<SEC-DOCUMENT>0001062993-19-004125.txt : 20191104
<SEC-HEADER>0001062993-19-004125.hdr.sgml : 20191104
<ACCEPTANCE-DATETIME>20191101203557
ACCESSION NUMBER:		0001062993-19-004125
CONFORMED SUBMISSION TYPE:	6-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20191101
FILED AS OF DATE:		20191104
DATE AS OF CHANGE:		20191101

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			EMX Royalty Corp
		CENTRAL INDEX KEY:			0001285786
		STANDARD INDUSTRIAL CLASSIFICATION:	METAL MINING [1000]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			A1
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		6-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-35404
		FILM NUMBER:		191188099

	BUSINESS ADDRESS:	
		STREET 1:		SUITE 501-543 GRANVILLE STREET
		CITY:			VANCOUVER
		STATE:			A1
		ZIP:			V6C 1X8
		BUSINESS PHONE:		604-688-6390

	MAIL ADDRESS:	
		STREET 1:		SUITE 501-543 GRANVILLE STREET
		CITY:			VANCOUVER
		STATE:			A1
		ZIP:			V6C 1X8

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	EMX ROYALTY Corp
		DATE OF NAME CHANGE:	20170719

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	EURASIAN MINERALS INC
		DATE OF NAME CHANGE:	20040401
</SEC-HEADER>
<DOCUMENT>
<TYPE>6-K
<SEQUENCE>1
<FILENAME>form6k.htm
<DESCRIPTION>CURRENT REPORT
<TEXT>
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   <TITLE>EMX Royalty Corp.: Form 6-K - Filed by newsfilecorp.com</TITLE>
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<P align=center><B><FONT size=5>UNITED STATES </FONT><BR></B><B><FONT
size=5>SECURITIES AND EXCHANGE COMMISSION </FONT></B><BR><B>Washington, D.C.
20549 </B></P>
<P align=center><B><FONT size=5>FORM 6-K </FONT></B></P>
<P align=center><B>REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR
15d-16 <BR>UNDER THE SECURITIES EXCHANGE ACT OF 1934 </B></P>
<P align=center>For the month of <STRONG><u>November, 2019</u></STRONG></P>
<P align=center>Commission File Number: <U><B>001-35404 </B></U></P>
<P align=center><B><FONT size=5><U>EMX ROYALTY CORPORATION</U></FONT><BR></B>(Translation of registrant&#146;s name into English) </P>
<P align=center><B>Suite 501 </B><B>&#150;</B><B> 543 Granville Street <BR>
Vancouver,
British Columbia V6C 1XB <BR>
<U>Canada </U></B><B><U><BR></U></B>(Address of principal
executive offices)</P>
<P align=center>Indicate by check mark whether the registrant files or will file
annual reports under cover Form 20-F or Form 40-F. </P>
<P align=center>[X] Form 20-F&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;[&nbsp;&nbsp;&nbsp;]
Form 40-F</P>
<P align=center>Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [&nbsp;&nbsp;&nbsp;]
</P>
<P align=center>Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [&nbsp;&nbsp;&nbsp;]
</P>
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<P align=center><B><U>SUBMITTED HEREWITH</U></B></P>
<P align=justify><B><U>Exhibits:</U></B></P>
<table cellpadding="0" cellspacing="0" border="0" width="100%" style="font-size:10pt;">
<tr><td width="8%" style="border-bottom:1px solid #000000;"><b>Exhibit</b></td><td width="5%">&nbsp;</td><td style="border-bottom:1px solid #000000;"><b>Description</b></td></tr>
<tr><td>&nbsp;</td><td>&nbsp;</td></tr>
<tr bgcolor="#CCCCCC">
<td><a href="exhibit99-1.htm">99.1</a></td>
<td>&nbsp;</td>
<td><a href="exhibit99-1.htm">Early Warning Report</a></td>
</tr>
</table>

<BR>
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<P align=center><B>SIGNATURES </B></P>
<P align=justify>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Pursuant to the requirements of
the Securities Exchange Act of 1934, the registrant has duly caused this report
to be signed on its behalf by the undersigned, thereunto duly authorized. </P>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD width="50%" align=left >&nbsp; </TD>
  <TD align=left colSpan=2><B>EMX ROYALTY CORPORATION<BR>
  </B></TD>
  </TR>
  <TR>
    <TD width="50%" align=left >&nbsp;</TD>
  <TD align=left colSpan=2>&nbsp;</TD>
  </TR>
  <TR vAlign=top>
    <TD width="50%" align=left >&nbsp; </TD>
  <TD align=left colSpan=2>(Registrant) </TD>
  </TR>
  <TR>
    <TD width="50%" align=left >&nbsp;</TD>
  <TD align=left colSpan=2>&nbsp;</TD>
  </TR>
  <TR vAlign=top>
    <TD width="50%" align=left >Date: November 1, 2019</TD>
    <TD align=left width="8%">By: </TD>
    <TD width="42%" align=left style="BORDER-BOTTOM: #000000 1px solid">/s/
    Christina Cepeliauskas</TD>
  </TR>
  <TR>
    <TD width="50%" align=left >&nbsp;</TD>
    <TD align=left width="8%">&nbsp;</TD>
    <TD align=left width="42%">&nbsp; </TD>
  </TR>
  <TR vAlign=top>
