<SEC-DOCUMENT>0000943374-22-000173.txt : 20220510
<SEC-HEADER>0000943374-22-000173.hdr.sgml : 20220510
<ACCEPTANCE-DATETIME>20220510163543
ACCESSION NUMBER:		0000943374-22-000173
CONFORMED SUBMISSION TYPE:	NT 10-Q
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20220331
FILED AS OF DATE:		20220510
DATE AS OF CHANGE:		20220510
EFFECTIVENESS DATE:		20220510

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			PEAPACK GLADSTONE FINANCIAL CORP
		CENTRAL INDEX KEY:			0001050743
		STANDARD INDUSTRIAL CLASSIFICATION:	COMMERCIAL BANKS, NEC [6029]
		IRS NUMBER:				223537895
		STATE OF INCORPORATION:			NJ
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		NT 10-Q
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-16197
		FILM NUMBER:		22910355

	BUSINESS ADDRESS:	
		STREET 1:		500 HILLS DRIVE
		CITY:			BEDMINSTER
		STATE:			NJ
		ZIP:			07921
		BUSINESS PHONE:		9082340700

	MAIL ADDRESS:	
		STREET 1:		500 HILLS DRIVE
		CITY:			BEDMINSTER
		STATE:			NJ
		ZIP:			07921
</SEC-HEADER>
<DOCUMENT>
<TYPE>NT 10-Q
<SEQUENCE>1
<FILENAME>nt_10q.htm
<DESCRIPTION>FORM 12B-25 (FORM 10-Q)
<TEXT>
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    <div style="text-align: center; font-weight: bold;">UNITED STATES</div>
    <div style="text-align: center; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
    <div style="text-align: center; font-weight: bold;">Washington, DC&#160; 20549</div>
    <div><br>
    </div>
    <div style="text-align: center; font-weight: bold;">FORM 12b-25</div>
    <div><br>
    </div>
    <div style="text-align: center; font-weight: bold;">NOTIFICATION OF LATE FILING</div>
    <div><br>
    </div>
    <div style="text-align: right;">Commission File Number 001-16197</div>
    <div><br>
    </div>
    <div><font style="font-style: italic;">(Check One)</font>:<font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 72pt">&#160;</font>&#9744;&#160;&#160; Form 10-K&#160;&#160; &#9744;&#160; Form 20-F&#160;&#160; &#9744;&#160; Form 11-K&#160;&#160; &#8999;&#160; Form10-Q&#160;&#160; &#9744;&#160; Form D&#160;&#160; &#9744;&#160; Form N-CEN&#160;&#160; &#9744;&#160; Form N-CSR</div>
    <div><br>
    </div>
    <div>For Period Ended:&#160;&#160; <u>March 31, 2022</u></div>
    <div><br>
    </div>
    <div>&#9744;<font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 36pt">&#160;</font>Transition Report on Form 10-K</div>
    <div>&#9744;<font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 36pt">&#160;</font>Transition Report on Form 20-F</div>
    <div>&#9744;<font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 36pt">&#160;</font>Transition Report on Form 11-K</div>
    <div>&#9744;<font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 36pt">&#160;</font>Transition Report on Form 10-Q</div>
    <div>&#9744;<font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 36pt">&#160;</font>Transition Report on Form N-SAR</div>
    <div><br>
    </div>
    <div>For the Transition Period Ended:<font style="width: 9pt; font-size: 1px; display: inline-block;" class="HorizontalTab"> </font>_______________</div>
    <div><br>
    </div>
    <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.</div>
    <div style="font-family: 'Times New Roman',Times,serif; font-weight: normal;">If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:<font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 12pt"><font style="font-size: 10pt;">&#160;</font><font style="width: 9pt; display: inline-block;" class="HorizontalTab"><font style="font-size: 10pt;">&#160;&#160; ________________________</font></font></font></div>
    <div style="font-weight: bold;"><font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 12pt"><font style="width: 9pt; display: inline-block;" class="HorizontalTab"><font style="font-size: 10pt;"></font></font></font></div>
    <div style="font-weight: bold;"> <br>
    </div>
    <div style="font-weight: bold;">PART I &#8211; REGISTRANT INFORMATION</div>
    <div><br>
    </div>
    <div><u>Peapack-Gladstone Financial Corporation</u><font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 12pt">&#160;</font></div>
    <div>Full Name of Registrant</div>
    <div><br>
    </div>
    <div><font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; width: 540pt;">__________________________________ </font><br>
      </div>
    <div>Former Name, if Applicable</div>
    <div><br>
    </div>
    <div><u>500 Hills Drive, Suite 300</u><font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 12pt">&#160;</font></div>
    <div>Address of Principal Executive Office (Street and Number)</div>
    <div><br>
    </div>
    <div><u>Bedminster, New Jersey </u><u>07921-1538</u><font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 12pt">&#160;</font></div>
    <div>City, State and Zip Code</div>
    <div><br>
    </div>
    <div style="font-weight: bold;">PART II &#8211; RULES 12b-25(b) AND (c)</div>
    <div><br>
    </div>
    <div>If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following
      should be completed.&#160; (Check box if appropriate)</div>
    <div><br>
    </div>
    <div style="margin-left: 36pt;"><font style="width: 9pt; font-size: 1px; display: inline-block;" class="HorizontalTab">&#160;&#160; <br>
      </font></div>
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            <td style="width: 36pt; vertical-align: top; align: right;">(a)<font style="display: inline-block; text-indent: 0px; font-size: 1px; width: 36pt">&#160;</font></td>
            <td style="width: auto; vertical-align: top;">The reasons described in reasonable
                detail in Part III of this form could not be eliminated without unreasonable effort or expense;</td>
          </tr>

