<SEC-DOCUMENT>0001534254-20-000003-index.html : 20200317 <SEC-HEADER>0001534254-20-000003.hdr.sgml : 20200317 <ACCEPTANCE-DATETIME>20200316181134 ACCESSION NUMBER: 0001534254-20-000003 CONFORMED SUBMISSION TYPE: 10-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CION Investment Corp CENTRAL INDEX KEY: 0001534254 IRS NUMBER: 453058280 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00941 FILM NUMBER: 20718586 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212 - 418 - 4700 MAIL ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: CĪON Investment Corp DATE OF NAME CHANGE: 20111104 </SEC-HEADER> <DOCUMENT> <TYPE>10-K <SEQUENCE>1 <FILENAME>cion2019123110k.htm <DESCRIPTION>2019 YEAR END FINANCIALS <TEXT> Document 1 - file: cion2019123110k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>2 <FILENAME>exhibit43.htm <DESCRIPTION>DESCRIPTION OF REGISTRANT'S SECURITIES <TEXT> Document 2 - file: exhibit43.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.1 <SEQUENCE>3 <FILENAME>exhibit311q42019.htm <DESCRIPTION>CERTIFICATION OF CO-CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBA <TEXT> Document 3 - file: exhibit311q42019.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.2 <SEQUENCE>4 <FILENAME>exhibit312q42019.htm <DESCRIPTION>CERTIFICATION OF CO-CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBA <TEXT> Document 4 - file: exhibit312q42019.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.3 <SEQUENCE>5 <FILENAME>exhibit313q42019.htm <DESCRIPTION>CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES <TEXT> Document 5 - file: exhibit313q42019.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.1 <SEQUENCE>6 <FILENAME>exhibit321q42019.htm <DESCRIPTION>CERTIFICATION OF CO-CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, <TEXT> Document 6 - file: exhibit321q42019.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.2 <SEQUENCE>7 <FILENAME>exhibit322q42019.htm <DESCRIPTION>CERTIFICATION OF CO-CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, <TEXT> Document 7 - file: exhibit322q42019.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.3 <SEQUENCE>8 <FILENAME>exhibit323q42019.htm <DESCRIPTION>CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS <TEXT> Document 8 - file: exhibit323q42019.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>a10000chartimagea01.jpg <TEXT> Document 9 - file: a10000chartimagea01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>averagediscountspread.jpg <TEXT> Document 10 - file: averagediscountspread.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>averagenominalspreada02.jpg <TEXT> Document 11 - file: averagenominalspreada02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>cion2a04.jpg <TEXT> Document 12 - file: cion2a04.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>cion3a04.jpg <TEXT> Document 13 - file: cion3a04.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>pecapitaloverhanga13.jpg <TEXT> Document 14 - file: pecapitaloverhanga13.jpg
</DOCUMENT> </SEC-DOCUMENT>