<SEC-DOCUMENT>0001193125-21-243335.txt : 20210811
<SEC-HEADER>0001193125-21-243335.hdr.sgml : 20210811
<ACCEPTANCE-DATETIME>20210811160059
ACCESSION NUMBER:		0001193125-21-243335
CONFORMED SUBMISSION TYPE:	424B3
PUBLIC DOCUMENT COUNT:		2
FILED AS OF DATE:		20210811
DATE AS OF CHANGE:		20210811

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			GLADSTONE INVESTMENT CORPORATION\DE
		CENTRAL INDEX KEY:			0001321741
		IRS NUMBER:				830423116
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0331

	FILING VALUES:
		FORM TYPE:		424B3
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	333-232124
		FILM NUMBER:		211163303

	BUSINESS ADDRESS:	
		STREET 1:		1521 WESTBRANCH DRIVE
		STREET 2:		SUITE 100
		CITY:			MCLEAN
		STATE:			VA
		ZIP:			22102
		BUSINESS PHONE:		7032875800

	MAIL ADDRESS:	
		STREET 1:		1521 WESTBRANCH DRIVE
		STREET 2:		SUITE 100
		CITY:			MCLEAN
		STATE:			VA
		ZIP:			22102
</SEC-HEADER>
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<Center><DIV STYLE="width:8.5in" align="left">
 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Filed Pursuant to Rule 424(b)(3)<BR> Registration Statement No. 333-232124 </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Supplement No.&nbsp;1 dated August&nbsp;11, 2021 to Prospectus Supplement dated December&nbsp;19, 2019 </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>(To Prospectus dated July&nbsp;24, 2019) </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<P STYLE="margin-top:0pt;margin-bottom:0pt" ALIGN="center">


<IMG SRC="g353969g0811233754239.jpg" ALT="LOGO">
 </P> <P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:14pt; font-family:Times New Roman" ALIGN="center"><B>Up to $35,000,000 </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:14pt; font-family:Times New Roman" ALIGN="center"><B>Common Stock </B></P> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">This Supplement No.&nbsp;1
supplements and amends our Prospectus Supplement, dated December&nbsp;19, 2019 (the &#147;Common Stock ATM Prospectus Supplement&#148;), and should be read in conjunction with the Common Stock ATM Prospectus Supplement and the prospectus dated
July&nbsp;24, 2019 (the &#147;Base Prospectus&#148;). </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">On December&nbsp;19, 2019, we entered into separate sales agreements (each, a &#147;Sales
Agreement&#148; and collectively, the &#147;Sales Agreements&#148;) with Wedbush Securities Inc., Cantor Fitzgerald&nbsp;&amp; Co., and Ladenburg Thalmann&nbsp;&amp; Co. Inc. (collectively, the &#147;Sales Agents&#148;), relating to the sale of up
to $35,000,000 of shares of our common stock, par value $0.001 per share, offered pursuant to the Common Stock ATM Prospectus Supplement and the Base Prospectus (the &#147;Offering&#148;). </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">As of the date hereof, we have sold approximately $4.9&nbsp;million of our common stock pursuant to the Common Stock ATM Prospectus Supplement and the Base
Prospectus and have decided to terminate the Sales Agreements and the Offering, each effective as of the date hereof. </P> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>The date of
this Supplement No.&nbsp;1 to Prospectus Supplement is August&nbsp;11, 2021 </B></P>
</DIV></Center>

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