<SEC-DOCUMENT>0001096056-18-000028.txt : 20180618
<SEC-HEADER>0001096056-18-000028.hdr.sgml : 20180618
<ACCEPTANCE-DATETIME>20180618061942
ACCESSION NUMBER:		0001096056-18-000028
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		1
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20171231
</ITEM>
</RULE>
FILED AS OF DATE:		20180618
DATE AS OF CHANGE:		20180618

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			LUXFER HOLDINGS PLC
		CENTRAL INDEX KEY:			0001096056
		STANDARD INDUSTRIAL CLASSIFICATION:	INDUSTRIAL INORGANIC CHEMICALS [2810]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			X0
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-35370
		FILM NUMBER:		18903546

	BUSINESS ADDRESS:	
		STREET 1:		LUMNS LANE
		CITY:			MANCHESTER
		STATE:			X0
		ZIP:			M27 8LN
		BUSINESS PHONE:		44161300-0600

	MAIL ADDRESS:	
		STREET 1:		LUMNS LANE
		CITY:			MANCHESTER
		STATE:			X0
		ZIP:			M27 8LN
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
<SEQUENCE>1
<FILENAME>a2017conflictminerals.htm
<DESCRIPTION>SD
<TEXT>
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<div><a name="s5a271002b34f499b95e425690242eecf"></a></div><div><div style="line-height:120%;padding-bottom:8px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;"><br></font></div></div><div><br></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;font-weight:bold;">UNITED STATES</font><font style="font-family:Times New Roman;font-size:10pt;">&#32;</font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;font-weight:bold;">SECURITIES AND EXCHANGE COMMISSION</font><font style="font-family:Times New Roman;font-size:10pt;">&#32;</font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;font-weight:bold;">Washington, D.C. 20549</font><font style="font-family:Times New Roman;font-size:10pt;">&#32;</font></div><div style="line-height:120%;padding-bottom:0px;text-align:left;font-size:12pt;"><font style="font-family:Times New Roman;font-size:12pt;"><br></font></div><div style="line-height:174%;padding-bottom:0px;text-align:center;font-size:14pt;"><font style="font-family:Times New Roman;font-size:14pt;font-weight:bold;">FORM SD</font><font style="font-family:Times New Roman;font-size:14pt;">&#32;</font></div><div style="line-height:174%;padding-bottom:0px;text-align:center;font-size:14pt;"><font style="font-family:Times New Roman;font-size:14pt;font-weight:bold;">Specialized Disclosure Report</font><font style="font-family:Times New Roman;font-size:14pt;">&#32;</font></div><div style="line-height:174%;padding-bottom:0px;text-align:center;font-size:14pt;"><font style="font-family:Times New Roman;font-size:14pt;"><br></font></div><div style="line-height:174%;padding-bottom:0px;text-align:center;font-size:14pt;"><font style="font-family:Times New Roman;font-size:14pt;font-weight:bold;">Luxfer Holdings PLC</font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:8pt;"><font style="font-family:Times New Roman;font-size:8pt;font-style:italic;">(Exact name of registrant as specified in its charter) </font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;"><br></font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;"><br></font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;"><br></font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><div style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;margin-left:auto;margin-right:auto;width:87.890625%;border-collapse:collapse;text-align:left;"><tr><td colspan="3"></td></tr><tr><td style="width:34%;"></td><td style="width:33%;"></td><td style="width:33%;"></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">England and Wales</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">001-35370</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">98-1024030</font></div></td></tr><tr><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:center;font-size:8pt;"><font style="font-family:inherit;font-size:8pt;font-style:italic;">(State or other jurisdiction </font></div><div style="text-align:center;font-size:8pt;"><font style="font-family:inherit;font-size:8pt;font-style:italic;">of incorporation)</font></div></td><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:center;font-size:8pt;"><font style="font-family:inherit;font-size:8pt;font-style:italic;">(Commission File Number)</font></div></td><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:center;font-size:8pt;"><font style="font-family:inherit;font-size:8pt;font-style:italic;">(I.R.S. Employer </font></div><div style="text-align:center;font-size:8pt;"><font style="font-family:inherit;font-size:8pt;font-style:italic;">Identification No.)</font></div></td></tr></table></div></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;"><br></font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;"><br></font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;"><br></font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;font-weight:bold;">Lumns Lane, Manchester, England,</font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;font-weight:bold;">M27 8LN</font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:8pt;"><font style="font-family:Times New Roman;font-size:8pt;font-style:italic;">(Address of principal executive offices)</font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;"><br></font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;"><br></font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;font-weight:bold;">Jamie Mark Savage</font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;font-weight:bold;">00 