N-PX 1 d551640dnpx.htm NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND Nuveen Dow 30SM Dynamic Overwrite Fund

 

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22970

Nuveen Dow 30 SM Dynamic Overwrite Fund

 

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

 

(Address of principal executive offices) (Zip Code)

Cedric H. Antosiewicz – Chief Administrative Officer

 

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: December 31

Date of reporting period: June 30, 2018

 

 


Item 1. Proxy Voting Record


FORM N-PX



ICA File Number:  811-22970

Registrant Name:  Nuveen Dow 30(SM) Dynamic Overwrite Fund

Reporting Period:  07/01/2017 - 06/30/2018


Nuveen Dow 30(SM) Dynamic Overwrite Fund

 
3M COMPANY
Meeting Date:  MAY 08, 2018
Record Date:  MAR 13, 2018
Meeting Type:  ANNUAL
Ticker:  MMM
Security ID:  88579Y101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sondra L. Barbour Management For For
1b Elect Director Thomas 'Tony' K. Brown Management For For
1c Elect Director David B. Dillon Management For For
1d Elect Director Michael L. Eskew Management For For
1e Elect Director Herbert L. Henkel Management For For
1f Elect Director Amy E. Hood Management For For
1g Elect Director Muhtar Kent Management For For
1h Elect Director Edward M. Liddy Management For For
1i Elect Director Gregory R. Page Management For For
1j Elect Director Michael F. Roman Management For For
1k Elect Director Inge G. Thulin Management For For
1l Elect Director Patricia A. Woertz Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Bylaws -- Call Special Meetings Shareholder Against For
5 Consider Pay Disparity Between Executives and Other Employees Shareholder Against Against
 
AMBARELLA, INC.
Meeting Date:  JUN 06, 2018
Record Date:  APR 12, 2018
Meeting Type:  ANNUAL
Ticker:  AMBA
Security ID:  G037AX101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Hsiao-Wuen Hon Management For For
1.2 Elect Director Christopher B. Paisley Management For For
1.3 Elect Director Andrew W. Verhalen Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
 
AMERICAN EXPRESS COMPANY
Meeting Date:  MAY 07, 2018
Record Date:  MAR 09, 2018
Meeting Type:  ANNUAL
Ticker:  AXP
Security ID:  025816109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Charlene Barshefsky Management For For
1b Elect Director John J. Brennan Management For For
1c Elect Director Peter Chernin Management For For
1d Elect Director Ralph de la Vega Management For For
1e Elect Director Anne L. Lauvergeon Management For For
1f Elect Director Michael O. Leavitt Management For For
1g Elect Director Theodore J. Leonsis Management For For
1h Elect Director Richard C. Levin Management For For
1i Elect Director Samuel J. Palmisano Management For For
1j Elect Director Stephen J. Squeri Management For For
1k Elect Director Daniel L. Vasella Management For For
1l Elect Director Ronald A. Williams Management For For
1m Elect Director Christopher D. Young Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Provide Right to Act by Written Consent Shareholder Against For
5 Require Independent Board Chairman Shareholder Against For
 
APPLE INC.
Meeting Date:  FEB 13, 2018
Record Date:  DEC 15, 2017
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James Bell Management For For
1b Elect Director Tim Cook Management For For
1c Elect Director Al Gore Management For For
1d Elect Director Bob Iger Management For For
1e Elect Director Andrea Jung Management For For
1f Elect Director Art Levinson Management For For
1g Elect Director Ron Sugar Management For For
1h Elect Director Sue Wagner Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Non-Employee Director Omnibus Stock Plan Management For For
5 Proxy Access Amendments Shareholder Against For
6 Establish Human Rights Committee Shareholder Against Against
 
CATERPILLAR INC.
Meeting Date:  JUN 13, 2018
Record Date:  APR 16, 2018
Meeting Type:  ANNUAL
Ticker:  CAT
Security ID:  149123101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kelly A. Ayotte Management For For
1.2 Elect Director David L. Calhoun Management For For
1.3 Elect Director Daniel M. Dickinson Management For For
1.4 Elect Director Juan Gallardo Management For For
1.5 Elect Director Dennis A. Muilenburg Management For For
1.6 Elect Director William A. Osborn Management For For
1.7 Elect Director Debra L. Reed Management For For
1.8 Elect Director Edward B. Rust, Jr. Management For For
1.9 Elect Director Susan C. Schwab Management For For
1.10 Elect Director D. James Umpleby, III Management For For
1.11 Elect Director Miles D. White Management For For
1.12 Elect Director Rayford Wilkins, Jr. Management For For
2 Ratify PricewaterhouseCoopers as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
5 Amend Compensation Clawback Policy Shareholder Against For
6 Require Director Nominee with Human Rights Experience Shareholder Against Against
 
