<SEC-DOCUMENT>0001213900-17-005890-index.html : 20170526 <SEC-HEADER>0001213900-17-005890.hdr.sgml : 20170526 <ACCEPTANCE-DATETIME>20170526132334 ACCESSION NUMBER: 0001213900-17-005890 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20170524 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170526 DATE AS OF CHANGE: 20170526 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 17873091 BUSINESS ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>f8k052417_cadizinc.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: f8k052417_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>f8k052417ex4i_cadizinc.htm <DESCRIPTION>WARRANT ISSUED TO APOLLO SPECIAL SITUATIONS FUND, L.P. <TEXT> Document 2 - file: f8k052417ex4i_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>3 <FILENAME>f8k052417ex5i_cadizinc.htm <DESCRIPTION>LEGAL OPINION OF MITCHELL SILBERBERG & KNUPP LLP <TEXT> Document 3 - file: f8k052417ex5i_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>4 <FILENAME>f8k052417ex10i_cadizinc.htm <DESCRIPTION>AMENDED AND RESTATED PAYOFF AGREEMENT AND STIPULATION DATED AS OF MAY 24, 2017, BY CADIZ INC., A DELAWARE CORPORATION, CADIZ REAL ESTATE LLC <TEXT> Document 4 - file: f8k052417ex10i_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>5 <FILENAME>f8k052417ex10ii_cadizinc.htm <DESCRIPTION>SECURITY AGREEMENT <TEXT> Document 5 - file: f8k052417ex10ii_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>6 <FILENAME>f8k052417ex10iii_cadizinc.htm <DESCRIPTION>DEED OF TRUST, ASSIGNMENT OF LEASES AND RENTS, SECURITY AGREEMENT, FINANCING STATEMENT AND FIXTURE FILING <TEXT> Document 6 - file: f8k052417ex10iii_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>ex5i_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: ex5i_001.jpg
</DOCUMENT> </SEC-DOCUMENT>