<SEC-DOCUMENT>0001821268-21-000368.txt : 20210825
<SEC-HEADER>0001821268-21-000368.hdr.sgml : 20210825
<ACCEPTANCE-DATETIME>20210825093936
ACCESSION NUMBER:		0001821268-21-000368
CONFORMED SUBMISSION TYPE:	N-PX
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20210630
FILED AS OF DATE:		20210825
DATE AS OF CHANGE:		20210825
EFFECTIVENESS DATE:		20210825

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ADVENT CONVERTIBLE & INCOME FUND
		CENTRAL INDEX KEY:			0001219120
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1031

	FILING VALUES:
		FORM TYPE:		N-PX
		SEC ACT:		1940 Act
		SEC FILE NUMBER:	811-21309
		FILM NUMBER:		211204224

	BUSINESS ADDRESS:	
		STREET 1:		227 W. MONROE STREET
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60606
		BUSINESS PHONE:		312-827-0100

	MAIL ADDRESS:	
		STREET 1:		227 W. MONROE STREET
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60606

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
		DATE OF NAME CHANGE:	20030219
</SEC-HEADER>
<DOCUMENT>
<TYPE>N-PX
<SEQUENCE>1
<FILENAME>gug82616avk-npx.txt
<DESCRIPTION>AVK
<TEXT>
                                 UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                              Washington, DC 20549

                                   FORM N-PX

         ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
                               INVESTMENT COMPANY

                  Investment Company Act file number 811-21309
                                                     ---------

                       Advent Convertible and Income Fund
                       ----------------------------------
               (Exact name of registrant as specified in charter)

                         888 Seventh Avenue, 31st Floor
                         ------------------------------
                               New York, NY 10019
                               ------------------
              (Address of principal executive offices) (Zip code)
              ---------------------------------------------------

                                 Edward C. Delk
                                 --------------
                         888 Seventh Avenue, 31st Floor
                         ------------------------------
                               New York, NY 10019
                               ------------------
                    (Name and address of agent for service)

        Registrant's telephone number, including area code: 212-482-1600
                                                            ------------

                      Date of fiscal year end: October 31
                                               ----------

             Date of reporting period: July 1, 2020 - June 30, 2021
                                       ----------------------------

     Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.

     A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.

<PAGE>

Item 1. Proxy Voting Record.

******************************* FORM N-Px REPORT *******************************

ICA File Number: 811-21309
Reporting Period: 07/01/2020 - 06/30/2021
Advent Convertible and Income Fund









====================== Advent Convertible and Income Fund ======================


ADVANCED MICRO DEVICES, INC.

Ticker:       AMD            Security ID:  007903107
Meeting Date: MAY 19, 2021   Meeting Type: Annual
Record Date:  MAR 23, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
9     Ratify the appointment of Ernst &       For       For          Management
      Young LLP as our independent
      registered public accounting firm for
      the current fiscal year.
1     Election of Director: John E. Caldwell  For       For          Management
2     Election of Director: Nora M. Denzel    For       For          Management
3     Election of Director: Mark Durcan       For       For          Management
4     Election of Director: Michael P.        For       For          Management
      Gregoire
5     Election of Director: Joseph A.         For       For          Management
      Householder
6     Election of Director: John W. Marren    For       For          Management
7     Election of Director: Lisa T. Su        For       For          Management
8     Election of Director: Abhi Y. Talwalkar For       For          Management
10    Advisory vote to approve the executive  For       For          Management
      compensation of our named executive
      officers.


--------------------------------------------------------------------------------

CAESARS ENTERTAINMENT, INC.

Ticker:       CZR            Security ID:  12769G100
Meeting Date: JUN 15, 2021   Meeting Type: Annual
Record Date:  APR 16, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   DIRECTOR                                For       For          Management
1.2   DIRECTOR                                For       For          Management
1.3   DIRECTOR                                For       For          Management
1.4   DIRECTOR                                For       For          Management
1.5   DIRECTOR                                For       For          Management
1.6   DIRECTOR                                For       For          Management
1.7   DIRECTOR                                For       For          Management
1.8   DIRECTOR                                For       For          Management
1.9   DIRECTOR                                For       For          Management
4     RATIFY THE SELECTION OF DELOITTE &      For       For          Management
      TOUCHE LLP AS THE INDEPENDENT
      REGISTERED PUBLIC ACCOUNTING FIRM FOR
      THE COMPANY FOR THE FISCAL YEAR ENDING
      DECEMBER 31, 2021.
6     TO APPROVE AND ADOPT AN AMENDMENT TO    For       For          Management
      THE COMPANY'S AMENDED AND RESTATED
      CERTIFICATE OF INCORPORATION TO
      AUTHORIZE THE ISSUANCE OF 150,000,000
      SHARES OF PREFERRED STOCK.
5     TO APPROVE AND ADOPT AN AMENDMENT TO    For       For          Management
      THE COMPANY'S AMENDED AND RESTATED
      CERTIFICATE OF INCORPORATION TO
      INCREASE THE AUTHORIZED NUMBER OF
      SHARES OF COMMON STOCK TO 500,000,000.
3     ADVISORY VOTE TO APPROVE THE FREQUENCY  1         1            Management
      OF ADVISORY VOTES ON EXECUTIVE
      COMPENSATION.
2     ADVISORY VOTE TO APPROVE NAMED          For       For          Management
      EXECUTIVE OFFICER COMPENSATION.


--------------------------------------------------------------------------------

CATERPILLAR INC.

Ticker:       CAT            Security ID:  149123101
Meeting Date: JUN 09, 2021   Meeting Type: Annual
Record Date:  APR 12, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
15    Shareholder Proposal - Report on        Against   For          Shareholder
      Diversity and Inclusion.
14    Shareholder Proposal - Report on        Against   For          Shareholder
      Climate Policy.
12    Ratification of our Independent         For       For          Management
      Registered Public Accounting Firm.
16    Shareholder Proposal - Transition to a  Against   Against      Shareholder
      Public Benefit Corporation.
17    Shareholder Proposal - Shareholder      Against   Against      Shareholder
      Action by Written Consent.
1     Election of Director: Kelly A. Ayotte   For       For          Management
2     Election of Director: David L. Calhoun  For       For          Management
3     Election of Director: Daniel M.         For       For          Management
      Dickinson
4     Election of Director: Gerald Johnson    For       For          Management
5     Election of Director: David W.          For       For          Management
      MacLennan
6     Election of Director: Debra L.          For       For          Management
      Reed-Klages
7     Election of Director: Edward B. Rust,   For       For          Management
      Jr.
8     Election of Director: Susan C. Schwab   For       For          Management
9     Election of Director: D. James Umpleby  For       For          Management
      III
10    Election of Director: Miles D. White    For       For          Management
11    Election of Director: Rayford Wilkins,  For       For          Management
      Jr.
13    Advisory Vote to Approve Executive      For       For          Management
      Compensation.


--------------------------------------------------------------------------------

CITIGROUP INC.

Ticker:       C              Security ID:  172967424
Meeting Date: APR 27, 2021   Meeting Type: Annual
Record Date:  MAR 01, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
23    Stockholder proposal requesting a       Against   Against      Shareholder
      report disclosing information
      regarding Citi's lobbying payments,
      policies and activities.
17    Proposal to ratify the selection of     For       For          Management
      KPMG LLP as Citi's independent
      registered public accounting firm for
      2021.
20    Stockholder proposal requesting an      Against   Against      Shareholder
      amendment to Citi's proxy access
      by-law provisions pertaining to the
      aggregation limit.
22    Stockholder proposal requesting         Against   Against      Shareholder
      non-management employees on director
      nominee candidate lists.
24    Stockholder proposal requesting a       Against   For          Shareholder
      racial equity audit analyzing Citi's
      adverse impacts on nonwhite
      stakeholders and communities of color.
25    Stockholder proposal requesting that    Against   Against      Shareholder
      the Board approve an amendment to
      Citi's Certificate of Incorporation to
      become a Public Benefit Corporation
      and to submit the proposed amendment
      to stockholders for approval.
1     Election of Director: Ellen M. Costello For       For          Management
2     Election of Director: Grace E. Dailey   For       For          Management
3     Election of Director: Barbara J. Desoer For       For          Management
4     Election of Director: John C. Dugan     For       For          Management
5     Election of Director: Jane N. Fraser    For       For          Management
6     Election of Director: Duncan P. Hennes  For       For          Management
7     Election of Director: Peter B. Henry    For       For          Management
8     Election of Director: S. Leslie Ireland For       For          Management
9     Election of Director: Lew W. (Jay)      For       For          Management
      Jacobs, IV
10    Election of Director: Renee J. James    For       For          Management
11    Election of Director: Gary M. Reiner    For       For          Management
12    Election of Director: Diana L. Taylor   For       For          Management
13    Election of Director: James S. Turley   For       For          Management
14    Election of Director: Deborah C. Wright For       For          Management
15    Election of Director: Alexander R.      For       For          Management
      Wynaendts
16    Election of Director: Ernesto Zedillo   For       For          Management
      Ponce de Leon
19    Approval of additional authorized       For       For          Management
      shares under the Citigroup 2019 Stock
      Incentive Plan.
21    Stockholder proposal requesting an      Against   Against      Shareholder
      Independent Board Chairman.
18    Advisory vote to approve Citi's 2020    For       For          Management
      Executive Compensation.


--------------------------------------------------------------------------------

CONOCOPHILLIPS

Ticker:       COP            Security ID:  20825C104
Meeting Date: MAY 11, 2021   Meeting Type: Annual
Record Date:  MAR 15, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
16    Proposal to ratify appointment of       For       For          Management
      Ernst & Young LLP as ConocoPhillips'
      independent registered public
      accounting firm for 2021.
18    Simple Majority Vote Standard.          For       For          Management
19    Emission Reduction Targets.             Against   For          Management
1     ELECTION OF DIRECTOR: Charles E. Bunch  For       For          Management
2     ELECTION OF DIRECTOR: Caroline Maury    For       For          Management
      Devine
3     ELECTION OF DIRECTOR: John V. Faraci    For       For          Management
4     ELECTION OF DIRECTOR: Jody Freeman      For       For          Management
5     ELECTION OF DIRECTOR: Gay Huey Evans    For       For          Management
6     ELECTION OF DIRECTOR: Jeffrey A.        For       For          Management
      Joerres
7     ELECTION OF DIRECTOR: Ryan M. Lance     For       For          Management
8     ELECTION OF DIRECTOR: Timothy A. Leach  For       For          Management
9     ELECTION OF DIRECTOR: William H.        For       For          Management
      McRaven
10    ELECTION OF DIRECTOR: Sharmila Mulligan For       For          Management
11    ELECTION OF DIRECTOR: Eric D. Mullins   For       For          Management
12    ELECTION OF DIRECTOR: Arjun N. Murti    For       For          Management
13    ELECTION OF DIRECTOR: Robert A. Niblock For       For          Management
14    ELECTION OF DIRECTOR: David T. Seaton   For       For          Management
15    ELECTION OF DIRECTOR: R.A. Walker       For       For          Management
17    Advisory Approval of Executive          For       For          Management
      Compensation.


--------------------------------------------------------------------------------

DOCUSIGN, INC.

Ticker:       DOCU           Security ID:  256163106
Meeting Date: MAY 28, 2021   Meeting Type: Annual
Record Date:  APR 08, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   DIRECTOR                                For       For          Management
1.2   DIRECTOR                                For       For          Management
1.3   DIRECTOR                                For       For          Management
1.4   DIRECTOR                                For       For          Management
2     Ratification of the selection of        For       For          Management
      PricewaterhouseCoopers LLP as the
      Company's independent registered
      public accounting firm for fiscal year
      ending January 31, 2022.
3     Approval, on an advisory basis, of our  For       For          Management
      named executive officers' compensation.


--------------------------------------------------------------------------------

DOVER CORPORATION

Ticker:       DOV            Security ID:  260003108
Meeting Date: MAY 07, 2021   Meeting Type: Annual
Record Date:  MAR 10, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
12    To ratify the appointment of            For       For          Management
      PricewaterhouseCoopers LLP as our
      independent registered public
      accounting firm for 2021.
14    To consider a shareholder proposal      Against   Against      Management
      regarding the right to allow
      shareholders to act by written consent.
1     Election of Director: Deborah L. DeHaas For       For          Management
2     Election of Director: H. J.             For       For          Management
      Gilbertson, Jr.
3     Election of Director: K. C. Graham      For       For          Management
4     Election of Director: M. F. Johnston    For       For          Management
5     Election of Director: E. A. Spiegel     For       For          Management
6     Election of Director: R. J. Tobin       For       For          Management
7     Election of Director: S. M. Todd        For       For          Management
8     Election of Director: S. K. Wagner      For       For          Management
9     Election of Director: K. E. Wandell     For       For          Management
10    Election of Director: M. A. Winston     For       For          Management
11    To adopt the Dover Corporation 2021     For       For          Management
      Omnibus Incentive Plan.
13    To approve, on an advisory basis,       For       For          Management
      named executive officer compensation.