CBOE GLOBAL MARKETS INC.
Meeting Date:  MAY 17, 2018
Record Date:  MAR 20, 2018
Meeting Type:  ANNUAL
Ticker:  CBOE
Security ID:  12503M108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Edward T. Tilly Management For For
1.2 Elect Director Frank E. English, Jr. Management For For
1.3 Elect Director William M. Farrow, III Management For For
1.4 Elect Director Edward J. Fitzpatrick Management For For
1.5 Elect Director Janet P. Froetscher Management For For
1.6 Elect Director Jill R. Goodman Management For For
1.7 Elect Director Roderick A. Palmore Management For For
1.8 Elect Director James E. Parisi Management For For
1.9 Elect Director Joseph P. Ratterman Management For For
1.10 Elect Director Michael L. Richter Management For For
1.11 Elect Director Jill E. Sommers Management For For
1.12 Elect Director Carole E. Stone Management For For
1.13 Elect Director Eugene S. Sunshine Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Qualified Employee Stock Purchase Plan Management For For
4 Ratify Deloitte & Touche LLP as Auditors Management For For
 
CHEVRON CORPORATION
Meeting Date:  MAY 30, 2018
Record Date:  APR 02, 2018
Meeting Type:  ANNUAL
Ticker:  CVX
Security ID:  166764100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Wanda M. Austin Management For For
1b Elect Director John B. Frank Management For For
1c Elect Director Alice P. Gast Management For For
1d Elect Director Enrique Hernandez, Jr. Management For For
1e Elect Director Charles W. Moorman, IV Management For For
1f Elect Director Dambisa F. Moyo Management For For
1g Elect Director Ronald D. Sugar Management For For
1h Elect Director Inge G. Thulin Management For For
1i Elect Director D. James Umpleby, III Management For For
1j Elect Director Michael K. Wirth Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Report on Risks of Doing Business in Conflict-Affected Areas Shareholder Against Against
6 Report on Transition to a Low Carbon Business Model Shareholder Against Against
7 Report on Methane Emissions Shareholder Against For
8 Require Independent Board Chairman Shareholder Against Against
9 Require Director Nominee with Environmental Experience Shareholder Against For
10 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
 
CISCO SYSTEMS, INC.
Meeting Date:  DEC 11, 2017
Record Date:  OCT 13, 2017
Meeting Type:  ANNUAL
Ticker:  CSCO
Security ID:  17275R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Carol A. Bartz Management For For
1b Elect Director M. Michele Burns Management For For
1c Elect Director Michael D. Capellas Management For For
1d Elect Director Amy L. Chang Management For For
1e Elect Director John L. Hennessy Management For For
1f Elect Director Kristina M. Johnson Management For For
1g Elect Director Roderick C. McGeary Management For For
1h Elect Director Charles H. Robbins Management For For
1i Elect Director Arun Sarin Management For For
1j Elect Director Brenton L. Saunders Management For For
1k Elect Director Steven M. West Management For For
2 Amend Omnibus Stock Plan Management For For
3 Amend Executive Incentive Bonus Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
7 Report on Lobbying Payments and Policy Shareholder Against For
 
