<SEC-DOCUMENT>0000895345-19-000008.txt : 20190103
<SEC-HEADER>0000895345-19-000008.hdr.sgml : 20190103
<ACCEPTANCE-DATETIME>20190103160556
ACCESSION NUMBER:		0000895345-19-000008
CONFORMED SUBMISSION TYPE:	6-K/A
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20181218
FILED AS OF DATE:		20190103
DATE AS OF CHANGE:		20190103

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			LUXFER HOLDINGS PLC
		CENTRAL INDEX KEY:			0001096056
		STANDARD INDUSTRIAL CLASSIFICATION:	INDUSTRIAL INORGANIC CHEMICALS [2810]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			X0
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		6-K/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-35370
		FILM NUMBER:		19505389

	BUSINESS ADDRESS:	
		STREET 1:		LUMNS LANE
		CITY:			MANCHESTER
		STATE:			X0
		ZIP:			M27 8LN
		BUSINESS PHONE:		44161300-0600

	MAIL ADDRESS:	
		STREET 1:		LUMNS LANE
		CITY:			MANCHESTER
		STATE:			X0
		ZIP:			M27 8LN
</SEC-HEADER>
<DOCUMENT>
<TYPE>6-K/A
<SEQUENCE>1
<FILENAME>ce6k_luxfer.htm
<TEXT>
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    <div style="text-align: center; font-family: 'Times New Roman', Times, serif; font-size: 14pt; font-weight: bold;">UNITED STATES</div>
    <div style="text-align: center;"><font style="font-size: 14pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</font></div>
    <div style="text-align: center;"><font style="font-size: 14pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">WASHINGTON, D.C. 20549<br>
      </font></div>
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    <div style="text-align: center;"><font style="font-size: 18pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">FORM 6-K/A</font></div>
    <div style="text-align: center;"><font style="font-weight: bold; font-size: 10pt;">(Amendment No. 1)</font><font style="font-size: 18pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;"><br>
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    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">REPORT OF FOREIGN PRIVATE ISSUER</font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Pursuant to Rule&#160;13a-16 or 15d-16 under</font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">the Securities Exchange Act of 1934</font></div>
    <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"> </font><br>
    </div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;"><u><font style="background-color: rgb(255, 255, 255); font-size: 10pt; font-family: &quot;Times New
            Roman&quot;,Times,serif; font-weight: bold; color: rgb(0, 0, 0); font-style: normal; font-variant: normal; text-transform: none;">December 18, 2018</font></u></font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Date of Report (Date of earliest event reported)</font></div>
    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"> </font><br>
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    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">COMMISSION FILE NUMBER: 001-35370</font></div>
    <div style="text-align: center;"><font style="font-family: 'Times New Roman', serif; font-size: 24pt; font-weight: bold;"> </font><br>
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    <div style="text-align: center;"><font style="font-family: 'Times New Roman', serif; font-size: 24pt; font-weight: bold;"><font style="font-family: 'Times New Roman', serif; font-size: 24pt;"><u>LUXFER HOLDINGS PLC</u></font></font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">(Name of registrant)</font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"> </font><br>
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    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Lumns Lane</font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Manchester</font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">M27 8LN England</font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">&#160;(Address of principal executive offices)</font></div>
    <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"> </font><br>
    </div>
    <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"> </font><br>
    </div>
    <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Indicate by check mark whether the Registrant files or will file annual reports under cover of Form&#160;20-F or Form&#160;40-F.</font></div>
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            <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; &#160; &#160; &#160; &#160; &#160;&#160; &#160;&#160; Form&#160;20-F <font style="font-size:
                  10pt; font-family: 'Times New Roman', Times, serif;">&#9745;</font></font></div>
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          <td style="width: 5.12%; vertical-align: bottom;">&#160;</td>
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            <div style="text-align: left;"><font style="font-size: 10pt; font-family: &quot;Times New Roman&quot;,Times,serif;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; Form&#160;40-F <font style="font-size: 10pt; font-family: &quot;Times New Roman&quot;,Times,serif;">&#9744;</font></font></div>
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    <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): <font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#9744;</font></font></div>
    <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"> </font><br>
    </div>