    <TD width="50%" align=left >&nbsp; </TD>
    <TD align=left width="8%">Name: </TD>
    <TD align=left width="42%"><p>Christina Cepeliauskas</p></TD>
  </TR>
  <TR vAlign=top>
    <TD width="50%" align=left >&nbsp; </TD>
    <TD align=left width="8%">Title: </TD>
    <TD align=left width="42%">Chief Financial Officer</TD>
  </TR></TABLE><BR>
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<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>exhibit99-1.htm
<DESCRIPTION>EXHIBIT 99.1
<TEXT>
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    <title>EMX Royalty Corporation: Exhibit 99.1 - Filed by newsfilecorp.com</title>
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    <hr width="100%" size="3" color="black" noshade="noshade"><a name="page_1"></a>
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        <p style="text-align: center;"><b>Form 62-103F1</b></p>
        <p style="text-align: center;"><u><b>EARLY WARNING REPORT</b></u></p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;"><b>Item 1 - Security and Issuer </b></p>
        <p style="text-align: justify;">1.1<font style="width: 23pt; display: inline-block;">&#160;</font>The securities and name and address of Issuer to which this report relates are:</p>
        <p style="text-align: justify;"><font style="width: 36pt; display: inline-block;">&#160;</font>Common shares</p>
        <p style="margin-bottom: 0pt; text-indent: 36pt; text-align: justify;">Boreal Metals Corp.</p>
        <p style="margin-top: 0pt; margin-bottom: 0pt; text-indent: 36pt; text-align: justify;">Suite 340 - 233 West 1<sup>st</sup> Street</p>
        <p style="margin-top: 0pt; text-indent: 36pt; text-align: justify;">North Vancouver, BC V7M 1B3</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">1.2<font style="width: 23pt; text-indent: 0pt; display: inline-block;">&#160;</font>The securities were acquired through the TSX Venture Exchange (the "<b>Exchange</b>").</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;"><b>Item 2 - Identity of the Acquiror </b></p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">2.1<font style="width: 23.5pt; text-indent: 0pt; display: inline-block;">&#160;</font>The name, principal business, jurisdiction of incorporation and address of the Acquiror are:</p>
        <p style="margin-bottom: 0pt; text-indent: 36pt; text-align: justify;">EMX Royalty Corporation</p>
        <p style="margin-top: 0pt; margin-bottom: 0pt; text-indent: 36pt; text-align: justify;">Publicly traded mineral exploration and royalty company incorporated in British Columbia</p>
        <p style="margin-top: 0pt; margin-bottom: 0pt; text-indent: 36pt; text-align: justify;">Suite 501, 543 Granville Street</p>
        <p style="margin-top: 0pt; text-indent: 36pt; text-align: justify;">Vancouver, BC V6C 1X8</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">2.2<font style="width: 23pt; text-indent: 0pt; display: inline-block;">&#160;</font>The transaction described in Item 1.2 occurred on October 30, 2019.</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">2.3<font style="width: 22.5pt; text-indent: 0pt; display: inline-block;">&#160;</font>The Acquiror does not have any joint actors in connection with the Issuer's securities.</p>
        <p style="text-align: justify;"><b>Item 3 - Interest in Securities of the Issuer</b></p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">3.1<font style="width: 22.5pt; text-indent: 0pt; display: inline-block;">&#160;</font>The Acquiror acquired 791,000 common shares of the Issuer (representing 1.04% of the Issuer's outstanding common shares).</p>
        <p style="margin-left: 18pt; text-indent: -18pt; text-align: justify;">3.2<font style="display: inline-block; width: 21.8pt;">&#160;</font>The Acquiror acquired ownership of the securities.</p>
        <p style="text-align: justify;">3.3 <font style="width: 20pt; display: inline-block;">&#160;</font>The transaction did not involve a securities lending arrangement.</p>
        <p style="margin-left: 72pt; text-indent: -72pt; text-align: justify;">3.4<font style="width: 22pt; text-indent: 0pt; display: inline-block;">&#160;</font>(a)<font style="width: 26.68pt; text-indent: 0pt; display: inline-block;">&#160;</font>Immediately before the acquisition, the Acquiror had ownership of or control over 8,734,735 common shares (representing 11.49% of the Issuer's outstanding common shares) and warrants to purchase a further 1,995,672 common shares. If the warrants were exercised, the Acquiror would have had ownership of and control over 10,730,407 common shares of the Issuer (representing 13.75% of the common shares then outstanding).</p>