DOWDUPONT INC.
Meeting Date:  APR 25, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  DWDP
Security ID:  26078J100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lamberto Andreotti Management For For
1b Elect Director James A. Bell Management For For
1c Elect Director Edward D. Breen Management For For
1d Elect Director Robert A. Brown Management For For
1e Elect Director Alexander M. Cutler Management For For
1f Elect Director Jeff M. Fettig Management For For
1g Elect Director Marillyn A. Hewson Management For For
1h Elect Director Lois D. Juliber Management For For
1i Elect Director Andrew N. Liveris Management For For
1j Elect Director Raymond J. Milchovich Management For For
1k Elect Director Paul Polman Management For For
1l Elect Director Dennis H. Reilley Management For For
1m Elect Director James M. Ringler Management For For
1n Elect Director Ruth G. Shaw Management For For
1o Elect Director Lee M. Thomas Management For For
1p Elect Director Patrick J. Ward Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Eliminate Supermajority Vote Requirement Shareholder Against For
6 Report on Pay Disparity Shareholder Against Against
7 Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation Shareholder Against Against
8 Report on Impact of the Bhopal Chemical Explosion Shareholder Against Against
9 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
 
EXXON MOBIL CORPORATION
Meeting Date:  MAY 30, 2018
Record Date:  APR 04, 2018
Meeting Type:  ANNUAL
Ticker:  XOM
Security ID:  30231G102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Susan K. Avery Management For For
1.2 Elect Director Angela F. Braly Management For For
1.3 Elect Director Ursula M. Burns Management For For
1.4 Elect Director Kenneth C. Frazier Management For For
1.5 Elect Director Steven A. Kandarian Management For For
1.6 Elect Director Douglas R. Oberhelman Management For For
1.7 Elect Director Samuel J. Palmisano Management For For
1.8 Elect Director Steven S Reinemund Management For For
1.9 Elect Director William C. Weldon Management For For
1.10 Elect Director Darren W. Woods Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Require Independent Board Chairman Shareholder Against For
5 Amend Bylaws -- Call Special Meetings Shareholder Against For
6 Disclose a Board Diversity and Qualifications Matrix Shareholder Against Against
7 Report on lobbying Payments and Policy Shareholder Against For
 
GENERAL ELECTRIC COMPANY
Meeting Date:  APR 25, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  GE
Security ID:  369604103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director Sebastien M. Bazin Management For For
2 Elect Director W. Geoffrey Beattie Management For For
3 Elect Director John J. Brennan Management For For
4 Elect Director H. Lawrence Culp, Jr. Management For For
5 Elect Director Francisco D'Souza Management For For
6 Elect Director John L. Flannery Management For For
7 Elect Director Edward P. Garden Management For For
8 Elect Director Thomas W. Horton Management For For
9 Elect Director Risa Lavizzo-Mourey Management For For
10 Elect Director James J. Mulva Management For For
11 Elect Director Leslie F. Seidman Management For For
12 Elect Director James S. Tisch Management For For
13 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
14 Amend Nonqualified Employee Stock Purchase Plan Management For For
15 Ratify KPMG LLP as Auditors Management For Against
16 Require Independent Board Chairman Shareholder Against For
17 Provide for Cumulative Voting Shareholder Against Against
18 Adjust Executive Compensation Metrics for Share Buybacks Shareholder Against Against
19 Report on Lobbying Payments and Policy Shareholder Against For
20 Report on Stock Buybacks Shareholder Against Against
21 Provide Right to Act by Written Consent Shareholder Against Against
 
INTEL CORPORATION
Meeting Date:  MAY 17, 2018
Record Date:  MAR 19, 2018
Meeting Type:  ANNUAL
Ticker:  INTC
Security ID:  458140100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Aneel Bhusri Management For For
1b Elect Director Andy D. Bryant Management For For
1c Elect Director Reed E. Hundt Management For For
1d Elect Director Omar Ishrak Management For For
1e Elect Director Brian M. Krzanich Management For For
1f Elect Director Risa Lavizzo-Mourey Management For For
1g Elect Director Tsu-Jae King Liu Management For For
1h Elect Director Gregory D. Smith Management For For
1i Elect Director Andrew Wilson Management For For
1j Elect Director Frank D. Yeary Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Act by Written Consent Shareholder Against For
5 Require Independent Board Chairman Shareholder Against For
6 Report on Costs and Benefits of Poltical Contributions Shareholder Against Against
 
INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date:  APR 24, 2018
Record Date:  FEB 23, 2018
Meeting Type:  ANNUAL
Ticker:  IBM
Security ID:  459200101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kenneth I. Chenault Management For For
1.2 Elect Director Michael L. Eskew Management For For
1.3 Elect Director David N. Farr Management For For
1.4 Elect Director Alex Gorsky Management For For
1.5 Elect Director Shirley Ann Jackson Management For For
1.6 Elect Director Andrew N. Liveris Management For For
1.7 Elect Director Hutham S. Olayan Management For For
1.8 Elect Director James W. Owens Management For For
1.9 Elect Director Virginia M. Rometty Management For For
1.10 Elect Director Joseph R. Swedish Management For For
1.11 Elect Director Sidney Taurel Management For For
1.12 Elect Director Peter R. Voser Management For For
1.13 Elect Director Frederick H. Waddell Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
6 Require Independent Board Chairman Shareholder Against For
 
JOHNSON & JOHNSON
Meeting Date:  APR 26, 2018
Record Date:  FEB 27, 2018
Meeting Type:  ANNUAL
Ticker:  JNJ
Security ID:  478160104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mary C. Beckerle Management For For
1b Elect Director D. Scott Davis Management For For
1c Elect Director Ian E. L. Davis Management For For
1d Elect Director Jennifer A. Doudna Management For For
1e Elect Director Alex Gorsky Management For For
1f Elect Director Mark B. McClellan Management For For
1g Elect Director Anne M. Mulcahy Management For For
1h Elect Director William D. Perez Management For For
1i Elect Director Charles Prince Management For For
1j Elect Director A. Eugene Washington Management For For
1k Elect Director Ronald A. Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs Shareholder Against Against
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 15, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Linda B. Bammann Management For For
1b Elect Director James A. Bell Management For For
1c Elect Director Stephen B. Burke Management For For
1d Elect Director Todd A. Combs Management For For
1e Elect Director James S. Crown Management For For
1f Elect Director James Dimon Management For For
1g Elect Director Timothy P. Flynn Management For For
1h Elect Director Mellody Hobson Management For For
1i Elect Director Laban P. Jackson, Jr. Management For For
1j Elect Director Michael A. Neal Management For For
1k Elect Director Lee R. Raymond Management For For
1l Elect Director William C. Weldon Management For For
2 Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting Management For Against
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
6 Require Independent Board Chairman Shareholder Against For
7 Prohibit Accelerated Vesting of Awards to Pursue Government Service Shareholder Against For
8 Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity Shareholder Against Against
9 Restore or Provide for Cumulative Voting Shareholder Against Against
 
LKQ CORPORATION
Meeting Date:  MAY 07, 2018
Record Date:  MAR 09, 2018
Meeting Type:  ANNUAL
Ticker:  LKQ
Security ID:  501889208
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sukhpal Singh Ahluwalia Management For For
1b Elect Director A. Clinton Allen Management For For
1c Elect Director Robert M. Hanser Management For For
1d Elect Director Joseph M. Holsten Management For For
1e Elect Director Blythe J. McGarvie Management For For
1f Elect Director John F. O'Brien Management For For
1g Elect Director Guhan Subramanian Management For For
1h Elect Director William M. Webster, IV Management For For
1i Elect Director Dominick Zarcone Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
MCDONALD'S CORPORATION
Meeting Date:  MAY 24, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  MCD
Security ID:  580135101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lloyd Dean Management For For
1b Elect Director Stephen Easterbrook Management For For
1c Elect Director Robert Eckert Management For For
1d Elect Director Margaret (Margo) Georgiadis Management For For
1e Elect Director Enrique Hernandez, Jr. Management For For
1f Elect Director Jeanne Jackson Management For For
1g Elect Director Richard Lenny Management For For
1h Elect Director John Mulligan Management For For
1i Elect Director Sheila Penrose Management For For
1j Elect Director John Rogers, Jr. Management For For
1k Elect Director Miles White Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against For
5 Report on Plastic Straws Shareholder Against Against
6 Report on Charitable Contributions Shareholder Against Against
 
MERCK & CO., INC.
Meeting Date:  MAY 22, 2018
Record Date:  MAR 28, 2018
Meeting Type:  ANNUAL
Ticker:  MRK
Security ID:  58933Y105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Leslie A. Brun Management For For
1b Elect Director Thomas R. Cech Management For For
1c Elect Director Pamela J. Craig Management For For
1d Elect Director Kenneth C. Frazier Management For For
1e Elect Director Thomas H. Glocer Management For For
1f Elect Director Rochelle B. Lazarus Management For For
1g Elect Director John H. Noseworthy Management For For
1h Elect Director Paul B. Rothman Management For For
1i Elect Director Patricia F. Russo Management For For
1j Elect Director Craig B. Thompson Management For For
1k Elect Director Inge G. Thulin Management For For
1l Elect Director Wendell P. Weeks Management For For
1m Elect Director Peter C. Wendell Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against For
 
