<SEC-DOCUMENT>0001275804-18-000008.txt : 20180426
<SEC-HEADER>0001275804-18-000008.hdr.sgml : 20180426
<ACCEPTANCE-DATETIME>20180426145530
ACCESSION NUMBER:		0001275804-18-000008
CONFORMED SUBMISSION TYPE:	144
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20180426
DATE AS OF CHANGE:		20180426

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			GUARANTY BANCSHARES INC /TX/
		CENTRAL INDEX KEY:			0001058867
		STANDARD INDUSTRIAL CLASSIFICATION:	NATIONAL COMMERCIAL BANKS [6021]
		IRS NUMBER:				751656431
		STATE OF INCORPORATION:			TX
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		144
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	001-38087
		FILM NUMBER:		18778000

	BUSINESS ADDRESS:	
		STREET 1:		201 SOUTH JEFFERSON AVENUE
		CITY:			MOUNT PLEASANT
		STATE:			TX
		ZIP:			75455
		BUSINESS PHONE:		9035729881

	MAIL ADDRESS:	
		STREET 1:		201 SOUTH JEFFERSON AVENUE
		CITY:			MOUNT PLEASANT
		STATE:			TX
		ZIP:			75455

REPORTING-OWNER:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Lee Kirk L.
		CENTRAL INDEX KEY:			0001275804
		RELATIONSHIP:				OFFICER

	FILING VALUES:
		FORM TYPE:		144

	MAIL ADDRESS:	
		STREET 1:		201 SOUTH JEFFERSON AVENUE
		CITY:			MOUNT PLEASANT
		STATE:			TX
		ZIP:			75455

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	LEE KIRK
		DATE OF NAME CHANGE:	20040109
</SEC-HEADER>
<DOCUMENT>
<TYPE>144
<SEQUENCE>1
<FILENAME>kirkleeform144-april2018.htm
<DESCRIPTION>144 KIRK LEE APR-MAY 2018
<TEXT>
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<div><a name="s264F716F29805B4DA181919B9C4FCC76"></a></div><div style="line-height:120%;padding-left:13px;font-size:14pt;"><div style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;width:98.6413043478261%;border-collapse:collapse;text-align:left;"><tr><td colspan="8"></td></tr><tr><td style="width:29%;"></td><td style="width:12%;"></td><td style="width:14%;"></td><td style="width:1%;"></td><td style="width:13%;"></td><td style="width:14%;"></td><td style="width:4%;"></td><td style="width:13%;"></td></tr><tr><td colspan="6" rowspan="5" style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-right:1px solid #000000;"><div style="text-align:center;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;font-weight:bold;">UNITED STATES</font></div><div style="text-align:center;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;font-weight:bold;">SECURITIES AND EXCHANGE COMMISSION</font></div><div style="text-align:center;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;font-weight:bold;">Washington, D.C. 20549</font></div><div style="text-align:center;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;"><br></font></div><div style="text-align:center;font-size:14pt;"><font style="font-family:Arial;font-size:14pt;font-weight:bold;">FORM 144</font></div><div style="text-align:center;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;font-weight:bold;">NOTICE OF PROPOSED SALE OF SECURITIES </font></div><div style="text-align:center;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;font-weight:bold;">PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933</font></div><div style="padding-top:13px;text-align:center;padding-left:109px;text-indent:-108px;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;font-weight:bold;">ATTENTION: </font><font style="font-family:Arial;font-size:10pt;font-style:italic;">Transmit for filing 3 copies of this form concurrently with either placing an order with a  broker to execute sale  or executing a sale directly with a market maker.</font></div></td><td colspan="2" style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="text-align:left;padding-left:34px;font-size:9pt;"><font style="font-family:inherit;font-size:9pt;">OMB APPROVAL</font></div></td></tr><tr><td colspan="2" style="vertical-align:top;border-bottom:3px double #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="padding-left:2px;font-size:9pt;"><font style="font-family:inherit;font-size:9pt;">OMB Number:   3235-0101</font></div><div style="padding-left:2px;font-size:9pt;"><font style="font-family:inherit;font-size:9pt;">Expires:   June 30, 2020 Estimated average burden hours per response   1.00</font></div></td></tr><tr><td colspan="2" style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:3px double #000000;"><div style="text-align:left;padding-left:38px;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">SEC USE ONLY</font></div></td></tr><tr><td colspan="2" style="vertical-align:top;border-bottom:1px solid #000000;background-color:#f3f3f3;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="text-align:left;padding-left:2px;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">DOCUMENT SEQUENCE NO.</font></div></td></tr><tr><td colspan="2" style="vertical-align:top;border-bottom:1px solid #000000;background-color:#f3f3f3;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="text-align:left;padding-left:2px;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">CUSIP NUMBER</font></div></td></tr><tr><td colspan="3" style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="padding-top:1px;padding-left:2px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;">1 </font><font style="font-family:Arial;font-size:7pt;font-style:italic;">(a) </font><font style="font-family:Arial;font-size:7pt;">NAME OF ISSUER </font><font style="font-family:Arial;font-size:7pt;font-style:italic;">(Please type or print)</font></div><div style="padding-top:9px;padding-left:22px;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;">Guaranty Bancshares, Inc.</font></div></td><td colspan="2" style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="padding-left:1px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-style:italic;">(b) </font><font style="font-family:Arial;font-size:7pt;">IRS IDENT. NO.</font></div><div style="padding-top:2px;padding-left:16px;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;">75-1656431</font></div></td><td style="vertical-align:top;border-bottom:2px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="padding-top:1px;padding-left:12px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-style:italic;">(c) </font><font style="font-family:Arial;font-size:7pt;">S.E.C. FILE NO.