--------------------------------------------------------------------------------

DUPONT DE NEMOURS INC

Ticker:       DD             Security ID:  26614N102
Meeting Date: APR 28, 2021   Meeting Type: Annual
Record Date:  MAR 08, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
18    Annual Report on Plastic Pollution.     Against   For          Management
14    Ratification of the appointment of      For       For          Management
      PricewaterhouseCoopers LLP as the
      Company's independent registered
      public accounting firm for 2021.
16    Right to Act by Written Consent.        Against   Against      Management
15    Amendment and Restatement of the        For       For          Management
      Company's Certificate of Incorporation
      to Decrease the Ownership Threshold
      for Stockholders to Call a Special
      Meeting.
1     Election of Director: Amy G. Brady      For       For          Management
2     Election of Director: Edward D. Breen   For       For          Management
3     Election of Director: Ruby R. Chandy    For       For          Management
4     Election of Director: Franklin K.       For       For          Management
      Clyburn, Jr.
5     Election of Director: Terrence R.       For       For          Management
      Curtin
6     Election of Director: Alexander M.      For       For          Management
      Cutler
7     Election of Director: Eleuthere I. du   For       For          Management
      Pont
8     Election of Director: Luther C. Kissam  For       For          Management
9     Election of Director: Frederick M.      For       For          Management
      Lowery
10    Election of Director: Raymond J.        For       For          Management
      Milchovich
11    Election of Director: Deanna M.         For       For          Management
      Mulligan
12    Election of Director: Steven M. Sterin  For       For          Management
17    Annual Disclosure of EEO-1 Data.        Against   For          Management
13    Advisory Resolution to Approve          For       For          Management
      Executive Compensation.


--------------------------------------------------------------------------------

FIFTH THIRD BANCORP

Ticker:       FITB           Security ID:  316773100
Meeting Date: APR 13, 2021   Meeting Type: Annual
Record Date:  FEB 19, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
16    Ratification of the appointment of the  For       For          Management
      firm of Deloitte & Touche LLP to serve
      as the independent external audit firm
      for the Company for the year 2021.
20    Approval of an amendment to the Fifth   For       For          Management
      Third Bancorp Articles of
      Incorporation to eliminate statutory
      supermajority vote requirements.
21    Approval of an amendment to the Fifth   For       For          Management
      Third Bancorp Articles of
      Incorporation to eliminate cumulative
      voting.
1     Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022:
      Nicholas K. Akins
2     Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022: B.
      Evan Bayh, III
3     Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022: Jorge
      L. Benitez
4     Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022:
      Katherine B. Blackburn
5     Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022:
      Emerson L. Brumback
6     Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022: Greg
      D. Carmichael
7     Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022: Linda
      W. Clement-Holmes
8     Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022: C.
      Bryan Daniels
9     Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022:
      Mitchell S. Feiger
10    Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022:
      Thomas H. Harvey
11    Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022: Gary
      R. Heminger
12    Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022:
      Jewell D. Hoover
13    Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022:
      Eileen A. Mallesch
14    Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022:
      Michael B. McCallister
15    Election of member of the Board of      For       For          Management
      Directors to serve until the Annual
      Meeting of Shareholders in 2022:
      Marsha C. Williams
19    Approval of the Fifth Third Bancorp     For       For          Management
      2021 Incentive Compensation Plan,
      including the issuance of shares of
      common stock authorized thereunder.
18    An advisory vote to determine whether   1         1            Management
      the shareholder vote on the
      compensation of the Company's
      executives will occur every 1, 2, or 3
      years.
17    An advisory vote on approval of the     For       For          Management
      Company's executive compensation.


--------------------------------------------------------------------------------

GAMING AND LEISURE PROPERTIES, INC.

Ticker:       GLPI           Security ID:  36467J108
Meeting Date: JUN 10, 2021   Meeting Type: Annual
Record Date:  APR 05, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
8     To ratify the appointment of Deloitte   For       For          Management
      & Touche LLP as the Company's
      independent registered public
      accounting firm for the current fiscal
      year.
1     Election of Director: Peter M. Carlino  For       For          Management
2     Election of Director: Carol ("Lili")    For       For          Management
      Lynton
3     Election of Director: Joseph W.         For       For          Management
      Marshall, III
4     Election of Director: James B. Perry    For       For          Management
5     Election of Director: Barry F. Schwartz For       For          Management
6     Election of Director: Earl C. Shanks    For       For          Management
7     Election of Director: E. Scott Urdang   For       For          Management
9     To approve, on a non-binding advisory   For       For          Management
      basis, the Company's executive
      compensation.


--------------------------------------------------------------------------------

HANESBRANDS INC.

Ticker:       HBI            Security ID:  410345102
Meeting Date: APR 27, 2021   Meeting Type: Annual
Record Date:  FEB 16, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
10    To ratify the appointment of            For       For          Management
      PricewaterhouseCoopers LLP as
      Hanesbrands' independent registered
      public accounting firm for
      Hanesbrands' 2021 fiscal year.
1     Election of Director: Cheryl K. Beebe   For       For          Management
2     Election of Director: Stephen B.        For       For          Management
      Bratspies
3     Election of Director: Geralyn R. Breig  For       For          Management
4     Election of Director: Bobby J. Griffin  For       For          Management
5     Election of Director: James C. Johnson  For       For          Management
6     Election of Director: Franck J. Moison  For       For          Management
7     Election of Director: Robert F. Moran   For       For          Management
8     Election of Director: Ronald L. Nelson  For       For          Management
9     Election of Director: Ann E. Ziegler    For       For          Management
11    To approve, on an advisory basis,       For       For          Management
      named executive officer compensation
      as described in the proxy statement
      for the Annual Meeting.


--------------------------------------------------------------------------------

HONEYWELL INTERNATIONAL INC.

