<SEC-DOCUMENT>0001193125-13-346786.txt : 20130826
<SEC-HEADER>0001193125-13-346786.hdr.sgml : 20130826
<ACCEPTANCE-DATETIME>20130826172233
ACCESSION NUMBER:		0001193125-13-346786
CONFORMED SUBMISSION TYPE:	424B3
PUBLIC DOCUMENT COUNT:		2
FILED AS OF DATE:		20130826
DATE AS OF CHANGE:		20130826

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FLOTEK INDUSTRIES INC/CN/
		CENTRAL INDEX KEY:			0000928054
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS CHEMICAL PRODUCTS [2890]
		IRS NUMBER:				900023731
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		424B3
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	333-166442
		FILM NUMBER:		131060907

	BUSINESS ADDRESS:	
		STREET 1:		2930 W. SAM HOUSTON PARKWAY N
		STREET 2:		SUITE 300
		CITY:			HOUSTON
		STATE:			TX
		ZIP:			77043
		BUSINESS PHONE:		7138499911

	MAIL ADDRESS:	
		STREET 1:		2930 W. SAM HOUSTON PARKWAY N
		STREET 2:		SUITE 300
		CITY:			HOUSTON
		STATE:			TX
		ZIP:			77043
</SEC-HEADER>
<DOCUMENT>
<TYPE>424B3
<SEQUENCE>1
<FILENAME>d588806d424b3.htm
<DESCRIPTION>424B3
<TEXT>
<HTML><HEAD>
<TITLE>424B3</TITLE>
</HEAD>
 <BODY BGCOLOR="WHITE">
 <P STYLE="margin-top:0px;margin-bottom:0px" ALIGN="right"><FONT STYLE="font-family:Times New Roman" SIZE="2"><B>Filed Pursuant to Rule 424(b)(3)<BR>Registration No. 333-166442<BR><BR> </B></FONT></P>
<P STYLE="margin-top:0px;margin-bottom:0px"><FONT STYLE="font-family:Times New Roman" SIZE="2">Prospectus Supplement No.&nbsp;3 </FONT></P> <P STYLE="margin-top:0px;margin-bottom:0px"><FONT STYLE="font-family:Times New Roman" SIZE="2">(To Prospectus
dated July&nbsp;1, 2010) </FONT></P> <P STYLE="margin-top:12px;margin-bottom:0px" ALIGN="center"><FONT STYLE="font-family:Times New Roman" SIZE="3"><B>7,296,204 Shares </B></FONT></P>
<P STYLE="font-size:12px;margin-top:0px;margin-bottom:0px">&nbsp;</P> <P STYLE="margin-top:0px;margin-bottom:0px" ALIGN="center">


<IMG SRC="g588806g08z60.jpg" ALT="LOGO">
 </P> <P STYLE="margin-top:12px;margin-bottom:0px" ALIGN="center"><FONT STYLE="font-family:Times New Roman" SIZE="4"><B>FLOTEK INDUSTRIES, INC. </B></FONT></P> <P STYLE="margin-top:12px;margin-bottom:0px" ALIGN="center"><FONT
STYLE="font-family:Times New Roman" SIZE="3"><B>Common Stock </B></FONT></P> <P STYLE="margin-top:12px;margin-bottom:0px"><FONT STYLE="font-family:Times New Roman" SIZE="2">This prospectus supplement No.&nbsp;3 supplements the prospectus, dated
July&nbsp;1, 2010, of Flotek Industries, Inc. relating to the resale by the selling stockholders of up to 7,296,204 shares of our common stock. You should read this prospectus supplement in conjunction with the prospectus, and this prospectus
supplement is qualified by reference to the prospectus, except to the extent that the information contained in this prospectus supplement supersedes the information contained in the prospectus. This prospectus supplement is not complete without, and
may not be utilized except in connection with, the prospectus, including any amendments or additional supplements thereto. </FONT></P> <P STYLE="margin-top:12px;margin-bottom:0px"><FONT STYLE="font-family:Times New Roman" SIZE="2"><B>See &#147;Risk
Factors&#148; beginning on page 3 of the prospectus for risks that you should consider before investing in our common stock. </B></FONT></P> <P STYLE="margin-top:12px;margin-bottom:0px"><FONT STYLE="font-family:Times New Roman" SIZE="2">Neither the
Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or determined if the prospectus or this prospectus supplement is truthful or complete. Any representation to the contrary is a
