| | |
Security Type | |
Security Class Title | |
Fee Calculation or Carry Forward Rule | |
Amount Registered | | |
Proposed Maximum Offering Price Per Unit | | |
Maximum Aggregate Offering Price | | |
Fee Rate | | |
Amount of Registration Fee (1) | | |
Carry Forward Form Type | | |
Carry Forward File Number | | |
Carry Forward Initial effective date | | |
Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |
| Newly Registered Securities |
Fees to Be Paid | |
Equity | |
Common Stock, $0.0001 par value | |
Rule
457(o) | |
| | | |
| | | |
| 0 | | |
| .00015310 | | |
| 0 | | |
| | | |
| | | |
| | | |
| | |
| | |
Equity | |
Preferred Stock, $0.0001 par value | |
Rule
457(o) | |
| | | |
| | | |
| 0 | | |
| .00015310 | | |
| 0 | | |
| | | |
| | | |
| | | |
| | |
| | |
Other | |
Depositary Shares | |
Rule
457(o) | |
| | | |
| | | |
| 0 | | |
| .00015310 | | |
| 0 | | |
| | | |
| | | |
| | | |
| | |
| | |
Other | |
Warrants | |
Rule
457(o) | |
| | | |
| | | |
| 0 | | |
| .00015310 | | |
| 0 | | |
| | | |
| | | |
| | | |
| | |
| | |
Other | |
Rights | |
Rule
457(o) | |
| | | |
| | | |
| 0 | | |
| .00015310 | | |
| 0 | | |
| | | |
| | | |
| | | |
| | |
| | |
Other | |
Units | |
Rule
457(o) | |
| | | |
| | | |
| 0 | | |
| .00015310 | | |
| 0 | | |
| | | |
| | | |
| | | |
| | |
| | |
Unallocated (Universal) Shelf (1) | |
- | |
Rule 457(o) | |
| - | | |
| - | | |
$ | 200,000,000 | | |
| .00015310 | | |
$ | 30,620 | (2) | |
| | | |
| | | |
| | | |
| | |
| | |
Equity | |
Common Stock, $0.0001 par value per share | |
Rule 457(o) | |
| 6,250,000 | | |
$ | 14.60 | (3) | |
$ | 91,250,000 | (3) | |
| .00015310 | | |
$ | 13,970.38 | (3) | |
| | | |
| | | |
| | | |
| | |
Fees Previously Paid | |
| |
| |
| |
| | | |
| | | |
| | | |
| | | |
| | | |
| | | |
| | | |
| | | |
| | |
| Carry Forward Securities |
| Carry Forward Securities | |
| |
| |
| |
| | | |
| | | |
| | | |
| | | |
| | | |
| | | |
| | | |
| | | |
| | |
| | |
Total Offering Amounts | | |
| | | |
$ | 291,250,000 | | |
| | | |
$ | 44,590.38 | | |
| | | |
| | | |
| | | |
| | |
| | |
Total Fees Previously Paid | | |
| | | |
| | | |
| | | |
$ | 0 | | |
| | | |
| | | |
| | | |
| | |
| | |
Total Fee Offsets | | |
| | | |
| | | |
| | | |
$ | 9,270 | | |
| | | |
| | | |
| | | |
| | |
| | |
Net Fee Due | | |
| | | |
| | | |
| | | |
$ | 35,320.38 | | |
| | | |
| | | |
| | | |
| | |
| (1) | The
securities registered consist of $200,000,000 of an indeterminate number or amount of common
stock, preferred stock, depositary shares, warrants, rights and units of Flotek Industries,
Inc., as may be issued from time to time at indeterminate prices. This registration statement
also covers an indeterminate amount of securities registered hereunder and listed in the
“Newly Registered and Carry Forward Securities” table above as may be issued
in exchange for, or upon conversion or exercise of, as the case may be, the securities registered
hereunder and listed in the “Newly Registered and Carry Forward Securities”“
table above. |
| (2) | This
registration statement includes unsold common stock, preferred stock, depositary shares,
warrants, rights and units of Flotek Industries, Inc. (the “Unsold Securities”)
with an aggregate offering price of $100,000,000 that were previously covered by registration
statement file no. 333-264875 initially filed on May 11, 2022 (the “Prior Registration
Statement”). Pursuant to Rule 457(p) of the Securities Act of 1933, the registrant
is offsetting the registration fee due under this registration statement by $9,270, which
represents the registration fee previously paid with respect to $100,000,000 of unsold securities
previously registered on the Prior Registration Statement. |
| (3) | Estimated
solely for purposes of calculating the registration fee pursuant to Rule 457(c) of the Securities
Act, on the basis of the average of the high and low sales price of the Company’s common
stock as reported on the New York Stock Exchange on July 7, 2025. |
| | |
Registrant or Filer Name | |
Form or Filing Type | |
File Number | |
Initial Filing Date | |
Filing Date | |
Fee Offset Claimed | | |
Security Type Associated with Fee Offset Claimed | | |
Security Title Associated with Fee Offset Claimed | |
Unsold Securities Associated with Fee Offset Claimed | | |
Unsold Aggregate Offering Amount Associated with Fee Offset Claimed | | |
Fee Paid with Fee Offset Source | |
| Rules 457(b) and 0-11(a)(2) |
Fee Offset Claims | |
| |
| |
| |
| |
| |
| | | |
| | | |
| |
| | | |
| | | |
| | |
| Fee Offset Sources | |
| |
| |
| |
| |
| |
| | | |
| | | |
| |
| | | |
| | | |
| | |
| Rule 457(p) |
Fee Offset Claims | |
Flotek Industries, Inc. | |
S-3 | |
333-264875 | |
May 11, 2022 | |
| |
$ | 9,270 | (2) | |
| - | | |
Common stock, preferred stock, depositary shares, warrants, rights and units | |
| | | |
$ | 100,000,000 | | |
| | |
| Fee Offset Sources | |
Flotek Industries, Inc. | |
S-3 | |
333-264875 | |
| |
May 11, 2022 | |
| | | |
| | | |
| |
| | | |
| | | |
$ | 9,270 | (2) |