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              <td style="width: 36pt; vertical-align: top; align: right;">&#8999;</td>
              <td style="width: 36pt; vertical-align: top; align: right;">(b)<font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 36pt">&#160;</font></td>
              <td style="width: auto; vertical-align: top;">The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or
                Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form D, or portion
                thereof, will be filed on or before the fifth calendar day following the prescribed due date; and</td>
            </tr>

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            </td>
            <td style="width: 36pt; vertical-align: top; align: right;">(c)<font style="display: inline-block; text-indent: 0px; font-size: 1px; width: 36pt">&#160;</font></td>
            <td style="width: auto; vertical-align: top;">
              <div style="text-indent: 0px;">The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.</div>
              </td>
          </tr>

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    </div>
    <div style="text-indent: 36pt;"><br>
      </div>
    <div><br>
    </div>
    <div style="font-weight: bold;">PART III &#8211; NARRATIVE</div>
    <div><br>
    </div>
    <div>State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be
      filed within the prescribed time period. (Attached Extra Sheets if Needed)</div>
    <div style="margin-top: 12pt; margin-bottom: 12pt;">Peapack-Gladstone Financial Corporation (the &#8220;Company&#8221;) is unable to file its Quarterly Report on Form 10-Q for the
      quarter ended March 31, 2022 by the prescribed filing deadline due to the additional time required to provide documentation to our independent registered public
      accountants with respect to their review of certain models and processes used by the Company
      in its implementation of the Current Expected Credit Loss (&#8220;CECL&#8221;) accounting standard, which was adopted by the Company on January 1, 2022.</div>
    <div style="font-weight: bold;">PART IV &#8211; OTHER INFORMATION</div>
    <br>
    <div>
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            <td style="width: 36pt; vertical-align: top; align: right;">(1)</td>
            <td style="width: auto; vertical-align: top;">
              <div>Name and telephone number of person to contact in regard to this notification:</div>
            </td>
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    <div>
      <table cellspacing="0" cellpadding="0" id="za2dd9d22a153407999a6cb4af6bae266" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; text-align: left; color: #000000;">

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            <td style="width: 29.57%; vertical-align: top;">
              <div style="text-indent: 70px;">Jeffrey J. Carfora</div>
            </td>
            <td style="width: 31.84%; vertical-align: top;">
              <div>(908)</div>
            </td>
            <td style="width: 38.59%; vertical-align: top;">
              <div>(908) 719-4308</div>
            </td>
          </tr>
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            <td style="width: 29.57%; vertical-align: top;">
              <div style="text-indent: 70px;">(Name)</div>
            </td>
            <td style="width: 31.84%; vertical-align: top;">
              <div>(Area Code)</div>
            </td>
            <td style="width: 38.59%; vertical-align: top;">
              <div>(Telephone Number)</div>
            </td>
          </tr>

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    </div>
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          <td style="width: 36pt; vertical-align: top; align: right;">(2)</td>
          <td style="width: auto; vertical-align: top;">
            <div>Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the
              preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed?&#160; If the answer is no, identify report(s).&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;
                &#8999;&#160; Yes&#160;&#160;&#160;&#160; &#9744;&#160; No</div>
          </td>
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          <td style="width: 36pt; vertical-align: top; align: right;">(3)</td>
          <td style="width: auto; vertical-align: top;">
            <div>Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings
              statements to be included in the subject report or portion thereof?&#160;&#160;&#160;&#160;&#160;&#160;&#160; &#9744;&#160; Yes&#160;&#160;&#160;
                &#8999;&#160; No</div>
          </td>
        </tr>

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    <div><br>
    </div>
    <div><br>
    </div>
    <div style="text-align: center;"><u>Peapack-Gladstone Financial Corporation</u></div>
    <div style="text-align: center;">(Name of Registrant as Specified in Charter)</div>
    <div><br>
    </div>
    <div>has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.</div>
    <div><br>
    </div>
    <div><br>
    </div>
    <div><br>
    </div>
    <table cellspacing="0" cellpadding="0" id="z2eb3e40bc8a948e6afdaa4e2aca98a8c" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; text-align: left; color: #000000;">

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          <td style="width: 37.63%; vertical-align: top;">
            <div>Date: May 10, 2022</div>
          </td>
          <td style="width: 62.37%; vertical-align: top;">
            <div>By: <u>/s/ Jeffrey J. Carfora</u></div>
          </td>
        </tr>
        <tr>
          <td style="width: 37.63%; vertical-align: top;">&#160;</td>
          <td style="width: 62.37%; vertical-align: top;">
            <div style="margin-left: 17.25pt;">Jeffrey J. Carfora</div>
          </td>
        </tr>
        <tr>
          <td style="width: 37.63%; vertical-align: top;">&#160;</td>
          <td style="width: 62.37%; vertical-align: top;">
            <div style="margin-left: 17.25pt;">Senior Executive Vice President and Chief Financial Officer</div>
          </td>
        </tr>

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