    <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): <font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#9744;</font></font></div>
    <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"> </font><br>
    </div>
    <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information
        to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.&#160;&#160;Yes <font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#9744;</font>&#160;&#160;&#160;&#160;&#160;No <font style="font-size: 10pt; font-family: 'Times New
          Roman', Times, serif;">&#9745;</font></font></div>
    <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"> </font><br>
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    <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"> </font><br>
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    <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(If &#8220;Yes&#8221; is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-________.)&#160;&#160;</font></div>
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  <div style="text-align: center; margin-bottom: 12pt; font-family: 'Times New Roman', Times, serif; font-size: 10pt; font-weight: bold;">EXPLANATORY NOTE</div>
  <div style="background-color: #FFFFFF;">
    <div style="text-align: justify; text-indent: 36pt; margin-bottom: 12pt;"><font style="font-size: 10pt; font-family: &quot;Times New Roman&quot;,Times,serif;">On December 19, 2018, <font style="font-size: 10pt; font-family: &quot;Times New
          Roman&quot;,Times,serif;">Luxfer Holdings PLC (the &#8220;Company&#8221;) </font>originally submitted a Report on Form 6-K (the &#8220;Original Report&#8221;) to the Securities and Exchange Commission. This Report on Form 6-K/A (this &#8220;Form 6-K/A&#8221;) is being submitted
        solely to amend the second paragraph of the &#8220;&#8212;<font style="font-size: 10pt; font-family: &quot;Times New Roman&quot;,Times,serif; font-style: italic;">Arrangement Agreement</font>&#8221; subsection under the &#8220;Entry into Material Definitive Agreements&#8221;
        section of the Original Report to note and clarify that each outstanding share of Neo Performance Materials, Inc. will be converted into the right to receive (i) US$5.98 and (ii) 0.395 shares of the Company. No other change to the Original Report
        is made by this Form 6-K/A. As a matter of convenience, the entirety of the summary of the Arrangement Agreement, as amended, is reproduced below.</font></div>
    <div style="text-align: justify; text-indent: 36pt; margin-bottom: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">The summary of the Arrangement Agreement set forth in the subsection entitled &#8220;&#8212;<font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-style: italic;">Arrangement Agreement</font>&#8221; of the Original Report is amended and replaced as follows:</font></div>
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  <div style="text-align: left; margin-bottom: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Entry into Material Definitive Agreements</font></div>
  <div style="text-align: left; text-indent: 36pt; margin-bottom: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-style: italic;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><u>Arrangement
          Agreement</u></font></font></div>
  <div style="background-color: #FFFFFF;">
    <div style="text-align: justify; text-indent: 36pt; margin-bottom: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">On December 18, 2018, Luxfer Holdings PLC (NYSE: LXFR) (the &#8220;Company&#8221;), 2671219 Ontario Inc., a
        wholly-owned subsidiary of the Company (the &#8220;Purchaser&#8221;), and Neo Performance Materials, Inc. (&#8220;Neo&#8221;), entered into a definitive arrangement agreement (the &#8220;Arrangement Agreement&#8221;), pursuant to which, subject to the terms and conditions set forth
        therein, the Purchaser will acquire all of the issued and outstanding shares of Neo, as part of a court-approved plan of arrangement under Canadian law (the &#8220;Arrangement&#8221;). Upon consummation of the transaction,&#160;Neo will become a wholly-owned
        subsidiary of the Company.&#160;The boards of directors of the Company and Neo have approved the Arrangement Agreement. A copy of the Arrangement Agreement is filed as Exhibit 2.1 and incorporated herein by reference.</font></div>
    <div style="text-align: justify; text-indent: 36pt; margin-bottom: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">At the closing of the transaction, pursuant to the terms and subject to the conditions of the
        Arrangement Agreement, each outstanding share of Neo (other than such shares with respect to which dissent rights have been validly exercised and not withdrawn) will be converted into the right to receive (i) US$5.98 in cash and (ii) 0.395 shares
        of the Company.</font></div>
    <div style="text-align: justify; text-indent: 36pt; margin-bottom: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Upon completion of the transaction, existing Neo shareholders will own approximately 36 percent and
        existing Company shareholders will own approximately 64 percent of the outstanding shares of the combined company. The transactions contemplated by the Arrangement Agreement will be submitted for adoption and approval at meetings of the
