<SEC-DOCUMENT>0001171843-20-004951.txt : 20200714
<SEC-HEADER>0001171843-20-004951.hdr.sgml : 20200714
<ACCEPTANCE-DATETIME>20200714161509
ACCESSION NUMBER:		0001171843-20-004951
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20200714
ITEM INFORMATION:		Regulation FD Disclosure
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20200714
DATE AS OF CHANGE:		20200714

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			GLADSTONE CAPITAL CORP
		CENTRAL INDEX KEY:			0001143513
		IRS NUMBER:				542040781
		STATE OF INCORPORATION:			MD
		FISCAL YEAR END:			0930

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	814-00237
		FILM NUMBER:		201027302

	BUSINESS ADDRESS:	
		STREET 1:		1521 WESTBRANCH DRIVE
		STREET 2:		SUITE 100
		CITY:			MCLEAN
		STATE:			VA
		ZIP:			22102
		BUSINESS PHONE:		703-287-5800

	MAIL ADDRESS:	
		STREET 1:		1521 WESTBRANCH DRIVE
		STREET 2:		SUITE 100
		CITY:			MCLEAN
		STATE:			VA
		ZIP:			22102
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>f8k_071420.htm
<DESCRIPTION>FORM 8-K
<TEXT>
<!DOCTYPE html PUBLIC "-//W3C//DTD XHTML 1.0 Transitional//EN" "http://www.w3.org/TR/xhtml1/DTD/xhtml1-transitional.dtd"><html><head></head><body style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt"><div style="margin-top: 3pt; margin-bottom: 12pt;"><div style="font-size: 1pt; border-top: Black 2.5pt solid; border-bottom: Black 1.1pt solid; width: 100%;">&#160;</div></div><p style="font-size: 14pt;" align="center"><strong>UNITED STATES</strong><br /><strong>SECURITIES AND EXCHANGE COMMISSION</strong><br /><strong>Washington, D.C. 20549<br /></strong>______________________</p><p style="font-size: 14pt; text-transform: uppercase;" align="center"><strong>Form 8-K<br /></strong>______________________</p><p style="font-size: 12pt;" align="center"><strong>CURRENT REPORT</strong></p><p style="font-size: 12pt;" align="center"><strong>Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</strong></p><p align="center">Date of Report (Date of earliest event Reported): <!--July 14, 2020-->July 14, 2020 &#160;</p><p align="center"><strong style="font-size: 14pt;">Gladstone Capital Corporation</strong><br />(Exact Name of Registrant as Specified in Charter)</p><table style="width: 100%;" border="0" cellspacing="0" cellpadding="0"><tr valign="top"><td align="center" width="33%"><strong>Maryland</strong></td><td align="center" width="34%"><strong>814-00237 <br /><!--814-00237--></strong></td><td align="center" width="33%"><strong>54-2040781</strong></td></tr><tr valign="top"><td align="center" width="33%">(State or Other Jurisdiction of Incorporation)</td><td align="center" width="34%">(Commission File Number)</td><td align="center" width="33%">(I.R.S. Employer Identification Number)</td></tr></table><p>&#160;</p><table style="width: 100%;" border="0" cellspacing="0" cellpadding="0"><tr valign="bottom"><td align="center" width="50%"><strong>1521 Westbranch Drive, Suite 100<br />McLean, Virginia<!--UNITED STATES --></strong></td><td align="center" width="50%"><strong>22102</strong></td></tr><tr valign="top"><td align="center" width="50%">(Address of Principal Executive Offices)&#160;</td><td align="center" width="50%">(Zip Code)</td></tr></table><p align="center"><strong>(703) 287-5800</strong><br />(Registrant's telephone number, including area code)</p><p align="center"><strong></strong><br />(Former name or former address, if changed since last report)</p><table style="width: 100%;" border="0" cellspacing="0" cellpadding="0"><tr valign="top"><td colspan="3">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:<br /><br /></td></tr><tr valign="top"><td width="21">&#160;</td><td width="40">[ &#160; ]</td><td nowrap="nowrap">&#160;&#160;Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</td></tr><tr valign="top"><td width="21">&#160;</td><td width="40">[ &#160; ]</td><td nowrap="nowrap">&#160;&#160;Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</td></tr><tr valign="top"><td width="21">&#160;</td><td width="40">[ &#160; ]</td><td nowrap="nowrap">&#160;&#160;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</td></tr><tr valign="top"><td width="21">&#160;</td><td width="40">[ &#160; ]</td><td