<SEC-DOCUMENT>0000927089-14-000027.txt : 20140210
<SEC-HEADER>0000927089-14-000027.hdr.sgml : 20140210
<ACCEPTANCE-DATETIME>20140210111342
ACCESSION NUMBER:		0000927089-14-000027
CONFORMED SUBMISSION TYPE:	SC 13G/A
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20140210
DATE AS OF CHANGE:		20140210

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SOUTHERN MISSOURI BANCORP INC
		CENTRAL INDEX KEY:			0000916907
		STANDARD INDUSTRIAL CLASSIFICATION:	SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
		IRS NUMBER:				431665523
		STATE OF INCORPORATION:			MO
		FISCAL YEAR END:			0630

	FILING VALUES:
		FORM TYPE:		SC 13G/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-48457
		FILM NUMBER:		14586775

	BUSINESS ADDRESS:	
		STREET 1:		531 VINE ST
		CITY:			POPLAR BLUFF
		STATE:			MO
		ZIP:			63901
		BUSINESS PHONE:		5737851421

	MAIL ADDRESS:	
		STREET 1:		531 VINE STREET
		CITY:			POPLAR BLUFF
		STATE:			MO
		ZIP:			63901

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SOUTHERN MISSOURI BANCORP INC
		CENTRAL INDEX KEY:			0000916907
		STANDARD INDUSTRIAL CLASSIFICATION:	SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
		IRS NUMBER:				431665523
		STATE OF INCORPORATION:			MO
		FISCAL YEAR END:			0630

	FILING VALUES:
		FORM TYPE:		SC 13G/A

	BUSINESS ADDRESS:	
		STREET 1:		531 VINE ST
		CITY:			POPLAR BLUFF
		STATE:			MO
		ZIP:			63901
		BUSINESS PHONE:		5737851421

	MAIL ADDRESS:	
		STREET 1:		531 VINE STREET
		CITY:			POPLAR BLUFF
		STATE:			MO
		ZIP:			63901
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13G/A
<SEQUENCE>1
<FILENAME>smb-13g0214.htm
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<div style="TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 11pt">December 31, 2013</font>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; COLOR: #000000; FONT-SIZE: 11pt">*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which could alter the disclosures provided in a prior cover page.</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; COLOR: #000000; FONT-SIZE: 11pt">The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left">&#160;</div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">NUMBER OF</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">BENEFICIALLY</font></font></font></div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">OWNED BY</font></font></font></div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">EACH</font></font></font></div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">REPORTING</font></font></font></div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">PERSON WITH</font></font></font></div>
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<td valign="top" width="75%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 11pt">&#160;</font></td>
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<td align="left" valign="top" width="11%">
<div style="TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">5)</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">SOLE VOTING POWER</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">6)</font></font></font></div>
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<td align="left" valign="top" width="75%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">SHARED VOTING POWER</font></font></font></div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="FONT-WEIGHT: normal"><font style="FONT-WEIGHT: normal">&#160;&#160;210,365</font></font></font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">7)</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">SOLE DISPOSITIVE POWER</font></font></font></div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="FONT-WEIGHT: normal">&#160; 0</font></font></font></font></div>

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<td valign="top" width="11%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">8)</font></font></font></div>
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<td align="left" valign="top" width="75%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">SHARED DISPOSITIVE POWER</font></font></font></div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="FONT-WEIGHT: normal">&#160;&#160;210,365</font></font></font></font></div>

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<div>
<table cellpadding="0" cellspacing="0" width="100%" style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">
<tr>
<td align="left" valign="top" width="10%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">9)</font></font></font></div>
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<td align="left" valign="top" width="90%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="FONT-WEIGHT: normal">&#160; 210,365</font></font></font></font></div>

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</td>
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<td align="left" valign="top" width="10%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">10)</font></font></font></div>
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<td align="left" valign="top" width="90%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">CHECK&#160;IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES</font></font></font></div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">CERTAIN SHARES&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;[&#160; ]</font></font></font></div>

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</td>
</tr><tr>
<td align="left" valign="top" width="10%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">11)</font></font></font></div>
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<td align="left" valign="top" width="90%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">6.4%</font></font></font></div>

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<td align="left" valign="top" width="10%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">12</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">TYPE OF REPORTING PERSON</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;EP</font></font></font></div>
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<a name="2"><!--EFPlaceholder--><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; COLOR: #000000; FONT-SIZE: 11pt">CUSIP NO. 843380 10 6</font></a></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><a name="3"><!--efplaceholder--><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ITEM 1</font></a><font style="FONT-FAMILY: times new roman; FONT-SIZE: 11pt">(a)</font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">NAME OF ISSUER:</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt"><font style="FONT-STYLE: italic; DISPLAY: inline; COLOR: #000000"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 11pt"><font style="FONT-STYLE: italic; DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 11pt"><font style="FONT-STYLE: normal; FONT-FAMILY: times new roman; FONT-SIZE: 11pt">Southern Missouri Bancorp, Inc.</font></font></font></font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ITEM 1(b)</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:</font></font></font></div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left">&#160;</div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">531 Vine Street, Poplar Bluff, MO 63901</font></font></font></div>

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</td>
</tr><tr>
<td align="left" valign="top" width="16%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ITEM 2(a)</font></font></font></div>
</td>
<td align="left" valign="top" width="63%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">NAME OF PERSON FILING:</font></font></font></div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left">&#160;</div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">Southern Bank 401(k) Retirement Plan.</font></font></font></div>

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</td>
</tr><tr>
<td align="left" valign="top" width="16%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ITEM 2(b)</font></font></font></div>
</td>
<td align="left" valign="top" width="63%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:</font></font></font></div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left">&#160;</div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font size="2" style="FONT-FAMILY: times new roman; FONT-SIZE: 11pt">The business address of the Plan is:</font></div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">531 Vine Street, Poplar Bluff, MO 63901</font></font></font></div>

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</td>
</tr><tr>
<td align="left" valign="top" width="16%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ITEM 2(c)</font></font></font></div>
</td>
<td align="left" valign="top" width="63%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">CITIZENSHIP:</font></font></font></div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">Not applicable.</font></font></font></div>

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</td>
</tr><tr>
<td align="left" valign="top" width="16%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ITEM 2(d)</font></font></font></div>
</td>
<td align="left" valign="top" width="63%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">TITLE OF CLASS OF SECURITIES</font></font></font></div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">Common stock, par value $.01 per share (the "Common Stock")</font></font></font></div>

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</td>
</tr><tr>
<td align="left" valign="top" width="16%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ITEM 2(e)</font></font></font></div>
</td>
<td align="left" valign="top" width="63%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">CUSIP NUMBER:&#160; 843380 10 6</font></font></font></div>
</td>
</tr></table>
</div>

<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block">&#160;</div>

<div>
<table cellpadding="0" cellspacing="0" width="100%" style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">
<tr>
<td align="left" valign="top" width="20%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ITEM 3</font></font></font></div>
</td>
<td align="left" colspan="3" valign="top" width="80%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b) OR 240.13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS:</font></font></font></div>

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</td>
</tr><tr>
<td valign="top" width="20%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 11pt">&#160;</font></td>
<td align="left" valign="top" width="3%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">(a)</font></font></font></div>
</td>
<td align="left" valign="top" width="4%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">[&#160;&#160;&#160;&#160;]</font></font></font></div>
</td>
<td align="left" valign="top" width="73%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);</font></font></font></div>
</td>
</tr><tr>
<td valign="top" width="20%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 11pt">&#160;</font></td>
<td align="left" valign="top" width="3%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">(b)</font></font></font></div>
</td>
<td align="left" valign="top" width="4%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">[&#160;&#160;&#160;&#160;]</font></font></font></div>
</td>
<td align="left" valign="top" width="73%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);</font></font></font></div>
</td>
</tr><tr>
<td valign="top" width="20%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 11pt">&#160;</font></td>
<td align="left" valign="top" width="3%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">(c)</font></font></font></div>
</td>
<td align="left" valign="top" width="4%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">[&#160;&#160;&#160;&#160;]</font></font></font></div>
</td>
<td align="left" valign="top" width="73%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);</font></font></font></div>
</td>
</tr><tr>
<td align="left" valign="top" width="20%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left">&#160;</div>
</td>
<td align="left" valign="top" width="3%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">(d)</font></font></font></div>
</td>
<td align="left" valign="top" width="4%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">[&#160;&#160;&#160;&#160;]</font></font></font></div>
</td>
<td align="left" valign="top" width="73%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);</font></font></font></div>
</td>
</tr><tr>
<td valign="top" width="20%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 11pt">&#160;</font></td>
<td align="left" valign="top" width="3%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">(e)</font></font></font></div>
</td>
<td align="left" valign="top" width="4%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">[&#160;&#160;&#160;&#160;]</font></font></font></div>
</td>
<td align="left" valign="top" width="73%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);</font></font></font></div>
</td>
</tr><tr>
<td valign="top" width="20%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 11pt">&#160;</font></td>
<td align="left" valign="top" width="3%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">(f)</font></font></font></div>
</td>
<td align="left" valign="top" width="4%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">[X ]</font></font></font></div>
</td>
<td align="left" valign="top" width="73%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);</font></font></font></div>
</td>
</tr><tr>
<td valign="top" width="20%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 11pt">&#160;</font></td>
<td align="left" valign="top" width="3%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">(g)</font></font></font></div>
</td>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">[&#160;&#160;&#160;&#160;]</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);</font></font></font></div>
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<td valign="top" width="20%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 11pt">&#160;</font></td>
<td align="left" valign="top" width="3%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">(h)</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">[&#160;&#160;&#160;&#160;]</font></font></font></div>
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<td align="left" valign="top" width="73%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);</font></font></font></div>
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<td valign="top" width="20%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 11pt">&#160;</font></td>
<td align="left" valign="top" width="3%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">(i)</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">[&#160;&#160;&#160;&#160;]</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">A <font color="#000000" style="FONT-FAMILY: times new roman; FONT-SIZE: 11pt">church</font> plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);</font></font></font></div>
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<td valign="top" width="20%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 11pt">&#160;</font></td>
<td align="left" valign="top" width="3%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt">(j)&#160;</font></td>
<td align="left" valign="top" width="4%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt">[&#160;&#160;&#160;&#160; ]&#160;</font></td>
<td align="left" valign="top" width="73%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font color="#000000" style="FONT-FAMILY: times new roman; FONT-SIZE: 11pt">A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J); and</font></font></td>
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<td align="left" valign="top" width="3%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">(k)</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">[&#160;&#160;&#160;&#160;]</font></font></font></div>
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<td align="left" valign="top" width="73%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">Group, in accordance with Section 240.13d-1(b)(1)(ii)(K).</font></font></font></div>
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<td valign="top" width="20%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 11pt">&#160;</font></td>
<td align="left" valign="top" width="3%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt">&#160;</font></td>
<td align="left" valign="top" width="4%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt">&#160;</font></td>
<td align="left" valign="top" width="73%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt">&#160;</font></td>
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<td valign="top" width="20%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 11pt">&#160;</font></td>
<td align="left" colspan="3" valign="top" width="3%"><font color="#000000" style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 11pt"><font color="#000000" size="3" style="FONT-FAMILY: times new roman; FONT-SIZE: 11pt">If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _______________________________</font></font></td>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ITEM 4</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">OWNERSHIP:</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font size="2" style="FONT-FAMILY: times new roman; FONT-SIZE: 11pt">The Plan holds an aggregate of&#160;210,365 shares of Common Stock (6.4% of the outstanding shares).&#160; The Plan has shared voting and dispositive powers with respect to the shares held by the Plan.</font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font size="2" style="FONT-FAMILY: times new roman; FONT-SIZE: 11pt">Pursuant to the Plan, participants in the Plan are entitled to instruct the Plan trustee as to the voting of the shares allocated to their Plan accounts.&#160; On each issue with respect to which shareholders are entitled to vote, the Plan trustee&#160;is required to vote the shares held by the Plan which have not been allocated to participant accounts in the manner directed under the Plan.</font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ITEM 5</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">Not applicable.</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ITEM 6</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">Not Applicable.</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ITEM 7</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON:</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">Not Applicable.</font></font></font></div>

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<td align="left" valign="top" width="16%">
<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ITEM 8</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">Not Applicable.</font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">ITEM 9</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">Not Applicable.</font></font></font></div>

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<div><font size="2" style="FONT-FAMILY: times new roman; FONT-SIZE: 11pt">By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.</font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">By:</font></font></font></div>
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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 11pt"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt">Southern Bank, as Plan Administrator</font></font></font></font></font></div>

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<div style="LINE-HEIGHT: 13.7pt; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 10pt"><font style="TEXT-DECORATION: underline"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 11pt; TEXT-DECORATION: underline"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 11pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; COLOR: #000000; FONT-SIZE: 11pt; TEXT-DECORATION: underline">&#160;/s/&#160;Matthew T. Funke&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font></font></font></font></font></font></div>
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