<SEC-DOCUMENT>0001213900-21-035539-index.html : 20210702 <SEC-HEADER>0001213900-21-035539.hdr.sgml : 20210702 <ACCEPTANCE-DATETIME>20210702160406 ACCESSION NUMBER: 0001213900-21-035539 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 17 CONFORMED PERIOD OF REPORT: 20210629 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Material Modifications to Rights of Security Holders ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20210702 DATE AS OF CHANGE: 20210702 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 211069903 BUSINESS ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea143676-8k_cadizinc.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea143676-8k_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>ea143676ex1-1_cadizinc.htm <DESCRIPTION>UNDERWRITING AGREEMENT, DATED AS OF JUNE 29, 2021, BY AND AMONG THE COMPANY AND B. RILEY SECURITIES, INC., AS REPRESENTATIVE OF THE SEVERAL UNDERWRITERS NAMED THEREIN <TEXT> Document 2 - file: ea143676ex1-1_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>3 <FILENAME>ea143676ex3-1_cadizinc.htm <DESCRIPTION>CERTIFICATE OF DESIGNATION OF 8.875% SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK OF CADIZ INC <TEXT> Document 3 - file: ea143676ex3-1_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>4 <FILENAME>ea143676ex4-1_cadizinc.htm <DESCRIPTION>DEPOSIT AGREEMENT, DATED EFFECTIVE AS OF JULY 2, 2021, BY AND AMONG THE COMPANY, CONTINENTAL STOCK TRANSFER & TRUST COMPANY, AS DEPOSITARY, AND THE HOLDERS OF THE DEPOSITARY RECEIPTS ISSUED THEREUNDER <TEXT> Document 4 - file: ea143676ex4-1_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>5 <FILENAME>ea143676ex5-1_cadizinc.htm <DESCRIPTION>OPINION OF GREENBERG TRAURIG, LLP <TEXT> Document 5 - file: ea143676ex5-1_cadizinc.htm
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