Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001140361-23-056159
Filing Date
2023-12-04
Accepted
2023-12-04 16:26:05
Documents
1

Document Format Files

Seq Description Document Type Size
1 40-APP/A ef20012643_40-appa.htm 40-APP/A 1080551
  Complete submission text file 0001140361-23-056159.txt   1165340
Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BARINGS LLC (Filer) CIK: 0000009015 (see all company filings)

EIN.: 041054788 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-128 | Film No.: 231463568

Mailing Address 1295 STATE STREET SPRINGFIELD MA 01111
Business Address 1295 STATE STREET SPRINGFIELD MA 01111 4137448411
MASSACHUSETTS MUTUAL LIFE INSURANCE CO (Filer) CIK: 0000225602 (see all company filings)

EIN.: 041590850 | State of Incorp.: MA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-127 | Film No.: 231463567

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BARINGS CORPORATE INVESTORS (Filer) CIK: 0000275694 (see all company filings)

EIN.: 042483041 | State of Incorp.: MA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488 | Film No.: 231463442

Mailing Address 191 ROSA PARKS STREET CINCINNATI OH 45202
Business Address 191 ROSA PARKS STREET CINCINNATI OH 45202 513-361-9462
MASSMUTUAL ASCEND LIFE INSURANCE CO (Filer) CIK: 0000723258 (see all company filings)

EIN.: 131935920 | State of Incorp.: OH | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-31 | Film No.: 231463494
SIC: 6311 Life Insurance

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BARINGS PARTICIPATION INVESTORS (Filer) CIK: 0000831655 (see all company filings)

EIN.: 043025730 | State of Incorp.: MA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-130 | Film No.: 231463570

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 (704) 805-7200
Barings BDC, Inc. (Filer) CIK: 0001379785 (see all company filings)

EIN.: 061798488 | State of Incorp.: NC | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-126 | Film No.: 231463566

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND (Filer) CIK: 0001521404 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 98 | File No.: 812-15488-02 | Film No.: 231463572

Mailing Address BABSON CAPITAL MANAGEMENT LLC 1500 MAIN STREET, SUITE 2200 SPRINGFIELD MA 01115-5189
Business Address BABSON CAPITAL MANAGEMENT LLC 1500 MAIN STREET, SUITE 2200 SPRINGFIELD MA 01115-5189 413-226-1063
Tower Square Capital Partners IV, L.P. (Filer) CIK: 0001597019 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-05 | Film No.: 231463447

Mailing Address 1500 MAIN STREET SUITE 2200 SPRINGFIELD MA 01115-5189
Business Address 1500 MAIN STREET SUITE 2200 SPRINGFIELD MA 01115-5189 413-226-1000
Tower Square Capital Partners IV-A, L.P. (Filer) CIK: 0001598727 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-04 | Film No.: 231463446

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
PI Subsidiary Trust (Filer) CIK: 0001673988 (see all company filings)

EIN.: 046866316 | State of Incorp.: MA
Type: 40-APP/A | Act: 98 | File No.: 812-15488-129 | Film No.: 231463569

Mailing Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
CI Subsidiary Trust (Filer) CIK: 0001673989 (see all company filings)

EIN.: 046866463 | State of Incorp.: MA
Type: 40-APP/A | Act: 98 | File No.: 812-15488-01 | Film No.: 231463571

Mailing Address 1500 MAIN STREET SUITE 2200 SPRINGFIELD MA 01115
Business Address 1500 MAIN STREET SUITE 2200 SPRINGFIELD MA 01115 41322610000
Barings Finance LLC (Filer) CIK: 0001674048 (see all company filings)

EIN.: 800875475
Type: 40-APP/A | Act: 98 | File No.: 812-15488-06 | Film No.: 231463448

Mailing Address 550 SOUTH TRYON STREET SUITE 3300 CHARLOTTE NC 28202
Business Address 550 SOUTH TRYON STREET SUITE 3300 CHARLOTTE NC 28202 704-805-7200
Barings North American Private Loan Fund, L.P. (Filer) CIK: 0001687482 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-57 | Film No.: 231463482

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE SOUTH CHURCH STREET GRAND CAYMAN E9 KY1-1104
Business Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE SOUTH CHURCH STREET GRAND CAYMAN E9 KY1-1104 345-949-8066
Barings North American Private Loan Fund (Cayman), L.P. (Filer) CIK: 0001687483 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-56 | Film No.: 231463481

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, SOUTH CHURCH STREET GRAND CAYMAN E9 KY1-1104
Business Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, SOUTH CHURCH STREET GRAND CAYMAN E9 KY1-1104 345-949-8066
Barings North American Private Loan Fund (Cayman)-A L.P. (Filer) CIK: 0001715951 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-58 | Film No.: 231463483

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
SIC Investment Holdings LLC (Filer) CIK: 0001758310 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-124 | Film No.: 231463564

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 (704) 805-7200
Barings Capital Investment Corp (Filer) CIK: 0001811972 (see all company filings)

EIN.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-122 | Film No.: 231463562

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7671
Barings Small Business Fund, L.P. (Filer) CIK: 0001817350 (see all company filings)

EIN.: 845063008 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-55 | Film No.: 231463480

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Special Situations Credit Fund 4 (Delaware), L.P. (Filer) CIK: 0001823987 (see all company filings)

EIN.: 851465973 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-11 | Film No.: 231463453

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, SOUTH CHURCH STREET GEORGE TOWN, GRAND CAYMAN E9 KY1-1104
Business Address 300 S. TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 (980) 417 - 7686
Barings North American Private Loan Fund II (Cayman), L.P. (Filer) CIK: 0001826646 (see all company filings)

EIN.: 981540187 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-19 | Film No.: 231463461

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, SOUTH CHURCH STREET GEORGE TOWN, GRAND CAYMAN E9 KY1-1104
Business Address 300 S. TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 (980) 417 - 7686
Barings North American Private Loan Fund II (Cayman)-A, L.P. (Filer) CIK: 0001826649 (see all company filings)

EIN.: 981540166 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-21 | Film No.: 231463463

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Private Credit Corp (Filer) CIK: 0001859919 (see all company filings)

EIN.: 863780522 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-123 | Film No.: 231463563

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Private Equity Opportunities & Commitments Fund (Filer) CIK: 0001864609 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE
Type: 40-APP/A | Act: 98 | File No.: 812-15488-121 | Film No.: 231463561

Mailing Address 300 S. TRYON STREET, SUITE 2500 CHARLOTTE NC 28202
Business Address 300 S. TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 7048057200
Barings North American Private Loan Fund II (Unlevered), L.P. (Filer) CIK: 0001885161 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-17 | Film No.: 231463459

Mailing Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
Business Address 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 (704) 805-7200
Barings CMS Fund, LP (Filer) CIK: 0001899943 (see all company filings)

EIN.: 872599057 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-101 | Film No.: 231463539

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Middle Market CLO Ltd. 2017-I (Filer) CIK: 0001978475 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-54 | Film No.: 231463479

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2018-IV (Filer) CIK: 0001978495 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-50 | Film No.: 231463475

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2018-III (Filer) CIK: 0001978496 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-51 | Film No.: 231463476

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2018-I (Filer) CIK: 0001978517 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-53 | Film No.: 231463478

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2018-II (Filer) CIK: 0001978523 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-52 | Film No.: 231463477

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2021-I (Filer) CIK: 0001978545 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-42 | Film No.: 231463467

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Middle Market CLO Ltd. 2021-I (Filer) CIK: 0001978546 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-39 | Film No.: 231463440

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2016-II (Filer) CIK: 0001978549 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-38 | Film No.: 231463439

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2015-I (Filer) CIK: 0001978550 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-36 | Film No.: 231463499

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2016-I (Filer) CIK: 0001978551 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-35 | Film No.: 231463498

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2017-I (Filer) CIK: 0001978552 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-34 | Film No.: 231463497

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Umbrella Fund - Barings Developed & Emerging Markets High Yield Bond Fund (Filer) CIK: 0001978554 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 0430
Type: 40-APP/A | Act: 98 | File No.: 812-15488-60 | Film No.: 231463485

