<SEC-DOCUMENT>0001144204-19-001149.txt : 20190109
<SEC-HEADER>0001144204-19-001149.hdr.sgml : 20190109
<ACCEPTANCE-DATETIME>20190109073616
ACCESSION NUMBER:		0001144204-19-001149
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20190108
ITEM INFORMATION:		Results of Operations and Financial Condition
FILED AS OF DATE:		20190109
DATE AS OF CHANGE:		20190109

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CION Investment Corp
		CENTRAL INDEX KEY:			0001534254
		IRS NUMBER:				453058280
		STATE OF INCORPORATION:			MD
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	814-00941
		FILM NUMBER:		19517326

	BUSINESS ADDRESS:	
		STREET 1:		3 PARK AVENUE
		STREET 2:		36TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10016
		BUSINESS PHONE:		212 - 418 - 4700

	MAIL ADDRESS:	
		STREET 1:		3 PARK AVENUE
		STREET 2:		36TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10016

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	C&#298;ON Investment Corp
		DATE OF NAME CHANGE:	20111104
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>tv510534_8-k.htm
<DESCRIPTION>FORM 8-K
<TEXT>
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<P STYLE="margin: 0">&nbsp;</p>

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<!-- Field: Rule-Page --><div align="left" style="margin-top: 12pt; margin-bottom: 3pt"><div style="font-size: 1pt; border-top: Black 2pt solid; border-bottom: Black 1pt solid; width: 100%">&nbsp;</div></div><!-- Field: /Rule-Page -->

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<p style="font: bold 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0pt">UNITED STATES</p>

<p style="font: bold 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0pt">SECURITIES AND EXCHANGE
COMMISSION</p>

<p style="font: bold 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0pt">WASHINGTON, D.C.&nbsp;&nbsp;20549</p>

<p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0pt">____________________</p>

<p style="text-indent: 0pt; margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>

<p style="font: bold 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0pt">FORM 8-K</p>

<p style="text-indent: 0pt; margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>

<p style="font: bold 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0pt">CURRENT REPORT</p>

<p style="font: bold 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0pt">Pursuant to Section
13 or 15(d) of the</p>

<p style="font: bold 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0pt">Securities Exchange
Act of 1934</p>

<p style="text-indent: 0pt; margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>

<p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0pt"><font style="font-family: Times New Roman, Times, Serif; font-size: 10pt"><b>Date
of Report</b></font> (Date of earliest event reported): <b>January 9, 2019<font style="font-family: Times New Roman, Times, Serif; font-size: 10pt">&nbsp;</font></b><font style="font: 10pt Times New Roman, Times, Serif"><font style="font-weight: normal">(January 8, 2019)</font></font></p>

<p style="text-align: center; text-indent: 0pt; margin: 0pt 0">&nbsp;</p>

<p style="text-align: center; text-indent: 0pt; margin: 0pt 0">&nbsp;</p>

<p style="font: bold 14pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0pt">C&#298;ON Investment
Corporation</p>

<p style="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center">&nbsp;(Exact Name of Registrant as Specified
in Charter)</p>

<p style="text-indent: 0pt; margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>

<p style="margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%">
<tr style="vertical-align: top">
    <TD STYLE="width: 32%; border-bottom: Black 1pt solid; text-align: center; text-indent: 0pt"><B>Maryland</B></td>
    <TD STYLE="font-size: 10pt; width: 2%; font-weight: bold; padding-bottom: 4px"><B>&nbsp;</B></td>
    <TD STYLE="border-bottom: Black 1pt solid; text-align: center; text-indent: 0pt; width: 32%"><B>000-54755</B></td>
    <TD STYLE="font-size: 10pt; width: 2%; font-weight: bold; padding-bottom: 4px"><B>&nbsp;</B></td>
    <TD STYLE="border-bottom: Black 1pt solid; text-align: center; text-indent: 0pt; width: 32%"><B>45-3058280</B></td></tr>
<tr style="vertical-align: top">
    <TD STYLE="text-align: center; text-indent: 0pt"><font style="font-family: Times New Roman, Times, Serif; font-size: 10pt">(State or Other Jurisdiction of Incorporation)</font></td>
    <TD STYLE="font-size: 10pt">&nbsp;</td>
    <TD STYLE="text-align: center; text-indent: 0pt"><font style="font-family: Times New Roman, Times, Serif; font-size: 10pt">(Commission File Number)</font></td>
    <TD STYLE="font-size: 10pt">&nbsp;</td>
    <TD STYLE="text-align: center; text-indent: 0pt"><font style="font-family: Times New Roman, Times, Serif; font-size: 10pt">(I.R.S. Employer Identification No.)</font></td></tr>
</table>
<p style="text-indent: 0pt; margin-top: 0pt; margin-bottom: 0pt">&nbsp;&nbsp;</p>

