<SEC-DOCUMENT>0001157523-19-000792.txt : 20190410
<SEC-HEADER>0001157523-19-000792.hdr.sgml : 20190410
<ACCEPTANCE-DATETIME>20190410160524
ACCESSION NUMBER:		0001157523-19-000792
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20190410
ITEM INFORMATION:		Other Events
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20190410
DATE AS OF CHANGE:		20190410

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			KOPIN CORP
		CENTRAL INDEX KEY:			0000771266
		STANDARD INDUSTRIAL CLASSIFICATION:	SEMICONDUCTORS & RELATED DEVICES [3674]
		IRS NUMBER:				042833935
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1229

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-19882
		FILM NUMBER:		19741732

	BUSINESS ADDRESS:	
		STREET 1:		125 NORTH DRIVE
		CITY:			WESTBOROUGH
		STATE:			MA
		ZIP:			01581
		BUSINESS PHONE:		508-870-5959

	MAIL ADDRESS:	
		STREET 1:		125 NORTH DRIVE
		CITY:			WESTBOROUGH
		STATE:			MA
		ZIP:			01581
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>a51967088.htm
<DESCRIPTION>KOPIN CORPORATION 8-K
<TEXT>
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    <p style="text-align: center">
      <font style="font-size: 16pt; font-family: Times New Roman"><b>UNITED
      STATES</b></font><b><font style="font-size: 16pt; font-family: Times New Roman"><br style="font-size: 16pt; font-family: Times New Roman"></font><font style="font-size: 16pt; font-family: Times New Roman">SECURITIES
      AND EXCHANGE COMMISSION</font></b><br><font style="font-size: 11pt; font-family: Times New Roman"><b>WASHINGTON,
      DC 20549</b></font><br>
    </p>
    <p style="text-align: center">
      <br>
      <font style="font-size: 18pt"><b>FORM 8-K</b></font><br><br>
    </p>
    <p style="text-align: center">
      <font style="font-size: 10pt; font-family: Times New Roman"><b>CURRENT
      REPORT</b></font><b><font style="font-size: 12pt; font-family: Times New Roman">
      </font></b><br><br><b>Pursuant to Section&#160;13 or 15(d) of the</b><br><b>Securities
      Exchange Act of 1934</b>
    </p>
    <p style="text-align: center">
      <b>Date of Report (Date of Earliest Event Reported) <font style="font-size: 10pt; font-family: Times New Roman">April
      10, 2019</font></b><br><b> </b>
    </p>
    <p style="text-align: center">
      <font style="font-size: 24pt"><b>KOPIN CORPORATION</b></font><br><b>(Exact
      Name of Registrant as Specified in Charter)</b><br><br>
    </p>
    <p style="text-align: center">
      <br>

    </p>
<div style="text-align:left">
    <table cellspacing="0" style="font-size: 10pt; margin-bottom: 10.0px; width: 100%; font-family: Times New Roman">
      <tr>
        <td style="padding-left: 0.0px; text-align: center; width: 33%" valign="bottom">
          <p style="margin-bottom: 0px; margin-top: 0px">
            <b>DELAWARE</b>
          </p>
        </td>
        <td style="white-space: nowrap; padding-left: 0.0px; text-align: center; width: 34%; padding-right: 0.0px" valign="bottom">
          <p style="margin-bottom: 0px; margin-top: 0px">
            <b>000-19882</b>
          </p>
        </td>
        <td style="white-space: nowrap; padding-left: 0.0px; text-align: center; width: 33%; padding-right: 0.0px" valign="bottom">
          <p style="margin-bottom: 0px; margin-top: 0px">
            <b>04-2833935</b>
          </p>
        </td>
      </tr>
      <tr>
        <td style="padding-left: 0.0px; text-align: center; width: 33%" valign="bottom">
          <p style="margin-bottom: 0px; margin-top: 0px">
            <b>(State or Other Jurisdiction</b>
          </p>
          <p style="margin-bottom: 0px; margin-top: 0px">
            <b>of Incorporation)</b>
          </p>
        </td>
        <td style="padding-left: 0.0px; text-align: center; width: 34%" valign="bottom">
          <p style="margin-bottom: 0px; margin-top: 0px">
            <b>(Commission</b>
          </p>
          <p style="margin-bottom: 0px; margin-top: 0px">
            <b>File Number)</b>
          </p>
        </td>
        <td style="padding-left: 0.0px; text-align: center; width: 33%" valign="bottom">
          <p style="margin-bottom: 0px; margin-top: 0px">
            <b>(IRS Employer</b>
          </p>
          <p style="margin-bottom: 0px; margin-top: 0px">
            <b>Identification No.)</b>
          </p>
        </td>
      </tr>
    </table>
    </div>
    <p style="text-align: center">
      <font style="font-size: 10pt"><b>125 North Drive, Westborough, MA 01581</b></font><font style="font-size: 10pt"><br style="font-size: 10pt"></font><font style="font-size: 10pt"><b>(Address
      of Principal Executive Offices)&#160;&#160;&#160;&#160;&#160;(Zip Code)</b></font>
    </p>
    <p style="text-align: center">
      <u><b>(508)&#160;870-5959</b></u><b> </b><br>(Registrant&#8217;s telephone
      number, including area code)<br><br>
    </p>
    <p style="text-align: center">
      <u><b>N/A</b></u><br><font style="font-size: 10pt; font-family: Times New Roman">(Former
      name or former address, if changed since last report)</font>
    </p>
    <p>