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Global Private Loan Strategy Fund 1 (Filer) CIK: 0001978555 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-71 | Film No.: 231463510

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Loan Strategy 1 Ltd (Filer) CIK: 0001978556 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-08 | Film No.: 231463450

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Multi-Credit Strategy 4 Ltd (Filer) CIK: 0001978557 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-24 | Film No.: 231463487

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Multi-Credit Strategy 3 Ltd (Filer) CIK: 0001978558 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-26 | Film No.: 231463489

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings - MM Revolver Fund LP (Filer) CIK: 0001978559 (see all company filings)

EIN.: 873441239 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-59 | Film No.: 231463484

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Loan Select Responsible Exclusions Ltd (Filer) CIK: 0001978560 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-86 | Film No.: 231463525

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Barings Global Loan Select Responsible Exclusions Fund (Filer) CIK: 0001978561 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-87 | Film No.: 231463526

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Direct Lending 2018 LP (Filer) CIK: 0001978562 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-98 | Film No.: 231463537

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund plc - Barings U.S. High Yield Bond Fund (Filer) CIK: 0001978563 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-100 | Film No.: 231463538

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund plc - Barings Global Senior Secured Bond Fund (Filer) CIK: 0001978564 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-102 | Film No.: 231463540

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global High Yield Credit Strategies Ltd (Filer) CIK: 0001978565 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-107 | Film No.: 231463545

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund plc - Barings Global High Yield Bond Fund (Filer) CIK: 0001978566 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-109 | Film No.: 231463547

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Loan Ltd (Filer) CIK: 0001978567 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-115 | Film No.: 231463554

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings U.S. High Yield Collective Investment Fund (Filer) CIK: 0001978581 (see all company filings)

EIN.: 306617568 | State of Incorp.: ME | Fiscal Year End: 0630
Type: 40-APP/A | Act: 98 | File No.: 812-15488-33 | Film No.: 231463496

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BCF Senior Funding I Designated Activity Co (Filer) CIK: 0001978582 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-112 | Film No.: 231463551

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Energy Hardware Holdings, Inc. (Filer) CIK: 0001978583 (see all company filings)

EIN.: 261800386 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-125 | Film No.: 231463565

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BCF Senior Funding I LLC (Filer) CIK: 0001978587 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-111 | Film No.: 231463549

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Tryon Street Funding III Ltd. (Filer) CIK: 0001978590 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-10 | Film No.: 231463452

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 2 S.a r.l. (Filer) CIK: 0001978598 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-72 | Film No.: 231463511

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 3 S.a r.l. (Filer) CIK: 0001978605 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-76 | Film No.: 231463515

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF (Cayman) Senior Funding II LLC (Filer) CIK: 0001978613 (see all company filings)

EIN.: 981540187 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-14 | Film No.: 231463456

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 5 S.a r.l. (Filer) CIK: 0001978621 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-119 | Film No.: 231463558

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
MassMutual Trad Private Equity LLC (Filer) CIK: 0001978622 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-30 | Film No.: 231463493

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF (Cayman)-A Senior Funding II LLC (Filer) CIK: 0001978625 (see all company filings)

EIN.: 981540166 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-15 | Film No.: 231463457

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF Senior Funding I LLC (Filer) CIK: 0001978626 (see all company filings)

EIN.: 814107071 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-16 | Film No.: 231463458

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF (Cayman) Senior Funding I LLC (Filer) CIK: 0001978627 (see all company filings)

EIN.: 981329548 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-18 | Film No.: 231463460

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
NAPLF (Cayman)-A Senior Funding I LLC (Filer) CIK: 0001978629 (see all company filings)

EIN.: 981330140 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-20 | Film No.: 231463462

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Middle Market CLO Ltd. 2018-I (Filer) CIK: 0001978647 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-49 | Film No.: 231463474

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2020-IV (Filer) CIK: 0001978648 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-43 | Film No.: 231463468

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Loan Ltd (Filer) CIK: 0001978649 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-105 | Film No.: 231463543

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 6 S.a r.l. (Filer) CIK: 0001978650 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-67 | Film No.: 231463506

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
MassMutual High Yield Fund (Filer) CIK: 0001978653 (see all company filings)

