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FORM 4
[ ] Check this box if no longer
subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
Gideon Wertheizer
(Last) (First) (Middle)
2033 Gateway Place, Suite 150
(Street)
San Jose, CA 95110-1002
(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol ParthusCeva, Inc.
PCVA 3. I.R.S. Identification
Number of Reporting Person, if an entity (voluntary) |
4. Statement for Month/Day/Year 10/31/2002
5. If Amendment, Date of Original (Month/Day/Year) |
6. Relationship of Reporting Person(s) to Issuer
(Check all applicable) Director
10% Owner
X Officer (give title below)
Other (specify below)
Description
Executive Vice President - Business Development and Chief Technology Officer (former President)
7. Individual or Joint/Group
Filing (Check Applicable Line) X Form filed by One Reporting Person
Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1. Title of Security (Instr. 3) |
2.Transaction
Date (Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4, and 5) |
5. Amount of
Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Owner-
ship Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of
Indirect Beneficial Ownership (Instr. 4) |
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Code
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V
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Amount
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A/D
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Price
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security
(Instr. 3) |
2. Conver-
sion or Exercise Price of Deri- vative Security |
3. Transaction Date
(Month/ Day/ Year) |
3A. Deemed Execution Date, if any
(Month/ Day/ Year) |
4. Transaction Code (Instr.8) |
5. Number of Derivative Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable(DE) and
Expiration Date(ED) (Month/Day/Year) |
7. Title and Amount of
Underlying Securities (Instr. 3 and 4) |
8. Price
of Derivative Security (Instr.5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.4) |
10. Owner- ship Form of Deriv- ative Securities: Direct (D) or Indirect (I) (Instr.4) |
11. Nature of Indirect Beneficial Ownership (Instr.4) |
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Code
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V
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A
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D
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DE
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ED
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Title
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Amount or Number of Shares
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| Stock Options | $(1) | 10/31/2002 |
J(1)
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26,667 |
(2)
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2/4/09
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Common Stock
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26,667 shares
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$(1)
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26,667
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D
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| Stock Options | $(1) | 10/31/2002 |
J(1)
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7,500 |
(3)
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8/3/05
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Common Stock
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7,500 shares
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$(1)
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7,550
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D
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| Stock Options | $(1) | 10/31/2002 |
J(1)
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13,334 |
(4)
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4/17/07
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Common Stock
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13,334 shares
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$(1)
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13,334
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D
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| Stock Options | $(1) | 10/31/2002 |
J(1)
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2,602 |
(5)
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8/20/04
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Common Stock
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2,602 shares
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$(1)
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2,602
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D
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| Stock Options | $(1) | 10/31/2002 |
J(1)
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523 |
(6)
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8/20/04
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Common Stock
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523 shares
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$(1)
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523
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D
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| Stock Options | $(1) | 10/31/2002 |
J(1)
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12,361 |
(7)
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4/21/06
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Common Stock
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12,361 shares
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$(1)
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12,361
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D
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| Stock Options | $(1) | 10/31/2002 |
J(1)
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13,334 |
(8)
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11/24/06
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Common Stock
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13,334 shares
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$(1)
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13,334
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D
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| Stock Options | $(1) | 10/31/2002 |
J(1)
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20,000 |
(9)
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10/26/07
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Common Stock
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20,000 shares
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$(1)
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20,000
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D
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(1) Acquired in a pro rata distribution by DSP Group, Inc. of one share of ParthusCeva, Inc. for every three shares of DSP Group, Inc. for no consideration. Strike price of ParthusCeva option received to be determined by DSP Group, Inc. and ParthusCeva after closing.
(2) 25% of the shares vest on February 4, 2003. The remaining shares vest in equal quarterly installments beginning on May 4, 2003. (3) All shares vested on the date of receipt. (4) 8,334 shares vested on the date of receipt. The remaining shares vest in equal quarterly installments beginning on January 17, 2003. (5) All shares vested on the date of receipt. (6) All shares vested on the date of receipt. (7) 9,861 shares vested on the date of receipt. The remaining shares vest in equal quarterly installments beginning on January 21, 2003. (8) 10,000 shares vested on the date of receipt. The remaining shares vest in equal quarterly installments beginning on February 25, 2003. (9) 10,000 shares vested on the date of receipt. The remaining shares vest in equal quarterly installments beginning on January 26, 2003. |
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By: /s/ Gideon Wertheizer 11/4/02 ** Signature of Reporting Person Date SEC 1474 (8-02) |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |