<SEC-DOCUMENT>0001171843-19-005547.txt : 20190819
<SEC-HEADER>0001171843-19-005547.hdr.sgml : 20190819
<ACCEPTANCE-DATETIME>20190819160512
ACCESSION NUMBER:		0001171843-19-005547
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20190815
ITEM INFORMATION:		Submission of Matters to a Vote of Security Holders
FILED AS OF DATE:		20190819
DATE AS OF CHANGE:		20190819

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			GLADSTONE INVESTMENT CORPORATION\DE
		CENTRAL INDEX KEY:			0001321741
		IRS NUMBER:				830423116
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0331

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	814-00704
		FILM NUMBER:		191036478

	BUSINESS ADDRESS:	
		STREET 1:		1521 WESTBRANCH DRIVE
		STREET 2:		SUITE 100
		CITY:			MCLEAN
		STATE:			VA
		ZIP:			22102
		BUSINESS PHONE:		7032875800

	MAIL ADDRESS:	
		STREET 1:		1521 WESTBRANCH DRIVE
		STREET 2:		SUITE 100
		CITY:			MCLEAN
		STATE:			VA
		ZIP:			22102
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>f8k_081919.htm
<DESCRIPTION>FORM 8-K
<TEXT>
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<p style="margin: 0">&#160;</p>

<!-- Field: Rule-Page --><div style="margin-top: 1pt; margin-bottom: 1pt; width: 100%"><div style="font-size: 1pt; border-top: black 2.25pt solid">&nbsp;</div></div><!-- Field: /Rule-Page -->

<p style="font-size: 10pt; text-align: center; margin: 0pt 0"><b>UNITED STATES<br>
SECURITIES AND EXCHANGE COMMISSION<br>
Washington, D.C. 20549</b><br>
_____________________</p>

<p style="font-size: 10pt; text-align: center; margin: 0pt 0"><b>&nbsp;</b></p>

<p style="font-size: 10pt; text-align: center; margin: 0pt 0"><b>FORM 8-K</b><br>
_____________________</p>

<p style="font-size: 10pt; text-align: center; margin: 0pt 0"><b>&nbsp;</b></p>

<p style="font-size: 10pt; text-align: center; margin: 0pt 0"><b>CURRENT REPORT</b></p>

<p style="font-size: 10pt; text-align: center; margin: 0pt 0"><b>Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934</b></p>

<p style="font-size: 10pt; text-align: center; margin: 0pt 0">&nbsp;</p>

<p style="font-size: 10pt; text-align: center; margin: 0pt 0">Date of Report (Date of earliest event Reported): August 19, 2019
(August 15, 2019)</p>

<p style="font-size: 10pt; text-align: center; margin: 0pt 0">&nbsp;</p>

<p style="font-size: 10pt; text-align: center; margin: 0pt 0"><b>Gladstone Investment Corporation </b><br>
(Exact Name of Registrant as Specified in Charter)</p>

<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>

<table cellspacing="0" cellpadding="0" style="width: 100%; border-collapse: collapse; font-size: 10pt">
<tr style="vertical-align: top">
    <td style="width: 32%; text-align: center"><font style="font-size: 10pt"><b>Delaware</b></font></td>
    <td style="width: 36%; text-align: center"><font style="font-size: 10pt"><b>814-00704</b></font></td>
    <td style="width: 32%; text-align: center"><font style="font-size: 10pt"><b>83-0423116</b></font></td></tr>
<tr style="vertical-align: top">
    <td style="text-align: center"><font style="font-size: 10pt">(State or Other Jurisdiction of Incorporation)</font></td>
    <td style="text-align: center"><font style="font-size: 10pt">(Commission File Number)</font></td>
    <td style="text-align: center"><font style="font-size: 10pt">(I.R.S. Employer Identification Number)</font></td></tr>
</table>
<p style="font-size: 10pt; margin: 0pt 0">&nbsp;&nbsp;</p>

