<SEC-DOCUMENT>0001477932-24-007218.txt : 20241114
<SEC-HEADER>0001477932-24-007218.hdr.sgml : 20241114
<ACCEPTANCE-DATETIME>20241114164649
ACCESSION NUMBER:		0001477932-24-007218
CONFORMED SUBMISSION TYPE:	NT 10-Q
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20240930
FILED AS OF DATE:		20241114
DATE AS OF CHANGE:		20241114
EFFECTIVENESS DATE:		20241114

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			UPEXI, INC.
		CENTRAL INDEX KEY:			0001775194
		STANDARD INDUSTRIAL CLASSIFICATION:	MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
		ORGANIZATION NAME:           	03 Life Sciences
		IRS NUMBER:				833378978
		STATE OF INCORPORATION:			NV
		FISCAL YEAR END:			0630

	FILING VALUES:
		FORM TYPE:		NT 10-Q
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-40535
		FILM NUMBER:		241463675

	BUSINESS ADDRESS:	
		STREET 1:		3030 ROCKY POINT DRIVE
		STREET 2:		SUITE 420
		CITY:			TAMPA
		STATE:			FL
		ZIP:			33607
		BUSINESS PHONE:		701-353-5425

	MAIL ADDRESS:	
		STREET 1:		3030 ROCKY POINT DRIVE
		STREET 2:		SUITE 420
		CITY:			TAMPA
		STATE:			FL
		ZIP:			33607

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	GROVE, INC.
		DATE OF NAME CHANGE:	20190429
</SEC-HEADER>
<DOCUMENT>
<TYPE>NT 10-Q
<SEQUENCE>1
<FILENAME>upxi_nt10q.htm
<DESCRIPTION>NT 10-Q
<TEXT>
<html><head><title>upxi_nt10q.htm</title><!--Document created using EDGARMaster--></head><body style="TEXT-ALIGN: justify; FONT: 10pt times new roman; MARGIN-LEFT: 7%; MARGIN-RIGHT: 7%"><p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="font-size:1px;width:100%"> <tr > <td style="BORDER-BOTTOM: 5px solid;"></td></tr> <tr > <td style="BORDER-BOTTOM: 2px solid;"></td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="border-spacing:0;font-size:10pt;width:100%" cellpadding="0"> <tr style="height:15px"> <td colspan="3" style="width:96%;vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in"><strong>UNITED STATES</strong></p> <p style="text-align:center;margin:0px 0px 0px 0in"><strong>SECURITIES AND EXCHANGE COMMISSION</strong></p> <p style="text-align:center;margin:0px 0px 0px 0in"><strong>WASHINGTON D.C. 20549</strong></p></td></tr> <tr style="height:15px"> <td style="width:24%;"> <p style="text-align:center;margin:0px">&nbsp;</p></td> <td style="width:48%;"> <p style="text-align:center;margin:0px">&nbsp;</p></td> <td style="width:24%;"> <p style="text-align:center;margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td style="width:24%;"> <p style="text-align:center;margin:0px">&nbsp;</p></td> <td style="width:48%;vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in"><strong><font style="font-size:18pt">FORM 12b-25</font></strong></p></td> <td style="width:24%;"> <p style="text-align:center;margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td style="width:24%;"> <p style="text-align:center;margin:0px">&nbsp;</p></td> <td style="width:48%;vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in"><strong>NOTIFICATION OF LATE FILING</strong></p></td> <td style="width:24%;"> <p style="text-align:center;margin:0px">&nbsp;</p></td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px; text-align:center;">&nbsp;</p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="border-spacing:0;font-size:10pt;width:100%" cellpadding="0"> <tr style="height:15px"> <td style="width:12%;vertical-align:bottom;"> <p style="margin:0px 0px 0px 0in"><em>(Check One):</em></p></td> <td style="width:84%;vertical-align:bottom;"> <p style="text-align:justify;margin:0px 0px 0px 0in">&#9744; Form 10-K&nbsp;&nbsp;&nbsp; &#9744; Form 20-F&nbsp;&nbsp;&nbsp; &#9744; Form 11-K&nbsp;&nbsp;&nbsp; &#9746; Form 10-Q&nbsp;&nbsp;&nbsp; &#9744; Form&nbsp;N-SAR</p></td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="font-size:10pt;font-family:times new roman;margin:0px 0px 0px 0in">For Period Ended: <strong><u>September 30, 2024&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </u></strong></p> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="font-size:10pt;font-family:times new roman;margin:0px 0px 0px 0in">&#9744; Transition Report on Form 10-K</p> <p style="font-size:10pt;font-family:times new roman;margin:0px 0px 0px 0in">&#9744; Transition Report on Form 20-F</p> <p style="font-size:10pt;font-family:times new roman;margin:0px 0px 0px 0in">&#9744; Transition Report on Form 11-K</p> <p style="font-size:10pt;font-family:times new roman;margin:0px 0px 0px 0in">&#9744; Transition Report on Form 10-Q</p> <p style="font-size:10pt;font-family:times new roman;margin:0px 0px 0px 0in">&#9744; Transition Report on Form N-SAR</p> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="font-size:10pt;font-family:times new roman;margin:0px 0px 0px 0in">For the Transition Period Ended: _________&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px; text-align:center;">&nbsp;</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px 0px 0px 0in; text-align:center;">Read Instruction (on back page) Before Preparing Form. Please Print or Type.