<SEC-DOCUMENT>0001181431-13-052628.txt : 20131004
<SEC-HEADER>0001181431-13-052628.hdr.sgml : 20131004
<ACCEPTANCE-DATETIME>20131004165519
ACCESSION NUMBER:		0001181431-13-052628
CONFORMED SUBMISSION TYPE:	3/A
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20131003
FILED AS OF DATE:		20131004
DATE AS OF CHANGE:		20131004

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			POTBELLY CORP
		CENTRAL INDEX KEY:			0001195734
		STANDARD INDUSTRIAL CLASSIFICATION:	RETAIL-EATING PLACES [5812]
		IRS NUMBER:				000000000

	BUSINESS ADDRESS:	
		STREET 1:		222 MERCHANDISE MART PLAZA
		STREET 2:		23RD FLOOR
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60654
		BUSINESS PHONE:		3129510600

	MAIL ADDRESS:	
		STREET 1:		222 MERCHANDISE MART PLAZA
		STREET 2:		23RD FLOOR
		CITY:			CHICAGO
		STATE:			IL
		ZIP:			60654

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			OAK IX AFFILIATES FUND A LP
		CENTRAL INDEX KEY:			0001112125
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		3/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36104
		FILM NUMBER:		131137259

	BUSINESS ADDRESS:	
		STREET 1:		901 MAIN AVENUE
		STREET 2:		SUITE 600
		CITY:			NORWALK
		STATE:			CT
		ZIP:			06851
		BUSINESS PHONE:		203-226-8346

	MAIL ADDRESS:	
		STREET 1:		901 MAIN AVENUE
		STREET 2:		SUITE 600
		CITY:			NORWALK
		STATE:			CT
		ZIP:			06851

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			OAK IX AFFILIATES FUND LP
		CENTRAL INDEX KEY:			0001112201
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		3/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36104
		FILM NUMBER:		131137260

	BUSINESS ADDRESS:	
		STREET 1:		901 MAIN AVENUE
		STREET 2:		SUITE 600
		CITY:			NORWALK
		STATE:			CT
		ZIP:			06851
		BUSINESS PHONE:		203-226-8346

	MAIL ADDRESS:	
		STREET 1:		901 MAIN AVENUE
		STREET 2:		SUITE 600
		CITY:			NORWALK
		STATE:			CT
		ZIP:			06851

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			OAK INVESTMENT PARTNERS IX L P
		CENTRAL INDEX KEY:			0001095761
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		3/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36104
		FILM NUMBER:		131137261

	BUSINESS ADDRESS:	
		STREET 1:		901 MAIN AVENUE
		STREET 2:		SUITE 600
		CITY:			NORWALK
		STATE:			CT
		ZIP:			06851
		BUSINESS PHONE:		2032268346

	MAIL ADDRESS:	
		STREET 1:		901 MAIN AVENUE
		STREET 2:		SUITE 600
		CITY:			NORWALK
		STATE:			CT
		ZIP:			06851
</SEC-HEADER>
<DOCUMENT>
<TYPE>3/A
<SEQUENCE>1
<FILENAME>rrd392144.xml
<TEXT>
<XML>
<?xml version="1.0"?>
<ownershipDocument>

    <schemaVersion>X0206</schemaVersion>

    <documentType>3/A</documentType>

    <periodOfReport>2013-10-03</periodOfReport>

    <dateOfOriginalSubmission>2013-10-03</dateOfOriginalSubmission>

    <noSecuritiesOwned>0</noSecuritiesOwned>

    <issuer>
        <issuerCik>0001195734</issuerCik>
        <issuerName>POTBELLY CORP</issuerName>
        <issuerTradingSymbol>PBPB</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001095761</rptOwnerCik>
            <rptOwnerName>OAK INVESTMENT PARTNERS IX L P</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>3890 WELLS FARGO CENTER</rptOwnerStreet1>
            <rptOwnerStreet2>90 SOUTH 7TH STREET</rptOwnerStreet2>
            <rptOwnerCity>MINNEAPOLIS</rptOwnerCity>
            <rptOwnerState>MN</rptOwnerState>
            <rptOwnerZipCode>55402</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001112201</rptOwnerCik>
            <rptOwnerName>OAK IX AFFILIATES FUND LP</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>3890 WELLS FARGO CENTER</rptOwnerStreet1>
            <rptOwnerStreet2>90 SOUTH 7TH STREET</rptOwnerStreet2>
            <rptOwnerCity>MINNEAPOLIS</rptOwnerCity>
            <rptOwnerState>MN</rptOwnerState>
            <rptOwnerZipCode>55402</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001112125</rptOwnerCik>
            <rptOwnerName>OAK IX AFFILIATES FUND A LP</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>3890 WELLS FARGO CENTER</rptOwnerStreet1>
            <rptOwnerStreet2>90 SOUTH 7TH STREET</rptOwnerStreet2>
            <rptOwnerCity>MINNEAPOLIS</rptOwnerCity>
            <rptOwnerState>MN</rptOwnerState>
            <rptOwnerZipCode>55402</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
        </reportingOwnerRelationship>
    </reportingOwner>

    <nonDerivativeTable>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Common Stock</value>
            </securityTitle>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>184470</value>
                    <footnoteId id="F1"/>
                    <footnoteId id="F2"/>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>D</value>
                </directOrIndirectOwnership>
            </ownershipNature>
        </nonDerivativeHolding>
    </nonDerivativeTable>

    <footnotes>
        <footnote id="F1">Includes shares held by Oak Investment Partners IX, Limited Partnership (&quot;Oak Investment&quot;), Oak IX Affiliates Fund, Limited Partnership (&quot;Oak IX Fund&quot;) and Oak IX Affiliates Fund-A, Limited Partnership (&quot;Oak IX Fund-A&quot;). Oak Associates IX, L.L.C., as the general partner of Oak Investment, and Oak IX Affiliates, L.L.C., as the general partner of each of Oak IX Fund and Oak IX Fund-A, may be deemed to beneficially own these shares.  Each of Oak Associates IX, L.L.C. and Oak IX Affiliates, L.L.C. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein.</footnote>
        <footnote id="F2">This amendment is being filed to properly place the signature of the person executing the original Form 3 on record.  The holding in this line item is not new or revised but is being reported again solely to gain access to the filing system.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/Gerald R. Gallagher, authorized person</signatureName>
        <signatureDate>2013-10-03</signatureDate>
    </ownerSignature>
</ownershipDocument>
</XML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