MICROSOFT CORPORATION
Meeting Date:  NOV 29, 2017
Record Date:  SEP 29, 2017
Meeting Type:  ANNUAL
Ticker:  MSFT
Security ID:  594918104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William H. Gates, III Management For For
1.2 Elect Director Reid G. Hoffman Management For For
1.3 Elect Director Hugh F. Johnston Management For For
1.4 Elect Director Teri L. List-Stoll Management For For
1.5 Elect Director Satya Nadella Management For For
1.6 Elect Director Charles H. Noski Management For For
1.7 Elect Director Helmut Panke Management For For
1.8 Elect Director Sandra E. Peterson Management For For
1.9 Elect Director Penny S. Pritzker Management For For
1.10 Elect Director Charles W. Scharf Management For For
1.11 Elect Director Arne M. Sorenson Management For For
1.12 Elect Director John W. Stanton Management For For
1.13 Elect Director John W. Thompson Management For For
1.14 Elect Director Padmasree Warrior Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Amend Executive Incentive Bonus Plan Management For For
6 Approve Omnibus Stock Plan Management For For
 
NIKE, INC.
Meeting Date:  SEP 21, 2017
Record Date:  JUL 21, 2017
Meeting Type:  ANNUAL
Ticker:  NKE
Security ID:  654106103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Alan B. Graf, Jr. Management For For
1.2 Elect Director John C. Lechleiter Management For For
1.3 Elect Director Michelle A. Peluso Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Amend Executive Incentive Bonus Plan Management For For
5 Report on Political Contributions Disclosure Shareholder Against For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
PFIZER INC.
Meeting Date:  APR 26, 2018
Record Date:  FEB 27, 2018
Meeting Type:  ANNUAL
Ticker:  PFE
Security ID:  717081103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Dennis A. Ausiello Management For For
1.2 Elect Director Ronald E. Blaylock Management For For
1.3 Elect Director Albert Bourla Management For For
1.4 Elect Director W. Don Cornwell Management For For
1.5 Elect Director Joseph J. Echevarria Management For For
1.6 Elect Director Helen H. Hobbs Management For For
1.7 Elect Director James M. Kilts Management For For
1.8 Elect Director Dan R. Littman Management For For
1.9 Elect Director Shantanu Narayen Management For For
1.10 Elect Director Suzanne Nora Johnson Management For For
1.11 Elect Director Ian C. Read Management For For
1.12 Elect Director James C. Smith Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Provide Right to Act by Written Consent Shareholder Against For
6 Require Independent Board Chairman Shareholder Against Against
7 Report on Lobbying Payments and Policy Shareholder Against For
 
THE BOEING COMPANY
Meeting Date:  APR 30, 2018
Record Date:  MAR 01, 2018
Meeting Type:  ANNUAL
Ticker:  BA
Security ID:  097023105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Robert A. Bradway Management For For
1b Elect Director David L. Calhoun Management For For
1c Elect Director Arthur D. Collins, Jr. Management For For
1d Elect Director Kenneth M. Duberstein Management For For
1e Elect Director Edmund P. Giambastiani, Jr. Management For For
1f Elect Director Lynn J. Good Management For For
1g Elect Director Lawrence W. Kellner Management For For
1h Elect Director Caroline B. Kennedy Management For For
1i Elect Director Edward M. Liddy Management For For
1j Elect Director Dennis A. Muilenburg Management For For
1k Elect Director Susan C. Schwab Management For For
1l Elect Director Ronald A. Williams Management For For
1m Elect Director Mike S. Zafirovski Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
6 Require Independent Board Chairman Shareholder Against Against
7 Require Shareholder Approval to Increase Board Size to More Than 14 Shareholder Against Against
 
