<SEC-DOCUMENT>0001553350-13-000645.txt : 20130830
<SEC-HEADER>0001553350-13-000645.hdr.sgml : 20130830
<ACCEPTANCE-DATETIME>20130830144812
ACCESSION NUMBER:		0001553350-13-000645
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20130829
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20130830
DATE AS OF CHANGE:		20130830

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Lightwave Logic, Inc.
		CENTRAL INDEX KEY:			0001325964
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS PLASTIC PRODUCTS [3080]
		IRS NUMBER:				820497368
		STATE OF INCORPORATION:			NV
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-52567
		FILM NUMBER:		131072179

	BUSINESS ADDRESS:	
		STREET 1:		111 RUTHAR DRIVE
		CITY:			NEWARK
		STATE:			DE
		ZIP:			19711
		BUSINESS PHONE:		(302) 356-2717

	MAIL ADDRESS:	
		STREET 1:		111 RUTHAR DRIVE
		CITY:			NEWARK
		STATE:			DE
		ZIP:			19711

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	THIRD-ORDER NANOTECHNOLOGIES INC
		DATE OF NAME CHANGE:	20070320

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	THIRD-ORDER NANOTECHNOLOIES INC
		DATE OF NAME CHANGE:	20070222

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	PSI TEC HOLDINGS INC
		DATE OF NAME CHANGE:	20050503
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>lwlg_8k.htm
<DESCRIPTION>CURRENT REPORT
<TEXT>
<!doctype html public "-//IETF//DTD HTML//EN">
<HTML>
<HEAD>
<TITLE>Form 8-K</TITLE>
<META NAME="author" CONTENT="David M. Bovi">
<META NAME="date" CONTENT="08/30/2013">
</HEAD>
<BODY style="margin-top:0;font-family:Times New Roman; font-size:10pt; color:#000000">
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px; font-size:12pt" align=center><B>UNITED STATES</B></P>
<P style="margin:0px; font-size:12pt" align=center><B>SECURITIES AND EXCHANGE COMMISSION</B></P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px; font-size:12pt" align=center>Washington, D.C. 20549</P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px; font-size:12pt" align=center><B>FORM 8-K</B></P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px; font-size:12pt" align=center><B>CURRENT REPORT</B></P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px; font-size:12pt" align=center><B>Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</B></P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px; font-size:12pt" align=center>Date of Report (Date of earliest event reported<B>): </B>August 30, 2013 (August 29, 2013)</P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px; font-size:12pt" align=center><B>Lightwave Logic, Inc.</B></P>
<P style="margin:0px" align=center>(Exact name of registrant as specified in its charter)</P>
<P style="margin:0px" align=center><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 align=center><TR height=0 style="font-size:0"><TD width=207.667 /><TD width=207.667 /><TD width=207.667 /></TR>
<TR><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=207.667><P style="margin:0px; font-size:12pt" align=center><B>Nevada</B></P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=207.667><P style="margin:0px; font-size:12pt" align=center><B>0-52567</B></P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=207.667><P style="margin:0px; font-size:12pt" align=center><B>82-049-7368</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=207.667><P style="margin:0px">(State or other jurisdiction of Incorporation or Organization)</P>
</TD><TD style="margin-top:0px" valign=top width=207.667><P style="margin:0px" align=center>(Commission File Number)</P>
</TD><TD style="margin-top:0px" valign=top width=207.667><P style="margin:0px" align=center>(I.R.S. Employer<BR>
Identification No.)</P>
</TD></TR>
</TABLE>
<P style="margin:0px" align=center><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 align=center><TR height=0 style="font-size:0"><TD width=376 /><TD width=39 /><TD width=208 /></TR>
<TR><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=376><P style="margin:0px; font-size:12pt" align=center><B>111 Ruthar Drive, Newark, Delaware</B></P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=39><P style="margin:0px; font-size:12pt">&nbsp;</P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=208><P style="margin:0px; font-size:12pt" align=center><B>19711</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=376><P style="margin:0px" align=center>(Address of principal executive offices)</P>
</TD><TD style="margin-top:0px" valign=top width=39><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=208><P style="margin:0px" align=center>(Zip Code)</P>
</TD></TR>
</TABLE>
<P style="margin:0px"><BR></P>
<P style="margin:0px; font-size:12pt" align=center>Registrant's telephone number, including area code: 302-356-2717</P>
<P style="margin:0px" align=center><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 align=center><TR height=0 style="font-size:0"><TD width=624 /></TR>
<TR><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=624><P style="margin:0px">&nbsp;&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=624><P style="margin:0px" align=center>(Former name or former address, if changed since last report)</P>
</TD></TR>
</TABLE>
<P style="margin:0px"><BR></P>
<P style="margin:0px; font-size:12pt">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: </P>
<P style="margin:0px"><BR></P>
<P style="margin-top:0px; margin-bottom:-2px; width:48px; font-family:Wingdings; font-size:12pt; float:left">&#168;</P>
