<SEC-DOCUMENT>0000727273-20-000027.txt : 20200622
<SEC-HEADER>0000727273-20-000027.hdr.sgml : 20200622
<ACCEPTANCE-DATETIME>20200622162008
ACCESSION NUMBER:		0000727273-20-000027
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20200617
ITEM INFORMATION:		Submission of Matters to a Vote of Security Holders
FILED AS OF DATE:		20200622
DATE AS OF CHANGE:		20200622

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CADIZ INC
		CENTRAL INDEX KEY:			0000727273
		STANDARD INDUSTRIAL CLASSIFICATION:	WATER SUPPLY [4941]
		IRS NUMBER:				770313235
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-12114
		FILM NUMBER:		20979068

	BUSINESS ADDRESS:	
		STREET 1:		550 SOUTH HOPE STREET
		STREET 2:		SUITE 2850
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90071
		BUSINESS PHONE:		213-271-1600

	MAIL ADDRESS:	
		STREET 1:		550 SOUTH HOPE STREET
		STREET 2:		SUITE 2850
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90071

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	CADIZ LAND CO INC
		DATE OF NAME CHANGE:	19920703

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	PACIFIC AGRICULTURAL HOLDINGS INC
		DATE OF NAME CHANGE:	19920602

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ARIDTECH INC
		DATE OF NAME CHANGE:	19880523
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>form8k_june2020.htm
<DESCRIPTION>FORM 8-K
<TEXT>
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      <hr align="center" style="border: none; border-bottom: 1px solid black; border-top: 4px solid black; height: 10px; color: #ffffff; background-color: #ffffff; margin-left: auto; margin-right: auto;"><font style="font-weight: bold; font-variant: small-caps;">united states</font></div>
    <div style="text-align: center; font-size: 14pt; font-variant: small-caps; font-weight: bold;">Securities and Exchange Commission</div>
    <div style="text-align: center; font-size: 12pt; font-variant: small-caps; font-weight: bold;">Washington, D. C. 20549</div>
    <div><br>
    </div>
    <div style="text-align: center; font-size: 12pt; font-weight: bold;">FORM 8-K</div>
    <div><br>
    </div>
    <div style="text-align: center; font-weight: bold;">CURRENT REPORT</div>
    <div style="text-align: center; font-weight: bold;">Pursuant to Section 13 or 15(d) of the</div>
    <div style="text-align: center; font-weight: bold;">Securities Exchange Act of 1934</div>
    <div><br>
    </div>
    <div style="text-align: center; font-weight: bold;">Date of Report (Date of earliest event reported):</div>
    <div style="text-align: center; font-weight: bold;">June 17, 2020</div>
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            <div style="text-align: center; font-weight: bold;"><font style="font-variant: small-caps;">C</font>adiz Inc.</div>
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        <tr>
          <td style="width: 100%; vertical-align: top;" colspan="7">&#160;</td>
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            <div style="text-align: center; font-weight: bold;">(Exact Name of Registrant as Specified in its Charter)</div>
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            <div style="text-align: center; font-weight: bold;">0-12114</div>
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            <div>&#160;</div>
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            <div style="text-align: center; font-weight: bold;">77-0313235</div>
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            <div style="text-align: center; margin-right: 0.8pt; font-weight: bold;">(State or Other Jurisdiction</div>
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          <td style="width: 2%; vertical-align: bottom;">
            <div>&#160;</div>
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          <td style="width: 32%; vertical-align: top;">
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          <td style="width: 49%; vertical-align: top; border-bottom: #000000 2px solid;" colspan="3">
            <div style="text-align: center; margin-right: 28.8pt; margin-left: 28.8pt; font-weight: bold;">550 S. Hope Street, Suite 2850</div>
            <div style="text-align: center; margin-right: 28.8pt; margin-left: 28.8pt; font-weight: bold;">Los Angeles, CA</div>
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            <div>&#160;</div>
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            <div style="text-align: center; font-weight: bold;">90071</div>
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        <tr>
          <td style="width: 49%; vertical-align: top;" colspan="3">
            <div style="text-align: center; font-weight: bold;">(Address of Principal Executive Offices)</div>
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          <td style="width: 2%; vertical-align: top;">
            <div>&#160;</div>
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          <td style="width: 49%; vertical-align: top;" colspan="3">
            <div style="text-align: center; font-weight: bold;">(Zip Code)</div>
            <div>&#160;</div>
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    <div style="text-align: center; margin-bottom: 12pt;"><br>
      <br>