Ticker:       HON            Security ID:  438516106
Meeting Date: MAY 21, 2021   Meeting Type: Annual
Record Date:  MAR 26, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
13    Approval of Independent Accountants.    For       For          Management
14    Shareholder Right To Act By Written     Against   Against      Management
      Consent.
1     Election of Director: Darius Adamczyk   For       For          Management
2     Election of Director: Duncan B. Angove  For       For          Management
3     Election of Director: William S. Ayer   For       For          Management
4     Election of Director: Kevin Burke       For       For          Management
5     Election of Director: D. Scott Davis    For       For          Management
6     Election of Director: Deborah Flint     For       For          Management
7     Election of Director: Judd Gregg        For       For          Management
8     Election of Director: Grace D. Lieblein For       For          Management
9     Election of Director: Raymond T.        For       For          Management
      Odierno
10    Election of Director: George Paz        For       For          Management
11    Election of Director: Robin L.          For       For          Management
      Washington
12    Advisory Vote to Approve Executive      For       For          Management
      Compensation.


--------------------------------------------------------------------------------

HUMANA INC.

Ticker:       HUM            Security ID:  444859102
Meeting Date: APR 22, 2021   Meeting Type: Annual
Record Date:  FEB 22, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
14    The ratification of the appointment of  For       For          Management
      PricewaterhouseCoopers LLP as the
      Company's independent registered
      public accounting firm.
1     Election of Director: Kurt J. Hilzinger For       For          Management
2     Election of Director: Raquel C. Bono,   For       For          Management
      M.D.
3     Election of Director: Bruce D.          For       For          Management
      Broussard
4     Election of Director: Frank A. D'Amelio For       For          Management
5     Election of Director: Wayne A. I.       For       For          Management
      Frederick, M.D.
6     Election of Director: John W. Garratt   For       For          Management
7     Election of Director: David A. Jones,   For       For          Management
      Jr.
8     Election of Director: Karen W. Katz     For       For          Management
9     Election of Director: Marcy S. Klevorn  For       For          Management
10    Election of Director: William J.        For       For          Management
      McDonald
11    Election of Director: Jorge S. Mesquita For       For          Management
12    Election of Director: James J. O'Brien  For       For          Management
13    Election of Director: Marissa T.        For       For          Management
      Peterson
15    Non-binding advisory vote for the       For       For          Management
      approval of the compensation of the
      named executive officers as disclosed
      in the 2021 proxy statement.


--------------------------------------------------------------------------------

LAMAR ADVERTISING COMPANY

Ticker:       LAMR           Security ID:  512816109
Meeting Date: MAY 20, 2021   Meeting Type: Annual
Record Date:  MAR 22, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   DIRECTOR                                For       For          Management
1.2   DIRECTOR                                For       For          Management
1.3   DIRECTOR                                For       For          Management
1.4   DIRECTOR                                For       For          Management
1.5   DIRECTOR                                For       For          Management
1.6   DIRECTOR                                For       For          Management
1.7   DIRECTOR                                For       For          Management
1.8   DIRECTOR                                For       For          Management
1.9   DIRECTOR                                For       For          Management
2     Ratify the appointment of KPMG LLP as   For       For          Management
      the Company's independent registered
      public accounting firm for fiscal 2021.


--------------------------------------------------------------------------------

LAS VEGAS SANDS CORP.

Ticker:       LVS            Security ID:  517834107
Meeting Date: MAY 13, 2021   Meeting Type: Annual
Record Date:  MAR 15, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   DIRECTOR                                For       For          Management
1.2   DIRECTOR                                For       For          Management
1.3   DIRECTOR                                For       For          Management
1.4   DIRECTOR                                For       For          Management
1.5   DIRECTOR                                For       For          Management
1.6   DIRECTOR                                For       For          Management
1.7   DIRECTOR                                For       For          Management
1.8   DIRECTOR                                For       For          Management
1.9   DIRECTOR                                For       For          Management
1.10  DIRECTOR                                For       For          Management
2     Ratification of the appointment of      For       For          Management
      Deloitte & Touche LLP as the Company's
      independent registered public
      accounting firm for the year ending
      December 31, 2021.
3     An advisory (non-binding) vote to       For       For          Management
      approve the compensation of the named
      executive officers.


--------------------------------------------------------------------------------

LOCKHEED MARTIN CORPORATION

Ticker:       LMT            Security ID:  539830109
Meeting Date: APR 22, 2021   Meeting Type: Annual
Record Date:  FEB 26, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
12    Ratification of Appointment of Ernst &  For       For          Management
      Young LLP as Independent Auditors for
      2021.
14    Stockholder Proposal to Adopt           Against   Against      Shareholder
      Stockholder Action By Written Consent.
1     Election of Director: Daniel F. Akerson For       For          Management
2     Election of Director: David B. Burritt  For       For          Management
3     Election of Director: Bruce A. Carlson  For       For          Management
4     Election of Director: Joseph F.         For       For          Management
      Dunford, Jr.
5     Election of Director: James O. Ellis,   For       For          Management
      Jr.
6     Election of Director: Thomas J. Falk    For       For          Management
7     Election of Director: Ilene S. Gordon   For       For          Management
8     Election of Director: Vicki A. Hollub   For       For          Management
9     Election of Director: Jeh C. Johnson    For       For          Management
10    Election of Director: Debra L.          For       For          Management
      Reed-Klages
11    Election of Director: James D. Taiclet  For       For          Management
15    Stockholder Proposal to issue a Report  Against   For          Shareholder
      on Human Rights Due Diligence.
13    Advisory Vote to Approve the            For       For          Management
      Compensation of our Named Executive
      Officers (Say-on-Pay).


--------------------------------------------------------------------------------

LYONDELLBASELL INDUSTRIES N.V.

Ticker:       LYB            Security ID:  N53745100
Meeting Date: MAY 28, 2021   Meeting Type: Annual
Record Date:  APR 30, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
15    Appointment of PricewaterhouseCoopers   For       For          Management
      Accountants N.V. as the Auditor of our
      2021 Dutch Statutory Annual Accounts.
16    Ratification of PricewaterhouseCoopers  For       For          Management
      LLP as our Independent Registered
      Public Accounting Firm.
21    Amendment and Restatement of Employee   For       For          Management
      Stock Purchase Plan.
18    Authorization to Conduct Share          For       For          Management
      Repurchases.
19    Cancellation of Shares.                 For       For          Management
1     Election of Director: Jacques Aigrain   For       For          Management
2     Election of Director: Lincoln Benet     For       For          Management
3     Election of Director: Jagjeet (Jeet)    For       For          Management
      Bindra
4     Election of Director: Robin Buchanan    For       For          Management
5     Election of Director: Anthony (Tony)    For       For          Management
      Chase
6     Election of Director: Stephen Cooper    For       For          Management
7     Election of Director: Nance Dicciani    For       For          Management
8     Election of Director: Robert (Bob)      For       For          Management
      Dudley
9     Election of Director: Claire Farley     For       For          Management
10    Election of Director: Michael Hanley    For       For          Management
11    Election of Director: Albert Manifold   For       For          Management
12    Election of Director: Bhavesh (Bob)     For       For          Management
      Patel
20    Amendment and Restatement of Long Term  For       For          Management
      Incentive Plan.
14    Adoption of 2020 Dutch Statutory        For       For          Management
      Annual Accounts.
13    Discharge of Directors from Liability.  For       For          Management
17    Advisory Vote Approving Executive       For       For          Management
      Compensation (Say-on-Pay).


