<SEC-DOCUMENT>0000899243-15-009758-index.html : 20151214 <SEC-HEADER>0000899243-15-009758.hdr.sgml : 20151214 <ACCEPTANCE-DATETIME>20151214105719 ACCESSION NUMBER: 0000899243-15-009758 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151210 FILED AS OF DATE: 20151214 DATE AS OF CHANGE: 20151214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LC Capital Advisors LLC CENTRAL INDEX KEY: 0001375479 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 151285057 BUSINESS ADDRESS: STREET 1: C/O LAMPE, CONWAY & CO., LLC STREET 2: 680 FIFTH AVENUE, SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 581-8989 MAIL ADDRESS: STREET 1: C/O LAMPE, CONWAY & CO., LLC STREET 2: 680 FIFTH AVENUE, SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LC CAPITAL PARTNERS LP CENTRAL INDEX KEY: 0001175214 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 151285058 BUSINESS ADDRESS: STREET 1: 680 FIFTH AVENUE STREET 2: SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-581-8989 MAIL ADDRESS: STREET 1: 680 FIFTH AVENUE STREET 2: SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMPE, CONWAY & CO. LLC CENTRAL INDEX KEY: 0001299982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 151285059 BUSINESS ADDRESS: STREET 1: 680 FIFTH AVENUE, SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125818989 MAIL ADDRESS: STREET 1: 680 FIFTH AVENUE, SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LC CAPITAL MASTER FUND LTD CENTRAL INDEX KEY: 0001222051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 151285062 BUSINESS ADDRESS: STREET 1: C/O LAMPE CONWAY & CO LLC STREET 2: 730 FIFTH AVENUE STE 1002 CITY: NEW YORK STATE: NY ZIP: 10019-4105 BUSINESS PHONE: 2125818989 MAIL ADDRESS: STREET 1: C/O TRIDENT FUND SERVICES (BVI) LIMITED STREET 2: PO BOX 146, WATERFRONT DR, WICKHAMS CAY CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LC Capital Offshore Fund Ltd CENTRAL INDEX KEY: 0001293811 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 151285063 BUSINESS ADDRESS: STREET 1: C/O LAMPE, CONWAY & CO. LLC STREET 2: 680 FIFTH AVENUE, SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-581-8989 MAIL ADDRESS: STREET 1: C/O LAMPE, CONWAY & CO. LLC STREET 2: 680 FIFTH AVENUE, SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMPE STEVEN CENTRAL INDEX KEY: 0001260818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 151285061 MAIL ADDRESS: STREET 1: C/O LAMPE, CONWAY & CO. LLC STREET 2: 680 FIFTH AVENUE, SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONWAY RICHARD F CENTRAL INDEX KEY: 0001299904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 151285060 MAIL ADDRESS: STREET 1: C/O LAMPE, CONWAY & CO. LLC STREET 2: 680 FIFTH AVENUE, SUITE 1202 CITY: NEW YORK STATE: NY ZIP: 10019 </SEC-HEADER> <DOCUMENT> <TYPE>4 <SEQUENCE>1 <FILENAME>doc4.xml <DESCRIPTION>FORM 4 SUBMISSION <TEXT> Document 1 - file: doc4.html
Document 1 - RAW XML: doc4.xml
</DOCUMENT> </SEC-DOCUMENT>