N-PX 1 a19-12837_2npx.htm N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-01731

 

Source Capital, Inc.

(Exact name of registrant as specified in charter)

 

11601 Wilshire Blvd.,

Ste. 1200, Los Angeles, CA 90025

(Address of principal executive offices) (Zip code)

 

J. Richard Atwood, President

Source Capital, Inc.

11601 Wilshire Blvd., Ste. 1200,

Los Angeles, CA 90025

(Name and address of agent for service)

 

 

Registrant’s telephone number, including area code: 310-473-0225

 

Date of fiscal year end: 12/31

 

Date of reporting period: 7/1/18 to 6/30/19

 

 

 


 

Item 1. Proxy Voting Record.

 


 

******************************* FORM N-Px REPORT *******************************

 

ICA File Number: 811-01731                                                     

Reporting Period: 07/01/2018 - 06/30/2019                                      

SOURCE CAPITAL, INC.                                                           

                                                                                

                                                                                

                                                                                

 

 

 

 

 

 

============================= Source Capital, Inc. =============================

 

 

ALCOA CORP.                                                                     

 

Ticker:       AA             Security ID:  013872106                           

Meeting Date: MAY 08, 2019   Meeting Type: Annual                              

Record Date:  MAR 12, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael G. Morris        For       For          Management

1.2   Elect Director Mary Anne Citrino        For       For          Management

1.3   Elect Director Timothy P. Flynn         For       For          Management

1.4   Elect Director Kathryn S. Fuller        For       For          Management

1.5   Elect Director Roy C. Harvey            For       For          Management

1.6   Elect Director James A. Hughes          For       For          Management

1.7   Elect Director James E. Nevels          For       For          Management

1.8   Elect Director James W. Owens           For       For          Management

1.9   Elect Director Carol L. Roberts         For       For          Management

1.10  Elect Director Suzanne Sitherwood       For       For          Management

1.11  Elect Director Steven W. Williams       For       For          Management

1.12  Elect Director Ernesto Zedillo          For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Provide Right to Act by Written Consent Against   Against      Shareholder

 

 

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ALLY FINANCIAL, INC.                                                           

 

Ticker:       ALLY           Security ID:  02005N100                           

Meeting Date: MAY 07, 2019   Meeting Type: Annual                              

Record Date:  MAR 12, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Franklin W. Hobbs        For       For          Management

1.2   Elect Director Kenneth J. Bacon         For       For          Management

1.3   Elect Director Katryn "Trynka"          For       For          Management

      Shineman Blake                                                           

1.4   Elect Director Maureen A.               For       For          Management

      Breakiron-Evans                                                          

1.5   Elect Director William H. Cary          For       For          Management

1.6   Elect Director Mayree C. Clark          For       For          Management

1.7   Elect Director Kim S. Fennebresque      For       For          Management

1.8   Elect Director Marjorie Magner          For       For          Management

1.9   Elect Director Brian H. Sharples        For       For          Management

1.10  Elect Director John J. Stack            For       For          Management

1.11  Elect Director Michael F. Steib         For       For          Management

1.12  Elect Director Jeffrey J. Brown         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify Deloitte & Touche LLP as Auditor For       For          Management

 

 

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ALPHABET INC.                                                                   

 

Ticker:       GOOGL          Security ID:  02079K305                           

Meeting Date: JUN 19, 2019   Meeting Type: Annual                              

Record Date:  APR 22, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Larry Page               For       For          Management

1.2   Elect Director Sergey Brin              For       For          Management

1.3   Elect Director John L. Hennessy         For       For          Management

1.4   Elect Director L. John Doerr            For       For          Management

1.5   Elect Director Roger W. Ferguson, Jr.   For       For          Management

1.6   Elect Director Ann Mather               For       For          Management

1.7   Elect Director Alan R. Mulally          For       For          Management

1.8   Elect Director Sundar Pichai            For       For          Management

1.9   Elect Director K. Ram Shriram           For       For          Management

1.10  Elect Director Robin L. Washington      For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Approve Recapitalization Plan for all   Against   For          Shareholder

