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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person* Ovadia, Bat-Sheva
(Last) (First) (Middle) c/o ParthusCeva, Inc.
2033 Gateway Place, Suite 150
(Street)
San Jose, CA 95110-1002
(City) (State) (Zip)
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2. Date of Event Requiring Statement Month/Day/Year 11/1/02
3. I.R.S. Identification
Number of Reporting Person, if an entity (voluntary) |
4. Issuer Name andTicker or Trading Symbol ParthusCeva, Inc.
PCVA 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable) Director
10% Owner
X Officer (give title below)
Other (specify below) Description
Chief Scientist - DSP Technologies
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6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group
Filing (Check Applicable Line) X Form filed by One Reporting Person
Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1. Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr.4) |
3. Ownership Form:
Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Common Stock
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701 shares (1)
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D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security
(Instr. 4) |
2. Date Exercisable(DE) and
Expiration Date(ED) (Month/Day/Year) DE / ED
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3. Title and Amount of
Underlying Securities (Instr. 4) Title / Amount or Number of Shares
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4. Conver-
sion or Exercise Price of Deri- vative Security |
5. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) (Instr.5) |
6. Nature of Indirect Beneficial Ownership (Instr.5) |
| Stock Options |
(2) / 10/26/07
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Common Stock / 28,933 shares
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$11.87 |
D
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| Stock Options |
(3) / 4/22/06
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Common Stock / 4,000 shares (1)
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$5.93 |
D
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| Stock Options |
(4) / 5/23/07
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Common Stock / 3,334 shares (1)
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$25.39 |
D
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| Stock Options |
(5) / 8/20/04
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Common Stock / 2,000 shares (1)
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$7.07 |
D
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| Stock Options |
(6) / 8/3/05
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Common Stock / 9,167 shares (1)
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$5.39 |
D
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| Stock Options |
(7) / 11/24/06
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Common Stock / 5,000 shares (1)
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$21.02 |
D
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(1) Acquired in a pro rata distribution by DSP Group, Inc. of one share of ParthusCeva, Inc. for every three shares of DSP Group, Inc. for no consideration. Strike price of ParthusCeva options received was determined by DSP Group, Inc. and ParthusCeva after closing.
(2) As of the reporting date, 14,466 shares have vested. The remainder of the shares vest in equal quarterly installments beginning on January 26, 2003. (3) 3,500 shares vested on the date of receipt. The remainder of the shares vest in equal quarterly installments beginning on January 22, 2003. (4) 1,875 shares vested on the date of receipt. The remainder of the shares vest in equal quarterly installments beginning on November 23, 2002. (5) All shares vested on the date of receipt. (6) All shares vested on the date of receipt. (7) 3,436 shares vested on the date of receipt. The remainder of the shares vest in equal quarterly installments beginning on November 25, 2002. |
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By: /s/ Bat-Sheva Ovadia 11/7/02 ** Signature of Reporting Person Date SEC 2270 (07/02) |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |