<SEC-DOCUMENT>0001437749-21-013636-index.html : 20210528 <SEC-HEADER>0001437749-21-013636.hdr.sgml : 20210528 <ACCEPTANCE-DATETIME>20210528101227 ACCESSION NUMBER: 0001437749-21-013636 CONFORMED SUBMISSION TYPE: S-4 PUBLIC DOCUMENT COUNT: 16 FILED AS OF DATE: 20210528 DATE AS OF CHANGE: 20210528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC CENTRAL INDEX KEY: 0001273685 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 470934168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4 SEC ACT: 1933 Act SEC FILE NUMBER: 333-256588 FILM NUMBER: 21976931 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 792-0107 MAIL ADDRESS: STREET 1: 90 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 </SEC-HEADER> <DOCUMENT> <TYPE>S-4 <SEQUENCE>1 <FILENAME>nymt20210526_s4.htm <TEXT> Document 1 - file: nymt20210526_s4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>2 <FILENAME>ex_253557.htm <TEXT> Document 2 - file: ex_253557.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.2 <SEQUENCE>3 <FILENAME>ex_253558.htm <TEXT> Document 3 - file: ex_253558.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-8.1 <SEQUENCE>4 <FILENAME>ex_253559.htm <TEXT> Document 4 - file: ex_253559.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.3 <SEQUENCE>5 <FILENAME>ex_253583.htm <TEXT> Document 5 - file: ex_253583.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-25.1 <SEQUENCE>6 <FILENAME>ex_253560.htm <TEXT> Document 6 - file: ex_253560.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>7 <FILENAME>ex_253561.htm <TEXT> Document 7 - file: ex_253561.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>8 <FILENAME>ex_253562.htm <TEXT> Document 8 - file: ex_253562.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>logo01.jpg <TEXT> Document 9 - file: logo01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>nymt20210526_s4img002.gif <TEXT> Document 10 - file: nymt20210526_s4img002.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>b03.jpg <TEXT> Document 11 - file: b03.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>b04.jpg <TEXT> Document 12 - file: b04.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>b01.jpg <TEXT> Document 13 - file: b01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>b02.jpg <TEXT> Document 14 - file: b02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>ex01.jpg <TEXT> Document 15 - file: ex01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>ex02.jpg <TEXT> Document 16 - file: ex02.jpg
</DOCUMENT> </SEC-DOCUMENT>