nowrap="nowrap">&#160;&#160;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</td></tr></table><p style="font-size: 10pt; margin: 0pt;">&#160;</p><p style="font-size: 10pt; margin: 0pt 0;">Securities registered pursuant to Section&#160;12(b) of the Act:</p><p style="font-size: 10pt; margin: 0pt 0;"><font style="font-size: 10pt; font-family: 'times new roman', roman, serif;">&#160;</font></p><table style="width: 100%; border-collapse: collapse; font-size: 10pt;" cellspacing="0" cellpadding="0"><tr><td style="vertical-align: bottom; width: 37%; white-space: nowrap;"><p style="font-size: 10pt; text-align: center; margin: 0pt 0; border-bottom: Black 0.75pt solid;"><font style="font-size: 10pt; font-family: 'times new roman', roman, serif;"><strong>Title of each class</strong></font></p></td><td style="vertical-align: top; width: 3%;"><font style="font-size: 10pt; font-family: 'times new roman', roman, serif;">&#160;</font></td><td style="vertical-align: top; border-bottom: Black 1pt solid; text-align: center; width: 20%; white-space: nowrap;"><font style="font-size: 10pt; font-family: 'times new roman', roman, serif;"><strong>Trading symbol</strong></font></td><td style="vertical-align: bottom; width: 3%;"><font style="font-size: 10pt; font-family: 'times new roman', roman, serif;">&#160;</font></td><td style="vertical-align: bottom; 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font-family: 'times new roman', roman, serif;">The Nasdaq Stock Market LLC</font></font></strong></td></tr><tr style="vertical-align: top;"><td style="white-space: nowrap;"><p style="font-size: 10pt; text-align: center; margin: 0pt 0;"><strong><font>&#160; <font style="font-size: 10.0pt; font-family: 'Times New Roman',serif;">6.125% Notes due 2023, $25.00 par value per note</font></font></strong></p></td><td><strong><font><font style="font-size: 10pt; font-family: 'times new roman', roman, serif;">&#160;</font></font></strong></td><td style="text-align: center; white-space: nowrap;"><strong><font><font style="font-size: 10pt; font-family: 'times new roman', roman, serif;">GLADD</font></font></strong></td><td><strong><font><font style="font-size: 10pt; font-family: 'times new roman', roman, serif;">&#160;</font></font></strong></td><td style="white-space: nowrap;"><p style="font-size: 10pt; text-align: center; margin: 0pt 0;"><strong><font><font style="font-size: 10pt; font-family: 'times new roman', roman, serif;">The Nasdaq Stock Market LLC</font></font></strong></p></td></tr><tr style="vertical-align: top;"><td style="white-space: nowrap;"><p style="font-size: 10pt; text-align: center; margin: 0pt 0;"><strong><font>&#160; <font style="font-size: 10.0pt; font-family: 'Times New Roman',serif;">5.375% Notes due 2024, $25.00 par value per note</font></font></strong></p></td><td>&#160;</td><td style="text-align: center; white-space: nowrap;"><strong><font><font style="font-size: 10pt; font-family: 'times new roman', roman, serif;">GLADL</font></font></strong></td><td>&#160;</td><td style="white-space: nowrap;"><p style="font-size: 10pt; text-align: center; margin: 0pt 0;"><strong><font style="font-size: 10pt; font-family: 'times new roman', roman, serif;">The Nasdaq Stock Market LLC</font></strong></p></td></tr></table><p style="margin: 0;">&#160;</p><p style="font-size: 10pt; margin: 0pt;">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR &#167;230.405) or Rule&#160;12b-2&#160;of the Securities Exchange Act of 1934 (17 CFR&#160;&#167;240.12b-2).&#160;Emerging growth company [&#160;]</p><p style="font-size: 10pt; margin: 0pt;">&#160;</p><p style="font-size: 10pt; margin: 0pt;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [&#160;]</p><p style="margin: 0;">&#160;</p><div style="margin-top: 12pt; margin-bottom: 3pt;"><div style="font-size: 1pt; border-top: Black 1.1pt solid; border-bottom: Black 2.5pt solid; width: 100%;">&#160;</div>&#160;</div><hr style="page-break-after: always;" noshade="noshade" /><p><font style="font-size: 10pt;">  <strong>  </strong></font></p><p><font style="font-size: 10pt;"><strong>Item 7.01. Regulation FD Disclosure.</strong></font></p><p><font style="font-size: 10pt;">