</font></div><div style="padding-top:5px;padding-left:8px;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;">001-38087</font></div></td><td colspan="2" style="vertical-align:top;border-bottom:1px solid #000000;background-color:#f3f3f3;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="text-align:left;padding-left:2px;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">WORK LOCATION</font></div></td></tr><tr><td colspan="6" rowspan="2" style="vertical-align:top;border-bottom:2px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:2px solid #000000;"><div style="padding-left:2px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;">1 </font><font style="font-family:Arial;font-size:7pt;font-style:italic;">(d) </font><font style="font-family:Arial;font-size:7pt;">ADDRESS OF ISSUER                                       STREET                                                               CITY                                                                       STATE                                    ZIP CODE</font></div><div style="padding-top:5px;padding-left:21px;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;">201 South Jefferson Ave.                                             Mt. Pleasant                                 TX                   75455</font></div><div style="padding-top:1px;text-align:center;padding-left:410px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;"><br></font></div></td><td colspan="2" style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="padding-left:6px;font-size:7pt;"><font style="font-family:inherit;font-size:7pt;font-style:italic;">(e) </font><font style="font-family:inherit;font-size:7pt;">TELEPHONE NO.</font></div></td></tr><tr><td style="vertical-align:top;border-bottom:2px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="padding-top:2px;font-size:5pt;"><font style="font-family:inherit;font-size:5pt;">AREA CODE</font></div><div style="padding-left:4px;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;">903</font></div></td><td style="vertical-align:top;border-bottom:2px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="padding-top:2px;text-align:center;padding-left:21px;font-size:5pt;"><font style="font-family:inherit;font-size:5pt;">NUMBER</font></div><div style="text-align:center;padding-left:21px;font-size:5pt;"><font style="font-family:inherit;font-size:5pt;"><br></font></div><div style="padding-top:1px;text-align:center;padding-left:12px;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;">572-9881</font></div></td></tr><tr><td style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:2px solid #000000;"><div style="padding-top:2px;padding-left:22px;text-indent:-20px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;">2 </font><font style="font-family:Arial;font-size:7pt;font-style:italic;">(a) </font><font style="font-family:Arial;font-size:7pt;">NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD</font></div><div style="padding-left:61px;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;">Kirk L. Lee</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:2px solid #000000;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td colspan="2" style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:2px solid #000000;"><div style="padding-top:2px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;">RELATIONSHIP TO ISSUER</font></div><div style="padding-left:6px;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;">Director/Officer</font></div></td><td colspan="4" style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:2px solid #000000;"><div style="padding-top:2px;padding-left:6px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-style:italic;">(c) </font><font style="font-family:Arial;font-size:7pt;">ADDRESS STREET   CITY   STATE   ZIP CODE</font></div><div style="font-size:6.5pt;"><font style="font-family:Arial;font-size:6.5pt;"><br></font></div><div style="padding-left:6px;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;">201 South Jefferson Ave  Mt. Pleasant,  TX   75455</font></div></td></tr></table></div></div><div style="line-height:120%;padding-top:5px;text-align:left;padding-left:42px;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;font-style:italic;">INSTRUCTION: </font><font style="font-family:Arial;font-size:11pt;font-style:italic;">The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.</font></div><div style="line-height:120%;padding-top:1px;text-align:left;font-size:3.5pt;"><font style="font-family:inherit;font-size:3.5pt;"><br></font></div><div style="line-height:120%;padding-left:13px;font-size:16pt;"><div style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;width:97.69021739130434%;border-collapse:collapse;text-align:left;"><tr><td colspan="8"></td></tr><tr><td style="width:10%;"></td><td style="width:30%;"></td><td style="width:10%;"></td><td style="width:10%;"></td><td style="width:10%;"></td><td style="width:10%;"></td><td style="width:10%;"></td><td style="width:10%;"></td></tr><tr><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="padding-top:4px;padding-left:2px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;">3 </font><font style="font-family:Arial;font-size:7pt;font-style:italic;">(a)</font></div></td><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="text-align:left;padding-left:2px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-style:italic;">(b)</font></div></td><td style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="text-align:left;padding-left:8px;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;font-weight:bold;">SEC USE ONLY</font></div></td><td rowspan="2" style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="padding-top:4px;padding-left:1px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-style:italic;">(c)</font></div><div style="text-align:center;padding-left:10px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-weight:bold;">Number of Shares or Other Units</font></div><div style="padding-top:1px;text-align:center;padding-left:10px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-weight:bold;">To Be Sold</font></div><div style="padding-top:4px;text-align:center;padding-left:10px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-style:italic;">(See instr. 