Form 8-K - Current report:
SEC Accession No. 0001213900-20-005682
Filing Date
2020-03-09
Accepted
2020-03-09 09:01:29
Documents
12
Period of Report
2020-03-05
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 CURRENT REPORT ea119370-8k_cadizinc.htm 8-K 44935
2 CERTIFICATE OF DESIGNATION OF SERIES 1 PREFERRED STOCK OF CADIZ INC. ea119370ex3-1_cadizinc.htm EX-3.1 130734
3 CONVERSION AND EXCHANGE AGREEMENT, DATED MARCH 5, 2020, BY AND BETWEEN CADIZ INC ea119370ex10-1_cadizinc.htm EX-10.1 352695
4 CONVERSION AND EXCHANGE AGREEMENT, DATED MARCH 5, 2020, BY AND BETWEEN CADIZ INC ea119370ex10-2_cadizinc.htm EX-10.2 353913
5 REGISTRATION RIGHTS AGREEMENT, DATED MARCH 5, 2020, BY AND AMONG CADIZ INC. AND ea119370ex10-3_cadizinc.htm EX-10.3 171592
6 WAIVER AND AMENDMENT NO. 1 TO CREDIT AGREEMENT, DATED AS OF MARCH 5, 2020, BY AN ea119370ex10-4_cadizinc.htm EX-10.4 396104
7 AMENDMENT NO. 1 TO WARRANT, DATED AS OF MARCH 5, 2020, BY AND BETWEEN CADIZ INC. ea119370ex10-5_cadizinc.htm EX-10.5 28111
8 PRESS RELEASE DATED MARCH 9, 2020 ea119370ex99-1_cadizinc.htm EX-99.1 13183
9 GRAPHIC ex10-1_001.jpg GRAPHIC 9080
10 GRAPHIC ex10-2_001.jpg GRAPHIC 9080
11 GRAPHIC ex10-4_001.jpg GRAPHIC 9080
12 GRAPHIC ex99-1_001.jpg GRAPHIC 17094
  Complete submission text file 0001213900-20-005682.txt   1554547
Mailing Address 550 SOUTH HOPE STREET SUITE 2850 LOS ANGELES CA 90071
Business Address 550 SOUTH HOPE STREET SUITE 2850 LOS ANGELES CA 90071 213-271-1600
CADIZ INC (Filer) CIK: 0000727273 (see all company filings)

EIN.: 770313235 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 000-12114 | Film No.: 20696677
SIC: 4941 Water Supply