--------------------------------------------------------------------------------

LYONDELLBASELL INDUSTRIES N.V.

Ticker:       LYB            Security ID:  N53745100
Meeting Date: MAY 28, 2021   Meeting Type: Annual
Record Date:  MAR 30, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
15    Appointment of PricewaterhouseCoopers   For       For          Management
      Accountants N.V. as the Auditor of our
      2021 Dutch Statutory Annual Accounts.
16    Ratification of PricewaterhouseCoopers  For       For          Management
      LLP as our Independent Registered
      Public Accounting Firm.
21    Amendment and Restatement of Employee   For       For          Management
      Stock Purchase Plan.
18    Authorization to Conduct Share          For       For          Management
      Repurchases.
19    Cancellation of Shares.                 For       For          Management
1     Election of Director: Jacques Aigrain   For       For          Management
2     Election of Director: Lincoln Benet     For       For          Management
3     Election of Director: Jagjeet (Jeet)    For       For          Management
      Bindra
4     Election of Director: Robin Buchanan    For       For          Management
5     Election of Director: Anthony (Tony)    For       For          Management
      Chase
6     Election of Director: Stephen Cooper    For       For          Management
7     Election of Director: Nance Dicciani    For       For          Management
8     Election of Director: Robert (Bob)      For       For          Management
      Dudley
9     Election of Director: Claire Farley     For       For          Management
10    Election of Director: Michael Hanley    For       For          Management
11    Election of Director: Albert Manifold   For       For          Management
12    Election of Director: Bhavesh (Bob)     For       For          Management
      Patel
20    Amendment and Restatement of Long Term  For       For          Management
      Incentive Plan.
14    Adoption of 2020 Dutch Statutory        For       For          Management
      Annual Accounts.
13    Discharge of Directors from Liability.  For       For          Management
17    Advisory Vote Approving Executive       For       For          Management
      Compensation (Say-on-Pay).


--------------------------------------------------------------------------------

MARRIOTT INTERNATIONAL, INC.

Ticker:       MAR            Security ID:  571903202
Meeting Date: MAY 07, 2021   Meeting Type: Annual
Record Date:  MAR 12, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
14    RATIFICATION OF THE APPOINTMENT OF      For       For          Management
      ERNST & YOUNG AS THE COMPANY'S
      INDEPENDENT REGISTERED PUBLIC
      ACCOUNTING FIRM FOR FISCAL YEAR 2021.
16    AMEND THE COMPANY'S RESTATED            For       For          Management
      CERTIFICATE OF INCORPORATION AND
      BYLAWS TO REMOVE SUPERMAJORITY VOTING
      STANDARDS: AMENDMENTS TO REMOVE THE
      SUPERMAJORITY VOTING STANDARD FOR
      REMOVAL OF DIRECTORS.
17    AMEND THE COMPANY'S RESTATED            For       For          Management
      CERTIFICATE OF INCORPORATION AND
      BYLAWS TO REMOVE SUPERMAJORITY VOTING
      STANDARDS: AMENDMENTS TO REMOVE THE
      SUPERMAJORITY VOTING STANDARDS FOR
      FUTURE AMENDMENTS TO THE CERTIFICATE
      OF INCORPORATION APPROVED BY OUR
      STOCKHOLDERS.
18    AMEND THE COMPANY'S RESTATED            For       For          Management
      CERTIFICATE OF INCORPORATION AND
      BYLAWS TO REMOVE SUPERMAJORITY VOTING
      STANDARDS: AMENDMENTS TO REMOVE THE
      REQUIREMENT FOR A SUPERMAJORITY
      STOCKHOLDER VOTE FOR FUTURE AMENDMENTS
      TO CERTAIN BYLAW PROVISIONS.
19    AMEND THE COMPANY'S RESTATED            For       For          Management
      CERTIFICATE OF INCORPORATION AND
      BYLAWS TO REMOVE SUPERMAJORITY VOTING
      STANDARDS: AMENDMENT TO REMOVE THE
      REQUIREMENT FOR A SUPERMAJORITY
      STOCKHOLDER VOTE FOR CERTAIN
      TRANSACTIONS.
20    AMEND THE COMPANY'S RESTATED            For       For          Management
      CERTIFICATE OF INCORPORATION AND
      BYLAWS TO REMOVE SUPERMAJORITY VOTING
      STANDARDS: AMENDMENT TO REMOVE THE
      SUPERMAJORITY VOTING STANDARD FOR
      CERTAIN BUSINESS COMBINATIONS.
1     ELECTION OF DIRECTOR: J.W. Marriott,    For       For          Management
      Jr.
2     ELECTION OF DIRECTOR: Anthony G.        For       For          Management
      Capuano
3     ELECTION OF DIRECTOR: Deborah M.        For       For          Management
      Harrison
4     ELECTION OF DIRECTOR: Frederick A.      For       For          Management
      Henderson
5     ELECTION OF DIRECTOR: Eric Hippeau      For       For          Management
6     ELECTION OF DIRECTOR: Lawrence W.       For       For          Management
      Kellner
7     ELECTION OF DIRECTOR: Debra L. Lee      For       For          Management
8     ELECTION OF DIRECTOR: Aylwin B. Lewis   For       For          Management
9     ELECTION OF DIRECTOR: David S. Marriott For       For          Management
10    ELECTION OF DIRECTOR: Margaret M.       For       For          Management
      McCarthy
11    ELECTION OF DIRECTOR: George Munoz      For       For          Management
12    ELECTION OF DIRECTOR: Horacio D.        For       For          Management
      Rozanski
13    ELECTION OF DIRECTOR: Susan C. Schwab   For       For          Management
15    ADVISORY VOTE TO APPROVE EXECUTIVE      For       For          Management
      COMPENSATION.