</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px; text-align:center;">&nbsp;</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px 0px 0px 0in; text-align:center;">Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px; text-align:center;">&nbsp;</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px 0px 0px 0in; text-align:center;">If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px; text-align:center;">&nbsp;</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px 0px 0px 0in; text-align:center;"><strong>PART I - REGISTRANT INFORMATION</strong></p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px; text-align:center;">&nbsp;</p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="border-spacing:0;font-size:10pt;width:100%" cellpadding="0"> <tr style="height:15px"> <td style="width:25%;"> <p style="margin:0px">&nbsp;</p></td> <td style="BORDER-BOTTOM: 1px solid;width:50%;vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in"><strong><font style="font-size:18pt">Upexi, Inc.</font></strong></p></td> <td style="width:25%;"> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td> <p style="margin:0px">&nbsp;</p></td> <td style="vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in">Full Name of Registrant</p></td> <td> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td> <p style="margin:0px">&nbsp;</p></td> <td> <p style="margin:0px">&nbsp;</p></td> <td> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td> <p style="margin:0px">&nbsp;</p></td> <td style="BORDER-BOTTOM: 1px solid;"> <p style="text-align:center;margin:0px">&nbsp;</p></td> <td> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td> <p style="margin:0px">&nbsp;</p></td> <td style="vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in">Former Name if Applicable</p></td> <td> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td> <p style="margin:0px">&nbsp;</p></td> <td> <p style="margin:0px">&nbsp;</p></td> <td> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td> <p style="margin:0px">&nbsp;</p></td> <td style="BORDER-BOTTOM: 1px solid;vertical-align:bottom;"> <p style="text-align:center;margin:0px 0px 0px 0in"><strong>3030 N. Rocky Point Drive, Suite 420</strong></p></td> <td> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td> <p style="margin:0px">&nbsp;</p></td> <td style="vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in">Address of Principal Executive Office <em>(Street and Number)</em></p></td> <td> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td> <p style="margin:0px">&nbsp;</p></td> <td> <p style="text-align:center;margin:0px">&nbsp;</p></td> <td> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td> <p style="margin:0px">&nbsp;</p></td> <td style="BORDER-BOTTOM: 1px solid;vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in"><strong>Tampa, FL 33607</strong></p></td> <td> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td> <p style="margin:0px">&nbsp;</p></td> <td style="vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in">City, State, Zip Code</p></td> <td> <p style="margin:0px">&nbsp;</p></td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px; text-align:center;">&nbsp;</p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="font-size:1px;width:100%"> <tr > <td style="BORDER-BOTTOM: 2px solid;"></td></tr> <tr > <td style="BORDER-BOTTOM: 5px solid;"></td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="border-spacing:0;font:10pt times new roman;width:100%" cellpadding="0"> <tr style="height:15px"> <td class="hpbhr">&nbsp;</td></tr> <tr style="height:15px"> <td style="TEXT-INDENT: 0px;"></td></tr> <tr style="height:15px"> <td><p style='page-break-after: always'></p></td></tr> <tr style="height:15px"> <td>&nbsp;</td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px 0px 0px 0in; text-align:center;"><strong>PART II - RULES 12b-25(b) AND (c)</strong></p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px; text-align:center;">&nbsp;</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px 0px 0px 0in; text-align:justify;">If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule&nbsp;12b-25(b), the