    </div>
    <hr style="page-break-after: always;" width="100%" size="5" color="black" noshade="noshade"><a name="page_2"></a>
    <div>
        <p style="margin-left: 72pt; text-indent: -36pt; text-align: justify;">(b)<font style="width: 24.01pt; text-indent: 0pt; display: inline-block;">&#160;</font>Immediately after the acquisition, the Acquiror has ownership of or control over 9,525,735 common shares (representing 12.53% of the Issuer's outstanding common shares) and warrants to purchase a further 1,995,672 common shares. If the warrants are exercised, the Acquiror will have ownership of and control over 11,521,407 common shares of the Issuer (representing 14.77% of the common shares then outstanding).</p>
        <p style="margin-left: 72pt; text-indent: -72pt; text-align: justify;">3.5<font style="display: inline-block; width: 23.3pt;">&#160;</font>(a)<font style="width: 25.18pt; text-indent: 0pt; display: inline-block;">&#160;</font>The Acquiror has ownership of and control over 9,525,735 common shares (12.53% of the Issuer's outstanding common shares) and warrants to purchase a further 1,995,672 common shares then outstanding.</p>
        <p style="margin-left: 72pt; text-indent: -36pt; text-align: justify;">(b)<font style="width: 25.01pt; text-indent: 0pt; display: inline-block;">&#160;</font>The Acquiror does not have ownership of any common shares or securities convertible into or exercisable to purchase common shares over which control is exercised by persons other than the Acquiror.</p>
        <p style="margin-left: 72pt; text-indent: -36pt; text-align: justify;">(c)<font style="width: 25.18pt; text-indent: 0pt; display: inline-block;">&#160;</font>The Acquiror does not have exclusive or shared control over any common shares or securities convertible into or exercisable to purchase common shares owned by persons other than the Acquiror.</p>
        <p style="margin-left: 72pt; text-indent: -36pt; text-align: justify;">(d)<font style="width: 24.01pt; text-indent: 0pt; display: inline-block;">&#160;</font>The Acquiror does not have deemed control over any common shares or securities convertible into or exercisable to purchase common shares owned by persons other than the Acquiror.</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">3.6<font style="width: 21pt; text-indent: 0pt; display: inline-block;">&#160;</font>The Acquiror does not have an interest in, or right or obligation associated with, a related financial instrument involving a common share of the Issuer, including a related financial instrument involving a common share or other security of the Issuer disclosed in this Item 3.</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">3.7<font style="width: 21pt; text-indent: 0pt; display: inline-block;">&#160;</font>The Acquiror has not loaned securities of the Issuer pursuant to a securities lending arrangement.</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">3.9<font style="width: 21pt; text-indent: 0pt; display: inline-block;">&#160;</font>The Acquiror has not entered into any transaction that had the effect of altering, directly or indirectly, its economic exposure to the Issuer.</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;"><b>Item 4 - Consideration Paid</b></p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">4.1 <font style="width: 18pt; text-indent: 0pt; display: inline-block;">&#160;</font>The Acquiror paid consideration valued at a total of $39,550 ($0.05 per share) for the common shares acquired<font style="color: #0000ff;"><b>. </b></font></p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;"><b>Item 5 - Purpose of the Transaction</b></p>
        <p style="text-align: justify;">The Acquiror acquired the securities for investment purposes.</p>
        <p style="text-align: justify;">The Acquiror does not have any plans or intention relating to or that would result in:</p>
    </div>
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    <div>
        <div>
            <div>
                <p style="text-align: center;">- 3 -</p>
            </div>