THE COCA-COLA COMPANY
Meeting Date:  APR 25, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  KO
Security ID:  191216100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Herbert A. Allen Management For For
1.2 Elect Director Ronald W. Allen Management For For
1.3 Elect Director Marc Bolland Management For For
1.4 Elect Director Ana Botin Management For For
1.5 Elect Director Richard M. Daley Management For For
1.6 Elect Director Christopher C. Davis Management For For
1.7 Elect Director Barry Diller Management For For
1.8 Elect Director Helene D. Gayle Management For For
1.9 Elect Director Alexis M. Herman Management For For
1.10 Elect Director Muhtar Kent Management For For
1.11 Elect Director Robert A. Kotick Management For For
1.12 Elect Director Maria Elena Lagomasino Management For For
1.13 Elect Director Sam Nunn Management For For
1.14 Elect Director James Quincey Management For For
1.15 Elect Director Caroline J. Tsay Management For For
1.16 Elect Director David B. Weinberg Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
THE GOLDMAN SACHS GROUP, INC.
Meeting Date:  MAY 02, 2018
Record Date:  MAR 05, 2018
Meeting Type:  ANNUAL
Ticker:  GS
Security ID:  38141G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lloyd C. Blankfein Management For For
1b Elect Director M. Michele Burns Management For For
1c Elect Director Mark A. Flaherty Management For For
1d Elect Director William W. George Management For For
1e Elect Director James A. Johnson Management For For
1f Elect Director Ellen J. Kullman Management For For
1g Elect Director Lakshmi N. Mittal Management For For
1h Elect Director Adebayo O. Ogunlesi Management For For
1i Elect Director Peter Oppenheimer Management For For
1j Elect Director David A. Viniar Management For For
1k Elect Director Mark O. Winkelman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For Against
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Report on Lobbying Payments and Policy Shareholder Against Against
6 Amend Proxy Access Right Shareholder Against For
 
THE HOME DEPOT, INC.
Meeting Date:  MAY 17, 2018
Record Date:  MAR 19, 2018
Meeting Type:  ANNUAL
Ticker:  HD
Security ID:  437076102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Gerard J. Arpey Management For For
1b Elect Director Ari Bousbib Management For For
1c Elect Director Jeffery H. Boyd Management For For
1d Elect Director Gregory D. Brenneman Management For For
1e Elect Director J. Frank Brown Management For For
1f Elect Director Albert P. Carey Management For For
1g Elect Director Armando Codina Management For For
1h Elect Director Helena B. Foulkes Management For For
1i Elect Director Linda R. Gooden Management For For
1j Elect Director Wayne M. Hewett Management For For
1k Elect Director Stephanie C. Linnartz Management For For
1l Elect Director Craig A. Menear Management For For
1m Elect Director Mark Vadon Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Political Contributions Shareholder Against For
5 Prepare Employment Diversity Report and Report on Diversity Policies Shareholder Against For
6 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
7 Clawback of Incentive Payments Shareholder Against For
 
THE PROCTER & GAMBLE COMPANY
Meeting Date:  OCT 10, 2017
Record Date:  AUG 11, 2017
Meeting Type:  PROXY CONTEST
Ticker:  PG
Security ID:  742718109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
Management Proxy (Blue Proxy Card)
1.1 Elect Director Francis S. Blake Management For Did Not Vote
1.2 Elect Director Angela F. Braly Management For Did Not Vote
1.3 Elect Director Amy L. Chang Management For Did Not Vote
1.4 Elect Director Kenneth I. Chenault Management For Did Not Vote
1.5 Elect Director Scott D. Cook Management For Did Not Vote
1.6 Elect Director Terry J. Lundgren Management For Did Not Vote
1.7 Elect Director W. James McNerney, Jr. Management For Did Not Vote
1.8 Elect Director David S. Taylor Management For Did Not Vote
1.9 Elect Director Margaret C. Whitman Management For Did Not Vote
1.10 Elect Director Patricia A. Woertz Management For Did Not Vote
1.11 Elect Director Ernesto Zedillo Management For Did Not Vote
2 Ratify Deloitte & Touche LLP as Auditors Management For Did Not Vote
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Did Not Vote
4 Advisory Vote on Say on Pay Frequency Management One Year Did Not Vote
5 Adopt Holy Land Principles Shareholder Against Did Not Vote
6 Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws Shareholder Against Did Not Vote
7 Report on Risks of Doing Business in Conflict-Affected Areas Shareholder Against Did Not Vote
8 Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 Shareholder Against Did Not Vote
Proposal No Proposal Proposed By Dissident Recommendation Vote Cast
Dissident Proxy (White Proxy Card)
1.1 Elect Director Nelson Peltz Shareholder For For
1.2 Management Nominee Francis S. Blake Shareholder For For
1.3 Management Nominee Angela F. Braly Shareholder For For
1.4 Management Nominee Amy L. Chang Shareholder For For
1.5 Management Nominee Kenneth I. Chenault Shareholder For For
1.6 Management Nominee Scott D. Cook Shareholder For For
1.7 Management Nominee Terry J. Lundgren Shareholder For For
1.8 Management Nominee W. James McNerney, Jr. Shareholder For For
1.9 Management Nominee David S. Taylor Shareholder For For
1.10 Management Nominee Margaret C. Whitman Shareholder For For
1.11 Management Nominee Patricia A. Woertz Shareholder For For
2 Ratify Deloitte & Touche LLP as Auditors Management None For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management None For
4 Advisory Vote on Say on Pay Frequency Management None One Year
5 Adopt Holy Land Principles Shareholder None Against
6 Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws Shareholder None Against
7 Report on Risks of Doing Business in Conflict-Affected Areas Shareholder None Against
8 Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 Shareholder For For
 