following should be completed. (Check box if appropriate)</p> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="border-spacing:0;font-size:10pt;width:100%" cellpadding="0"> <tr style="height:15px"> <td rowspan="3" style="width:4%;"> <p style="text-align:center;margin:0px">&#9746;</p></td> <td style="BORDER-LEFT: 1px solid;width:2%;"> <p style="margin:0px">&nbsp;</p></td> <td style="width:3%;vertical-align:top;"> <p style="margin:0px 0px 0px 0in">(a)</p></td> <td style="vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in">The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;</p></td></tr> <tr style="height:15px"> <td style="BORDER-LEFT: 1px solid;"> <p style="margin:0px">&nbsp;</p></td> <td style="vertical-align:top;"> <p style="margin:0px 0px 0px 0in">(b)</p></td> <td style="vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in">The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and</p></td></tr> <tr style="height:15px"> <td style="BORDER-LEFT: 1px solid;"> <p style="margin:0px">&nbsp;</p></td> <td style="vertical-align:top;"> <p style="margin:0px 0px 0px 0in">(c)</p></td> <td style="vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in">The accountant&#8217;s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.</p></td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px 0px 0px 0in; text-align:center;"><strong>PART III - NARRATIVE</strong></p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px; text-align:center;">&nbsp;</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px 0px 0px 0in; text-align:justify;">State below in reasonable detail the reasons why the Form 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof could not be filed within the prescribed time period. (Attach extra sheets if needed)</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px; text-align:center;">&nbsp;</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px 0px 0px 0in; text-align:justify;">There will be a delay in filing the Upexi, Inc. (the &#8220;Company&#8221;) Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2024. The Company is unable to timely file the Form 10-Q within the prescribed time without unreasonable effort and expense because additional time is required by Registrant&#8217;s management and auditors to prepare certain financial information to be included in such report.</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px; text-align:center;">&nbsp;</p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px 0px 0px 0in; text-align:center;"><strong>PART IV - OTHER INFORMATION</strong></p> <p style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; MARGIN: 0px; text-align:center;">&nbsp;</p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="border-spacing:0;font-size:10pt;width:100%" cellpadding="0"> <tr style="height:15px"> <td style="width:4%;vertical-align:top;"> <p style="margin:0px 0px 0px 0in">(1)</p></td> <td style="vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in">Name and telephone number of person to contact in regard to this notification:</p></td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="border-spacing:0;font-size:10pt;width:100%" cellpadding="0"> <tr style="height:15px"> <td style="width:4%;"> <p style="text-align:center;margin:0px">&nbsp;</p></td> <td style="BORDER-BOTTOM: 1px solid;width:30%;vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in"><strong>Andrew Norstrud</strong></p></td> <td style="width:3%;"> <p style="text-align:center;margin:0px">&nbsp;</p></td> <td style="BORDER-BOTTOM: 1px solid;width:30%;vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in"><strong>(701)</strong></p></td> <td style="width:3%;"> <p style="text-align:center;margin:0px">&nbsp;</p></td> <td style="BORDER-BOTTOM: 1px solid;width:30%;vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in"><strong>353-5425</strong></p></td></tr> <tr style="height:15px"> <td> <p style="text-align:center;margin:0px">&nbsp;</p></td> <td style="vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in">(Name)</p></td> <td> <p style="text-align:center;margin:0px">&nbsp;</p></td> <td style="vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in">Area Code</p></td> <td> <p style="text-align:center;margin:0px">&nbsp;</p></td> <td style="vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in">(Telephone No.)</p></td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="border-spacing:0;font-size:10pt;width:100%" cellpadding="0"> <tr style="height:15px"> <td style="width:4%;vertical-align:top;"> <p style="margin:0px 0px 0px 0in">(2)</p></td> <td style="vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in">Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).