<table cellspacing="0" cellpadding="0" style="width: 100%; border-collapse: collapse; font-size: 10pt">
<tr style="vertical-align: bottom">
    <td style="width: 100%; text-align: center"><font style="font-size: 10pt"><b>1521 Westbranch Drive, Suite 100, McLean, Virginia 22102</b></font></td></tr>
<tr style="vertical-align: top">
    <td style="text-align: center"><font style="font-size: 10pt">(Address of Principal Executive Offices) (Zip Code)</font></td></tr>
</table>

<p style="margin-top: 0; margin-bottom: 0">&nbsp;</p>
<p style="font-size: 10pt; text-align: center; margin: 0pt 0"><b>(703) 287-5800</b><br>
(Registrant's telephone number, including area code)</p>

<p style="font-size: 10pt; text-align: center; margin: 0pt 0"><br>
(Former name or former address, if changed since last report)</p>

<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>

<table cellspacing="0" cellpadding="0" style="width: 100%; border-collapse: collapse; font-size: 10pt">
<tr style="vertical-align: top">
    <td colspan="3"><font style="font-size: 10pt">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:<br>
<br>
</font></td></tr>
<tr style="vertical-align: top">
    <td style="width: 2%">&nbsp;</td>
    <td style="width: 5%"><font style="font-size: 10pt">[ ]</font></td>
    <td style="width: 93%"><font style="font-size: 10pt">&nbsp;&nbsp;Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</font></td></tr>
<tr style="vertical-align: top">
    <td>&nbsp;</td>
    <td><font style="font-size: 10pt">[ ]</font></td>
    <td><font style="font-size: 10pt">&nbsp;&nbsp;Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</font></td></tr>
<tr style="vertical-align: top">
    <td>&nbsp;</td>
    <td><font style="font-size: 10pt">[ ]</font></td>
    <td><font style="font-size: 10pt">&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</font></td></tr>
<tr style="vertical-align: top">
    <td>&nbsp;</td>
    <td><font style="font-size: 10pt">[ ]</font></td>
    <td><font style="font-size: 10pt">&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</font></td></tr>
</table>
<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>

<p style="font-size: 10pt; margin: 0pt 0">Securities registered pursuant to Section 12(b) of the Act:</p>

<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>

<table cellspacing="0" cellpadding="0" style="width: 100%; border-collapse: collapse; font-size: 10pt">
<tr>
    <td style="vertical-align: top; width: 51%; text-align: center"><font style="font-size: 10pt">&nbsp;<u>Title of Each Class</u></font></td>
    <td style="vertical-align: top; width: 1%">&nbsp;</td>
    <td style="vertical-align: top; width: 15%; text-align: center"><font style="font-size: 10pt"><u>Trading Symbol(s)</u></font></td>
    <td style="vertical-align: bottom; width: 1%">&nbsp;</td>
    <td style="vertical-align: top; width: 31%; text-align: center"><font style="font-size: 10pt"><u>Name of Each Exchange on Which Registered</u></font></td>
    <td style="vertical-align: top; width: 1%; text-align: center">&nbsp;</td></tr>
<tr>
    <td style="vertical-align: top; text-align: center"><font style="font-size: 10pt">Common Stock, $0.001 par value per share</font></td>
    <td style="vertical-align: top">&nbsp;</td>
    <td style="vertical-align: top; text-align: center"><font style="font-size: 10pt">GAIN</font></td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: top; text-align: center"><font style="font-size: 10pt">Nasdaq Global Select Market</font></td>
    <td style="vertical-align: top; text-align: center">&nbsp;</td></tr>
<tr>
    <td style="vertical-align: top; text-align: center"><font style="font-size: 10pt">6.250% Series D Cumulative Term Preferred Stock, $0.001 par value per share</font></td>
    <td style="vertical-align: top">&nbsp;</td>
    <td style="vertical-align: top; text-align: center"><font style="font-size: 10pt">GAINM</font></td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: top; text-align: center"><font style="font-size: 10pt">Nasdaq Global Select Market</font></td>
    <td style="vertical-align: top; text-align: center">&nbsp;</td></tr>
<tr>
    <td style="vertical-align: top; text-align: center"><font style="font-size: 10pt">6.375% Series E Cumulative Term Preferred Stock, $0.001 par value per share</font></td>
    <td style="vertical-align: top">&nbsp;</td>
    <td style="vertical-align: top; text-align: center"><font style="font-size: 10pt">GAINL</font></td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: top; text-align: center"><font style="font-size: 10pt">Nasdaq Global Select Market</font></td>
    <td style="vertical-align: top; text-align: center">&nbsp;</td></tr>
</table>
<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>

