<SEC-DOCUMENT>0000950170-24-092079.txt : 20240806
<SEC-HEADER>0000950170-24-092079.hdr.sgml : 20240806
<ACCEPTANCE-DATETIME>20240806180614
ACCESSION NUMBER:		0000950170-24-092079
CONFORMED SUBMISSION TYPE:	3
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20240731
FILED AS OF DATE:		20240806
DATE AS OF CHANGE:		20240806

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			ALLIANZ SE
		CENTRAL INDEX KEY:			0001127508
		STANDARD INDUSTRIAL CLASSIFICATION:	INSURANCE AGENTS BROKERS & SERVICES [6411]
		ORGANIZATION NAME:           	02 Finance
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-40103
		FILM NUMBER:		241180784

	BUSINESS ADDRESS:	
		STREET 1:		KOENIGINSTRASSE 28
		CITY:			MUNICH
		STATE:			2M
		ZIP:			80802
		BUSINESS PHONE:		011498938000

	MAIL ADDRESS:	
		STREET 1:		KOENIGINSTRASSE 28
		CITY:			MUNICH
		STATE:			2M
		ZIP:			80802

	FORMER NAME:	
		FORMER CONFORMED NAME:	ALLIANZ AKTIENGESELLSCHAFT
		DATE OF NAME CHANGE:	20001031

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			AlTi Global, Inc.
		CENTRAL INDEX KEY:			0001838615
		STANDARD INDUSTRIAL CLASSIFICATION:	INVESTMENT ADVICE [6282]
		ORGANIZATION NAME:           	02 Finance
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		520 MADISON AVE
		STREET 2:		21ST FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022
		BUSINESS PHONE:		212-461-6363

	MAIL ADDRESS:	
		STREET 1:		520 MADISON AVE
		STREET 2:		21ST FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Alvarium Tiedemann Holdings, Inc.
		DATE OF NAME CHANGE:	20230104

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Cartesian Growth Corp
		DATE OF NAME CHANGE:	20201231
</SEC-HEADER>
<DOCUMENT>
<TYPE>3
<SEQUENCE>1
<FILENAME>ownership.xml
<DESCRIPTION>3
<TEXT>
<XML>
<?xml version="1.0"?>
<ownershipDocument>

    <schemaVersion>X0206</schemaVersion>

    <documentType>3</documentType>

    <periodOfReport>2024-07-31</periodOfReport>

    <noSecuritiesOwned>0</noSecuritiesOwned>

    <issuer>
        <issuerCik>0001838615</issuerCik>
        <issuerName>AlTi Global, Inc.</issuerName>
        <issuerTradingSymbol>ALTI</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001127508</rptOwnerCik>
            <rptOwnerName>ALLIANZ SE</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>C/O MICHAEL SIEBURG</rptOwnerStreet1>
            <rptOwnerStreet2>KOENIGINSTRASSE 28</rptOwnerStreet2>
            <rptOwnerCity>MUNICH</rptOwnerCity>
            <rptOwnerState>2M</rptOwnerState>
            <rptOwnerZipCode>80802</rptOwnerZipCode>
            <rptOwnerStateDescription>GERMANY</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>false</isDirector>
            <isOfficer>false</isOfficer>
            <isTenPercentOwner>true</isTenPercentOwner>
            <isOther>false</isOther>
        </reportingOwnerRelationship>
    </reportingOwner>

    <nonDerivativeTable>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Class A Common Stock</value>
            </securityTitle>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>19318580.96</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>By Allianz Strategic Investments S.a.r.l.</value>
                    <footnoteId id="F1"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeHolding>
    </nonDerivativeTable>