    </p>
    <p>
      <font style="font-size: 10pt; font-family: Times New Roman">Check the
      appropriate box below if the Form 8-K filing is intended to
      simultaneously satisfy the filing obligation of the registrant under any
      of the following provisions </font>(see General Instruction A.2 below):
    </p>
    <p>
      <font style="font-size: 10pt; font-family: Arial Unicode MS">&#8414;</font>
      <font style="font-size: 10pt; font-family: Times New Roman">Written
      communications pursuant to Rule 425 under the Securities Act (17 CFR
      230.425)</font>
    </p>
    <p>
      <font style="font-size: 10pt; font-family: Arial Unicode MS">&#8414;</font>
      <font style="font-size: 10pt; font-family: Times New Roman">Soliciting
      material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
      240.14a-12)</font>
    </p>
    <p>
      <font style="font-size: 10pt; font-family: Arial Unicode MS">&#8414;</font>
      <font style="font-size: 10pt; font-family: Times New Roman">Pre-commencement
      communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
      240.14d-2(b))</font>
    </p>
    <p>
      <font style="font-size: 10pt; font-family: Arial Unicode MS">&#8414;</font>
      <font style="font-size: 10pt; font-family: Times New Roman">Pre-commencement
      communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
      240.13e-4(c))</font>
    </p>
    <p>
      Indicate by check mark whether the registrant is an emerging growth
      company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405
      of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
      (&#167;240.12b-2 of this chapter).
    </p>
    <p>
      Emerging growth company&#160;&#160;<font style="font-size: 10pt; font-family: Arial Unicode MS">&#8414;</font>
    </p>
    <p>
      If an emerging growth company, indicate by check mark if the registrant
      has elected not to use the extended transition period for complying with
      any new or revised financial accounting standards provided pursuant to
      Section 13(a) of the Exchange Act.&#160;&#160;<font style="font-size: 10pt; font-family: Arial Unicode MS">&#8414;</font><br>
    </p>
    <div style="margin-left: 0pt; text-indent: 0pt; margin-bottom: 10pt; margin-right: 0pt; width: 100%">
      <div>
        <div style="text-align: left">

        </div>
      </div>
      <div style="page-break-after: always">
        <div style="text-align: center">

        </div>
        <div style="text-align: center">
          <hr style="color: black; height: 1.5pt">

        </div>
      </div>
      <div>
        <div style="text-align: right">

        </div>
      </div>
    </div>
    <p>

    </p>
    <p style="white-space: nowrap">
      <b>Item 8.01.</b> &#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;<b>Other
      Events.</b>
    </p>
    <p>
      On April 10, 2019, Kopin Corporation issued a press release announcing
      that it had closed the partial exercise of the underwriters&#8217;
      overallotment option in connection with the public offering of its
      common stock. The full text of the press release is filed as Exhibit
      99.1 to this Current Report on Form 8-K and incorporated herein by
      reference.
    </p>
    <p style="white-space: nowrap">
      <b>Item 9.01.</b>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;<b>Financial
      Statements and Exhibits.</b>
    </p>
    <p>
      <b>(d)&#160;Exhibits.</b>
    </p>
    <p>
      See the Exhibit Index below, which is incorporated by reference herein.
    </p>
    <p style="text-align: center">
      <b>EXHIBIT INDEX</b>
    </p>
<div style="text-align:left">
    <table cellspacing="0" style="font-size: 10pt; margin-bottom: 10.0px; width: 100%; font-family: Times New Roman">
      <tr>
        <td style="border-bottom-style: solid; padding-left: 0.0px; border-bottom-width: 1.0pt; text-align: left; width: 15%; border-bottom-color: black" valign="bottom">
          Exhibit
        </td>
        <td style="width: 1%">
          &#160;
        </td>
        <td style="border-bottom-style: solid; padding-left: 0.0px; border-bottom-width: 1.0pt; text-align: left; width: 84%; border-bottom-color: black" valign="bottom">
          Description
        </td>
      </tr>
      <tr>
        <td style="white-space: nowrap; padding-left: 0.0px; text-align: left; width: 15%; padding-right: 0.0px" valign="top">
          <p style="margin-bottom: 0px; margin-top: 0px">
            <a href="a51967088ex99_1.htm">99.1</a>
          </p>
        </td>
        <td style="width: 1%">