THE TRAVELERS COMPANIES, INC.
Meeting Date:  MAY 23, 2018
Record Date:  MAR 27, 2018
Meeting Type:  ANNUAL
Ticker:  TRV
Security ID:  89417E109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Alan L. Beller Management For For
1b Elect Director John H. Dasburg Management For For
1c Elect Director Janet M. Dolan Management For For
1d Elect Director Kenneth M. Duberstein Management For For
1e Elect Director Patricia L. Higgins Management For For
1f Elect Director William J. Kane Management For For
1g Elect Director Clarence Otis, Jr. Management For For
1h Elect Director Philip T. (Pete) Ruegger, III Management For For
1i Elect Director Todd C. Schermerhorn Management For For
1j Elect Director Alan D. Schnitzer Management For For
1k Elect Director Donald J. Shepard Management For For
1l Elect Director Laurie J. Thomsen Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Prepare Employment Diversity Report and Report on Diversity Policies Shareholder Against For
 
THE WALT DISNEY COMPANY
Meeting Date:  MAR 08, 2018
Record Date:  JAN 08, 2018
Meeting Type:  ANNUAL
Ticker:  DIS
Security ID:  254687106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Susan E. Arnold Management For For
1b Elect Director Mary T. Barra Management For For
1c Elect Director Safra A. Catz Management For For
1d Elect Director John S. Chen Management For For
1e Elect Director Francis A. deSouza Management For For
1f Elect Director Robert A. Iger Management For For
1g Elect Director Maria Elena Lagomasino Management For For
1h Elect Director Fred H. Langhammer Management For For
1i Elect Director Aylwin B. Lewis Management For For
1j Elect Director Mark G. Parker Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Amend Executive Incentive Bonus Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
5 Report on Lobbying Payments and Policy Shareholder Against For
6 Proxy Access Bylaw Amendment Shareholder Against For
 
TWITTER, INC.
Meeting Date:  MAY 30, 2018
Record Date:  APR 02, 2018
Meeting Type:  ANNUAL
Ticker:  TWTR
Security ID:  90184L102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Martha Lane Fox Management For For
1.2 Elect Director David Rosenblatt Management For For
1.3 Elect Director Evan Williams Management For For
1.4 Elect Director Debra Lee Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Establish International Policy Board Committee Shareholder Against Against
5 Report on Major Global Content Management Controversies (Fake News) Shareholder Against For
 