--------------------------------------------------------------------------------

MEDTRONIC PLC

Ticker:       MDT            Security ID:  G5960L103
Meeting Date: DEC 11, 2020   Meeting Type: Annual
Record Date:  OCT 15, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
13    To ratify, in a non-binding vote, the   For       For          Management
      appointment of PricewaterhouseCoopers
      LLP as the Company's independent
      auditor for fiscal year 2021 and to
      authorize, in a binding vote, the
      Board of Directors, acting through the
      Audit Committee, to set the auditor's
16    To renew the Board's authority to opt   For       For          Management
      out of pre-emption rights.
15    To renew the Board's authority to       For       For          Management
      issue shares.
17    Authorizing the Company and any         For       For          Management
      subsidiary of the Company to make
      overseas market purchases of Medtronic
      ordinary shares.
1     Election of Director: Richard H.        For       For          Management
      Anderson
2     Election of Director: Craig Arnold      For       For          Management
3     Election of Director: Scott C. Donnelly For       For          Management
4     Election of Director: Andrea J.         For       For          Management
      Goldsmith, Ph.D.
5     Election of Director: Randall J.        For       For          Management
      Hogan, III
6     Election of Director: Michael O.        For       For          Management
      Leavitt
7     Election of Director: James T. Lenehan  For       For          Management
8     Election of Director: Kevin E. Lofton   For       For          Management
9     Election of Director: Geoffrey S.       For       For          Management
      Martha
10    Election of Director: Elizabeth G.      For       For          Management
      Nabel, M.D.
11    Election of Director: Denise M. O'Leary For       For          Management
12    Election of Director: Kendall J. Powell For       For          Management
14    To approve, in a non-binding advisory   For       For          Management
      vote, named executive officer
      compensation (a "Say-on-Pay" vote).


--------------------------------------------------------------------------------

MICROSOFT CORPORATION

Ticker:       MSFT           Security ID:  594918104
Meeting Date: DEC 02, 2020   Meeting Type: Annual
Record Date:  OCT 08, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
14    Ratification of Deloitte & Touche LLP   For       For          Management
      as our independent auditor for fiscal
      year 2021.
15    Shareholder Proposal - Report on        Against   Against      Shareholder
      Employee Representation on Board of
      Directors.
1     Election of Director: Reid G. Hoffman   For       For          Management
2     Election of Director: Hugh F. Johnston  For       For          Management
3     Election of Director: Teri L.           For       For          Management
      List-Stoll
4     Election of Director: Satya Nadella     For       For          Management
5     Election of Director: Sandra E.         For       For          Management
      Peterson
6     Election of Director: Penny S. Pritzker For       For          Management
7     Election of Director: Charles W. Scharf For       For          Management
8     Election of Director: Arne M. Sorenson  For       For          Management
9     Election of Director: John W. Stanton   For       For          Management
10    Election of Director: John W. Thompson  For       For          Management
11    Election of Director: Emma N. Walmsley  For       For          Management
12    Election of Director: Padmasree Warrior For       For          Management
13    Advisory vote to approve named          For       For          Management
      executive officer compensation.


--------------------------------------------------------------------------------

NIO INC

Ticker:       NIO            Security ID:  62914V106
Meeting Date: JUN 03, 2021   Meeting Type: Special
Record Date:  MAY 07, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     AS A SPECIAL RESOLUTION, THAT the       /         For          Management
      Company's Eleventh Amended and
      Restated Memorandum and Articles of
      Association (the "Current M&AA") be
      amended and restated by the deletion
      in their entirety and by the
      substitution in their place of the
      Twelfth Amended a


--------------------------------------------------------------------------------

NVIDIA CORPORATION

Ticker:       NVDA           Security ID:  67066G104
Meeting Date: JUN 03, 2021   Meeting Type: Annual
Record Date:  APR 05, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
15    Ratification of the selection of        For       For          Management
      PricewaterhouseCoopers LLP as our
      independent registered public
      accounting firm for fiscal year 2022.
16    Approval of an amendment to our         For       For          Management
      charter to increase the number of
      authorized shares of common stock from
      2 billion shares to 4 billion shares.
1     Election of Director: Robert K. Burgess For       For          Management
2     Election of Director: Tench Coxe        For       For          Management
3     Election of Director: John O. Dabiri    For       For          Management
4     Election of Director: Persis S. Drell   For       For          Management
5     Election of Director: Jen-Hsun Huang    For       For          Management
6     Election of Director: Dawn Hudson       For       For          Management
7     Election of Director: Harvey C. Jones   For       For          Management
8     Election of Director: Michael G.        For       For          Management
      McCaffery
9     Election of Director: Stephen C. Neal   For       For          Management
10    Election of Director: Mark L. Perry     For       For          Management
11    Election of Director: A. Brooke Seawell For       For          Management
12    Election of Director: Aarti Shah        For       For          Management
13    Election of Director: Mark A. Stevens   For       For          Management
14    Approval of our executive compensation. For       For          Management


--------------------------------------------------------------------------------

PENN NATIONAL GAMING, INC.

Ticker:       PENN           Security ID:  707569109
Meeting Date: JUN 09, 2021   Meeting Type: Annual
Record Date:  APR 07, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   DIRECTOR                                For       For          Management
1.2   DIRECTOR                                For       For          Management
4     Ratification of the selection of        For       For          Management
      Deloitte & Touche LLP as the Company's
      independent registered public
      accounting firm for the 2021 fiscal
      year.
2     Approval of the Company's Second        For       For          Management
      Amended and Restated Articles of
      Incorporation to increase the number
      of authorized shares of common stock
      from 200,000,000 to 400,000,000.
3     Approval of the Company's Amended and   For       For          Management
      Restated 2018 Long Term Incentive
      Compensation Plan.
5     Approval, on an advisory basis, of the  For       For          Management
      compensation paid to the Company's
      named executive officers.


--------------------------------------------------------------------------------

QORVO, INC.

Ticker:       QRVO           Security ID:  74736K101
Meeting Date: AUG 04, 2020   Meeting Type: Annual
Record Date:  JUN 11, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   DIRECTOR                                For       For          Management
1.2   DIRECTOR                                For       For          Management
1.3   DIRECTOR                                For       For          Management
1.4   DIRECTOR                                For       For          Management
1.5   DIRECTOR                                For       For          Management
1.6   DIRECTOR                                For       For          Management
1.7   DIRECTOR                                For       For          Management
1.8   DIRECTOR                                For       For          Management
1.9   DIRECTOR                                For       For          Management
3     To ratify the appointment of Ernst &    For       For          Management
      Young LLP as our independent
      registered public accounting firm for
      the fiscal year ending April 3, 2021.
2     To approve, on an advisory basis, the   For       For          Management
      compensation of our Named Executive
      Officers (as defined in the proxy
      statement).