        </td>
        <td style="padding-left: 0.0px; text-align: left; width: 84%" valign="bottom">
          <p style="margin-bottom: 0px; margin-top: 0px">
            <a href="a51967088ex99_1.htm">Kopin Corporation Press Release
            dated April 10, 2019</a>
          </p>
        </td>
      </tr>
    </table>
    </div>
    <p>

    </p>
    <div style="margin-left: 0pt; text-indent: 0pt; margin-bottom: 10pt; margin-right: 0pt; width: 100%">
      <div>
        <div style="text-align: left">

        </div>
      </div>
      <div style="page-break-after: always">
        <div style="text-align: center">

        </div>
        <div style="text-align: center">
          <hr style="color: black; height: 1.5pt">

        </div>
      </div>
      <div>
        <div style="text-align: right">

        </div>
      </div>
    </div>
    <p>

    </p>
    <p style="text-align: center">
      <font style="font-size: 10pt; font-family: Times New Roman"><b>SIGNATURE</b></font>
    </p>
    <p style="font-size: 10pt; text-indent: 30.0px">
      <font style="font-size: 10pt; font-family: Times New Roman">Pursuant to
      the requirements of the Securities Exchange Act of 1934, the Registrant
      has duly caused this report to be signed on its behalf by the
      undersigned hereunto duly authorized.</font>
    </p>
    <p style="font-size: 10pt; text-indent: 30.0px">

    </p>
<div style="text-align:left">
    <table cellspacing="0" style="font-size: 10pt; margin-bottom: 10.0px; width: 100%; font-family: Times New Roman">
      <tr>
        <td style="width: 6%">

        </td>
        <td style="width: 44%">

        </td>
        <td style="padding-left: 0.0px; text-align: left; width: 50%" valign="top">
          <p style="margin-bottom: 0px; margin-top: 0px">
            KOPIN CORPORATION
          </p>
        </td>
      </tr>
      <tr>
        <td style="width: 6%">

        </td>
        <td style="width: 44%">

        </td>
        <td style="padding-left: 0.0px; text-align: left; width: 50%" valign="top">
          &#160;
        </td>
      </tr>
      <tr>
        <td style="padding-left: 0.0px; text-align: left; width: 6%; padding-bottom: 2.0px" valign="top">
          Date:
        </td>
        <td style="padding-left: 0.0px; text-align: left; width: 44%; padding-bottom: 2.0px" valign="top">
          <p style="margin-bottom: 0px; margin-top: 0px">
            April 10, 2019
          </p>
        </td>
        <td style="border-bottom-style: solid; padding-left: 0.0px; border-bottom-width: 1.0pt; text-align: left; width: 50%; border-bottom-color: black" valign="top">
          <p style="margin-bottom: 0px; margin-top: 0px">
            /s/ Richard A. Sneider
          </p>
        </td>
      </tr>
      <tr>
        <td style="width: 6%">

        </td>
        <td style="width: 44%">

        </td>
        <td style="padding-left: 0.0px; text-align: left; width: 50%" valign="top">
          <p style="margin-bottom: 0px; margin-top: 0px">
            Richard A. Sneider
          </p>
        </td>
      </tr>
      <tr>
        <td style="width: 6%">

        </td>
        <td style="width: 44%">

        </td>
        <td style="padding-left: 0.0px; text-align: left; width: 50%" valign="top">
          <p style="margin-bottom: 0px; margin-top: 0px">
            Treasurer and Chief Financial Officer
          </p>
        </td>
      </tr>
      <tr>
        <td style="width: 6%">

