<SEC-DOCUMENT>0000891804-18-000120-index.html : 20180824 <SEC-HEADER>0000891804-18-000120.hdr.sgml : 20180824 <ACCEPTANCE-DATETIME>20180412173051 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0000891804-18-000120 CONFORMED SUBMISSION TYPE: N-14 8C PUBLIC DOCUMENT COUNT: 29 REFERENCES 429: 811-21309 FILED AS OF DATE: 20180412 DATE AS OF CHANGE: 20180529 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND CENTRAL INDEX KEY: 0001219120 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-14 8C SEC ACT: 1933 Act SEC FILE NUMBER: 333-224258 FILM NUMBER: 18752789 BUSINESS ADDRESS: STREET 1: 227 W. MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-827-0100 MAIL ADDRESS: STREET 1: 227 W. MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 </SEC-HEADER> <DOCUMENT> <TYPE>N-14 8C <SEQUENCE>1 <FILENAME>gug73633-n14.htm <DESCRIPTION>AVK <TEXT> Document 1 - file: gug73633-n14.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(9)(A) <SEQUENCE>3 <FILENAME>ex999a.htm <DESCRIPTION>CUSTODIAN AGREEMENT BETWEEN THE REGISTRANT AND THE BANK OF NEW YORK MELLON <TEXT> Document 3 - file: ex999a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(9)(B) <SEQUENCE>4 <FILENAME>ex999b.htm <DESCRIPTION>FOREIGN CUSTODY MANAGER AGREEMENT BETWEEN THE REGISTRANT AND THE BANK OF NEW YORK MELLON <TEXT> Document 4 - file: ex999b.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(13)(A) <SEQUENCE>5 <FILENAME>ex9913a.htm <DESCRIPTION>SERVICING AGREEMENT BETWEEN THE REGISTRANT AND GUGGENHEIM FUNDS DISTRIBUTORS, LLC <TEXT> Document 5 - file: ex9913a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(13)(B)(I) <SEQUENCE>6 <FILENAME>ex9913bi.htm <DESCRIPTION>CREDIT AGREEMENT BETWEEN THE REGISTRANT AND SOCI?T? G?N?RALE <TEXT> Document 6 - file: ex9913bi.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(13)(B)(II) <SEQUENCE>7 <FILENAME>ex9913bii.htm <DESCRIPTION>SECURITY AGREEMENT BETWEEN THE REGISTRANT AND SOCI?T? G?N?RALE <TEXT> Document 7 - file: ex9913bii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(13)(B)(III) <SEQUENCE>8 <FILENAME>ex9913biii.htm <DESCRIPTION>COLLATERAL ACCOUNT CONTROL AGREEMENT BETWEEN THE REGISTRANT, SOCI?T? G?N?RALE AND THE BANK OF NEW YORK MELLON <TEXT> Document 8 - file: ex9913biii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(13)(C)(I) <SEQUENCE>9 <FILENAME>ex9913ci.htm <DESCRIPTION>TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN THE REGISTRANT AND COMPUTERSHARE INC. <TEXT> Document 9 - file: ex9913ci.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(13)(C)(II) <SEQUENCE>10 <FILENAME>ex9913cii.htm <DESCRIPTION>FEE AND SERVICE SCHEDULE FOR STOCK TRANSFER SERVICES BETWEEN THE REGISTRANT AND COMPUTERSHARE INC. <TEXT> Document 10 - file: ex9913cii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(C)(III) <SEQUENCE>11 <FILENAME>ex9913ciii.htm <DESCRIPTION>FIRST AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN REGISTRANT AND COMPUTERSHARE INC. <TEXT> Document 11 - file: ex9913ciii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(D)(II) <SEQUENCE>12 <FILENAME>ex9913dii.htm <DESCRIPTION>AMENDMENT TO THE FUND ADMINISTRATION AGREEMENT BETWEEN THE REGISTRANT AND MUFG INVESTOR SERVICES (US), LLC <TEXT> Document 12 - file: ex9913dii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(13)(D)(I) <SEQUENCE>13 <FILENAME>ex9913di.htm <DESCRIPTION>ADMINISTRATION AGREEMENT BETWEEN THE REGISTRANT AND MUFG INVESTOR SERVICES (US), LLC <TEXT> Document 13 - file: ex9913di.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(13)(E)(I) <SEQUENCE>14 <FILENAME>ex9913ei.htm <DESCRIPTION>FUND ACCOUNTING AGREEMENT BETWEEN THE REGISTRANT AND THE BANK OF NEW YORK MELLON <TEXT> Document 14 - file: ex9913ei.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(E)(II) <SEQUENCE>15 <FILENAME>ex9913eii.htm <DESCRIPTION>ADDENDUM TO THE FUND ACCOUNTING AGREEMENT BETWEEN THE REGISTRANT AND THE BANK OF NEW YORK MELLON <TEXT> Document 15 - file: ex9913eii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(14) <SEQUENCE>16 <FILENAME>ex9914.htm <DESCRIPTION>CONSENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE REGISTRANT, ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND II AND ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND <TEXT> Document 16 - file: ex9914.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(16) <SEQUENCE>17 <FILENAME>ex9916.htm <DESCRIPTION>POWER OF ATTORNEY <TEXT> Document 17 - file: ex9916.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(17)(A) <SEQUENCE>18 <FILENAME>ex9917a.htm <DESCRIPTION>FORM OF PROXY CARD FOR REGISTRANT <TEXT> Document 18 - file: ex9917a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(17)(B) <SEQUENCE>19 <FILENAME>ex9917b.htm <DESCRIPTION>FORM OF PROXY CARD FOR ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND II <TEXT> Document 19 - file: ex9917b.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(17)(C) <SEQUENCE>20 <FILENAME>ex9917c.htm <DESCRIPTION>FORM OF PROXY CARD FOR ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND <TEXT> Document 20 - file: ex9917c.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>bnymellon.jpg <TEXT> Document 21 - file: bnymellon.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>computershare.jpg <TEXT> Document 22 - file: computershare.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>image00001.jpg <TEXT> Document 23 - file: image00001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>image00002.jpg <TEXT> Document 24 - file: image00002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>image00003.jpg <TEXT> Document 25 - file: image00003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>image00004.jpg <TEXT> Document 26 - file: image00004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>image00005.jpg <TEXT> Document 27 - file: image00005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>image00006.jpg <TEXT> Document 28 - file: image00006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>sglogo.jpg <TEXT> Document 29 - file: sglogo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>COVER <SEQUENCE>30 <FILENAME>filename30.htm <TEXT> Document 30 - file: filename30.htm
</DOCUMENT> </SEC-DOCUMENT>