 <p>On July 14, 2020, Gladstone Capital Corporation issued a press release, filed herewith as Exhibit 99.1, announcing that its board of directors declared monthly cash distributions for the its common stock for each of July, August and September 2020.</p>   <p>The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed &#8220;filed&#8221; for purposes of Section 18 of the Securities and Exchange Act of 1934, and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.</p> </font></p><p><font style="font-size: 10pt;"><strong>  </strong></font></p><p><font style="font-size: 10pt;"><strong>Item 9.01. Financial Statements and Exhibits.</strong></font></p><p><font style="font-size: 10pt;">
 <p>&#160;(d)&#160; &#160;Exhibits.</p>  <table style="border-collapse:collapse !important;;border-collapse: collapse; "><tr><td style="vertical-align: bottom ; "><font style="font-size:10pt;"><strong><u>Exhibit No.</u></strong></font></td><td class="hugin"><font style="font-size:10pt;">&#160; &#160; &#160; &#160;</font></td><td style="vertical-align: bottom ; "><font style="font-size:10pt;"><strong><u>Description</u></strong></font></td></tr><tr><td class="hugin"><font style="font-size:10pt;"><font style="font-size:10pt;"><font style="font-size:10pt;"><a href="exh_991.htm" rel="nofollow">99.1</a></font></font></font></td><td class="hugin"><font style="font-size:10pt;">&#160;</font></td><td class="hugin"><font style="font-size:10pt;"><font style="font-size:10pt;"><font style="font-size:10pt;"><a href="exh_991.htm" rel="nofollow">Press Release issued by Gladstone Capital Corporation on July 14, 2020.</a></font></font> </font></td></tr></table></font></p><p><font style="font-size: 10pt;"></font></p><p><font style="font-size: 10pt;"></font></p><hr style="page-break-after: always;" noshade="noshade" /><p align="center"><strong>SIGNATURE</strong></p><p>Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</p><table style="width: 100%;" border="0" cellspacing="0" cellpadding="0"><tr valign="top"><td valign="top" width="49%">&#160;</td><td style="font-size: 12pt;" colspan="2" valign="top"><strong>Gladstone Capital Corporation</strong></td></tr><tr valign="top"><td width="49%">&#160;</td><td width="2%">&#160;</td><td width="49%">&#160;</td></tr><tr valign="top"><td width="49%">&#160;</td><td width="2%">&#160;</td><td width="49%">&#160;</td></tr><tr valign="top"><td width="49%">Date:&#160;July 14, 2020</td><td width="2%">By:&#160;</td><td style="text-decoration: underline;" width="49%">/s/ Nicole Schaltenbrand&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</td></tr><tr valign="top"><td width="49%">&#160;</td><td width="2%">&#160;</td><td width="49%">Nicole Schaltenbrand</td></tr><tr valign="top"><td width="49%">&#160;</td><td width="2%">&#160;</td><td width="49%">Chief Financial Officer and Treasurer</td></tr><tr valign="top"><td width="49%">&#160;</td><td width="2%">&#160;</td><td width="49%"></td></tr></table><p /></body></html>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>exh_991.htm
<DESCRIPTION>PRESS RELEASE
<TEXT>
<!DOCTYPE HTML PUBLIC "-//W3C//DTD HTML 4.0 Transitional//EN"><html lang="en-US"><head><title>EdgarFiling</title><meta content="text/html; charset=windows-1252" ><meta name="GENERATOR" content="MSHTML 8.00.7601.18094" ></head><body bgcolor="#ffffff"><p style="text-align: right;"><strong>EXHIBIT 99.1</strong></p><p style="text-align: center;"><font style="font-size: 14pt;"><strong>Gladstone Capital Announces Monthly Cash Distributions for July, August and September 2020 and Conference Call Date</strong></font></p><p style="text-align: center;"><strong></strong></p><p>
 <p align="left">MCLEAN, Va., July  14, 2020  (GLOBE NEWSWIRE) -- Gladstone Capital Corporation (Nasdaq: GLAD) (the &#8220;Company&#8221;) announced today that its board of directors declared the following monthly cash distributions for July, August and September 2020 and also announced its plan to report earnings for its third fiscal quarter ended June 30, 2020.<br ></p>  <p><strong><u>Cash Distributions:</u></strong></p>  <p><strong><em>Common Stock: </em></strong>$0.065 per share of common stock for each of July, August and September 2020, payable per the table below.