<SEC-DOCUMENT>0001534254-19-000004-index.html : 20190319 <SEC-HEADER>0001534254-19-000004.hdr.sgml : 20190319 <ACCEPTANCE-DATETIME>20190318205427 ACCESSION NUMBER: 0001534254-19-000004 CONFORMED SUBMISSION TYPE: 10-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190319 DATE AS OF CHANGE: 20190318 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CION Investment Corp CENTRAL INDEX KEY: 0001534254 IRS NUMBER: 453058280 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00941 FILM NUMBER: 19689988 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212 - 418 - 4700 MAIL ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: CĪON Investment Corp DATE OF NAME CHANGE: 20111104 </SEC-HEADER> <DOCUMENT> <TYPE>10-K <SEQUENCE>1 <FILENAME>cion2018123110k.htm <DESCRIPTION>2018 YEAR END FINANCIALS <TEXT> Document 1 - file: cion2018123110k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.1 <SEQUENCE>2 <FILENAME>exhibit311.htm <DESCRIPTION>CERTIFICATION OF CO-CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBA <TEXT> Document 2 - file: exhibit311.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.2 <SEQUENCE>3 <FILENAME>exhibit312.htm <DESCRIPTION>CERTIFICATION OF CO-CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBA <TEXT> Document 3 - file: exhibit312.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.3 <SEQUENCE>4 <FILENAME>exhibit313.htm <DESCRIPTION>CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES <TEXT> Document 4 - file: exhibit313.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.1 <SEQUENCE>5 <FILENAME>exhibit321.htm <DESCRIPTION>CERTIFICATION OF CO-CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, <TEXT> Document 5 - file: exhibit321.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.2 <SEQUENCE>6 <FILENAME>exhibit322.htm <DESCRIPTION>CERTIFICATION OF CO-CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, <TEXT> Document 6 - file: exhibit322.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.3 <SEQUENCE>7 <FILENAME>exhibit323.htm <DESCRIPTION>CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS <TEXT> Document 7 - file: exhibit323.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>capitaloverhanga05.jpg <TEXT> Document 8 - file: capitaloverhanga05.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>cion2a02.jpg <TEXT> Document 9 - file: cion2a02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>cion3a02.jpg <TEXT> Document 10 - file: cion3a02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>discountspreada07.jpg <TEXT> Document 11 - file: discountspreada07.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>growthchart.jpg <TEXT> Document 12 - file: growthchart.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>nominalspreada07.jpg <TEXT> Document 13 - file: nominalspreada07.jpg
</DOCUMENT> </SEC-DOCUMENT>