44 (0) 161 300 0640</font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:8pt;"><font style="font-family:Times New Roman;font-size:8pt;font-style:italic;">(Name and telephone number, including area code,</font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:8pt;"><font style="font-family:Times New Roman;font-size:8pt;font-style:italic;">of the person to contact in connection with this report)</font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;"><br></font></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;"><br></font></div><div style="line-height:120%;padding-bottom:0px;text-align:justify;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;">Check the appropriate box to indicate the rule pursuant to which this form is being filed, </font></div><div style="line-height:120%;padding-bottom:0px;text-align:justify;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;">and provide the period to which the information in this form applies:</font></div><div style="line-height:120%;padding-bottom:0px;text-align:justify;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;"><br></font></div><table cellpadding="0" cellspacing="0" style="padding-bottom:8px;font-family:Times New Roman; font-size:10pt;"><tr><td style="width:48px;"></td><td></td></tr><tr><td style="vertical-align:top"><div style="line-height:120%;font-size:10pt;padding-left:0px;"><font style="font-family:Wingdings;font-size:9pt;">&#254;</font></div></td><td style="vertical-align:top;"><div style="line-height:120%;font-size:10pt;"><font style="font-family:Times New Roman;font-size:10pt;">Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2018. </font></div></td></tr></table><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;"><br></font></div><div><br></div><div><div style="line-height:120%;padding-bottom:8px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;"><br></font></div></div><hr style="page-break-after:always"><div><div style="line-height:120%;padding-bottom:8px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;"><br></font></div></div><div><br></div><div style="line-height:120%;padding-bottom:8px;text-align:justify;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;font-weight:bold;">Section 1 - Conflict Minerals Disclosure </font></div><div style="line-height:120%;padding-bottom:8px;text-align:justify;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;font-weight:bold;">Item 1.01: Conflict Minerals Disclosure and Report</font><font style="font-family:Arial;font-size:10pt;">&#160;</font></div><div style="line-height:120%;padding-bottom:0px;text-align:justify;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">Rule 13p-1 under the Securities Exchange Act of 1934, as amended, generally provides that a company must file this specialized disclosure report if it manufactures or contracts to manufacture products for which one or more of the following minerals are necessary to the functionality or production of the Company&#8217;s products: cassiterite; columbite-tantalite (coltan); and wolframite; their derivatives tantalum, tin, and tungsten; and gold (collectively, &#8220;</font><font style="font-family:Arial;font-size:10pt;text-decoration:underline;">3TGs</font><font style="font-family:Arial;font-size:10pt;">&#8221;).  These are considered &#8220;conflict minerals&#8221; under Rule 13p-1 regardless of their geographic origin and whether or not they fund armed conflict in the Democratic Republic of the Congo or its neighboring countries (the &#8220;</font><font style="font-family:Arial;font-size:10pt;text-decoration:underline;">covered countries</font><font style="font-family:Arial;font-size:10pt;">&#8221;). </font></div><div style="line-height:120%;padding-bottom:0px;text-align:justify;text-indent:29px;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">&#160;</font></div><div style="line-height:120%;padding-bottom:0px;text-align:justify;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">Luxfer Holdings PLC (together with its consolidated subsidiaries, &#8220;</font><font style="font-family:Arial;font-size:10pt;text-decoration:underline;">Luxfer</font><font style="font-family:Arial;font-size:10pt;">&#8221;) is a global materials technology group focused on sustained value creation using its broad array of technical knowhow and proprietary materials technologies. The company specializes in the design and manufacture of high-performance materials, components and high-pressure gas-containment devices for transportation, defense and emergency response, healthcare, and general industrial purposes. Luxfer customers include both end-users of its products and manufacturers that incorporate Luxfer products into finished goods.</font></div><div style="line-height:120%;padding-bottom:0px;text-align:justify;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">&#160;</font></div><div style="line-height:120%;padding-bottom:0px;text-align:justify;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">Following a review of Luxfer products by our technical personnel, we determined that we purchase small quantities of 3TG and/or materials containing 3TG (collectively, &#8220;</font><font style="font-family:Arial;font-size:10pt;text-decoration:underline;">3TG materials</font><font style="font-family:Arial;font-size:10pt;">&#8221;) that are necessary to the functionality or production of a small number of our products (the &#8220;</font><font style="font-family:Arial;font-size:10pt;text-decoration:underline;">covered products</font><font style="font-family:Arial;font-size:10pt;">&#8221;).  