    <derivativeTable>
        <derivativeHolding>
            <securityTitle>
                <value>Series A Preferred Stock</value>
            </securityTitle>
            <conversionOrExercisePrice>
                <value>8.70</value>
            </conversionOrExercisePrice>
            <exerciseDate>
                <footnoteId id="F2"/>
                <footnoteId id="F3"/>
            </exerciseDate>
            <expirationDate>
                <footnoteId id="F2"/>
                <footnoteId id="F3"/>
            </expirationDate>
            <underlyingSecurity>
                <underlyingSecurityTitle>
                    <value>Class A Common Stock</value>
                </underlyingSecurityTitle>
                <underlyingSecurityShares>
                    <footnoteId id="F4"/>
                </underlyingSecurityShares>
            </underlyingSecurity>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>By Allianz Strategic Investments S.a.r.l.</value>
                    <footnoteId id="F5"/>
                </natureOfOwnership>
            </ownershipNature>
        </derivativeHolding>
        <derivativeHolding>
            <securityTitle>
                <value>Warrants to Purchase Class A Common Stock</value>
            </securityTitle>
            <conversionOrExercisePrice>
                <value>7.40</value>
            </conversionOrExercisePrice>
            <exerciseDate>
                <value>2024-07-31</value>
                <footnoteId id="F6"/>
            </exerciseDate>
            <expirationDate>
                <value>2029-07-31</value>
            </expirationDate>
            <underlyingSecurity>
                <underlyingSecurityTitle>
                    <value>Class A Common Stock</value>
                </underlyingSecurityTitle>
                <underlyingSecurityShares>
                    <value>5000000</value>
                </underlyingSecurityShares>
            </underlyingSecurity>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>By Allianz Strategic Investments S.a.r.l.</value>
                    <footnoteId id="F7"/>
                </natureOfOwnership>
            </ownershipNature>
        </derivativeHolding>
    </derivativeTable>

    <footnotes>
        <footnote id="F1">The shares of Class A Common Stock, par value $0.0001 per share (&quot;Class A Common Stock&quot;) of AlTi Global, Inc., a Delaware corporation (the &quot;Issuer&quot;) were acquired in a private placement and are held directly by Allianz Strategic Investments S.a.r.l. (&quot;ASI&quot;).  ASI is wholly owned by Allianz Finance II Luxembourg S.a.r.l., which in turn is wholly owned by the reporting person.  The reporting person is the ultimate parent company of ASI and has sole voting and dispositive power with respect to the shares held by ASI.</footnote>
        <footnote id="F2">The shares of Series A Cumulative Convertible Preferred Stock (the &quot;Series A Preferred Stock&quot;) of the Issuer are convertible into shares of Class A Common Stock (i) by the reporting person at any time after July 31, 2026 and (ii) by the Issuer at any time after July 31, 2027, subject to certain conditions; provided, that the Series A Preferred Stock is subject to a beneficial ownership cap that prohibits the conversion of the Series A Preferred Stock into shares of Class A Common stock to the extent such conversion would cause ASI's beneficial ownership, together with its affiliates, to exceed 24.9% (the &quot;Ownership Cap&quot;); provided, further, that in the event such a conversion would cause ASI's beneficial ownership, together with its affiliates, to exceed the Ownership Cap, the Issuer shall issue to ASI shares of the Issuer's Class C Non-Voting Common Stock, in lieu of shares of Class A Common Stock.</footnote>
        <footnote id="F3">(Continued from footnote 2) The Series A Preferred Stock has no stated maturity and therefore has no expiration date.</footnote>
        <footnote id="F4">The Series A Preferred Stock has a stated value of $1,000 per share and is convertible into shares of Class A Common Stock at a conversion price of $8.70, subject to customary adjustments.</footnote>
        <footnote id="F5">The shares of Series A Preferred Stock were acquired in a private placement and are held directly by ASI.</footnote>
        <footnote id="F6">Subject to the Ownership Cap, the Warrants to purchase Class A Common Stock (the &quot;Warrants&quot;) are immediately exercisable in shares of Class A Common Stock.</footnote>
        <footnote id="F7">The Warrants were acquired in a private placement and are held directly by ASI.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/ Michael Sieburg</signatureName>
        <signatureDate>2024-08-06</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ Petra Maerkl</signatureName>
        <signatureDate>2024-08-06</signatureDate>
    </ownerSignature>
</ownershipDocument>
</XML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
