 2004/109/EC) (DTR5.1)</td><td style="border-top: solid black 1pt ; border-right: solid black 1pt ; border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; vertical-align: top ; "><strong>Indirect</strong><br >(Art 10 of Directive 2004/109/EC) (DTR5.2.1)</td></tr><tr><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">JE00BF0XVB15</td><td colspan="2" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">459,458</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td style="border-bottom: solid black 1pt ; padding-right: 0 ; border-right: solid black 1pt ; text-align: center ;  vertical-align: middle; ">3.58%</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td></tr><tr><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">&#160;</td><td colspan="2" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td></tr><tr><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">&#160;</td><td colspan="2" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td></tr><tr><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; "><strong>SUBTOTAL 8. 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Information in relation to the person subject to the notification obligation&#160;</strong>(please mark the<br >applicable box with an &#8220;X&#8221;)</td></tr><tr><td colspan="4" style="border-top: solid black 1pt ; border-right: solid black 1pt ; border-left: solid black 1pt ; vertical-align: top ; ">Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer<sup>xiii</sup></td><td style="border-top: solid black 1pt ; border-right: solid black 1pt ; text-align: center ;  vertical-align: middle; ">&#160;</td></tr><tr><td colspan="4" style="border-top: solid black 1pt ; border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; vertical-align: top ; "><u>Full</u>&#160;chain of controlled undertakings through which the voting rights and/or the<br >financial instruments are effectively held starting with the ultimate controlling natural person or legal entity<sup>xiv</sup>(please add additional rows as necessary)</td><td style="border-top: solid black 1pt ; 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border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; "><strong>Total of both if it equals or is higher than the notifiable threshold</strong></td></tr><tr><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">VanEck Junior Gold Miners ETF</td><td style="border-bottom: solid black 1pt ; padding-right: 0 ; border-right: solid black 1pt ; text-align: left ;  vertical-align: middle; ">3.24%</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td colspan="2" style="border-bottom: solid black 1pt ; padding-right: 0 ; border-right: solid black 1pt ; text-align: left ;  vertical-align: middle; ">3.24%</td></tr><tr><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">VanEck Junior Gold Miners UCITS ETF</td><td style="border-bottom: solid black 1pt ; padding-right: 0 ; border-right: solid black 1pt ; text-align: left ;  vertical-align: middle; ">0.34%</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td colspan="2" style="border-bottom: solid black 1pt ; padding-right: 0 ; border-right: solid black 1pt ; text-align: left ;  vertical-align: middle; ">0.34%</td></tr><tr><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">&#160;</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td colspan="2" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td></tr><tr><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">&#160;</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td colspan="2" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td></tr><tr><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">&#160;</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td><td colspan="2" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">&#160;</td></tr><tr><td colspan="5" style="border-bottom: solid black 1pt ; vertical-align: top ; ">&#160;</td></tr><tr><td colspan="5" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; "><strong>10.&#160;</strong><strong>In case of proxy voting, please identify:</strong></td></tr><tr><td colspan="2" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">Name of the proxy holder</td><td colspan="3" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">Glass Lewis</td></tr><tr><td colspan="2" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">The number and % of voting rights held</td><td colspan="3" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">459,458 shares and 3.58% voting right</td></tr><tr><td colspan="2" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; ">The date until which the voting rights will be held</td><td colspan="3" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">Open</td></tr><tr><td class="hugin" colspan="5">&#160;</td></tr><tr><td colspan="5" style="border-top: solid black 1pt ; border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; "><strong>11. Additional information</strong><sup>xvi</sup></td></tr><tr><td colspan="5" style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; vertical-align: top ; ">&#160;</td></tr></table> <p><br ></p> <table style="width:100%; border-collapse:collapse !important;;border-collapse: collapse; "><tr><td style="border-top: solid black 1pt ; border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; "><strong>Place of completion</strong></td><td style="border-top: solid black 1pt ; border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">Tampa, FL</td></tr><tr><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; border-left: solid black 1pt ; "><strong>Date of completion</strong></td><td style="border-right: solid black 1pt ; border-bottom: solid black 1pt ; ">21 June 2022</td></tr></table></p><p ></p></body></html>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