<P style="margin:0px; text-indent:-2px; font-size:12pt">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</P>
<P style="margin-top:0px; margin-bottom:-2px; width:48px; font-family:Wingdings; font-size:12pt; clear:left; float:left">&#168;</P>
<P style="margin:0px; padding-left:48px; text-indent:-2px; font-size:12pt">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</P>
<P style="margin-top:0px; margin-bottom:-2px; width:48px; font-family:Wingdings; font-size:12pt; clear:left; float:left">&#168;</P>
<P style="margin:0px; padding-left:48px; text-indent:-2px; font-size:12pt">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</P>
<P style="margin-top:0px; margin-bottom:-2px; width:48px; font-family:Wingdings; font-size:12pt; clear:left; float:left">&#168;</P>
<P style="margin:0px; padding-left:48px; text-indent:-2px; font-size:12pt">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</P>
<P style="margin:0px; clear:left"><BR></P>
<P style="line-height:12pt; margin-top:0px; margin-bottom:13.333px"><BR></P>
<P style="margin:0px"><BR>
<BR></P>
<HR style="margin-bottom:9.6px; padding-top:9.6px" noshade size=1.333>
<P style="margin:0px; page-break-before:always"><BR></P>
<P style="margin:0px; font-size:12pt"><B>Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Officers; Compensatory Arrangements of Certain Officers</B></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; text-indent:48px; font-size:12pt">On August 29, 2013, the registrant&#146;s board of directors amended Thomas E. Zelibor&#146;s employee agreement. &nbsp;A copy of the amendment is attached as&nbsp;<B><U>Exhibit 10.1</U></B>.</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; font-size:12pt"><B>Item 9.01 Financial Statements and Exhibits</B></P>
<P style="margin:0px; font-size:12pt">&nbsp;</P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:48px; width:144px; font-size:12pt; float:left"><U>Exhibit&nbsp;No.</U></P>
<P style="margin:0px; text-indent:-2px; font-size:12pt"><U>Description</U></P>
<P style="margin:0px; clear:left"><BR></P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:48px; width:144px; font-size:12pt; float:left">10.1</P>
<P style="margin:0px; text-indent:-2px; font-size:12pt">Employee Agreement Amendment.</P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:48px; width:144px; font-size:12pt; clear:left; float:left">10.2</P>
<P style="margin:0px; padding-left:144px; text-indent:-2px; font-size:12pt">Employee Agreement &#150; Thomas E. Zelibor (incorporated by reference to the registrant&#146;s Form 8-K filed May 3, 2012).</P>
<P style="margin:0px; clear:left" align=justify><BR></P>
<P style="margin:0px" align=justify><BR></P>
<P style="margin:0px" align=justify><BR>
<BR></P>
<HR style="margin-bottom:9.6px; padding-top:9.6px" noshade size=1.333>
<P style="margin:0px; page-break-before:always" align=justify><BR></P>
<P style="margin:0px; font-size:12pt" align=center><B>SIGNATURES</B></P>
<P style="margin:0px" align=justify><BR></P>
<P style="margin:0px; text-indent:48px; font-size:12pt" align=justify>Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</P>
<P style="margin:0px" align=justify><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0><TR height=0 style="font-size:0"><TD width=56 /><TD width=216 /><TD width=352 /></TR>
<TR><TD style="margin-top:0px" valign=top width=272 colspan=2><P style="margin:0px; font-size:12pt">LIGHTWAVE LOGIC, INC. </P>
</TD><TD style="margin-top:0px" valign=top width=352><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=56><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=216><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=352><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=56><P style="margin:0px; font-size:12pt">By: </P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=216><P style="margin:0px; font-size:12pt">/s/ James S. Marcelli</P>
</TD><TD style="margin-top:0px" valign=top width=352><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=56><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=216><P style="margin:0px; font-size:12pt">James S. Marcelli, President</P>
</TD><TD style="margin-top:0px" valign=top width=352><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=56><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=216><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=352><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=56><P style="margin:0px; font-size:12pt" align=justify>Dated </P>
</TD><TD style="margin-top:0px" valign=top width=216><P style="margin:0px; font-size:12pt" align=justify>August 30, 2013</P>
</TD><TD style="margin-top:0px" valign=top width=352><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD></TR>
</TABLE>
<P style="margin:0px" align=justify><BR></P>
<P style="margin:0px" align=justify><BR>
<BR></P>
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</DOCUMENT>
<DOCUMENT>
<TYPE>EX-10.1
<SEQUENCE>2
<FILENAME>lwlg_ex10z1.htm
<DESCRIPTION>EMPLOYEE AGREEMENT AMENDMENT
<TEXT>
<!doctype html public "-//IETF//DTD HTML//EN">
<HTML>
<HEAD>
<TITLE>EMPLOYEE AGREEMENT AMENDMENT</TITLE>
<META NAME="author" CONTENT="David M. Bovi">
<META NAME="date" CONTENT="08/30/2013">
</HEAD>
<BODY style="margin-top:0;font-family:Times New Roman; font-size:10pt; color:#000000">
<P style="margin:0px; font-size:12pt" align=right><B>EXHIBIT 10.1</B></P>
<P style="margin:0px" align=right><BR></P>