<p style="font-size: 10pt; margin: 0pt 0">Indicate by check mark whether the registrant is an emerging growth company as defined
in Rule 405 of the Securities Act of 1933 (17 CFR &sect;230.405) or Rule&nbsp;12b-2&nbsp;of the Securities Exchange Act of 1934
(17 CFR&nbsp;&sect;240.12b-2).&nbsp;Emerging growth company [&nbsp;&nbsp;&nbsp;]</p>

<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>

<p style="font-size: 10pt; margin: 0pt 0">If an emerging growth company, indicate by check mark if the registrant has elected
not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. [&nbsp;&nbsp;&nbsp;]&nbsp;</p>

<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>

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<p style="font-size: 10pt; margin: 0pt 0"></p>

<table cellspacing="0" cellpadding="0" style="width: 100%; border-collapse: collapse; font-size: 10pt">
<tr style="vertical-align: top">
    <td style="width: 9%"><font style="font-size: 10pt"><b>Item&nbsp;5.07.</b></font></td>
    <td style="width: 91%"><font style="font-size: 10pt"><b>Submission of Matters to a Vote of Security Holders.</b></font></td></tr>
</table>
<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>

<p style="font-size: 10pt; margin: 0pt 0">On August&nbsp;15, 2019, Gladstone Investment Corporation (the &ldquo;Company&rdquo;)
held its 2019 Annual Meeting of Stockholders (the &ldquo;Annual Meeting&rdquo;). There were present at the Annual Meeting, in person
or by proxy, stockholders holding an aggregate of 17,299,231 shares of the Company&rsquo;s common stock and 2,298,972 shares of
the Company&rsquo;s preferred stock.</p>

<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>

<p style="font-size: 10pt; margin: 0pt 0">The matters considered and voted on by the Company&rsquo;s stockholders at the Annual
Meeting and the vote of the stockholders were as follows:</p>

<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>

<table cellspacing="0" cellpadding="0" style="width: 100%; border-collapse: collapse; font-size: 10pt">
<tr>
    <td style="width: 4%">&nbsp;</td>
    <td style="vertical-align: top; width: 4%"><font style="font-size: 10pt">1.</font></td>
    <td style="vertical-align: top; width: 92%; text-align: left"><p style="font-size: 10pt; margin: 0pt 0.8pt 0pt 0">The following individuals were elected as directors, Paul Adelgren, David Gladstone,
and John Outland, to be elected by the holders of common stock and preferred stock, voting together as a single class, to serve
until the 2022 Annual Meeting of Stockholders and until his or her successor is elected and qualified, by the following vote:</p>