        </td>
        <td style="width: 44%">

        </td>
        <td style="padding-left: 0.0px; text-align: left; width: 50%" valign="top">
          <p style="margin-bottom: 0px; margin-top: 0px">
            (Principal Financial and Accounting Officer)
          </p>
        </td>
      </tr>
    </table>
    </div>
    <p>

    </p>
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<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>a51967088ex99_1.htm
<DESCRIPTION>EXHIBIT 99.1
<TEXT>
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    <p style="text-align: right">
      <b>Exhibit 99.1</b>
    </p>
    <p>
      <font style="font-size: 12pt; font-family: Times New Roman"><b>Kopin
      Announces Partial Exercise of Underwriters&#8217; Option in Connection With
      Its Public Offering</b></font>
    </p>
    <p>
      WESTBOROUGH, Mass.--(BUSINESS WIRE)--April 10, 2019--Kopin Corporation
      (Nasdaq: KOPN), a leading developer of innovative wearable computing
      technologies and solutions, today announced that it closed the issuance
      of an additional 706,454 shares of its common stock pursuant to the
      partial exercise of the underwriters&#8217; overallotment option in connection
      with its public offering, resulting in gross proceeds of approximately
      $777,100 and bringing the total gross proceeds of the public offering to
      approximately $8,777,100, before deducting underwriting discounts and
      offering expenses payable by Kopin.
    </p>
    <p>
      Ladenburg Thalmann &amp; Co. Inc., a subsidiary of Ladenburg Thalmann
      Financial Services Inc. (NYSE American: LTS), acted as sole book running
      manager in connection with the public offering.
    </p>
    <p>
      The additional shares were offered pursuant to an effective shelf
      registration statement (File No. 333-228549) declared effective by the
      Securities and Exchange Commission on December 14, 2018. A prospectus
      supplement and the related prospectus have been filed with the SEC and
      are available on the SEC&#8217;s website located at <u>http://www.sec.gov</u>.
      Copies of the prospectus supplement and the accompanying prospectus
      relating to the offering may be obtained from Ladenburg Thalmann &amp; Co.,
      Attn: Prospectus Department, 277 Park Ave, 26th floor, New York, NY
      10172 or by calling 1-800-573-2541.
    </p>
    <p>
      This press release shall not constitute an offer to sell or a
      solicitation of an offer to buy nor shall there be any offer or sale of
      these securities in any state or jurisdiction in which such offer,
      solicitation or sale would be unlawful prior to registration or
      qualification under the securities laws of such state or jurisdiction.
    </p>
    <p>
      <b>About&#160;Kopin</b>
    </p>
    <p>
      Kopin Corporation&#160;is a leading developer and provider of innovative
      wearable technologies and critical components for integration into
      wearable computing systems for military, industrial and consumer
      products. Kopin&#8217;s technology portfolio includes ultra-small displays,
      optics, speech enhancement technology, voice-interface and hands-free
      control software, low-power ASICs, and ergonomically designed smart
      headset reference systems. Kopin&#8217;s proprietary components and technology
      are protected by more than 300 global patents and patents pending. For
      more information, please visit Kopin&#8217;s website at&#160;<u>www.kopin.com</u>.
    </p>
    <p>
      <b>Forward-Looking Statements</b>
    </p>
    <p>
      This press release contains &#8220;forward-looking statements&#8221; within the
      meaning of the Private Securities Litigation Reform Act of 1995,
      including, but not limited to, all statements relating to the expected
      use of the net proceeds from the offering of common stock. Words such as
      &#8220;expects,&#8221; &#8220;intends,&#8221; &#8220;would,&#8221; &#8220;may&#8221; and variations of such words and
      similar expressions, and the negatives thereof, are intended to identify
      such forward-looking statements. Forward-looking statements are based on
      Kopin&#8217;s current expectations and assumptions and are subject to inherent
      uncertainties, risks and changes in circumstances that may differ
      materially from those contemplated by the forward-looking statements.
      Such risks and uncertainties can be found in Kopin&#8217;s filings with the
      SEC under the caption &#8220;Risk Factors,&#8221; including its most recent annual
      report on Form 10-K available at the SEC&#8217;s website at <u>www.sec.gov</u>.
    </p>
    <p>

    </p>
    <p>
      CONTACT:<br>Kopin Investor Relations<br>Richard Sneider, (508) 870 5959<br>CFO<br><u>rsneider@kopin.com</u><br>or<br>Investor
      Relations<br>JoAnn Horne, (415) 445-3233<br>Market Street Partners<br><u>JHorne@marketstreetpartners.com</u>
    </p>
    <p>

    </p>
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