EIN.: 043520009 | State of Incorp.: MA | Fiscal Year End: 0930
Type: 40-APP/A | Act: 98 | File No.: 812-15488-32 | Film No.: 231463495

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
MassMutual Global Floating Rate Fund (Filer) CIK: 0001978656 (see all company filings)

EIN.: 463133952 | State of Incorp.: MA | Fiscal Year End: 0630
Type: 40-APP/A | Act: 98 | File No.: 812-15488-110 | Film No.: 231463548

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2020-1 (Filer) CIK: 0001978658 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-44 | Film No.: 231463469

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Segregated Loans 1 S.a r.l. (Filer) CIK: 0001978660 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-74 | Film No.: 231463513

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2019-II (Filer) CIK: 0001978661 (see all company filings)

EIN.: 981473665 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-47 | Film No.: 231463472

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2019-I (Filer) CIK: 0001978662 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-48 | Film No.: 231463473

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2019-III (Filer) CIK: 0001978663 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-46 | Film No.: 231463471

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 4 S.a r.l. (Filer) CIK: 0001978664 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-80 | Film No.: 231463519

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 3 S.a r.l. (Filer) CIK: 0001978665 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-82 | Film No.: 231463521

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Middle Market CLO Ltd. 2019-I (Filer) CIK: 0001978667 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-45 | Film No.: 231463470

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 2 S.a r.l. (Filer) CIK: 0001978669 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-84 | Film No.: 231463523

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 1 S.a r.l. (Filer) CIK: 0001978673 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-103 | Film No.: 231463541

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
OTPP - BNAPLF II Funding LP (Filer) CIK: 0001978675 (see all company filings)

EIN.: 981631431 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-12 | Film No.: 231463454

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Babson CLO Ltd. 2014-I (Filer) CIK: 0001978677 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-37 | Film No.: 231463500

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
OTPP - BNAPLF II LP (Filer) CIK: 0001978678 (see all company filings)

EIN.: 981629830 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-13 | Film No.: 231463455

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Barings Global Loan Fund (Filer) CIK: 0001978680 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-106 | Film No.: 231463544

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds 2 plc - Barings Global High Yield Credit Strategies Fund (Filer) CIK: 0001978689 (see all company filings)

EIN.: 463119764 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-108 | Film No.: 231463546

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Barings European Loan Fund (Filer) CIK: 0001978690 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-114 | Film No.: 231463553

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund plc - Barings European High Yield Bond Fund (Filer) CIK: 0001978691 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-116 | Film No.: 231463555

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BAYVK R PD 1 Loan S.a r.l. (Filer) CIK: 0001978697 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-117 | Film No.: 231463556

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BAYVK R Private Debt SCS, SICAV-FIS (Filer) CIK: 0001978701 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-118 | Film No.: 231463557

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Direct Lending 1 S.a r.l. (Filer) CIK: 0001978734 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-96 | Film No.: 231463535

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 4 (Filer) CIK: 0001978740 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-69 | Film No.: 231463508

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 6 (Filer) CIK: 0001978741 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-68 | Film No.: 231463507

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings European Private Loan Fund II (Filer) CIK: 0001978762 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-95 | Film No.: 231463534

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BME Investment S.a r.l. (Filer) CIK: 0001978764 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-22 | Film No.: 231463464

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Direct Lending 1 LP (Filer) CIK: 0001978765 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-97 | Film No.: 231463536

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BCF Europe Funding Ltd (Filer) CIK: 0001978766 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-113 | Film No.: 231463552

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds 2 plc - Global Multi-Credit Strategy Fund 3 (Filer) CIK: 0001978767 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-27 | Film No.: 231463490

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings SLA 6 LLC (Filer) CIK: 0001978775 (see all company filings)

EIN.: 852583061 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-66 | Film No.: 231463505

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Umbrella Fund (LUX) - Barings Global Special Situations Credit Fund 4 (LUX) Fund (Filer) CIK: 0001978778 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-64 | Film No.: 231463503

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loan Fund 4 SCSp (Filer) CIK: 0001978780 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-81 | Film No.: 231463520