      <font style="font-weight: bold;">Registrant&#8217;s telephone number, including area code:</font>&#160;<font style="font-weight: bold;">(231) 271-1600</font></div>
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            <div style="text-align: center; font-weight: bold;">Title of each class</div>
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            <div style="text-align: center; font-weight: bold;">Trading Symbol(s)</div>
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          <td style="width: 40.43%; vertical-align: top; border-bottom: #000000 2px solid;" colspan="2">
            <div style="text-align: center; font-weight: bold;">Name of each exchange on which registered</div>
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          <td style="width: 0.05%; vertical-align: top;">&#160;</td>
          <td style="width: 35.44%; vertical-align: top; border-bottom: #000000 2px solid;">
            <div style="text-align: center;">Common Stock, par value $0.01 per share</div>
          </td>
          <td style="width: 2.58%; vertical-align: top;">&#160;</td>
          <td style="width: 18.92%; vertical-align: top; border-bottom: #000000 2px solid;">
            <div style="text-align: center;">CDZI</div>
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          <td style="width: 2.58%; vertical-align: top;">&#160;</td>
          <td style="width: 40.43%; vertical-align: top; border-bottom: #000000 2px solid;" colspan="2">
            <div style="text-align: center;">The NASDAQ Global Market</div>
          </td>
        </tr>
        <tr>
          <td style="width: 96.34%; vertical-align: bottom;" colspan="6">
            <div>&#160;</div>
            <div style="text-align: center; font-weight: bold;">Not Applicable</div>
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          <td style="width: 3.66%; vertical-align: top;">&#160;</td>
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          <td style="width: 96.34%; vertical-align: top;" colspan="6">
            <div style="text-align: center; font-weight: bold;">(Former Name or Former Address, if Changed Since Last Report)</div>
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          <td style="width: 3.66%; vertical-align: top;">&#160;</td>
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    </div>
    <div style="text-align: justify;">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
      following provisions (see General Instruction A.2. below):</div>
    <div><br>
    </div>
    <div style="text-align: justify;">&#9633;&#160;&#160; Written communications pursuant to Rule&#160;425 under the Securities
      Act (17 CFR 230.425)</div>
    <div><br>
    </div>
    <div style="text-align: justify;">&#9633;&#160;&#160; Soliciting material pursuant to Rule&#160;14a-12 under the Exchange Act
      (17 CFR 240.14a-12)</div>
    <div><br>
    </div>
    <div style="text-align: justify;">&#9633;&#160;&#160; Pre-commencement communications pursuant to Rule&#160;14d-2(b) under the
      Exchange Act (17 CFR 240.14d-2(b))</div>
    <div><br>
    </div>
    <div style="text-align: justify;">&#9633;&#160;&#160; Pre-commencement communications pursuant to Rule&#160;13e-4(c) under the
      Exchange Act (17 CFR 240.13e-4(c))</div>
    <div><br>
    </div>
    <div style="margin-bottom: 10.35pt;">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933
      (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</div>
    <div style="text-align: justify; margin-bottom: 5.25pt;">Emerging growth company <font style="font-family: 'Segoe UI Symbol', sans-serif;">&#9744;</font></div>
    <div style="text-align: justify; margin-right: 26.5pt; margin-bottom: 5.25pt;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
      transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.&#160; <font style="font-family: 'Segoe UI Symbol', sans-serif;">&#9744;</font>
      <hr align="center" style="border: none; border-bottom: 4px solid black; border-top: 1px solid black; height: 10px; color: #ffffff; background-color: #ffffff; text-align: center; margin-left: auto; margin-right: auto;"></div>
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    <div><font style="font-family: 'Times New Roman',Times,serif;">&#160;</font><font style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">ITEM 5.07</font>&#160;&#160;&#160;&#160; <font style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS</font></div>
    <div style="text-indent: 36pt; font-family: 'Times New Roman',Times,serif;"> <br>
    </div>
    <div style="text-indent: 36pt; font-family: 'Times New Roman',Times,serif;">On June 17, 2020, the Company held its 2020 Annual Meeting of Stockholders.&#160;&#160;The number of shares represented and voting by proxy
      at said meeting was 27,483,625.</div>
    <div><br>
    </div>
    <div>
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          <tr>
            <td style="width: 54pt; vertical-align: top;">
              <div style="font-family: 'Times New Roman',Times,serif;">(i)</div>
            </td>
            <td style="width: auto; vertical-align: top;">
              <div style="font-family: 'Times New Roman',Times,serif;">The following directors were elected at the meeting:</div>
            </td>
          </tr>