UNITED TECHNOLOGIES CORPORATION
Meeting Date:  APR 30, 2018
Record Date:  MAR 02, 2018
Meeting Type:  ANNUAL
Ticker:  UTX
Security ID:  913017109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lloyd J. Austin, III Management For For
1b Elect Director Diane M. Bryant Management For For
1c Elect Director John V. Faraci Management For For
1d Elect Director Jean-Pierre Garnier Management For For
1e Elect Director Gregory J. Hayes Management For For
1f Elect Director Ellen J. Kullman Management For For
1g Elect Director Marshall O. Larsen Management For For
1h Elect Director Harold W. McGraw, III Management For For
1i Elect Director Margaret L. O'Sullivan Management For For
1j Elect Director Fredric G. Reynolds Management For For
1k Elect Director Brian C. Rogers Management For For
1l Elect Director Christine Todd Whitman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Omnibus Stock Plan Management For For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations Management For For
6 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
 
UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 04, 2018
Record Date:  APR 10, 2018
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director William C. Ballard, Jr. Management For For
1b Elect Director Richard T. Burke Management For For
1c Elect Director Timothy P. Flynn Management For For
1d Elect Director Stephen J. Hemsley Management For For
1e Elect Director Michele J. Hooper Management For For
1f Elect Director F. William McNabb, III Management For For
1g Elect Director Valerie C. Montgomery Rice Management For For
1h Elect Director Glenn M. Renwick Management For For
1i Elect Director Kenneth I. Shine Management For For
1j Elect Director David S. Wichmann Management For For
1k Elect Director Gail R. Wilensky Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
 
VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 03, 2018
Record Date:  MAR 05, 2018
Meeting Type:  ANNUAL
Ticker:  VZ
Security ID:  92343V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Shellye L. Archambeau Management For For
1.2 Elect Director Mark T. Bertolini Management For For
1.3 Elect Director Richard L. Carrion Management For For
1.4 Elect Director Melanie L. Healey Management For For
1.5 Elect Director M. Frances Keeth Management For For
1.6 Elect Director Lowell C. McAdam Management For For
1.7 Elect Director Clarence Otis, Jr. Management For For
1.8 Elect Director Rodney E. Slater Management For For
1.9 Elect Director Kathryn A. Tesija Management For For
1.10 Elect Director Gregory D. Wasson Management For For
1.11 Elect Director Gregory G. Weaver Management For For
2 Ratify Ernst & Young as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Bylaws -- Call Special Meetings Shareholder Against For
5 Report on Lobbying Payments and Policy Shareholder Against For
6 Require Independent Board Chairman Shareholder Against For
7 Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation Shareholder Against Against
8 Clawback of Incentive Payments Shareholder Against For
9 Eliminate Above-Market Earnings in Executive Retirement Plans Shareholder Against For
 
VISA INC.
Meeting Date:  JAN 30, 2018
Record Date:  DEC 01, 2017
Meeting Type:  ANNUAL
Ticker:  V
Security ID:  92826C839
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lloyd A. Carney Management For For
1b Elect Director Mary B. Cranston Management For For
1c Elect Director Francisco Javier Fernandez-Carbajal Management For For
1d Elect Director Gary A. Hoffman Management For For
1e Elect Director Alfred F. Kelly, Jr. Management For For
1f Elect Director John F. Lundgren Management For For
1g Elect Director Robert W. Matschullat Management For For
1h Elect Director Suzanne Nora Johnson Management For For
1i Elect Director John A.C. Swainson Management For For
1j Elect Director Maynard G. Webb, Jr. Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
WALMART, INC.
Meeting Date:  MAY 30, 2018
Record Date:  APR 06, 2018
Meeting Type:  ANNUAL
Ticker:  WMT
Security ID:  931142103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Stephen J. Easterbrook Management For For
1b Elect Director Timothy P. Flynn Management For For
1c Elect Director Sarah J. Friar Management For For
1d Elect Director Carla A. Harris Management For For
1e Elect Director Thomas W. Horton Management For For
1f Elect Director Marissa A. Mayer Management For For
1g Elect Director C. Douglas McMillon Management For For
1h Elect Director Gregory B. Penner Management For For
1i Elect Director Steven S Reinemund Management For For
1j Elect Director S. Robson Walton Management For For
1k Elect Director Steuart L. Walton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Require Independent Board Chairman Shareholder Against For
5 Report on Race or Ethnicity Pay Gap Shareholder Against Against

END NPX REPORT


SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Nuveen Dow 30 SM Dynamic Overwrite Fund

 

By  

/s/ Cedric H. Antosiewicz

 

Cedric H. Antosiewicz – Chief Administrative Officer

Date  

August 20, 2018