&nbsp;&#9744; Yes&nbsp;&nbsp;&nbsp; &#9746; No</p></td></tr> <tr style="height:15px"> <td> <p style="margin:0px">&nbsp;</p></td> <td> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td> <p style="margin:0px">&nbsp;</p></td> <td> <p style="margin:0px;text-indent:60px">&nbsp;The Company has not yet filed its Annual Report on Form 10-K for the fiscal year ended June 30, 2024.</p></td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="border-spacing:0;font-size:10pt;width:100%" cellpadding="0"> <tr style="height:15px"> <td style="width:4%;vertical-align:top;"> <p style="margin:0px 0px 0px 0in">(3)</p></td> <td style="vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in">Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? &#9744; Yes&nbsp;&nbsp;&nbsp;&nbsp;&#9746; No</p></td></tr> <tr style="height:15px"> <td> <p style="margin:0px">&nbsp;</p></td> <td> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td> <p style="margin:0px">&nbsp;</p></td> <td style="vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in">If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.</p></td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="border-spacing:0;font:10pt times new roman;width:100%" cellpadding="0"> <tr style="height:15px"> <td class="hpbhr">&nbsp;</td></tr> <tr style="height:15px"> <td style="BORDER-BOTTOM: black 1px solid; TEXT-INDENT: 0px;text-align:center;">2</td></tr> <tr style="height:15px"> <td><p style='page-break-after: always'></p></td></tr> <tr style="height:15px"> <td>&nbsp;</td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="border-spacing:0;font-size:10pt;width:100%" cellpadding="0"> <tr style="height:15px"> <td style="width:24%;"> <p style="margin:0px">&nbsp;</p></td> <td style="width:48%;vertical-align:bottom;"> <p style="text-align:center;margin:0px 0px 0px 0in"><u><strong>Upexi, Inc.</strong></u></p></td> <td style="width:24%;"> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td style="width:24%;"> <p style="margin:0px">&nbsp;</p></td> <td style="width:48%;vertical-align:top;"> <p style="text-align:center;margin:0px 0px 0px 0in">(Name of Registrant as Specified in Charter)</p></td> <td style="width:24%;"> <p style="margin:0px">&nbsp;</p></td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="font-size:10pt;font-family:times new roman;margin:0px 0px 0px 0in">has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.</p> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="border-spacing:0;font-size:10pt;width:100%" cellpadding="0"> <tr style="height:15px"> <td style="width:4%;vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in">Date:</p></td> <td style="width:46%;vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in">November 14, 2024</p></td> <td style="width:5%;vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in">By:</p></td> <td style="BORDER-BOTTOM: 1px solid;width:35%;vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in"><em>/s/ Andrew Norstrud</em></p></td> <td style="width:10%;"> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td> <p style="text-align:justify;margin:0px">&nbsp;</p></td> <td> <p style="text-align:justify;margin:0px">&nbsp;</p></td> <td style="vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in">Name:</p></td> <td style="vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in">Andrew Norstrud,</p></td> <td> <p style="margin:0px">&nbsp;</p></td></tr> <tr style="height:15px"> <td> <p style="text-align:justify;margin:0px">&nbsp;</p></td> <td> <p style="text-align:justify;margin:0px">&nbsp;</p></td> <td style="vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in">Title:</p></td> <td style="vertical-align:top;"> <p style="text-align:justify;margin:0px 0px 0px 0in">Chief Financial Officer</p></td> <td> <p style="margin:0px">&nbsp;</p></td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <table style="border-spacing:0;font:10pt times new roman;width:100%" cellpadding="0"> <tr style="height:15px"> <td class="hpbhr">&nbsp;</td></tr> <tr style="height:15px"> <td style="BORDER-BOTTOM: black 1px solid; TEXT-INDENT: 0px;text-align:center;">3</td></tr></table></p> <p style="margin:0px"></p> <p style="margin: 0px"></p> <p style="margin:0px"> <p style="margin:0px"> <p style="margin:0px"> <p style="font-size:10pt;font-family:times new roman;margin:0px">&nbsp;</p><body>
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