<P style="margin:0px; font-size:12pt" align=center><B>EMPLOYEE AGREEMENT AMENDMENT</B></P>
<P style="margin:0px" align=justify><BR></P>
<P style="margin:0px; text-indent:48px; font-size:12pt" align=justify>THIS AGREEMENT (the &#147;<B>Agreement</B>&#148;) is made and entered into on August 29, 2013 by and between Lightwave Logic, Inc., a Nevada Corporation (the<B> </B>&#147;<B>Company</B>&#148;), located at 111 Ruthar Dr., Newark, Delaware 19711; and Thomas E. Zelibor (&#147;<B>Employee</B>&#148;). </P>
<P style="margin:0px" align=justify><BR></P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:48px; width:96px; font-size:12pt; float:left">1.</P>
<P style="margin:0px; padding-left:96px; text-indent:-2px; font-size:12pt" align=justify>This Agreement amends that certain Employee Agreement dated May 1, 2012, made and entered into by the parties hereto (the &#147;<B>Employee Agreement</B>&#148;). Capitalized terms herein have the same meaning as used in the Employee Agreement, unless otherwise noted.</P>
<P style="margin:0px; clear:left" align=justify><BR></P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:48px; width:96px; font-size:12pt; float:left">2.</P>
<P style="margin:0px; padding-left:96px; text-indent:-2px; font-size:12pt" align=justify>Effective September 1, 2013, Paragraph 4.1 of Article Four is deleted in its entirety and replaced with the following: </P>
<P style="margin:0px; clear:left"><BR></P>
<P style="line-height:14pt; margin:0px; padding-left:96px; font-size:12pt" align=justify>4.1. <U>Base Compensation.</U> For all services rendered by Employee under this Employee Agreement, the Company agrees to pay Employee the rate of $18,750 per month, which shall be payable to Employee not less frequently than monthly, or as is consistent with the Company&#146;s practice for its other employees. </P>
<P style="margin:0px" align=justify><BR></P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:48px; width:96px; font-size:12pt; float:left">3.</P>
<P style="margin:0px; padding-left:96px; text-indent:-2px; font-size:12pt" align=justify>All other provisions of the Employee Agreement remain in full force and effect, other than any provision that conflicts with the terms and spirit of this Agreement.</P>
<P style="margin:0px; clear:left" align=justify><BR></P>
<P style="margin:0px; text-indent:48px; font-size:12pt" align=justify><B>IN WITNESS WHEREOF</B>, the Parties have executed this Agreement on the date first written above.</P>
<P style="margin:0px" align=justify><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=160 /><TD /><TD width=31.933 /><TD width=199.933 /></TR>
<TR><TD style="margin-top:0px" valign=top width=160><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=231.867 colspan=2><P style="margin-top:4px; margin-bottom:4px; font-size:12pt"><B>LIGHTWAVE LOGIC, INC.:</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=160><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=31.933><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=199.933><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=160><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=31.933><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=199.933><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=160><P style="margin:0px; font-size:12pt" align=justify>/s/ Vicki Clark</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=31.933><P style="margin:0px; font-size:12pt" align=justify>By: </P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=199.933><P style="margin:0px; font-size:12pt" align=justify>/s/ James S. Marcelli</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=160><P style="margin:0px; font-size:12pt" align=justify>(Witness signature)</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=31.933><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=199.933><P style="margin:0px; font-size:12pt" align=justify>James S. Marcelli, President</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=160><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=31.933><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=199.933><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=160><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=231.867 colspan=2><P style="margin:0px; font-size:12pt" align=justify><B>EMPLOYEE:</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=160><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=31.933><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=199.933><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=160><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=31.933><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=199.933><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=160><P style="margin:0px; font-size:12pt" align=justify>/s/ Vicki Clark</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=231.867 colspan=2><P style="margin:0px; font-size:12pt" align=justify>/s/ Thomas E. Zelibor</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=160><P style="margin:0px; font-size:12pt" align=justify>(Witness signature)</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=231.867 colspan=2><P style="margin:0px; font-size:12pt" align=justify>Thomas E. Zelibor </P>
</TD></TR>
</TABLE>
<P style="margin:0px" align=justify><BR></P>
<P style="margin:0px" align=justify><BR>
<BR></P>
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