criminal offense. </FONT></P> <P STYLE="margin-top:24px;margin-bottom:0px" ALIGN="center"><FONT STYLE="font-family:Times New Roman" SIZE="2"><B>SELLING STOCKHOLDERS </B></FONT></P> <P STYLE="margin-top:12px;margin-bottom:0px"><FONT
STYLE="font-family:Times New Roman" SIZE="2">The information in the table appearing under the caption &#147;Selling Stockholders&#148; contained in the prospectus is supplemented by amending the holdings of the following selling stockholders with
information set forth below and adding new selling stockholders. Specifically, the amendments in the table below reflect the private sale by Paul Jasinkiewicz to Jefferies LLC of certain exercisable warrants to purchase 62,000 shares of our common
stock and certain contingent warrants to purchase 200,000 shares of our common stock. </FONT></P> <P STYLE="margin-top:12px;margin-bottom:0px"><FONT STYLE="font-family:Times New Roman" SIZE="2">The percentage ownership data is based on 51,225,900
shares of our common stock issued and outstanding as of July&nbsp;29, 2013. </FONT></P> <P STYLE="font-size:12px;margin-top:0px;margin-bottom:0px">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE" ALIGN="center">


<TR>
<TD WIDTH="57%"></TD>
<TD VALIGN="bottom" WIDTH="5%"></TD>
<TD></TD>
<TD VALIGN="bottom" WIDTH="5%"></TD>
<TD></TD>
<TD VALIGN="bottom" WIDTH="5%"></TD>
<TD></TD>
<TD VALIGN="bottom" WIDTH="5%"></TD>
<TD></TD>
<TD VALIGN="bottom" WIDTH="5%"></TD>
<TD></TD></TR>
<TR>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;</FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" COLSPAN="3" ALIGN="center" STYLE="border-bottom:1px solid #000000"><FONT STYLE="font-family:Times New Roman" SIZE="1"><B>Shares&nbsp;Beneficially&nbsp;
Owned</B></FONT><br><FONT STYLE="font-family:Times New Roman" SIZE="1"><B>Before the Offering</B></FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ROWSPAN="2" ALIGN="center" STYLE="border-bottom:1px solid #000000"><FONT STYLE="font-family:Times New Roman" SIZE="1"><B>Shares&nbsp;That&nbsp;May&nbsp;be<BR>Offered&nbsp;Hereby</B></FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" COLSPAN="3" ALIGN="center" STYLE="border-bottom:1px solid #000000"><FONT STYLE="font-family:Times New Roman" SIZE="1"><B>Shares&nbsp;Beneficially&nbsp;
Owned</B></FONT><br><FONT STYLE="font-family:Times New Roman" SIZE="1"><B>After the Offering</B></FONT></TD></TR>
<TR>
<TD VALIGN="bottom" NOWRAP ALIGN="center" STYLE="border-bottom:1px solid #000000"> <P STYLE="margin-top:0px;margin-bottom:1px" ALIGN="center"><FONT STYLE="font-family:Times New Roman" SIZE="1"><B>Name</B></FONT></P></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1px solid #000000"><FONT STYLE="font-family:Times New Roman" SIZE="1"><B>Number</B></FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1px solid #000000"><FONT STYLE="font-family:Times New Roman" SIZE="1"><B>Percent</B></FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1px solid #000000"><FONT STYLE="font-family:Times New Roman" SIZE="1"><B>Number</B></FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1px solid #000000"><FONT STYLE="font-family:Times New Roman" SIZE="1"><B>Percent</B></FONT></TD></TR>


<TR BGCOLOR="#cceeff">
