<SEC-DOCUMENT>0001161697-15-000368.txt : 20150821
<SEC-HEADER>0001161697-15-000368.hdr.sgml : 20150821
<ACCEPTANCE-DATETIME>20150821161534
ACCESSION NUMBER:		0001161697-15-000368
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20150814
ITEM INFORMATION:		Unregistered Sales of Equity Securities
FILED AS OF DATE:		20150821
DATE AS OF CHANGE:		20150821

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			VISUALANT INC
		CENTRAL INDEX KEY:			0001074828
		STANDARD INDUSTRIAL CLASSIFICATION:	MEASURING & CONTROLLING DEVICES, NEC [3829]
		IRS NUMBER:				911948357
		STATE OF INCORPORATION:			NV
		FISCAL YEAR END:			0930

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-37479
		FILM NUMBER:		151069030

	BUSINESS ADDRESS:	
		STREET 1:		500 UNION STREET
		STREET 2:		SUITE 420
		CITY:			SEATTLE
		STATE:			WA
		ZIP:			98101
		BUSINESS PHONE:		206-903-1351

	MAIL ADDRESS:	
		STREET 1:		500 UNION STREET
		STREET 2:		SUITE 420
		CITY:			SEATTLE
		STATE:			WA
		ZIP:			98101

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Visualant, INC
		DATE OF NAME CHANGE:	20050106

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	STARBERRYS CORP
		DATE OF NAME CHANGE:	20020918

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	CIGAR KING CORP
		DATE OF NAME CHANGE:	19990127
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>form_8-k.htm
<DESCRIPTION>FORM 8-K FOR 08-14-2015
<TEXT>
<HTML>
<HEAD>
<TITLE></TITLE>
</HEAD>
<BODY STYLE="font: 10pt Times New Roman, Times, Serif">
<DIV style="width:720px">
<BR>
<P style="margin:0px" align=center><B>UNITED STATES</B></P>
<P style="margin:0px" align=center><B>SECURITIES AND EXCHANGE COMMISSION</B></P>
<P style="margin:0px" align=center><B>Washington, D.C. 20549</B></P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px" align=center><B>FORM 8-K</B></P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px" align=center><B>CURRENT REPORT</B></P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px" align=center><B>Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</B></P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px" align=center><B>Date of Report: August 14, 2015</B></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px" align=center><B><U>&nbsp;&nbsp;&nbsp;&nbsp;VISUALANT, INCORPORATED&nbsp;&nbsp;&nbsp;&nbsp;</U></B></P>
<P style="margin:0px" align=center>(Exact name of Registrant as specified in its charter)</P>
<P style="margin:0px"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:1pt"><TD width=240 ></TD><TD ></TD><TD width=239 ></TD></TR>
<TR><TD style="margin-top:0px" width=240><P style="margin:0px" align=center><B><U>&nbsp;&nbsp;&nbsp;&nbsp;Nevada&nbsp;&nbsp;&nbsp;&nbsp;</U></B></P>
</TD><TD style="margin-top:0px"><P style="margin:0px" align=center><B><U>&nbsp;&nbsp;&nbsp;&nbsp;0-25541&nbsp;&nbsp;&nbsp;&nbsp;</U></B></P>
</TD><TD style="margin-top:0px" width=239><P style="margin:0px" align=center><B><U>&nbsp;&nbsp;&nbsp;&nbsp;90-0273142&nbsp;&nbsp;&nbsp;&nbsp;</U></B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=240><P style="margin:0px" align=center>(State or jurisdiction of incorporation)</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px" align=center>(Commission File No.)</P>
</TD><TD style="margin-top:0px" valign=top width=239><P style="margin:0px" align=center>(IRS Employer Identification No.)</P>
</TD></TR>
</TABLE>
<P style="margin:0px"><BR></P>
<P style="margin:0px" align=center><B>500 Union Street, Suite 420</B></P>
<P style="margin:0px" align=center><B>Seattle, Washington 98101</B></P>
<P style="margin:0px" align=center><B><U>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(206) 903-1351&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</U></B></P>
<P style="margin:0px" align=center>(Address of Registrant&rsquo;s principal executive office and telephone number)</P>
<P style="margin:0px"><BR></P>

