<SEC-DOCUMENT>0000874501-16-000098-index.html : 20160105 <SEC-HEADER>0000874501-16-000098.hdr.sgml : 20160105 <ACCEPTANCE-DATETIME>20160105090909 ACCESSION NUMBER: 0000874501-16-000098 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20160105 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMBAC FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000874501 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 133621676 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10777 FILM NUMBER: 161320198 BUSINESS ADDRESS: STREET 1: ONE STATE ST PLZ CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2126680340 MAIL ADDRESS: STREET 1: ONE STATE ST PLZ CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: AMBAC INC /DE/ DATE OF NAME CHANGE: 19930328 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>a04-0218xkitem502tavakoli.htm <DESCRIPTION>8-K ITEM 5.02 <TEXT> Document 1 - file: a04-0218xkitem502tavakoli.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>a04-021ex101tavakoliemploy.htm <DESCRIPTION>EXHIBIT 10.1 <TEXT> Document 2 - file: a04-021ex101tavakoliemploy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>3 <FILENAME>a04-021ex102tavakoliequity.htm <DESCRIPTION>EXHIBIT 10.2 <TEXT> Document 3 - file: a04-021ex102tavakoliequity.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>4 <FILENAME>a04-021ex103tavakoliformof.htm <DESCRIPTION>EXHIBIT 10.3 <TEXT> Document 4 - file: a04-021ex103tavakoliformof.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>5 <FILENAME>a04-021ex991ambcpressrelea.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 5 - file: a04-021ex991ambcpressrelea.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>ambcprlogo.jpg <TEXT> Document 6 - file: ambcprlogo.jpg
</DOCUMENT> </SEC-DOCUMENT>