</td></tr>
</table>
<p style="font-size: 10pt; margin: 0pt 0">&nbsp;&nbsp;</p>

<p style="font-size: 10pt; margin: 0pt 0"></p>

<table cellspacing="0" cellpadding="0" align="center" style="width: 80%; border-collapse: collapse; font-size: 10pt">
<tr>
    <td style="width: 46%">&nbsp;</td>
    <td style="vertical-align: bottom; width: 5%">&nbsp;</td>
    <td style="width: 1%">&nbsp;</td>
    <td style="width: 14%">&nbsp;</td>
    <td style="width: 2%">&nbsp;</td>
    <td style="vertical-align: bottom; width: 2%">&nbsp;</td>
    <td style="width: 1%">&nbsp;</td>
    <td style="width: 13%">&nbsp;</td>
    <td style="width: 1%">&nbsp;</td>
    <td style="vertical-align: bottom; width: 5%">&nbsp;</td>
    <td style="width: 8%">&nbsp;</td>
    <td style="width: 2%">&nbsp;</td></tr>
<tr style="vertical-align: bottom">
    <td>&nbsp;</td>
    <td>&nbsp;</td>
    <td colspan="2" style="border-bottom: black 1pt solid; text-align: center"><font style="font-size: 10pt"><b>For</b></font></td>
    <td>&nbsp;</td>
    <td>&nbsp;</td>
    <td colspan="2" style="border-bottom: black 1pt solid; text-align: center"><font style="font-size: 10pt"><b>Withheld</b></font></td>
    <td>&nbsp;</td>
    <td>&nbsp;</td>
    <td style="border-bottom: black 1pt solid; text-align: center; white-space: nowrap"><font style="font-size: 10pt"><b>Broker&nbsp;Non-Votes</b></font></td>
    <td>&nbsp;</td></tr>
<tr>
    <td style="vertical-align: top; padding-left: 10pt; text-indent: -10pt"><font style="font-size: 10pt">Paul Adelgren</font></td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: top; padding-left: 10pt; text-align: center; text-indent: -10pt"><font style="font-size: 10pt">17,928,289</font></td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: top; padding-left: 10pt; text-align: center; text-indent: -10pt"><font style="font-size: 10pt">1,669,914</font></td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt"><font style="font-size: 10pt">0</font></td>
    <td style="vertical-align: bottom">&nbsp;</td></tr>
<tr>
    <td style="vertical-align: top; padding-left: 10pt; text-indent: -10pt"><font style="font-size: 10pt">David Gladstone</font></td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: top; padding-left: 10pt; text-align: center; text-indent: -10pt"><font style="font-size: 10pt">18,082,218</font></td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: top; padding-left: 10pt; text-align: center; text-indent: -10pt"><font style="font-size: 10pt">1,515,985</font></td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt"><font style="font-size: 10pt">0</font></td>
    <td style="vertical-align: bottom">&nbsp;</td></tr>
<tr>
    <td style="vertical-align: top; padding-left: 10pt; text-indent: -10pt"><font style="font-size: 10pt">John Outland</font></td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: top; padding-left: 10pt; text-align: center; text-indent: -10pt"><font style="font-size: 10pt">17,969,700</font></td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: top; padding-left: 10pt; text-align: center; text-indent: -10pt"><font style="font-size: 10pt">1,628,503</font></td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt">&nbsp;</td>
    <td style="vertical-align: bottom; padding-left: 10pt; text-align: center; text-indent: -10pt"><font style="font-size: 10pt">0</font></td>
    <td style="vertical-align: bottom">&nbsp;</td></tr>
</table>


<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>

<table cellspacing="0" cellpadding="0" style="width: 100%; border-collapse: collapse; font-size: 10pt">
<tr>
    <td style="width: 4%">&nbsp;</td>
    <td style="vertical-align: top; width: 4%"><font style="font-size: 10pt">2.</font></td>
    <td style="vertical-align: top; width: 92%"><font style="font-size: 10pt">The ratification of the proposal to authorize the Company, with the subsequent approval of its Board of Directors, to issue and sell shares of its common stock (during the 12 months following such authorization) at a price below its then current net asset value per share, subject to certain limitations set forth in the Proxy Statement (including, without limitation, that the number of shares issued and sold pursuant to such authority does not exceed 25% of our then outstanding common stock immediately prior to each such sale):</font></td></tr>
</table>
<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>

