<SEC-DOCUMENT>0001104659-25-042788.txt : 20250430
<SEC-HEADER>0001104659-25-042788.hdr.sgml : 20250430
<ACCEPTANCE-DATETIME>20250430190755
ACCESSION NUMBER:		0001104659-25-042788
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20250428
FILED AS OF DATE:		20250430
DATE AS OF CHANGE:		20250430

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			ProFrac Holding Corp.
		CENTRAL INDEX KEY:			0001881487
		STANDARD INDUSTRIAL CLASSIFICATION:	OIL, GAS FIELD SERVICES, NBC [1389]
		ORGANIZATION NAME:           	01 Energy & Transportation
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-13270
		FILM NUMBER:		25898511

	BUSINESS ADDRESS:	
		STREET 1:		333 SHOPS BOULEVARD
		STREET 2:		SUITE 301
		CITY:			WILLOW PARK
		STATE:			TX
		ZIP:			76087
		BUSINESS PHONE:		254-776-3722

	MAIL ADDRESS:	
		STREET 1:		333 SHOPS BOULEVARD
		STREET 2:		SUITE 301
		CITY:			WILLOW PARK
		STATE:			TX
		ZIP:			76087

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			ProFrac Holdings II, LLC
		CENTRAL INDEX KEY:			0001918796
		ORGANIZATION NAME:           	
		STATE OF INCORPORATION:			TX
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-13270
		FILM NUMBER:		25898509

	BUSINESS ADDRESS:	
		STREET 1:		333 SHOPS BLVD., SUITE 301
		CITY:			WILLOW PARK
		STATE:			TX
		ZIP:			76087
		BUSINESS PHONE:		817 850 3600

	MAIL ADDRESS:	
		STREET 1:		333 SHOPS BLVD., SUITE 301
		CITY:			WILLOW PARK
		STATE:			TX
		ZIP:			76087

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			ProFrac Holdings, LLC
		CENTRAL INDEX KEY:			0001911179
		ORGANIZATION NAME:           	
		STATE OF INCORPORATION:			TX
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-13270
		FILM NUMBER:		25898510

	BUSINESS ADDRESS:	
		STREET 1:		333 SHOPS BLVD., SUITE 301
		CITY:			WILLOW PARK
		STATE:			TX
		ZIP:			76087
		BUSINESS PHONE:		817 850 3600

	MAIL ADDRESS:	
		STREET 1:		333 SHOPS BLVD., SUITE 301
		CITY:			WILLOW PARK
		STATE:			TX
		ZIP:			76087

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FLOTEK INDUSTRIES INC/CN/
		CENTRAL INDEX KEY:			0000928054
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS CHEMICAL PRODUCTS [2890]
		ORGANIZATION NAME:           	08 Industrial Applications and Services
		EIN:				900023731
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		5775 N. SAM HOUSTON PARKWAY W.
		STREET 2:		SUITE 400
		CITY:			HOUSTON
		STATE:			TX
		ZIP:			77086
		BUSINESS PHONE:		7138499911

	MAIL ADDRESS:	
		STREET 1:		5775 N. SAM HOUSTON PARKWAY W.
		STREET 2:		SUITE 400
		CITY:			HOUSTON
		STATE:			TX
		ZIP:			77086
</SEC-HEADER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
<FILENAME>tm2513721-1_4seq1.xml
<DESCRIPTION>OWNERSHIP DOCUMENT
<TEXT>
<XML>
<?xml version="1.0"?>
<ownershipDocument>

    <schemaVersion>X0508</schemaVersion>

    <documentType>4</documentType>

    <periodOfReport>2025-04-28</periodOfReport>

    <notSubjectToSection16>0</notSubjectToSection16>

    <issuer>
        <issuerCik>0000928054</issuerCik>
        <issuerName>FLOTEK INDUSTRIES INC/CN/</issuerName>
        <issuerTradingSymbol>FTK</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001881487</rptOwnerCik>
            <rptOwnerName>ProFrac Holding Corp.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>333 SHOPS BLVD., SUITE 301</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>WILLOW PARK</rptOwnerCity>
            <rptOwnerState>TX</rptOwnerState>
            <rptOwnerZipCode>76087</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001911179</rptOwnerCik>
            <rptOwnerName>ProFrac Holdings, LLC</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>333 SHOPS BLVD., SUITE 301</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>WILLOW PARK</rptOwnerCity>
            <rptOwnerState>TX</rptOwnerState>
            <rptOwnerZipCode>76087</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001918796</rptOwnerCik>
            <rptOwnerName>ProFrac Holdings II, LLC</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>333 SHOPS BLVD., SUITE 301</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>WILLOW PARK</rptOwnerCity>
            <rptOwnerState>TX</rptOwnerState>
            <rptOwnerZipCode>76087</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <aff10b5One>0</aff10b5One>

