<SEC-DOCUMENT>0001821268-22-000197-index.html : 20220810 <SEC-HEADER>0001821268-22-000197.hdr.sgml : 20220810 <ACCEPTANCE-DATETIME>20220810171908 ACCESSION NUMBER: 0001821268-22-000197 CONFORMED SUBMISSION TYPE: N-CSR PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20220531 FILED AS OF DATE: 20220810 DATE AS OF CHANGE: 20220810 EFFECTIVENESS DATE: 20220810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Active Allocation Fund CENTRAL INDEX KEY: 0001864208 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: N-CSR SEC ACT: 1940 Act SEC FILE NUMBER: 811-23702 FILM NUMBER: 221152791 BUSINESS ADDRESS: STREET 1: 227 W. MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 800-345-7999 MAIL ADDRESS: STREET 1: 227 W. MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 </SEC-HEADER> <DOCUMENT> <TYPE>N-CSR <SEQUENCE>1 <FILENAME>gug84910.htm <DESCRIPTION>GUG <TEXT> Document 1 - file: gug84910.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.CODE ETH <SEQUENCE>2 <FILENAME>ex99codeofethics.htm <DESCRIPTION>CODE OF ETHICS <TEXT> Document 2 - file: ex99codeofethics.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.RULE23C1 <SEQUENCE>3 <FILENAME>ex99cert.htm <DESCRIPTION>CERTIFICATIONS <TEXT> Document 3 - file: ex99cert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.906 CERT <SEQUENCE>4 <FILENAME>ex99906cert.htm <DESCRIPTION>CERTIFICATION <TEXT> Document 4 - file: ex99906cert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99 <SEQUENCE>5 <FILENAME>ex99c.htm <DESCRIPTION>PROXY VOTING AND PROCEDURES <TEXT> Document 5 - file: ex99c.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>gug-10x1x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: gug-10x1x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>gug-10x2x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: gug-10x2x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>gug-10x11x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: gug-10x11x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>gug-10x14x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: gug-10x14x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>gug-10x14x2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: gug-10x14x2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>gug-10x120x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: gug-10x120x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>gpimproxyvotingpolicyandx2x1.gif <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: gpimproxyvotingpolicyandx2x1.gif
</DOCUMENT> </SEC-DOCUMENT>