3(c))</font></div></td><td rowspan="2" style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="padding-top:4px;padding-left:1px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-style:italic;">(d)</font></div><div style="text-align:center;padding-left:18px;text-indent:-6px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-weight:bold;">Aggregate Market Value</font></div><div style="padding-top:1px;text-align:center;padding-left:10px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-style:italic;">(See instr. 3(d))</font></div></td><td rowspan="2" style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="padding-top:4px;padding-left:1px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-style:italic;">(e)</font></div><div style="text-align:center;padding-left:10px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-weight:bold;">Number of Shares or Other Units Outstanding</font></div><div style="padding-top:1px;text-align:center;padding-left:10px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-style:italic;">(See instr. 3(e))</font></div></td><td rowspan="2" style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="padding-top:4px;padding-left:1px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-style:italic;">(f)</font></div><div style="text-align:center;padding-left:6px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-weight:bold;">Approximate Date of Sale</font></div><div style="padding-top:4px;text-align:center;padding-left:10px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-style:italic;">(See instr. 3(f))</font></div><div style="padding-top:2px;text-align:center;padding-left:10px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;">(MO. DAY YR.)</font></div></td><td rowspan="2" style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="padding-top:4px;padding-left:1px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-style:italic;">(g)</font></div><div style="padding-left:18px;text-indent:-12px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-weight:bold;">Name of Each Securities Exchange</font></div><div style="padding-top:1px;padding-left:16px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-style:italic;">(See instr. 3(g))</font></div></td></tr><tr><td style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;"><div style="text-align:center;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;"><br></font></div><div style="text-align:center;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-weight:bold;">Title of the Class of Securities To Be Sold</font></div></td><td style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;"><div style="text-align:center;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;"><br></font></div><div style="text-align:center;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-weight:bold;">Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker  who is Acquiring the Securities</font></div></td><td style="vertical-align:top;border-bottom:1px solid #000000;background-color:#f3f3f3;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="text-align:center;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;"><br></font></div><div style="text-align:center;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;font-weight:bold;">Broker-Dealer File Number</font></div></td></tr><tr><td style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;"><div style="text-align:center;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;">Common Stock</font></div></td><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">FinTech Securities</font></div><div style="font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">1010 Huntcliff NE</font></div><div style="font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">Suite 1230</font></div><div style="font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">Atlanta, GA 30350</font></div></td><td style="vertical-align:bottom;background-color:#f3f3f3;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="text-align:right;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;">*</font></div><div style="text-align:right;font-size:12pt;"><font 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style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;"><div style="overflow:hidden;height:30px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;background-color:#f3f3f3;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;"><div style="overflow:hidden;height:30px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;"><div style="overflow:hidden;height:30px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;"><div style="overflow:hidden;height:30px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;"><div style="overflow:hidden;height:30px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;"><div style="overflow:hidden;height:30px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;"><div style="overflow:hidden;height:30px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td></tr></table></div></div><div style="line-height:120%;padding-top:1px;text-align:center;padding-left:12px;text-indent:397px;font-size:10pt;"><div style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;margin-left:auto;margin-right:auto;width:93.34239130434783%;border-collapse:collapse;text-align:left;"><tr><td colspan="3"></td></tr><tr><td style="width:46%;"></td><td style="width:1%;"></td><td style="width:53%;"></td></tr><tr><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">INSTRUCTIONS:&#160;&#160;&#160;&#160;</font></div><div style="font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">1.  (a)   Name of issuer&#160;&#160;&#160;&#160;</font></div><div style="font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">&#160;&#160;&#160;&#160;&#160;(b)   Issuer&#8217;s I.R.S. 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(a)  Name of person for whose account the securities are to be sold&#160;&#160;&#160;&#160;</font></div><div style="padding-left:36px;text-indent:-36px;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">&#160;&#160;&#160;&#160;&#160;(b)  Such person&#8217;s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)</font></div><div style="font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">&#160;&#160;&#160;&#160;&#160;(c)  Such person&#8217;s address, including zip code</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td></tr><tr><td colspan="3" style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:center;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;font-weight:bold;">Potential persons who are to respond to the collection of information contained in this form are not</font></div><div style="text-align:center;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;font-weight:bold;">required to respond unless the form displays a currently valid OMB control number.                               </font></div><div style="text-align:center;padding-left:816px;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">SEC 1147 (08-07)</font></div></td></tr></table></div><font style="font-family:Arial;font-size:7pt;">&#160;&#160;&#160;&#160;</font></div><div style="line-height:120%;text-align:left;padding-left:428px;text-indent:-19px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;"><br></font></div><div style="line-height:120%;text-align:left;padding-left:42px;text-indent:-19px;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;"><br></font></div><div style="line-height:109%;text-align:left;padding-left:240px;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;"><br></font></div><div><br></div><hr style="page-break-after:always"><div><a name="s93EC06E8E9F95546B5048991E14AC832"></a></div><div><br></div><div style="line-height:120%;padding-top:4px;text-align:left;padding-left:318px;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;font-weight:bold;">TABLE I &#8211;&#8211; SECURITIES TO BE SOLD</font></div><div style="line-height:113%;text-align:left;padding-left:196px;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;font-style:italic;">Furnish the following information with respect 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#000000;border-top:1px solid #000000;"><div style="text-align:left;padding-left:8px;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;">Guaranty Bancshares, Inc. 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style="font-family:inherit;font-size:9pt;"><br></font></div><div style="line-height:120%;padding-left:8px;font-size:12pt;"><div style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;width:97.96195652173914%;border-collapse:collapse;text-align:left;"><tr><td colspan="5"></td></tr><tr><td style="width:44%;"></td><td style="width:25%;"></td><td style="width:7%;"></td><td style="width:10%;"></td><td style="width:14%;"></td></tr><tr><td style="vertical-align:middle;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="text-align:center;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;"><br></font></div><div style="text-align:center;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">Name and Address of Seller</font></div></td><td style="vertical-align:middle;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="text-align:center;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;"><br></font></div><div style="text-align:center;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">Title of Securities Sold</font></div></td><td style="vertical-align:middle;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="text-align:center;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;"><br></font></div><div style="text-align:center;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">Date of Sale</font></div></td><td style="vertical-align:middle;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="text-align:center;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">Amount of Securities Sold</font></div></td><td style="vertical-align:middle;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="text-align:center;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;"><br></font></div><div style="text-align:center;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">Gross Proceeds</font></div></td></tr><tr><td style="vertical-align:top;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="text-align:left;padding-left:8px;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;">None</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td></tr></table></div></div><div style="line-height:120%;padding-left:8px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br></font></div><div style="line-height:120%;padding-top:2px;text-align:left;padding-left:6px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;font-weight:bold;">REMARKS:                                                                                                                                                                                       </font></div><div style="line-height:120%;text-align:left;padding-left:12px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;">* On March 8, 2018, the shares to be sold were transferred from Kirk Lee&#8217;s (&#8220;Participant&#8221;) employer stock account in the Issuer&#8217;s KSOP to an individual retirement account maintained by the Trust Department of Guaranty Bank &amp; Trust, N.A. as IRA Custodian for Participant, through a rollover transaction permitted by the terms of the Issuer&#8217;s KSOP.</font></div><div style="line-height:120%;text-align:left;padding-left:12px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;">** Based on closing market price of $32.88 on April 25, 2018.