        </div>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">(a)<font style="display: inline-block; width: 26.7pt;">&#160;</font>the acquisition of further securities of the Issuer but may acquire ownership of or control over further securities of the Issuer in the future depending upon market circumstances;</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">(b)<font style="display: inline-block; width: 25.0pt;">&#160;</font>an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries;</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">(c)<font style="display: inline-block; width: 26.7pt;">&#160;</font>a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries;</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">(d)<font style="display: inline-block; width: 25.0pt;">&#160;</font>any change in the Issuer's current board of directors or management, including any plans or intentions to change the number or term of directors or to fill any existing vacancies on the board;</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">(e)<font style="display: inline-block; width: 26.7pt;">&#160;</font>any material change in the present capitalization or dividend policy of the Issuer;</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">(f)<font style="display: inline-block; width: 26.7pt;">&#160;</font>any other material change in the Issuer's business or corporate structure;</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">(g)<font style="display: inline-block; width: 25.0pt;">&#160;</font>changes in the Issuer's articles, charter, bylaws or similar instruments or other actions which may impede the acquisition of control of the Issuer by any person;</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">(h)<font style="display: inline-block; width: 25.0pt;">&#160;</font>a class of securities of the Issuer to be delisted from or to cease to be authorized to be quoted on a marketplace;</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">(i)<font style="display: inline-block; width: 28.3pt;">&#160;</font>the Issuer ceasing to be a reporting issuer in any jurisdiction;</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">(j)<font style="display: inline-block; width: 28.3pt;">&#160;</font>soliciting proxies from securityholders; or</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;">(k)<font style="display: inline-block; width: 25.0pt;">&#160;</font>any action similar to any of the foregoing.</p>
        <p style="margin-left: 58.5pt; text-indent: -58.5pt; text-align: justify;"><b>Item 6 - Contracts, Agreements, Commitments or Understandings With Respect to Securities of the Issuer</b></p>
        <p style="text-align: justify;">In connection with the acquisition of the securities of the Issuer, the Acquiror has not entered into any agreements with the Issuer or any other entity with respect to its securities.</p>
        <p style="margin-left: 36pt; text-indent: -36pt; text-align: justify;"><b>Item 7 - Change in Material Fact </b></p>
        <p style="text-align: justify;">Other than as set out herein, there are no changes in a material fact set out in a previous Early Warning Report filed by the Acquiror.</p>
        <p style="text-align: justify;"><b>Item 8 - Exemption </b></p>
        <p style="text-align: justify;">In connection with this acquisition of the Issuer's securities, the Acquiror did not need to rely on an exemption from the requirements in securities legislation applicable to formal bids.</p>
    </div>
    <hr style="page-break-after: always;" width="100%" size="5" color="black" noshade="noshade"><a name="page_4"></a>
    <div>
        <p style="text-align: justify;"><b>Item 9 - Certification </b></p>
        <p style="text-align: justify;">I, as the Acquiror, certify, or I, as the agent filing the report on behalf of the Acquiror, certify to the best of my knowledge, information and belief, that the statements made in this report are true and complete in every respect.</p>
        <p style="margin-bottom: 0pt; text-align: justify;"><u>October 31, 2019</u><u> &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; </u></p>
        <p style="margin-top: 0pt; margin-left: 36pt; text-indent: -36pt; text-align: justify;">Date<font style="width: 13.35pt; text-indent: 0pt; display: inline-block;">&#160;</font></p>
        <p style="margin-bottom: 0pt; text-align: justify;"><u>(signed) Christina Cepeliauskas</u><u> &#160; &#160; &#160; &#160; &#160; </u></p>
        <p style="margin-top: 0pt; text-align: justify;">Signature</p>
        <p style="margin-bottom: 0pt; text-align: justify;"><u>Chief Financial Officer </u><u> &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160;</u></p>
        <p style="margin-top: 0pt; text-align: justify;">Name / Title</p>
        <p style="text-align: justify;"><i>It is an offence to submit information that, in a material respect and at the time and in the light of the circumstances in which it is submitted, is misleading or untrue.</i></p>
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