      Stock to Have One-vote per Share                                         

5     Adopt a Policy Prohibiting Inequitable  Against   For          Shareholder

      Employment Practices                                                     

6     Establish Societal Risk Oversight       Against   For          Shareholder

      Committee                                                                 

7     Report on Sexual Harassment Policies    Against   For          Shareholder

8     Require a Majority Vote for the         Against   For          Shareholder

      Election of Directors                                                    

9     Report on Gender Pay Gap                Against   For          Shareholder

10    Employ Advisors to Explore              Against   For          Shareholder

      Alternatives to Maximize Value                                           

11    Approve Nomination of Employee          Against   For          Shareholder

      Representative Director                                                  

12    Adopt Simple Majority Vote              Against   For          Shareholder

13    Assess Feasibility of Including         Against   For          Shareholder

      Sustainability as a Performance                                          

      Measure for Senior Executive                                             

      Compensation                                                              

14    Report on Human Rights Risk Assessment  Against   For          Shareholder

15    Adopt Compensation Clawback Policy      Against   For          Shareholder

16    Report on Policies and Risks Related    Against   For          Shareholder

      to Content Governance                                                    

 

 

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ALTABA INC.                                                                     

 

Ticker:       AABA           Security ID:  021346101                           

Meeting Date: JUN 27, 2019   Meeting Type: Special                             

Record Date:  MAY 16, 2019                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Plan of Liquidation             For       For          Management

2     Adjourn Meeting                         For       For          Management

 

 

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AMERICAN INTERNATIONAL GROUP, INC.                                             

 

Ticker:       AIG            Security ID:  026874784                           

Meeting Date: MAY 21, 2019   Meeting Type: Annual                              

Record Date:  MAR 25, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director W. Don Cornwell          For       For          Management

1b    Elect Director Brian Duperreault        For       For          Management

1c    Elect Director John H. Fitzpatrick      For       For          Management

1d    Elect Director William G. Jurgensen     For       For          Management

1e    Elect Director Christopher S. Lynch     For       For          Management

1f    Elect Director Henry S. Miller          For       For          Management

1g    Elect Director Linda A. Mills           For       For          Management

1h    Elect Director Thomas F. Motamed        For       For          Management

1i    Elect Director Suzanne Nora Johnson     For       For          Management

1j    Elect Director Peter R. Porrino         For       For          Management

1k    Elect Director Amy L. Schioldager       For       For          Management

1l    Elect Director Douglas M. Steenland     For       For          Management

1m    Elect Director Therese M. Vaughan       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

5     Reduce Ownership Threshold for          Against   Against      Shareholder

      Shareholders to Call Special Meeting                                     

 

 

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ANALOG DEVICES, INC.                                                           

 

Ticker:       ADI            Security ID:  032654105                           

Meeting Date: MAR 13, 2019   Meeting Type: Annual                              

Record Date:  JAN 07, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Ray Stata                For       For          Management

1b    Elect Director Vincent Roche            For       For          Management

1c    Elect Director James A. Champy          For       For          Management

1d    Elect Director Anantha P. Chandrakasan  For       For          Management

1e    Elect Director Bruce R. Evans           For       For          Management

1f    Elect Director Edward H. Frank          For       For          Management

1g    Elect Director Karen M. Golz            For       For          Management

1h    Elect Director Mark M. Little           For       For          Management

1i    Elect Director Neil Novich              For       For          Management

1j    Elect Director Kenton J. Sicchitano     For       For          Management

1k    Elect Director Lisa T. Su               For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Prepare Employment Diversity Report     Against   Against      Shareholder

      and Report on Diversity Policies                                         

 

 

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AON PLC                                                                        

 

Ticker:       AON            Security ID:  G0408V102                           

Meeting Date: JUN 21, 2019   Meeting Type: Annual                              

Record Date:  APR 23, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jin-Yong Cai             For       For          Management

1.2   Elect Director Jeffrey C. Campbell      For       For          Management

1.3   Elect Director Gregory C. Case          For       For          Management

1.4   Elect Director Fulvio Conti             For       For          Management

1.5   Elect Director Cheryl A. Francis        For       For          Management

1.6   Elect Director Lester B. Knight         For       For          Management

1.7   Elect Director J. Michael Losh          For       For          Management

1.8   Elect Director Richard B. Myers         For       For          Management

1.9   Elect Director Richard C. Notebaert     For       For          Management

1.10  Elect Director Gloria Santona           For       For          Management

1.11  Elect Director Carolyn Y. Woo           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote to Ratify Directors'      For       For          Management

      Remuneration Report                                                       

4     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

6     Ratify Ernst & Young LLP as Aon's U.K.  For       For          Management

      Statutory Auditor                                                        

7     Authorize Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

8     Amend Omnibus Stock Plan                For       For          Management

9     Approve Reduction of Capital            For       For          Management

10    Adopt New Articles of Association       For       For          Management

11    Authorize Shares for Market Purchase    For       For          Management

12    Authorize Issue of Equity               For       For          Management

13    Issue of Equity or Equity-Linked        For       For          Management

      Securities without Pre-emptive Rights                                    

14    Approve Political Donations             For       For          Management

 

 