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BME SCSp (Filer) CIK: 0001978781 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-23 | Film No.: 231463465

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loan Fund 4(S) SCSp (Filer) CIK: 0001978782 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-79 | Film No.: 231463518

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 3 (Filer) CIK: 0001978783 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-77 | Film No.: 231463516

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 1 (Filer) CIK: 0001978784 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-75 | Film No.: 231463514

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 2 (Filer) CIK: 0001978785 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-73 | Film No.: 231463512

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Private Loans 3A S.a r.l. (Filer) CIK: 0001978789 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-90 | Film No.: 231463529

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Global Multi-Credit Strategy Fund 4 (Filer) CIK: 0001978794 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-25 | Film No.: 231463488

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Segregated Loan Account 5 (Filer) CIK: 0001978795 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-120 | Film No.: 231463560

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings Global Private Loan Fund (Filer) CIK: 0001978796 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-104 | Film No.: 231463542

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings European Private Loan Fund III (Filer) CIK: 0001978797 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-93 | Film No.: 231463532

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Multi-Credit Strategy 1 Ltd (Filer) CIK: 0001978800 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-28 | Film No.: 231463491

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Global Multi-Credit Strategy Fund 1 (Filer) CIK: 0001978801 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-29 | Film No.: 231463492

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loan Strategy 1 Ltd (Filer) CIK: 0001978803 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-70 | Film No.: 231463509

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Loan & High Yield Bond Ltd (Filer) CIK: 0001978804 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-88 | Film No.: 231463527

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - Barings Global Loan & High Yield Bond Fund (Filer) CIK: 0001978806 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-89 | Film No.: 231463528

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings Global Special Situations Credit Fund 3 (Filer) CIK: 0001978809 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-62 | Film No.: 231463501

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Investment Funds plc - European Loan Strategy Fund 1 (Filer) CIK: 0001978813 (see all company filings)

EIN.: 981608472 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-09 | Film No.: 231463451

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Special Situations Credit 4 (LUX) S.a r.l. (Filer) CIK: 0001978814 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-63 | Film No.: 231463502

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Special Situations Credit 3 S.a r.l. (Filer) CIK: 0001978818 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-61 | Film No.: 231463486

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings European Private Loan Fund III (A) (Filer) CIK: 0001978826 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-91 | Film No.: 231463530

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Private Loans 4(S) S.a r.l. (Filer) CIK: 0001978827 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-78 | Film No.: 231463517

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings Global Private Loan Fund 2 (Filer) CIK: 0001978829 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-85 | Film No.: 231463524

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings SS4 (LUX) LLC (Filer) CIK: 0001978833 (see all company filings)

EIN.: 364996760 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-65 | Film No.: 231463504

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings Global Credit Fund (LUX) - Barings Global Private Loan Fund 3 (Filer) CIK: 0001978836 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-83 | Film No.: 231463522

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
C.M. Life Insurance Co (Filer) CIK: 0001978841 (see all company filings)

EIN.: 061041383 | State of Incorp.: CT | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-07 | Film No.: 231463449

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2021-III (Filer) CIK: 0001978913 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-40 | Film No.: 231463441

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings CLO Ltd. 2021-II (Filer) CIK: 0001978918 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-41 | Film No.: 231463466

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Private Loans 3 S.a r.l. (Filer) CIK: 0001978944 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-92 | Film No.: 231463531

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
Barings European Private Loans 2 S.a r.l. (Filer) CIK: 0001979064 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-94 | Film No.: 231463533

Mailing Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BCIC Holdings, Inc. (Filer) CIK: 0001982234 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-03 | Film No.: 231463445

Mailing Address C/O BARINGS, LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS, LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BPCC Holdings, Inc. (Filer) CIK: 0001997984 (see all company filings)

EIN.: 863933797 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-132 | Film No.: 231463444

Mailing Address C/O BARINGS, LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202
Business Address C/O BARINGS, LLC 300 S. TRYON, SUITE 2500 CHARLOTTE NC 28202 704-805-7200
BPC Funding LLC (Filer) CIK: 0001998006 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15488-131 | Film No.: 231463443