<table cellspacing="0" cellpadding="0" style="font: 10pt Times New Roman, Times, Serif; width: 100%; background-color: white">
<tr>
    <td style="font-size: 10pt; width: 30%; padding-bottom: 2px; text-align: center"><B>&nbsp;</B></td>
    <td style="border-bottom: Black 1pt solid; text-align: center; text-indent: 0pt; width: 40%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt"><B>3
    Park Avenue, 36<FONT STYLE="vertical-align: text-top">th</FONT> Floor,</B></FONT><B><BR>
     New York, New York 10016</B></td>
    <td style="font-size: 10pt; width: 30%; padding-bottom: 2px; text-align: center"><B>&nbsp;</B></td></tr>
<tr>
    <td style="font-size: 10pt; text-align: center">&nbsp;</td>
    <td style="font-size: 10pt; text-align: center">&nbsp;&nbsp;<font style="font-family: Times New Roman, Times, Serif; font-size: 10pt">(Address of Principal Executive Offices)</font></td>
    <td style="font-size: 10pt; text-align: center">&nbsp;</td></tr>
</table>
<p style="margin-top: 0pt; margin-bottom: 0pt">&nbsp;&nbsp;</p>

<table cellspacing="0" cellpadding="0" style="font: 10pt Times New Roman, Times, Serif; width: 100%; background-color: white">
<tr>
    <td style="font-size: 10pt; width: 30%; padding-bottom: 2px; text-align: center"><B>&nbsp;</B></td>
    <td style="border-bottom: Black 1pt solid; text-align: center; text-indent: 0pt; width: 40%"><B>(212) 418-4700</B></td>
    <td style="font-size: 10pt; width: 30%; padding-bottom: 2px; text-align: center"><B>&nbsp;</B></td></tr>
<tr>
    <td style="font-size: 10pt; text-align: center">&nbsp;</td>
    <td style="text-align: center; text-indent: 0pt">(Registrant&rsquo;s telephone number, including area code)</td>
    <td style="font-size: 10pt; text-align: center">&nbsp;</td></tr>
</table>
<p style="margin-top: 0pt; margin-bottom: 0pt">&nbsp;&nbsp;</p>

<table cellspacing="0" cellpadding="0" style="font: 10pt Times New Roman, Times, Serif; width: 100%; background-color: white">
<tr>
    <td style="width: 30%; padding-bottom: 2px; text-align: center"><B>&nbsp;</B></td>
    <td style="border-bottom: Black 1pt solid; text-align: center; text-indent: 0pt; width: 40%"><B>Not applicable</B></td>
    <td style="width: 30%; padding-bottom: 2px; text-align: center"><B>&nbsp;</B></td></tr>
<tr>
    <td style="text-align: center">&nbsp;</td>
    <td style="text-align: center; text-indent: 0pt">&nbsp;(Former name or former address, if changed since last report)</td>
    <td style="text-align: center">&nbsp;</td></tr>
</table>
<p style="margin-top: 0pt; margin-bottom: 0pt">&nbsp;&nbsp;</p>

<p style="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt">Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</p>

<p style="margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>

<table cellpadding="0" cellspacing="0" style="font: 10pt Times New Roman, Times, Serif; margin-top: 0; margin-bottom: 0; width: 100%"><tr style="vertical-align: top; text-align: justify">
<td style="width: 0in"></td><td style="width: 0.25in; text-align: left"><font style="font-family: Wingdings">&#168;</font></td><td style="text-align: justify">Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)</td>
</tr></table>

<p style="margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>

<table cellpadding="0" cellspacing="0" style="font: 10pt Times New Roman, Times, Serif; margin-top: 0; margin-bottom: 0; width: 100%"><tr style="vertical-align: top; text-align: justify">
<td style="width: 0in"></td><td style="width: 0.25in; text-align: left"><font style="font-family: Wingdings">&#168;</font></td><td style="text-align: justify">Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)</td>
</tr></table>

<p style="margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>

<table cellpadding="0" cellspacing="0" style="font: 10pt Times New Roman, Times, Serif; margin-top: 0; margin-bottom: 0; width: 100%"><tr style="vertical-align: top; text-align: justify">
<td style="width: 0in"></td><td style="width: 0.25in; text-align: left"><font style="font-family: Wingdings">&#168;</font></td><td style="text-align: justify">Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))</td>
</tr></table>

<p style="margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>

<table cellpadding="0" cellspacing="0" style="font: 10pt Times New Roman, Times, Serif; margin-top: 0; margin-bottom: 0; width: 100%"><tr style="vertical-align: top; text-align: justify">
<td style="width: 0in"></td><td style="width: 0.25in; text-align: left"><font style="font-family: Wingdings">&#168;</font></td><td style="text-align: justify">Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))</td>
</tr></table>

<p style="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt">&nbsp;&nbsp;</p>

<p style="font: 10pt Times New Roman, Times, Serif; text-align: justify; margin-top: 0pt; margin-bottom: 0pt">Indicate by check
mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&sect;230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&sect;240.12b-2 of this chapter).</p>

<p style="font: 10pt Times New Roman, Times, Serif; text-align: justify; margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>