</p> <table style="width:650px; border-collapse:collapse !important;;border-collapse: collapse; "><tr><td class="hugin" style="max-width:150px; width:150px; min-width:150px;">&#160;</td><td class="hugin" style="max-width:150px; width:150px; min-width:150px;">&#160;</td><td class="hugin" style="max-width:150px; width:150px; min-width:150px;">&#160;</td><td class="hugin" colspan="2" style="max-width:200px; width:200px; min-width:200px;">&#160;</td></tr><tr><td style="text-align: center ;  vertical-align: middle; vertical-align: top ; "><strong>&#160;</strong></td><td style="border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; "><strong>Record Date</strong></td><td style="border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; "><strong>Payment Date</strong></td><td colspan="2" style="border-bottom: solid black 1pt ; text-align: center ;  vertical-align: middle; "><strong>Cash Distribution</strong></td></tr><tr><td style="text-align: center ;  vertical-align: middle; vertical-align: top ; ">&#160;</td><td style="text-align: center ;  vertical-align: middle; ">July 24</td><td style="text-align: center ;  vertical-align: middle; ">July 31</td><td colspan="2" style="padding-left: 0 ; text-align: center ;  vertical-align: middle; ">$0.065</td></tr><tr><td style="text-align: center ;  vertical-align: middle; vertical-align: top ; ">&#160;</td><td style="text-align: center ;  vertical-align: middle; ">August 24</td><td style="text-align: center ;  vertical-align: middle; ">August 31</td><td colspan="2" style="padding-left: 0 ; text-align: center ;  vertical-align: middle; ">$0.065</td></tr><tr><td style="text-align: center ;  vertical-align: middle; vertical-align: top ; ">&#160;</td><td style="text-align: center ;  vertical-align: middle; ">September 23</td><td style="text-align: center ;  vertical-align: middle; ">September 30</td><td colspan="2" style="border-bottom: solid black 1pt ; padding-left: 0 ; text-align: center ;  vertical-align: middle; ">$0.065</td></tr><tr><td colspan="3" style="text-align: right ;  vertical-align: middle; "><strong>Total for the Quarter</strong>:&#160;</td><td colspan="2" style="border-bottom: double black 3pt ; padding-left: 0 ; text-align: center ;  vertical-align: middle; ">$0.195</td></tr><tr><td class="hugin" colspan="3">&#160;</td><td class="hugin" colspan="2">&#160;</td></tr></table> <p align="justify">The Company offers a dividend reinvestment plan (the &#8220;DRIP&#8221;) to its common stockholders. For more information regarding the DRIP, please visit www.gladstonecapital.com. <br ></p>  <p align="justify"><strong><u>Earnings Announcement:</u></strong></p>  <p>The Company also announced today that it plans to report earnings for the third fiscal quarter ended June 30, 2020, after the stock market closes on Wednesday, July 29, 2020. The Company will hold a conference call Thursday, July 30, 2020 at 8:30 a.m. EDT to discuss its earnings results.&#160; Please call (833) 519-1258 and enter conference number 6854369 to enter the conference call.&#160; An operator will monitor the call and set a queue for questions.</p>  <p>A conference call replay will be available after the call and will be accessible through August 6, 2020. To hear the replay, please dial (855) 859-2056 and use playback conference number 6854369.</p>  <p>The live audio broadcast of the Company&#8217;s conference call will be available online at www.gladstonecapital.com. The event will be archived and available for replay on the Company&#8217;s website through September 30, 2020.</p>  <p>If you have questions prior to or following the earnings release you may e-mail them to capital@gladstonecompanies.com.</p>  <p>Gladstone Capital Corporation is a publicly traded business development company that invests in debt and equity securities consisting primarily of secured first and second lien term loans to lower middle market businesses in the United States. Information on the business activities of all the Gladstone funds can be found at www.gladstonecompanies.com.</p>  <p>For Investor Relations inquiries related to any of the monthly dividend paying Gladstone funds, please visit www.gladstone.com.</p>  <p>Source: Gladstone Capital Corporation</p>  <p>For further information: Gladstone Capital Corporation, 703-287-5893&#160;</p> </p><p ></p></body></html>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