<TD VALIGN="top"> <P STYLE="margin-left:1.00em; text-indent:-1.00em"><FONT STYLE="font-family:Times New Roman" SIZE="2">Paul Jasinkiewicz (1)</FONT></P></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ALIGN="center"><FONT STYLE="font-family:Times New Roman" SIZE="2">497,509</FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ALIGN="center"><FONT STYLE="font-family:Times New Roman" SIZE="2">*</FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ALIGN="center"><FONT STYLE="font-family:Times New Roman" SIZE="2">&#151;</FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ALIGN="center"><FONT STYLE="font-family:Times New Roman" SIZE="2">497,509</FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ALIGN="center"><FONT STYLE="font-family:Times New Roman" SIZE="2">*</FONT></TD></TR>
<TR>
<TD VALIGN="top"> <P STYLE="margin-left:1.00em; text-indent:-1.00em"><FONT STYLE="font-family:Times New Roman" SIZE="2">Jefferies LLC (2)</FONT></P></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ALIGN="center"><FONT STYLE="font-family:Times New Roman" SIZE="2">262,000</FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ALIGN="center"><FONT STYLE="font-family:Times New Roman" SIZE="2">*</FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ALIGN="center"><FONT STYLE="font-family:Times New Roman" SIZE="2">200,000</FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ALIGN="center"><FONT STYLE="font-family:Times New Roman" SIZE="2">62,000</FONT></TD>
<TD VALIGN="bottom"><FONT SIZE="1">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom" ALIGN="center"><FONT STYLE="font-family:Times New Roman" SIZE="2">*</FONT></TD></TR>
</TABLE> <P STYLE="line-height:8px;margin-top:0px;margin-bottom:2px;border-bottom:0.5pt solid #000000;width:10%">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><FONT STYLE="font-family:Times New Roman" SIZE="2">*</FONT></TD>
<TD ALIGN="left" VALIGN="top"><FONT STYLE="font-family:Times New Roman" SIZE="2">Represents beneficial ownership of less than one percent of the outstanding shares of our common stock. </FONT></TD></TR></TABLE>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><FONT STYLE="font-family:Times New Roman" SIZE="2">(1)</FONT></TD>
<TD ALIGN="left" VALIGN="top"><FONT STYLE="font-family:Times New Roman" SIZE="2">The address of Paul Jasinkiewicz is 211 Douglass Ave, Bernardsville, NJ 07924. </FONT></TD></TR></TABLE>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><FONT STYLE="font-family:Times New Roman" SIZE="2">(2)</FONT></TD>
<TD ALIGN="left" VALIGN="top"><FONT STYLE="font-family:Times New Roman" SIZE="2">Jefferies LLC is a registered broker-dealer. The address of Jefferies LLC is 520 Madison Ave., 10th Floor, New York, NY 10022. Eric Farber, a Managing Director of
Jefferies LLC, exercises voting and investment power over these shares. Mr.&nbsp;Farber disclaims beneficial ownership of these shares. </FONT></TD></TR></TABLE> <P STYLE="margin-top:12px;margin-bottom:0px" ALIGN="center"><FONT
STYLE="font-family:Times New Roman" SIZE="2">The date of this prospectus supplement is August&nbsp;26, 2013. </FONT></P>
</BODY></HTML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>GRAPHIC
<SEQUENCE>2
<FILENAME>g588806g08z60.jpg
<DESCRIPTION>GRAPHIC
<TEXT>
begin 644 g588806g08z60.jpg
M_]C_X``02D9)1@`!`0$`8`!@``#_VP!#``H'!P@'!@H("`@+"@H+#A@0#@T-
M#AT5%A$8(Q\E)"(?(B$F*S<O)BDT*2$B,$$Q-#D[/CX^)2Y$24,\2#<]/CO_
MVP!#`0H+"PX-#AP0$!P[*"(H.SL[.SL[.SL[.SL[.SL[.SL[.SL[.SL[.SL[
M.SL[.SL[.SL[.SL[.SL[.SL[.SL[.SO_P``1"`!,`)(#`2(``A$!`Q$!_\0`
M'P```04!`0$!`0$```````````$"`P0%!@<("0H+_\0`M1```@$#`P($`P4%
M!`0```%]`0(#``01!1(A,4$&$U%A!R)Q%#*!D:$((T*QP152T?`D,V)R@@D*
M%A<8&1HE)B<H*2HT-38W.#DZ0T1%1D=(24I35%565UA96F-D969G:&EJ<W1U
M=G=X>7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7&
MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0`'P$``P$!`0$!