<table cellspacing="0" cellpadding="0" align="center" style="width: 80%; border-collapse: collapse; font-size: 10pt">
<tr style="vertical-align: bottom">
    <td style="border-bottom: Black 1pt solid; text-align: center"><font style="font-size: 10pt"><b>For</b></font></td>
    <td style="text-align: center">&nbsp;</td>
    <td style="border-bottom: black 1pt solid; text-align: center"><font style="font-size: 10pt"><b>Against</b></font></td>
    <td style="text-align: center">&nbsp;</td>
    <td style="border-bottom: black 1pt solid; text-align: center"><font style="font-size: 10pt"><b>Abstain</b></font></td>
    <td style="text-align: center">&nbsp;</td>
    <td style="border-bottom: black 1pt solid; text-align: center"><font style="font-size: 10pt"><b>Broker&nbsp;Non-Votes</b></font></td></tr>
<tr>
    <td style="vertical-align: top; text-align: center; width: 20%"><font style="font-size: 10pt">15,882,673</font></td>
    <td style="vertical-align: bottom; text-align: center; width: 4%">&nbsp;</td>
    <td style="vertical-align: bottom; text-align: center; width: 18%"><font style="font-size: 10pt">3,118,664</font></td>
    <td style="vertical-align: bottom; text-align: center; width: 3%">&nbsp;</td>
    <td style="vertical-align: bottom; text-align: center; width: 17%"><font style="font-size: 10pt">596,866</font></td>
    <td style="vertical-align: bottom; text-align: center; width: 3%">&nbsp;</td>
    <td style="vertical-align: bottom; text-align: center; width: 35%"><font style="font-size: 10pt">0</font></td></tr>
</table>
<p style="font-size: 10pt; margin: 0pt 0 0pt 49.5pt">&nbsp;</p>

<p style="font-size: 10pt; margin: 0pt 0 0pt 49.5pt">Such matter was voted upon by the Company&rsquo;s stockholders holding common
stock and preferred stock, voting together as a single class. As required by the Investment Company Act of 1940, as amended, this
proposal was approved by more than 67% of all voting securities of the Company present at the Annual Meeting and more than 67%
of the unaffiliated voting securities of the Company present at the Annual Meeting.</p>

<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>



<p style="font-size: 10pt; text-align: center; margin: 0pt 0"></p>

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<p style="font-size: 10pt; text-align: center; margin: 0pt 0"><b>SIGNATURES</b></p>

<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>

<p style="font-size: 10pt; margin: 0pt 0">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</p>

<p style="font-size: 10pt; margin: 0pt 0">&nbsp;</p>

<table cellspacing="0" cellpadding="0" style="width: 100%; border-collapse: collapse; font-size: 10pt">
<tr>
    <td style="width: 46%">&nbsp;</td>
    <td style="vertical-align: bottom; width: 1%">&nbsp;</td>
    <td style="width: 4%">&nbsp;</td>
    <td style="vertical-align: bottom; width: 1%">&nbsp;</td>
    <td style="width: 3%">&nbsp;</td>
    <td style="vertical-align: bottom; width: 1%">&nbsp;</td>
    <td style="width: 44%">&nbsp;</td></tr>
<tr>
    <td style="vertical-align: top">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: top">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td colspan="3" style="vertical-align: top; text-align: center"><font style="font-size: 10pt"><b>Gladstone Investment Corporation</b></font></td></tr>
<tr>
    <td style="vertical-align: top">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: top">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td colspan="3" style="vertical-align: top; text-align: center"><font style="font-size: 10pt">(Registrant)</font></td></tr>
<tr>
    <td>&nbsp;</td>
    <td colspan="2">&nbsp;</td>
    <td colspan="2">&nbsp;</td>
    <td colspan="2">&nbsp;</td></tr>
<tr>
    <td style="vertical-align: top">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: top">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: top"><font style="font-size: 10pt">By:</font></td>
    <td style="vertical-align: bottom; border-bottom: black 1pt solid">&nbsp;</td>
    <td style="vertical-align: top; border-bottom: black 1pt solid; text-align: center"><font style="font-size: 10pt">/s/&nbsp;&nbsp;&nbsp;&nbsp;Nicole Schaltenbrand&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font></td></tr>
<tr>
    <td style="vertical-align: top"><font style="font-size: 10pt">August&nbsp;19, 2019</font></td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: top">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: bottom; text-align: center"><font style="font-size: 10pt">(Nicole Schaltenbrand, Acting Principal Financial Officer)</font></td></tr>
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