<SEC-DOCUMENT>0001104659-17-035712-index.html : 20170526 <SEC-HEADER>0001104659-17-035712.hdr.sgml : 20170526 <ACCEPTANCE-DATETIME>20170526163044 ACCESSION NUMBER: 0001104659-17-035712 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20170523 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170526 DATE AS OF CHANGE: 20170526 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 17874382 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>a17-14249_18k.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: a17-14249_18k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>a17-14249_1ex1d1.htm <DESCRIPTION>EX-1.1 <TEXT> Document 2 - file: a17-14249_1ex1d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>3 <FILENAME>a17-14249_1ex4d1.htm <DESCRIPTION>EX-4.1 <TEXT> Document 3 - file: a17-14249_1ex4d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>4 <FILENAME>a17-14249_1ex4d2.htm <DESCRIPTION>EX-4.2 <TEXT> Document 4 - file: a17-14249_1ex4d2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>5 <FILENAME>a17-14249_1ex5d1.htm <DESCRIPTION>EX-5.1 <TEXT> Document 5 - file: a17-14249_1ex5d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>6 <FILENAME>a17-14249_1ex99d1.htm <DESCRIPTION>EX-99.1 <TEXT> Document 6 - file: a17-14249_1ex99d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>g142491ka07i001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: g142491ka07i001.jpg
</DOCUMENT> </SEC-DOCUMENT>