We purchase these 3TG materials from a small number of suppliers (the &#8220;</font><font style="font-family:Arial;font-size:10pt;text-decoration:underline;">covered suppliers</font><font style="font-family:Arial;font-size:10pt;">&#8221;).</font></div><div style="line-height:120%;padding-bottom:0px;padding-top:13px;text-align:justify;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">As specified under Rule 13p-1, we conducted in good faith a reasonable country of origin inquiry (&#8220;</font><font style="font-family:Arial;font-size:10pt;text-decoration:underline;">RCOI</font><font style="font-family:Arial;font-size:10pt;">&#8221;) that Luxfer believes was reasonably designed to determine whether any of the necessary 3TG contained in the 3TG materials originated in the covered countries or were from recycled or scrap sources.  In conducting the RCOI, we requested the covered suppliers to respond to written and oral questions concerning the source of the 3TG in the 3TG materials they supplied to us.  All of the covered suppliers provided information indicating that none of the 3TGs in the 3TG materials they supplied to us are sourced from any covered countries or they are from recycled or scrap sources.</font></div><div style="line-height:120%;padding-bottom:0px;padding-top:13px;text-align:justify;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">As a result, we have no reason to believe that any of the 3TGs contained in our 2017 covered products originated in the covered countries or did not come from recycled or scrap sources. The information in this Form SD is also publicly available on our website at investor.luxfer.com.</font></div><div style="line-height:120%;padding-bottom:8px;text-align:justify;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;"><br></font></div><div style="line-height:120%;padding-bottom:8px;text-align:justify;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;font-weight:bold;">Item 1.02: Exhibits</font></div><div style="line-height:120%;padding-bottom:8px;text-align:justify;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">Not applicable.</font></div><div style="line-height:120%;padding-bottom:8px;text-align:justify;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;font-weight:bold;">Section 2 - Exhibits</font></div><div style="line-height:120%;padding-bottom:8px;text-align:justify;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;font-weight:bold;">Item 2.01: Exhibits</font></div><div style="line-height:120%;padding-bottom:8px;text-align:justify;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;">Not applicable.</font></div><div><br></div><div><div style="line-height:120%;padding-bottom:8px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;"><br></font></div></div><hr style="page-break-after:always"><div><div style="line-height:120%;padding-bottom:8px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;"><br></font></div></div><div><br></div><div style="line-height:120%;padding-bottom:8px;text-align:center;font-size:12pt;"><font style="font-family:Arial;font-size:12pt;font-weight:bold;">SIGNATURES</font></div><div style="line-height:120%;padding-bottom:16px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.<br>        <br></font></div><div style="line-height:120%;padding-bottom:8px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;">&#160;</font></div><div style="line-height:120%;padding-bottom:8px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;">&#160;</font></div><div style="line-height:120%;padding-bottom:8px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;">&#160;</font></div><div style="line-height:120%;padding-bottom:8px;text-indent:336px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;font-weight:bold;">Luxfer Holdings PLC</font></div><div style="line-height:120%;padding-bottom:16px;text-indent:336px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;">(Registrant)<br>        <br></font></div><div style="line-height:120%;padding-bottom:16px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;">Date:&#160;May&#160;31, 2018 </font></div><div style="line-height:120%;padding-bottom:8px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;"><br></font></div><div style="line-height:120%;padding-bottom:8px;text-indent:336px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;">By: </font><font style="font-family:Arial;font-size:9pt;text-decoration:underline;">/s/ Jamie M. Savage&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font></div><div style="line-height:120%;padding-bottom:8px;text-indent:336px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;">&#160;&#160;&#160;&#160;&#160;&#160; Jamie M. Savage</font></div><div style="line-height:120%;padding-bottom:8px;text-indent:360px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;">Authorized Signatory for and on behalf of</font></div><div style="line-height:120%;padding-bottom:8px;text-indent:360px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;">Luxfer&#160;Holdings PLC</font></div><div style="line-height:120%;padding-bottom:8px;font-size:10pt;"><font style="font-family:Arial;font-size:10pt;"><br></font></div><div><br></div><div><div style="line-height:120%;padding-bottom:8px;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;"><br></font></div></div>	</body>
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