<p style="font: 10pt Times New Roman, Times, Serif; text-align: justify; margin-top: 0pt; margin-bottom: 0pt">Emerging growth company
<font style="font-family: Wingdings">&#168;</font></p>

<p style="margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>

<p style="font: 10pt Times New Roman, Times, Serif; text-align: justify; margin-top: 0pt; margin-bottom: 0pt">If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. <font style="font-family: Wingdings">&#168;</font></p>

<p style="text-indent: 0pt; margin: 0pt 0">&nbsp;&nbsp;</p>

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<p style="font: 10pt Times New Roman, Times, Serif; text-align: center; margin-top: 0pt; margin-bottom: 0pt">&nbsp;&nbsp;</p>

<p style="font: bold 10pt Times New Roman, Times, Serif; text-align: justify; margin-top: 0pt; margin-bottom: 0pt"></p>

<p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; background-color: white"><b>Item 2.02. Results of Operations
and Financial Condition.</b></p>

<p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">&nbsp;</p>

<p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in; background-color: white">On January 8, 2019, C&#298;ON Investment Corporation (&ldquo;CIC&rdquo;)&nbsp;decreased its public offering price from $9.45 per share
to $9.40 per share, based on a net offering price of $8.93 per share (net of selling commissions and dealer manager fees),
which closely approximates an estimated net asset value per share of $8.74.&nbsp; This decrease in the public offering price
will become effective on CIC&rsquo;s January 9, 2019 weekly closing and will be first applied to subscriptions received
from&nbsp;January 2, 2019 through January 8, 2019.&nbsp; In accordance with CIC&rsquo;s previously disclosed
share pricing policy, certain of CIC&rsquo;s directors determined that a reduction in the public offering price per share was
warranted following a decline in CIC&rsquo;s net asset value per share to an amount more than 2.5% below CIC&rsquo;s
then-current net offering price.</p>

<p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">&nbsp;</p>

<p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in; background-color: white">Although
CIC decreased its public offering price on January 8, 2019 from $9.45 per share to $9.40 per share, CIC will
maintain the amount of weekly cash distributions payable to shareholders of $0.014067 per share resulting in an annual
distribution rate of 7.78% (based on the $9.40 per share public offering price).</p>



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<p style="font: 10pt Times New Roman, Times, Serif; text-align: justify; background-color: #ffffff; margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>

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<p style="font: 10pt Times New Roman, Times, Serif; text-align: justify; background-color: #ffffff; margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>

<p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0pt"><font style="font-family: Times New Roman, Times, Serif; font-size: 10pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font>&nbsp;&nbsp;&nbsp;</p>

<p style="font: bold 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0pt">&nbsp;SIGNATURES</p>

<p style="margin-top: 0pt; margin-bottom: 0pt">&nbsp;&nbsp;</p>

<p style="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-indent: 36pt">Pursuant to the requirements
of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.</p>

<p style="font: 10pt Times New Roman, Times, Serif; text-indent: 0pt; margin-top: 0pt; margin-bottom: 0pt">&nbsp;&nbsp;&nbsp;</p>

<p style="margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>

<table cellspacing="0" cellpadding="0" style="font: 10pt Times New Roman, Times, Serif; width: 100%">
<tr>
    <td style="width: 4%; vertical-align: top; text-align: left">&nbsp;</td>
    <td style="width: 47%; vertical-align: bottom; text-align: left">&nbsp;</td>
    <td style="width: 49%; vertical-align: top; text-align: left">
        <p style="margin-top: 0pt; margin-bottom: 0pt">C&#298;ON Investment Corporation</p>
        <p style="margin-top: 0pt; margin-bottom: 0pt"></p></td></tr>
<tr>
    <td style="vertical-align: top; text-align: left">&nbsp;</td>
    <td style="vertical-align: bottom; text-align: left">&nbsp;</td>
    <td style="vertical-align: top; text-align: left">&nbsp;</td></tr>
<tr>
    <td style="vertical-align: top; text-align: left">&nbsp;</td>
    <td style="vertical-align: bottom; text-align: left">&nbsp;</td>
    <td style="vertical-align: top; text-align: left">&nbsp;</td></tr>
<tr>
    <td style="vertical-align: top; text-align: left">&nbsp;</td>
    <td style="vertical-align: bottom; text-align: left">&nbsp;</td>
    <td style="vertical-align: top; text-align: left">&nbsp;</td></tr>
<tr style="vertical-align: top">
    <td style="text-align: left; text-indent: 0pt">Date:</td>
    <td style="text-align: left">January 9, 2019</td>
    <td style="text-align: left; text-indent: 0pt">By: <font style="font-family: Times New Roman, Times, Serif; font-size: 10pt"><u>/s/ Michael A. Reisner</u></font></td></tr>
<tr style="vertical-align: top">
    <td style="text-align: left">&nbsp;</td>
    <td style="text-align: left">&nbsp;</td>
    <td style="text-align: left">Co-Chief Executive Officer</td></tr>
</table>
<p style="text-indent: 0pt; margin-top: 0pt; margin-bottom: 0pt">&nbsp;</p>



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