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ARCONIC INC.                                                                   

 

Ticker:       ARNC           Security ID:  03965L100                           

Meeting Date: MAY 14, 2019   Meeting Type: Annual                              

Record Date:  MAR 25, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James F. Albaugh         For       For          Management

1.2   Elect Director Amy E. Alving            For       For          Management

1.3   Elect Director Christopher L. Ayers     For       For          Management

1.4   Elect Director Elmer L. Doty            For       For          Management

1.5   Elect Director Rajiv L. Gupta           For       For          Management

1.6   Elect Director Sean O. Mahoney          For       For          Management

1.7   Elect Director David J. Miller          For       For          Management

1.8   Elect Director E. Stanley O'Neal        For       For          Management

1.9   Elect Director John C. Plant            For       For          Management

1.10  Elect Director Ulrich R. Schmidt        For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

5     Reduce Ownership Threshold for          Against   Against      Shareholder

      Shareholders to Call Special Meeting                                     

 

 

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BANK OF AMERICA CORPORATION                                                    

 

Ticker:       BAC            Security ID:  060505104                           

Meeting Date: APR 24, 2019   Meeting Type: Annual                              

Record Date:  MAR 04, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Sharon L. Allen          For       For          Management

1b    Elect Director Susan S. Bies            For       For          Management

1c    Elect Director Jack O. Bovender, Jr.    For       For          Management

1d    Elect Director Frank P. Bramble, Sr.    For       For          Management

1e    Elect Director Pierre J.P. de Weck      For       For          Management

1f    Elect Director Arnold W. Donald         For       For          Management

1g    Elect Director Linda P. Hudson          For       For          Management

1h    Elect Director Monica C. Lozano         For       For          Management

1i    Elect Director Thomas J. May            For       For          Management

1j    Elect Director Brian T. Moynihan        For       For          Management

1k    Elect Director Lionel L. Nowell, III    For       For          Management

1l    Elect Director Clayton S. Rose          For       For          Management

1m    Elect Director Michael D. White         For       For          Management

1n    Elect Director Thomas D. Woods          For       For          Management

1o    Elect Director R. David Yost            For       For          Management

1p    Elect Director Maria T. Zuber           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Amend Omnibus Stock Plan                For       For          Management

5     Report on Gender Pay Gap                Against   Against      Shareholder

6     Provide Right to Act by Written Consent Against   Against      Shareholder

7     Amend Proxy Access Right                Against   Against      Shareholder

 

 

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BROADCOM INC.                                                                  

 

Ticker:       AVGO           Security ID:  11135F101                           

Meeting Date: APR 01, 2019   Meeting Type: Annual                              

Record Date:  FEB 11, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Hock E. Tan              For       For          Management

1b    Elect Director Henry Samueli            For       For          Management

1c    Elect Director Eddy W. Hartenstein      For       For          Management

1d    Elect Director Diane M. Bryant          For       For          Management

1e    Elect Director Gayla J. Delly           For       For          Management

1f    Elect Director Check Kian Low           For       For          Management

1g    Elect Director Peter J. Marks           For       For          Management

1h    Elect Director Harry L. You             For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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CHARTER COMMUNICATIONS, INC.                                                   

 

Ticker:       CHTR           Security ID:  16119P108                           

Meeting Date: APR 23, 2019   Meeting Type: Annual                              

Record Date:  FEB 22, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director W. Lance Conn            For       For          Management

1b    Elect Director Kim C. Goodman           For       For          Management

1c    Elect Director Craig A. Jacobson        For       For          Management

1d    Elect Director Gregory B. Maffei        For       For          Management

1e    Elect Director John D. Markley, Jr.     For       For          Management

1f    Elect Director David C. Merritt         For       For          Management

1g    Elect Director James E. Meyer           For       For          Management

1h    Elect Director Steven A. Miron          For       For          Management

1i    Elect Director Balan Nair               For       For          Management

1j    Elect Director Michael A. Newhouse      For       For          Management

1k    Elect Director Mauricio Ramos           For       For          Management

1l    Elect Director Thomas M. Rutledge       For       For          Management

1m    Elect Director Eric L. Zinterhofer      For       For          Management

2     Approve Omnibus Stock Plan              For       For          Management

3     Ratify KPMG LLP as Auditors             For       For          Management

4     Adopt Proxy Access Right                Against   Against      Shareholder

5     Report on Sustainability                Against   Against      Shareholder

 

 

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CITIGROUP INC.                                                                  

 

Ticker:       C              Security ID:  172967424                           

Meeting Date: APR 16, 2019   Meeting Type: Annual                              

Record Date:  FEB 19, 2019                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael L. Corbat        For       For          Management