--------------------------------------------------------------------------------

SIX FLAGS ENTERTAINMENT CORPORATION

Ticker:       SIX            Security ID:  83001A102
Meeting Date: MAY 05, 2021   Meeting Type: Annual
Record Date:  MAR 10, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   DIRECTOR                                For       For          Management
1.2   DIRECTOR                                For       For          Management
1.3   DIRECTOR                                For       For          Management
1.4   DIRECTOR                                For       For          Management
1.5   DIRECTOR                                For       For          Management
1.6   DIRECTOR                                For       For          Management
1.7   DIRECTOR                                For       For          Management
5     Advisory vote to ratify the             For       For          Management
      appointment of KPMG LLP as independent
      registered public accounting firm for
      the fiscal year ending January 2, 2022.
3     Approve amendments to Restated          For       For          Management
      Certificate of Incorporation to
      eliminate supermajority voting
      provision.
4     Approve amendments to Restated          For       For          Management
      Certificate of Incorporation to allow
      stockholder action by written consent.
2     Advisory vote to approve executive      For       For          Management
      compensation.


--------------------------------------------------------------------------------

SPIRIT AIRLINES, INC.

Ticker:       SAVE           Security ID:  848577102
Meeting Date: MAY 20, 2021   Meeting Type: Annual
Record Date:  MAR 22, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   DIRECTOR                                For       For          Management
1.2   DIRECTOR                                For       For          Management
1.3   DIRECTOR                                For       For          Management
2     To ratify the selection, by the Audit   For       For          Management
      Committee of the Board of Directors,
      of Ernst & Young LLP as the
      independent registered public
      accounting firm of the Company for its
      fiscal year ending December 31, 2021.
4     To approve the First Amendment to the   For       For          Management
      Spirit Airlines Inc. 2015 Incentive
      Award Plan to increase the number of
      shares of common stock authorized for
      issuance under the plan and to make
      certain other changes to the plan.
3     To approve, on a non-binding, advisory  For       For          Management
      basis, the compensation of our named
      executive officers as disclosed in the
      attached Proxy Statement pursuant to
      executive compensation disclosure
      rules under the Securities Exchange
      Act of 1934, as amended.


--------------------------------------------------------------------------------

STANLEY BLACK & DECKER, INC.

Ticker:       SWT            Security ID:  854502846
Meeting Date: MAY 10, 2021   Meeting Type: Annual
Record Date:  MAR 11, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     To consider a management proposal to    For       For          Management
      amend the Certificate of Incorporation
      to eliminate supermajority vote
      provisions of capital stock related to
      approval of business combinations with
      interested shareholders and clarify
      when no shareholder vote is requi


--------------------------------------------------------------------------------

THE PNC FINANCIAL SERVICES GROUP, INC.

Ticker:       PNC            Security ID:  693475105
Meeting Date: APR 27, 2021   Meeting Type: Annual
Record Date:  JAN 29, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
16    Shareholder proposal regarding report   Against   Against      Shareholder
      on risk management and the nuclear
      weapons industry.
14    Ratification of the Audit Committee's   For       For          Management
      selection of PricewaterhouseCoopers
      LLP as PNC's independent registered
      public accounting firm for 2021.
1     Election of Director: Joseph Alvarado   For       For          Management
2     Election of Director: Charles E. Bunch  For       For          Management
3     Election of Director: Debra A. Cafaro   For       For          Management
4     Election of Director: Marjorie Rodgers  For       For          Management
      Cheshire
5     Election of Director: David L. Cohen    For       For          Management
6     Election of Director: William S.        For       For          Management
      Demchak
7     Election of Director: Andrew T.         For       For          Management
      Feldstein
8     Election of Director: Richard J.        For       For          Management
      Harshman
9     Election of Director: Daniel R. Hesse   For       For          Management
10    Election of Director: Linda R. Medler   For       For          Management
11    Election of Director: Martin Pfinsgraff For       For          Management
12    Election of Director: Toni              For       For          Management
      Townes-Whitley
13    Election of Director: Michael J. Ward   For       For          Management
15    Advisory vote to approve named          For       For          Management
      executive officer compensation.


--------------------------------------------------------------------------------

UNION PACIFIC CORPORATION

Ticker:       UNP            Security ID:  907818108
Meeting Date: MAY 13, 2021   Meeting Type: Annual
Record Date:  MAR 16, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
15    Shareholder proposal requesting an      Against   For          Shareholder
      EEO-1 Report Disclosure, if properly
      presented at the Annual Meeting.
16    Shareholder proposal requesting an      Against   For          Shareholder
      Annual Diversity and Inclusion Efforts
      Report, if properly presented at the
      Annual Meeting.
11    Ratification of the appointment of      For       For          Management
      Deloitte & Touche LLP as the
      independent registered public
      accounting firm of the Company for
      2021.
1     Election of Director: Andrew H. Card    For       For          Management
      Jr.
2     Election of Director: William J.        For       For          Management
      DeLaney
3     Election of Director: David B. Dillon   For       For          Management
4     Election of Director: Lance M. Fritz    For       For          Management
5     Election of Director: Deborah C.        For       For          Management
      Hopkins
6     Election of Director: Jane H. Lute      For       For          Management
7     Election of Director: Michael R.        For       For          Management
      McCarthy
8     Election of Director: Thomas F.         For       For          Management
      McLarty III
9     Election of Director: Jose H.           For       For          Management
      Villarreal
10    Election of Director: Christopher J.    For       For          Management
      Williams
13    Adoption of the Union Pacific           For       For          Management
      Corporation 2021 Stock Incentive Plan.
14    Adoption of the Union Pacific           For       For          Management
      Corporation 2021 Employee Stock
      Purchase Plan.
17    Shareholder proposal requesting an      Against   For          Shareholder
      Annual Emissions Reduction Plan &
      annual advisory vote on Emissions
      Reduction Plan, if properly presented
      at the Annual Meeting.
12    An advisory vote to approve executive   For       For          Management
      compensation ("Say on Pay").


--------------------------------------------------------------------------------

UNITED RENTALS, INC.