      </table>
    </div>
    <div><br>
    </div>
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        <tr>
          <td style="width: 34.21%; vertical-align: bottom;">
            <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;"><u>NOMINEE</u></div>
          </td>
          <td style="width: 20.61%; vertical-align: bottom;">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;"><u>VOTES FOR</u></div>
          </td>
          <td style="width: 21.93%; vertical-align: bottom;">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;"><u>VOTES WITHHELD</u></div>
          </td>
          <td style="width: 23.25%; vertical-align: bottom;">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">BROKER</div>
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;"><u>NON-VOTES</u></div>
          </td>
        </tr>
        <tr>
          <td style="width: 34.21%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="font-family: 'Times New Roman',Times,serif;">Keith Brackpool</div>
          </td>
          <td style="width: 20.61%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">25,934,301</div>
          </td>
          <td style="width: 21.93%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">396,664</div>
          </td>
          <td style="width: 23.25%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">1,152,660</div>
          </td>
        </tr>
        <tr>
          <td style="width: 34.21%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="font-family: 'Times New Roman',Times,serif;">Stephen E. Courter</div>
          </td>
          <td style="width: 20.61%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">26,299,426</div>
          </td>
          <td style="width: 21.93%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">31,539</div>
          </td>
          <td style="width: 23.25%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">1,152,660</div>
          </td>
        </tr>
        <tr>
          <td style="width: 34.21%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="font-family: 'Times New Roman',Times,serif;">Maria Echaveste</div>
          </td>
          <td style="width: 20.61%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">26,303,241</div>
          </td>
          <td style="width: 21.93%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">27,724</div>
          </td>
          <td style="width: 23.25%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">1,152,660</div>
          </td>
        </tr>
        <tr>
          <td style="width: 34.21%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="font-family: 'Times New Roman',Times,serif;">Geoffrey Grant</div>
          </td>
          <td style="width: 20.61%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">25,252,706</div>
          </td>
          <td style="width: 21.93%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">1,078,259</div>
          </td>
          <td style="width: 23.25%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">1,152,660</div>
          </td>
        </tr>
        <tr>
          <td style="width: 34.21%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="font-family: 'Times New Roman',Times,serif;">Winston Hickox</div>
          </td>
          <td style="width: 20.61%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">26,249,987</div>
          </td>
          <td style="width: 21.93%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">80,978</div>
          </td>
          <td style="width: 23.25%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">1,152,660</div>
          </td>
        </tr>
        <tr>
          <td style="width: 34.21%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="font-family: 'Times New Roman',Times,serif;">Murray H. Hutchison</div>
          </td>
          <td style="width: 20.61%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">25,963,621</div>
          </td>
          <td style="width: 21.93%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">367,344</div>
          </td>
          <td style="width: 23.25%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">1,152,660</div>
          </td>
        </tr>
        <tr>
          <td style="width: 34.21%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="font-family: 'Times New Roman',Times,serif;">Richard Nevins</div>
          </td>
          <td style="width: 20.61%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">26,320,238</div>
          </td>
          <td style="width: 21.93%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">10,727</div>
          </td>
          <td style="width: 23.25%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">1,152,660</div>
          </td>
        </tr>
        <tr>
          <td style="width: 34.21%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="font-family: 'Times New Roman',Times,serif;">Scott S. Slater</div>
          </td>
          <td style="width: 20.61%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">26,298,902</div>
          </td>
          <td style="width: 21.93%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">32,063</div>
          </td>
          <td style="width: 23.25%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">1,152,660</div>
          </td>
        </tr>
        <tr>
          <td style="width: 34.21%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="font-family: 'Times New Roman',Times,serif;">Carolyn Webb de Mac&#237;as</div>
          </td>
          <td style="width: 20.61%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">26,304,238</div>
          </td>
          <td style="width: 21.93%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">26,727</div>
          </td>
          <td style="width: 23.25%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">1,152,660</div>
          </td>
        </tr>

    </table>
    <div><br>
    </div>
    <div><br>
    </div>
    <div><font style="font-family: 'Times New Roman',Times,serif;">(ii)</font><font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; width: 27pt;">&#160;</font><font style="font-family: 'Times New Roman',Times,serif;">PricewaterhouseCoopers LLP was approved as the Company&#8217;s independent auditors for the fiscal year 2020 by the following vote:</font></div>
    <div><br>
    </div>
    <table cellspacing="0" cellpadding="0" border="0" align="center" id="z4de3f9f626b0438c97c908100544bf5d" style="width: 50%; color: #000000; font-family: 'Times New Roman', Times, serif; font-size: 10pt; text-align: left;">