M`0$!`0````````$"`P0%!@<("0H+_\0`M1$``@$"!`0#!`<%!`0``0)W``$"
M`Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O`58G+1"A8D-.$E\1<8&1HF
M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$
MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4
MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H`#`,!``(1`Q$`/P#V:BBLRZOY
MY[IM/TT*9D_UT[#*0`_S;T'XGW3=BHQ<GH0>*M;FT+0YKRVA6>=,80]%!.-Q
M`YP*YC0/$OB7Q9IUW!9O;VMU"R%;D1_(RG.5.<X(ZUVEGI=O9[WPTT\HQ+/*
M=SO[$^GL.*M10Q0)LAC2->NU%`%2XMN]SKA7HTZ;BH7E?=_Y'&KX%U6\&[5?
M%=_*3U2$[%_G_2G_`/"L=%/,EUJ$C>IG'^%=E11[./8/K^)Z2MZ67Y'&'X<6
M\/-AK>J6K=B)LC^E-.D>.='^>PUF'5(Q_P`LKI<,?Q_^O7:T4<BZ!]>K/X[2
M]4G_`,$XZS\?I;W*V7B/3YM)N#P'8$QM^/;]?K7712QSQ++%(LD;C*LIR"/8
MU#?:?9ZG;-;7MM'/$W57&?R]*XNXTS5?`<K7VCM)?:/G=/9N<M$.Y4_U_/UI
M7E'?5%*%'$:4_=EVZ/T?3Y_>=[15/2M5M-9T^.^LI1)%(/Q4]P1V(JY6FYQ2
MBXMQDM4%%%%!(4444`%%%%`!1110!G:O>S0I%:69'VR[8I$2,A`/O.?91^N!
MWJQ8V,.GVB6\`.U>69CEG8]6)[DGFLW1XWO-6O\`596W)O-M;#^ZB'#$?5AG
M\*VZE:ZF]3W%[-?/U_X&WWA1115&`45#=DBSG(."(V_E7D?P]\(Q^+/#\NH7
M^M:PDJ7+1`0WA5<``]\^M`'L5%<'J7A*#PKX2UZZL]4U.>22R9<W-R7V8YRO
M`P:U/AM++/X`TJ2:1Y9&1LN[%B?G;J30!U%(<$8/0UY_JGB;7/%'B"?P[X0D
M2VAM3MO=38;@AZ%4]^H]\'H!FIT^%&ES+OU36-7O[@\M*]V5R?8#I0!U&F:!
MI^C3W$MA$T/VEMTD8<[,^H7H/PK2KSN\\(^)/"D;7_A/6[J\BB^9]-OF\T2+
MW"GU_+ZTMA8:3\3K==<_M'5;"X11!/:V]UL6-A[8[YZTEIL7.4IOFD[L]#HK
MQCP]X435O'&N:)/K6L+;:=CRF2\(<\XY/?\`*MOQMH2^$?AU?)8:GJ,K2W,3
M^9/<EG7D#`(Q@4R3TRBO/-+^&=C>Z39W<NNZZ'G@21@MZ<`E03CCWJ?5/"\/
MA3P7K\MGJ>I3O-:GYKFY+E,9Y4\8ZT".\HKC/"&NVFD?##3M4U>]V1K$Q:25
MBS.=[8`[D^U95I'KWQ(OXK^Y:XTCPW$^Z&!'*2W>.Y(Y`/\`^KUH`](HJ.."