</font></div><div style="line-height:120%;text-align:left;font-size:8pt;"><font style="font-family:inherit;font-size:8pt;"><br></font></div><div style='display:inline-block; width:100%;'><div style='float:left; width:48%;'><div><a name="s70518359B36C5E0CBDECB65A3F04D8B5"></a></div><div style="line-height:120%;text-align:left;padding-left:12px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;"><br></font></div><div style="line-height:120%;text-align:left;padding-left:12px;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;"><br></font></div><div style="line-height:120%;text-align:left;padding-left:12px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br></font></div><div style="line-height:120%;text-align:left;padding-left:12px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br></font></div></div></div><div><br></div><hr style="page-break-after:always"><div><br></div><div style='display:inline-block; width:100%;'><div style='float:left; width:48%;'><div style="line-height:120%;text-align:center;padding-left:12px;font-size:10pt;"><div style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;margin-left:auto;margin-right:auto;width:100%;border-collapse:collapse;text-align:left;"><tr><td colspan="3"></td></tr><tr><td style="width:49%;"></td><td style="width:1%;"></td><td style="width:50%;"></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="font-size:10pt;"><font style="font-family:Arial;font-size:10pt;font-weight:bold;">&#160;&#160;&#160;INSTRUCTIONS:</font></div><div style="text-align:justify;padding-left:9px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;">See the definition of &#8220;person&#8221; in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="font-size:10pt;"><font style="font-family:Arial;font-size:10pt;font-weight:bold;">ATTENTION: </font><font style="font-family:Arial;font-size:7pt;font-style:italic;">The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.</font></div></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;height:20px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;height:20px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;height:20px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td></tr><tr><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:center;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">April 26, 2018</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">/s/ Randall R. Kucera, as attorney in fact</font></div></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:center;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">Date of Notice</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:center;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">(Signature)</font></div></td></tr><tr><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td rowspan="3" style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:center;font-size:8pt;"><font style="font-family:inherit;font-size:8pt;font-style:italic;">The notice shall be signed by the person for whose account the securities are to be sold.  At least one copy of the notice shall be manually signed.  Any copies not manually signed shall bear typed or printed signatures.  SEC 1147 (02-08)</font></div></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:center;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;">Date of Plan Adoption or Giving of Instruction, if Relying on Rule 10B5-1</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;height:20px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;height:20px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;height:20px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;height:20px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;height:20px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td></tr><tr><td colspan="3" style="vertical-align:bottom;border-bottom:2px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:2px solid #000000;border-right:2px solid #000000;border-top:2px solid #000000;"><div style="text-align:center;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;font-weight:bold;">ATTENTION:  Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)</font></div></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;height:20px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;height:20px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;height:20px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td></tr></table></div></div><div style="line-height:120%;text-align:left;padding-left:12px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br></font></div><div style="line-height:120%;text-align:left;padding-left:12px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br></font></div><div style="line-height:120%;text-align:left;padding-left:12px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br></font></div><div style="line-height:120%;text-align:left;padding-left:12px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br></font></div><div style="line-height:120%;text-align:left;padding-left:12px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br></font></div><div style="line-height:120%;text-align:left;padding-left:12px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br></font></div><div style="line-height:116%;text-align:justify;padding-left:9px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;"><br></font></div><div style="line-height:120%;padding-top:1px;text-align:left;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;"><br></font></div><div style="line-height:120%;padding-top:1px;text-align:left;font-size:8pt;"><font style="font-family:Arial;font-size:8pt;"><br></font></div><div style="line-height:148%;text-align:left;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;"><br></font></div><div style="line-height:148%;text-align:left;font-size:7pt;"><font style="font-family:Arial;font-size:7pt;"><br></font></div></div></div><div><br></div>	</body>
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