    <derivativeTable>
        <derivativeTransaction>
            <securityTitle>
                <value>Warrants (right to buy)</value>
                <footnoteId id="F2"/>
            </securityTitle>
            <conversionOrExercisePrice>
                <footnoteId id="F2"/>
            </conversionOrExercisePrice>
            <transactionDate>
                <value>2025-04-28</value>
            </transactionDate>
            <deemedExecutionDate></deemedExecutionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>P</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionTimeliness></transactionTimeliness>
            <transactionAmounts>
                <transactionShares>
                    <value>6000000</value>
                </transactionShares>
                <transactionPricePerShare>
                    <value>0.0001</value>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>A</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <exerciseDate>
                <footnoteId id="F3"/>
            </exerciseDate>
            <expirationDate>
                <value>2032-04-28</value>
                <footnoteId id="F3"/>
            </expirationDate>
            <underlyingSecurity>
                <underlyingSecurityTitle>
                    <value>Common Stock</value>
                </underlyingSecurityTitle>
                <underlyingSecurityShares>
                    <value>6000000</value>
                </underlyingSecurityShares>
            </underlyingSecurity>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>6000000</value>
                    <footnoteId id="F3"/>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>By ProFrac GDM, LLC</value>
                    <footnoteId id="F1"/>
                </natureOfOwnership>
            </ownershipNature>
        </derivativeTransaction>
    </derivativeTable>

    <footnotes>
        <footnote id="F1">ProFrac GDM, LLC, a Texas limited liability company (&quot;ProFrac GDM&quot;), directly holds the securities of the Issuer. ProFrac GDM is a wholly owned, indirect subsidiary of ProFrac Holdings II, LLC, a Texas limited liability company (&quot;ProFrac Holdings II&quot;). ProFrac Holdings, LLC, a Texas limited liability company (&quot;ProFrac Holdings&quot;) is the sole member of ProFrac Holdings II. ProFrac Holdings is a wholly owned, indirect subsidiary of ProFrac Holding Corp., a Delaware corporation (&quot;PubCo&quot;). As a result, each of ProFrac Holdings II, ProFrac Holdings and PubCo may be deemed to beneficially own the securities directly held by ProFrac GDM. Each Reporting Person disclaims beneficial ownership of all securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 4.</footnote>
        <footnote id="F2">On April 28, 2025, pursuant to an Asset Purchase Agreement, dated as of April 28, 2025, by and among ProFrac GDM, PubCo, the Issuer, PWRTEK, LLC, a Texas limited liability company and subsidiary of the Issuer (&quot;PWRTEK&quot;), and the other parties named therein, the Issuer issued a warrant to ProFrac GDM to purchase 6,000,0000 shares of the Issuer's Common Stock at an exercise price equal to $0.0001 per share (the &quot;Warrant&quot;) as partial consideration for the sale of certain assets by ProFrac GDM to PWRTEK.</footnote>
        <footnote id="F3">The Warrant can be exercised on a cashless basis at any time following the date on which the Issuer's stockholders have approved the issuance of the shares of Common Stock underlying the Warrant (the &quot;Stockholder Proposal&quot;). Under certain circumstances, including if stockholder approval for the Stockholder Proposal is not timely obtained, ProFrac GDM may elect to convert the Warrant into a five-year promissory note in a principial amount that will be based upon the then deemed market value of the Warrant.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/ ProFrac Holding Corp., By: /s/ Steve Scrogham, Corporate Secretary</signatureName>
        <signatureDate>2025-04-30</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ ProFrac Holdings, LLC, By: /s/ Steve Scrogham, Corporate Secretary</signatureName>
        <signatureDate>2025-04-30</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ ProFrac Holdings II, LLC, By: /s/ Steve Scrogham, Corporate Secretary</signatureName>
        <signatureDate>2025-04-30</signatureDate>
    </ownerSignature>
</ownershipDocument>
</XML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