Ticker:       URI            Security ID:  911363109
Meeting Date: MAY 06, 2021   Meeting Type: Annual
Record Date:  MAR 09, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
12    Ratification of Appointment of Public   For       For          Management
      Accounting Firm.
14    Stockholder Proposal to Improve         Against   Against      Shareholder
      Shareholder Written Consent.
1     Election of Director: Jose B. Alvarez   For       For          Management
2     Election of Director: Marc A. Bruno     For       For          Management
3     Election of Director: Matthew J.        For       For          Management
      Flannery
4     Election of Director: Bobby J. Griffin  For       For          Management
5     Election of Director: Kim Harris Jones  For       For          Management
6     Election of Director: Terri L. Kelly    For       For          Management
7     Election of Director: Michael J.        For       For          Management
      Kneeland
8     Election of Director: Gracia C. Martore For       For          Management
9     Election of Director: Filippo Passerini For       For          Management
10    Election of Director: Donald C. Roof    For       For          Management
11    Election of Director: Shiv Singh        For       For          Management
13    Advisory Approval of Executive          For       For          Management
      Compensation.


--------------------------------------------------------------------------------

VALERO ENERGY CORPORATION

Ticker:       VLO            Security ID:  91913Y100
Meeting Date: APR 29, 2021   Meeting Type: Annual
Record Date:  MAR 03, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
12    Ratify the appointment of KPMG LLP as   For       For          Management
      Valero's independent registered public
      accounting firm for 2021.
1     Election of Director to serve until     For       For          Management
      the 2022 Annual Meeting of
      Stockholders: H. Paulett Eberhart
2     Election of Director to serve until     For       For          Management
      the 2022 Annual Meeting of
      Stockholders: Joseph W. Gorder
3     Election of Director to serve until     For       For          Management
      the 2022 Annual Meeting of
      Stockholders: Kimberly S. Greene
4     Election of Director to serve until     For       For          Management
      the 2022 Annual Meeting of
      Stockholders: Deborah P. Majoras
5     Election of Director to serve until     For       For          Management
      the 2022 Annual Meeting of
      Stockholders: Eric D. Mullins
6     Election of Director to serve until     For       For          Management
      the 2022 Annual Meeting of
      Stockholders: Donald L. Nickles
7     Election of Director to serve until     For       For          Management
      the 2022 Annual Meeting of
      Stockholders: Philip J. Pfeiffer
8     Election of Director to serve until     For       For          Management
      the 2022 Annual Meeting of
      Stockholders: Robert A. Profusek
9     Election of Director to serve until     For       For          Management
      the 2022 Annual Meeting of
      Stockholders: Stephen M. Waters
10    Election of Director to serve until     For       For          Management
      the 2022 Annual Meeting of
      Stockholders: Randall J. Weisenburger
11    Election of Director to serve until     For       For          Management
      the 2022 Annual Meeting of
      Stockholders: Rayford Wilkins, Jr.
13    Approve, by non-binding vote, the 2020  For       For          Management
      compensation of our named executive
      officers.


--------------------------------------------------------------------------------

VENTAS, INC.

Ticker:       VTR            Security ID:  92276F100
Meeting Date: MAY 25, 2021   Meeting Type: Annual
Record Date:  MAR 31, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
13    Ratification of the selection of KPMG   For       For          Management
      LLP as our independent registered
      public accounting firm for fiscal year
      2021.
1     Election of Director: Melody C. Barnes  For       For          Management
2     Election of Director: Debra A. Cafaro   For       For          Management
3     Election of Director: Jay M. Gellert    For       For          Management
4     Election of Director: Matthew J. Lustig For       For          Management
5     Election of Director: Roxanne M.        For       For          Management
      Martino
6     Election of Director: Marguerite M.     For       For          Management
      Nader
7     Election of Director: Sean P. Nolan     For       For          Management
8     Election of Director: Walter C.         For       For          Management
      Rakowich
9     Election of Director: Robert D. Reed    For       For          Management
10    Election of Director: James D. Shelton  For       For          Management
11    Election of Director: Maurice S. Smith  For       For          Management
12    Approval, on an advisory basis, of the  For       For          Management
      compensation of our named executive
      officers.


--------------------------------------------------------------------------------

VERTEX PHARMACEUTICALS INCORPORATED

Ticker:       VRTX           Security ID:  92532F100
Meeting Date: MAY 19, 2021   Meeting Type: Annual
Record Date:  MAR 25, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
13    Shareholder proposal, if properly       Against   Against      Shareholder
      presented at the meeting, regarding a
      report on lobbying activities.
14    Shareholder proposal, if properly       Against   Against      Shareholder
      presented at the meeting, regarding a
      report on political spending.
11    Ratification of Ernst & Young LLP as    For       For          Management
      independent Registered Public
      Accounting firm for the year ending
      December 31, 2021.
1     Election of Director: Sangeeta Bhatia   For       For          Management
2     Election of Director: Lloyd Carney      For       For          Management
3     Election of Director: Alan Garber       For       For          Management
4     Election of Director: Terrence Kearney  For       For          Management
5     Election of Director: Reshma            For       For          Management
      Kewalramani
6     Election of Director: Yuchun Lee        For       For          Management
7     Election of Director: Jeffrey Leiden    For       For          Management
8     Election of Director: Margaret McGlynn  For       For          Management
9     Election of Director: Diana McKenzie    For       For          Management
10    Election of Director: Bruce Sachs       For       For          Management
12    Advisory vote to approve named          For       For          Management
      executive officer compensation.


--------------------------------------------------------------------------------

WINNEBAGO INDUSTRIES, INC.

Ticker:       WGO            Security ID:  974637100
Meeting Date: DEC 15, 2020   Meeting Type: Annual
Record Date:  OCT 20, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   DIRECTOR                                For       For          Management
1.2   DIRECTOR                                For       For          Management
1.3   DIRECTOR                                For       For          Management
3     Ratify the selection of Deloitte &      For       For          Management
      Touche LLP as our independent
      registered public accountant for
      Fiscal 2021.
4     Amend the Company's Articles of         For       For          Management
      Incorporation to increase the
      authorized common stock.
2     Approve, on an advisory basis, the      For       Against      Management
      compensation of our Named Executive
      Officers.

========== END NPX REPORT

<PAGE>


                                   SIGNATURES

     Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.

Advent Convertible and Income Fund
----------------------------------------------

By:      /s/ Tracy V. Maitland
----------------------------------------------
Name:    Tracy V. Maitland
----------------------------------------------
Title:   President and Chief Executive Officer
----------------------------------------------
Date:    08/25/2021
----------------------------------------------
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
