8-K 1 a2017q1earningsreleasecover.htm 8-K SMARTFINANCIAL INC. EARNINGS RELEASE 1Q2017
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of earliest event reported: April 25, 2017
SMARTFINANCIAL, INC.
(Exact Name of Registrant as Specified in its Charter)

Tennessee |  | 333-203449 |  | 62-1173944
(State or Other Jurisdiction of Incorporation) |  | (Commission File Number) |  | (IRS Employer Identification No.)

5401 Kingston Pike, Suite 600 |  |
Knoxville, Tennessee |  | 37919
(Address of Principal Executive Offices) |  | (Zip Code)

(865) 437-5700
(Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 2.02 | Results of Operations and Financial Condition.

On April 25, 2017, SmartFinancial, Inc. issued a press release reporting earnings results for its first quarter ending March 31, 2017. The press release is attached as Exhibit 99.1 to this Form 8-K and is furnished to, but not filed with, the Commission.

Item 9.01 | Financial Statements and Exhibits

(d) Exhibits

| 99.1 | Press Release issued by SmartFinancial, Inc. dated April 25,2017
| 99.2 | Slide Package prepared for use in connection with SmartFinancial’s conference call to be held on April 25, 2017

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| SMARTFINANCIAL, INC.
Date: April 25, 2017 |
| /s/ William Y. Carroll, Jr.
| William Y. Carroll, Jr.
| President & Chief Executive Officer

EXHIBIT INDEX

Exhibit No. |  | Description
99.1 |  | Press Release dated April 25, 2017
99.2 |  | Slide Package prepared for use in connection with SmartFinancial’s conference call to be held on April 25, 2017