        <tr>
          <td style="width: 49.71%; vertical-align: top;">&#160;</td>
          <td style="width: 50.29%; vertical-align: top;">
            <div style="text-align: right; font-family: 'Times New Roman',Times,serif; font-weight: bold;"><u>VOTES</u></div>
          </td>
        </tr>
        <tr>
          <td style="width: 49.71%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="font-size: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman',Times,serif; font-weight: bold;">FOR</font><font style="font-size: 10pt;">:</font></div>
          </td>
          <td style="width: 50.29%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: right; font-family: 'Times New Roman',Times,serif;">27,429,436</div>
          </td>
        </tr>
        <tr>
          <td style="width: 49.71%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="font-size: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman',Times,serif; font-weight: bold;">AGAINST</font><font style="font-size: 10pt;">:</font></div>
          </td>
          <td style="width: 50.29%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: right; font-family: 'Times New Roman',Times,serif;">53,636</div>
          </td>
        </tr>
        <tr>
          <td style="width: 49.71%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="font-size: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman',Times,serif; font-weight: bold;">ABSTAIN</font><font style="font-size: 10pt;">:</font></div>
          </td>
          <td style="width: 50.29%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: right; font-family: 'Times New Roman',Times,serif;">553</div>
          </td>
        </tr>

    </table>
    <div><br>
    </div>
    <div><br>
    </div>
    <div><font style="font-family: 'Times New Roman',Times,serif;">(iii)</font><font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; width: 27pt;">&#160;</font><font style="font-family: 'Times New Roman',Times,serif;">The Company&#8217;s stockholders approved, on an advisory basis, the compensation of the Company&#8217;s named executive officers, by the following vote:</font></div>
    <div><br>
    </div>
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        <tr>
          <td style="width: 56.45%; vertical-align: top;">&#160;</td>
          <td style="width: 43.55%; vertical-align: top;">
            <div style="text-align: right; font-family: 'Times New Roman',Times,serif; font-weight: bold;"><u>VOTES</u></div>
          </td>
        </tr>
        <tr>
          <td style="width: 56.45%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="font-size: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman',Times,serif; font-weight: bold;">FOR</font><font style="font-size: 10pt;">:</font></div>
          </td>
          <td style="width: 43.55%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: right; font-family: 'Times New Roman',Times,serif;">26,258,950</div>
          </td>
        </tr>
        <tr>
          <td style="width: 56.45%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="font-size: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman',Times,serif; font-weight: bold;">AGAINST</font><font style="font-size: 10pt;">:</font></div>
          </td>
          <td style="width: 43.55%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: right; font-family: 'Times New Roman',Times,serif;">69,322</div>
          </td>
        </tr>
        <tr>
          <td style="width: 56.45%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="font-size: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman',Times,serif; font-weight: bold;">ABSTAIN</font><font style="font-size: 10pt;">:</font></div>
          </td>
          <td style="width: 43.55%; vertical-align: top; background-color: rgb(204, 238, 255);">
            <div style="text-align: right; font-family: 'Times New Roman',Times,serif;">2,693</div>
          </td>
        </tr>
        <tr>
          <td style="width: 56.45%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">BROKER NON-VOTES:</div>
          </td>
          <td style="width: 43.55%; vertical-align: top; background-color: rgb(255, 255, 255);">
            <div style="text-align: right; font-family: 'Times New Roman',Times,serif;">1,152,660</div>
          </td>
        </tr>

    </table>
    <div><br>
    </div>
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    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">SIGNATURES</div>
    <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
    <div style="text-indent: 36pt; font-family: 'Times New Roman',Times,serif;">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its
      behalf by the undersigned hereunto duly authorized.</div>
    <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
    <table cellspacing="0" cellpadding="0" border="0" id="ze41f9367ffbb448d9866ee308a6baed6" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="vertical-align: top;" colspan="2">
            <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">CADIZ INC.</div>
          </td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top;">
            <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
          </td>
          <td style="width: 3%; vertical-align: top;">
            <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
          </td>
          <td style="width: 47.12%; vertical-align: top;">
            <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
          </td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top;">
            <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
          </td>
          <td style="width: 3%; vertical-align: top;">
            <div style="font-family: 'Times New Roman',Times,serif;">By:</div>
          </td>
          <td style="width: 47.12%; vertical-align: top;">
            <div style="font-family: 'Times New Roman',Times,serif;"><u>/s/ Stanley E. Speer</u></div>
          </td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top;">
            <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
          </td>
          <td style="width: 3%; vertical-align: top;">
            <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
          </td>
          <td style="width: 47.12%; vertical-align: top;">
            <div style="font-family: 'Times New Roman',Times,serif;">Stanley E. Speer</div>
          </td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top;">
            <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
          </td>
          <td style="width: 3%; vertical-align: top;">
            <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
          </td>
          <td style="width: 47.12%; vertical-align: top;">
            <div style="font-family: 'Times New Roman',Times,serif;">Chief Financial Officer</div>
          </td>
        </tr>

    </table>
    <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
    <div style="font-family: 'Times New Roman',Times,serif;">Date:&#160; June 22, 2020</div>
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