<SEC-DOCUMENT>0001534254-16-000210-index.html : 20160314 <SEC-HEADER>0001534254-16-000210.hdr.sgml : 20160314 <ACCEPTANCE-DATETIME>20160311191606 ACCESSION NUMBER: 0001534254-16-000210 CONFORMED SUBMISSION TYPE: 10-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160314 DATE AS OF CHANGE: 20160311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CION Investment Corp CENTRAL INDEX KEY: 0001534254 IRS NUMBER: 453058280 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00941 FILM NUMBER: 161502204 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212 - 418 - 4700 MAIL ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: CĪON Investment Corp DATE OF NAME CHANGE: 20111104 </SEC-HEADER> <DOCUMENT> <TYPE>10-K <SEQUENCE>1 <FILENAME>body.htm <DESCRIPTION>2014 YEAR END FINANCIALS <TEXT> Document 1 - file: body.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.1 <SEQUENCE>2 <FILENAME>ex-31.1.htm <DESCRIPTION>CERTIFICATION OF CO-CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 <TEXT> Document 2 - file: ex-31.1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.2 <SEQUENCE>3 <FILENAME>ex-31.2.htm <DESCRIPTION>CERTIFICATION OF CO-CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 <TEXT> Document 3 - file: ex-31.2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.3 <SEQUENCE>4 <FILENAME>ex-31.3.htm <DESCRIPTION>CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 <TEXT> Document 4 - file: ex-31.3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.1 <SEQUENCE>5 <FILENAME>ex-32.1.htm <DESCRIPTION>CERTIFICATION OF CO-CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 <TEXT> Document 5 - file: ex-32.1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.2 <SEQUENCE>6 <FILENAME>ex-32.2.htm <DESCRIPTION>CERTIFICATION OF CO-CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 <TEXT> Document 6 - file: ex-32.2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.3 <SEQUENCE>7 <FILENAME>ex-32.3.htm <DESCRIPTION>CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 <TEXT> Document 7 - file: ex-32.3.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>maindocument001x9x0.jpg <TEXT> Document 8 - file: maindocument001x9x0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>maindocument001x10x0.jpg <TEXT> Document 9 - file: maindocument001x10x0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>maindocument001x11x0.jpg <TEXT> Document 10 - file: maindocument001x11x0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>maindocument001x14x0.jpg <TEXT> Document 11 - file: maindocument001x14x0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>maindocument001x17x0.jpg <TEXT> Document 12 - file: maindocument001x17x0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>maindocument001x73x0.jpg <TEXT> Document 13 - file: maindocument001x73x0.jpg
</DOCUMENT> </SEC-DOCUMENT>