<HR noshade align="center" width="100%" size="2">

<P style="margin:0px"><BR></P>
<P style="margin:0px"><B>Item 3.02 Unregistered Sales of Equity Securities</B></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; text-align: justify">On August 3, 10, 13 and 15, 2015, Visualant, Incorporated (the &ldquo;Company&rdquo;) issued a total of 22,980 shares of common stock related to the conversion of $64,000 of debt and interest of $2,560 pursuant to a Securities Purchase Agreement dated January 27, 2015. The shares were issued at an average of $2.785 per share, with a low price of $2.50 per share.</P>
<P style="margin:0px; text-align: justify"><BR></P>
<P style="margin:0px; text-align: justify">The Company previously issued warrants to investors and partners which contained a provision that would require an adjustment in the exercise price if the Company issues common stock, warrants or equity below the price that is reflected in the warrants. These warrants included the following:</P>
<P style="margin:0px; text-align: justify"><BR></P>
<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="margin-top: 0px; font-size: 10pt"><TR height=0 style="font-size:1pt"><TD STYLE="width: 48px"></TD><TD STYLE="width: 672px"></TD></TR>
<TR><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px" align=center>1.</P>
</TD><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px">Series A Warrants to purchase a total of 348,685 shares of common stock at an exercise price of $22.50 per share.</P>
</TD></TR>
<TR><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px" align=center>2.</P>
</TD><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px">Series B Warrants to purchase a total of 348,685 shares of common stock at an exercise price of $30.00 per share.</P>
</TD></TR>
<TR><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px" align=center>3.</P>
</TD><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px">A warrant issued to IDMC to purchase 97,169 shares of common stock at an exercise price of $30.00 per share.</P>
</TD></TR>
<TR><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px" align=center>4.</P>
</TD><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px">Series C Warrants to purchase 23,334 shares of common stock at an exercise price of $30.00 per share.</P>
</TD></TR>
<TR><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px" align=center>5.</P>
</TD><TD STYLE="margin-top: 0px; vertical-align: top"><P style="margin:0px">Series D Warrants to purchase 23,334 shares of common stock at an exercise price of $45.00 per share.</P>
</TD></TR>
</TABLE>
<P style="margin:0px; text-align: justify"><BR></P>
<P style="margin:0px; text-align: justify">The conversion shares issued at $2.50 per share adjusted the exercise price of the warrants detailed above to $2.50 per share.</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px" align=center><B>SIGNATURES</B></P>
<P style="margin:0px; text-align: justify">&nbsp;</P>
<P style="margin:0px; text-align: justify">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</P>
<P style="margin:0px; text-align: justify">&nbsp;</P>
<P style="margin:0px; text-align: justify">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0><TR height=0 style="font-size:1pt"><TD width=360 ></TD><TD width=24 ></TD><TD width=336 ></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=360><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=360 colspan=2><P style="margin:0px">Registrant: VISUALANT, INCORPORATED</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=360><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=24><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=336><P style="margin:0px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=360><P style="margin:0px">August 21, 2015</P>
</TD><TD style="margin-top:0px" valign=top width=24><P style="margin:0px">By:</P>
</TD><TD style="margin-top:0px" valign=top width=336><P style="margin:0px"><U>/s/&nbsp;Ronald P. Erickson</U></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=360><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=24><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=bottom width=336><P style="margin:0px">Ronald P. Erickson, CEO</P>
</TD></TR>
</TABLE>
<P style="margin:0px"><BR></P>

<HR noshade align="center" width="100%" size="2">
</DIV>
</BODY>
</HTML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