        shareholders of the Company and Neo, respectively.</font></div>
    <div style="text-align: justify; text-indent: 36pt; margin-bottom: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">The completion of the transaction is subject to customary closing conditions, including among other
        things, receipt of court and shareholder approvals and receipt of regulatory approvals. The closing of the transaction is not subject to financing. The Arrangement Agreement contains certain customary and other representations and warranties and
        covenants. The Company and Neo anticipate that the transaction will be completed in the first half of 2019.</font></div>
    <div style="text-align: justify; text-indent: 36pt; margin-bottom: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">In connection with the transaction, immediately after the closing, it is contemplated that the
        Company board of directors will be comprised of the existing members of the Company board of directors, in addition to (i) one director designated by any Neo shareholder that holds a number of Neo shares that will entitle such holder to receive an
        amount equal to or greater than 15 percent of the outstanding Company shares issued and outstanding on a pro forma basis, for so long as such shareholder holds at least 15 percent of the outstanding shares of the Company and (ii) up to two
        independent directors from the Neo board of directors.</font></div>
    <div style="text-align: justify; text-indent: 36pt; margin-bottom: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Directors of the Company and each of the chief executive officer and chief financial officer of the
        Company have entered into a voting agreement pursuant to which they have agreed to vote their shares of Company common stock in favor of the Arrangement. A copy of this voting agreement is filed as Exhibit 10.1 and incorporated herein by reference.</font></div>
    <div style="text-align: justify; text-indent: 36pt; margin-bottom: 12pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">The Arrangement Agreement also provides for certain termination rights for both parties, and further
        provides that, upon termination of the Arrangement Agreement under specified circumstances, Neo may be required to pay the Company a termination fee of US$21.5&#160;million. Additionally, upon termination of the Arrangement Agreement under specified
        circumstances, a party may be required to reimburse the other party for all out-of-pocket expenses relating to the transactions contemplated by the Arrangement Agreement, up to a maximum amount of US$3.5&#160;million.</font></div>
    <div style="text-align: left; margin-bottom: 8pt; text-indent: 36pt;"><font style="font-size: 10pt; font-family: &quot;Times New Roman&quot;,Times,serif;">The foregoing description of the Arrangement Agreement and the voting agreement does not purport
        to be complete and is qualified in its entirety by reference to the full text of the Arrangement Agreement and the voting agreement, which are filed as Exhibit&#160;2.1 and Exhibit&#160;10.1 hereto, respectively.</font></div>
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    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">SIGNATURES</font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"> </font><br>
    </div>
    <div style="text-align: justify; text-indent: 36pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be
        signed on its behalf by the undersigned, thereunto duly authorized.</font></div>
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            <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Dated:&#160; January 3, 2019</font></div>
          </td>
          <td style="width: 4%; vertical-align: top;">&#160;</td>
          <td colspan="3" style="width: 53.01%; vertical-align: top;">
            <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">LUXFER HOLDINGS PLC</font></div>
            <div>&#160;</div>
            <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"> </font>&#160;</div>
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          <td style="width: 4%; vertical-align: top;">&#160;</td>
          <td colspan="2" style="width: 32.01%; vertical-align: top; border-bottom: #000000 2px solid;">/s/ Alok Maskara <br>
          </td>
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          <td colspan="2" style="width: 32.01%; vertical-align: top;">
            <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Name:&#160; Alok Maskara<br>
              </font></div>
          </td>
          <td style="width: 21%; vertical-align: top;">&#160;</td>
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          <td style="width: 42.99%; vertical-align: top;">&#160;</td>
          <td style="width: 4%; vertical-align: top;">&#160;</td>
          <td colspan="3" rowspan="1" style="width: 6%; vertical-align: top;">
            <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Title:&#160; Chief Executive Officer<br>
              </font></div>
            &#160;</td>
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          <td style="width: 4%; vertical-align: top;">&#160;</td>
          <td style="width: 6%; vertical-align: top;">&#160;</td>
          <td colspan="2" style="width: 47.01%; vertical-align: top;">&#160;</td>
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