M**)8T0!$4*H]`**`,[PQ_P`BW8MWDB\P_5B2?U-:M9'AE@ND"TS\]G+)`P]-
MK$#],5KTH[(VK_Q9>K"BBBF8D-Y_QY3_`/7-OY5X_P##;1/$NH^')9M(\3?V
M9;BZ=3#]F63+87+9/X?E7L%WS9S@?\\V_E7"_!J*6'P=.LL3QM]M<X=2I^ZO
MK0,DU72=?TSP5X@.M:__`&JLEFWECR!'Y9`.>G7/'Y5;^'YE'PNL3!_K?L\N
MS'][<V/UK4\;JS^"=85%9F-HX"J,D\>E<1X,^(.F:!X3L=+O-/U8SVZL'\NS
M9EY8G@_C0!H?!;R/^$2N2N/M)O'\_/WLX&,_Y]:]$KS!--U?1KX^,/!=J]SI
M^ICS+K2IE\M^IY4>N<GU&>XK5C^+>A1KMU&SU/3[@?>AFM6)!]B.M(#NJ\U^
M'VT?$;Q<MG_QY>;_``_=W[CT_P#'JFO?&NN^*8VL/!VBW<0E&UM2O$\I(@>I
M7/?_`#BND\&^%+?PCHPLXY/.N)6\RYG(YD?_``':F!RW@O\`Y*SXM_#_`-"%
M:/Q?_P"2?W/_`%VB_P#0JH^#894^*OBN1XI%1L;69"`WS#H>]:/Q;BDF\!7"
M11O(QFB^5%+'[WH*0%#2?#/C671[*2#QMY,3V\;)']B4[%*C`SWP*LZQI>MZ
M9X"\0C6M<_M5I+8F(^0(_+`!STZYX_*J^E?$_1K+2+*TET[6/,@MTC?;9,1D
M*`<<^U3ZMXKLO%?@K7X]/M+]'AM#D7%N4+9SC;Z]*`/.]'26P30=5\6VLM[X
M=VE;78V8X&W'EU'7G)P>OOC%>]6EQ;W5I%/:2));R*#&\9RI7MBN7\":?#>_
M#33K#4+42120,LD,J]1O;J#7.K;ZO\+=57[.L^H^%[J7YD`+R6A)Z@#_`"?K
M0!ZA156'4K*>%)H[E"DBAE.<9!Y'!HIB,N11HOB3[421:ZJ1')GI',!\I_X$
M,CZXK>JO?64&HV4MI<KNBE7!QP1Z$'L1UK,TS4I[2Z71M7?_`$H#_1[@\+=*
M._LX[C\14[,Z&O:QNMUOZ=_EU^_N;=%%%4<X4444`%%%%`!2%5;J`?J*6L_6
M=:LM"L&N[V3:HX1!RTC=@H[FANQ48RG)1BKME;Q#KXT1+:.*W^U7EW*(H+<-
MM+>ISV`K87.T;@`V.<5R_AW2KV^U%_$NMQ[+J5=MK;'I;1__`!1KJ:F+;U-J
M\80M".K6[\^WR"BBBJ.<****`"BBB@!**6B@`JKJ&G6NJ6K6UY$)(R<CG!4]
MB#U!'J*M44#C)Q=UN8`FUG0ODN(Y-7L1TFC'^D1C_:7^/ZCGVK1T_6=.U12;
M.[CD8?>CSAU^JGD5>JA?Z'IFIL'O+*.20=)`-KCZ,.1^=39K8WYZ<_C5GW7^
M7^5B_17-WVES:5;^;9:QJ2`=(WE651_WVI/ZUR%YXXU^TG\I;M'&<9>%<_H!
M4NHEN=,,NJ35XM6\_P"F>ITR6:*",RS2)&B]6=@`/Q-</I&I:MKA"SZM<PAN
MOD+&OZ[2:WT\(:2THEO5GU&0'(:]F:4#_@)X_2A3YMB:F#]CK5?W:_G8KW'B
MW[7(;;P[9OJD_0RCY8(_J_?Z"ETSPN_VY=6UZY&H:B/]6,8BM_9%_K701Q1P
MQB.*-8T7@*HP!^%/JN6^YBZZBG&DK7Z]7\_\@HHHJCF"BBB@`HHHH`****`"
&BBB@#__9
`
end
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