1b    Elect Director Ellen M. Costello        For       For          Management

1c    Elect Director Barbara J. Desoer        For       For          Management

1d    Elect Director John C. Dugan            For       For          Management

1e    Elect Director Duncan P. Hennes         For       For          Management

1f    Elect Director Peter B. Henry           For       For          Management

1g    Elect Director S. Leslie Ireland        For       For          Management

1h    Elect Director Lew W. (Jay) Jacobs, IV  For       For          Management

1i    Elect Director Renee J. James           For       For          Management

1j    Elect Director Eugene M. McQuade        For       For          Management

1k    Elect Director Gary M. Reiner           For       For          Management

1l    Elect Director Diana L. Taylor          For       For          Management

1m    Elect Director James S. Turley          For       For          Management

1n    Elect Director Deborah C. Wright        For       For          Management

1o    Elect Director Ernesto Zedillo Ponce    For       For          Management

      de Leon                                                                  

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

5     Amend Proxy Access Right                Against   Against      Shareholder

6     Prohibit Accelerated Vesting of Awards  Against   Against      Shareholder

      to Pursue Government Service                                             

7     Reduce Ownership Threshold for          Against   Against      Shareholder

      Shareholders to Call Special Meeting                                     

 

 

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COMCAST CORPORATION                                                             

 

Ticker:       CMCSA          Security ID:  20030N101                           

Meeting Date: JUN 05, 2019   Meeting Type: Annual                              

Record Date:  APR 05, 2019                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kenneth J. Bacon         For       For          Management

1.2   Elect Director Madeline S. Bell         For       For          Management

1.3   Elect Director Sheldon M. Bonovitz      For       For          Management

1.4   Elect Director Edward D. Breen          For       For          Management

1.5   Elect Director Gerald L. Hassell        For       For          Management

1.6   Elect Director Jeffrey A. Honickman     For       For          Management

1.7   Elect Director Maritza G. Montiel       For       For          Management

1.8   Elect Director Asuka Nakahara           For       For          Management

1.9   Elect Director David C. Novak           For       For          Management

1.10  Elect Director Brian L. Roberts         For       For          Management

2     Ratify Deloitte & Touche LLP as Auditor For       For          Management

3     Approve Nonqualified Employee Stock     For       For          Management

      Purchase Plan                                                            

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Require Independent Board Chairman      Against   Against      Shareholder

6     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

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FACEBOOK, INC.                                                                 

 

Ticker:       FB             Security ID:  30303M102                           

Meeting Date: MAY 30, 2019   Meeting Type: Annual                              

Record Date:  APR 05, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Peggy Alford             For       For          Management

1.2   Elect Director Marc L. Andreessen       For       For          Management

1.3   Elect Director Kenneth I. Chenault      For       For          Management

1.4   Elect Director Susan D.                 For       For          Management

      Desmond-Hellmann                                                         

1.5   Elect Director Sheryl K. Sandberg       For       For          Management

1.6   Elect Director Peter A. Thiel           For       For          Management

1.7   Elect Director Jeffrey D. Zients        For       For          Management

1.8   Elect Director Mark Zuckerberg          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   Three     Abstain      Management

                                              Years                            

5     Approve Recapitalization Plan for all   Against   Against      Shareholder

      Stock to Have One-vote per Share                                         

6     Require Independent Board Chairman      Against   Against      Shareholder

7     Require a Majority Vote for the         Against   Against      Shareholder

      Election of Directors                                                    

8     Disclose Board Diversity and            Against   Against      Shareholder

      Qualifications Matrix                                                    

9     Report on Content Governance            Against   Against      Shareholder

10    Report on Global Median Gender Pay Gap  Against   Against      Shareholder

11    Prepare Employment Diversity Report     Against   Against      Shareholder

      and Report on Diversity Policies                                         

12    Study Strategic Alternatives Including  Against   Against      Shareholder

      Sale of Assets                                                           

 

 

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GLENCORE PLC                                                                    

 

Ticker:       GLEN           Security ID:  G39420107                           

Meeting Date: MAY 09, 2019   Meeting Type: Annual                              

Record Date:  MAY 07, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Reduction of the Company's      For       For          Management

      Capital Contribution Reserves                                            

3     Re-elect Anthony Hayward as Director    For       For          Management

4     Re-elect Ivan Glasenberg as Director    For       For          Management

5     Re-elect Peter Coates as Director       For       For          Management

6     Re-elect Leonhard Fischer as Director   For       For          Management

7     Re-elect Martin Gilbert as Director     For       For          Management

8     Re-elect John Mack as Director          For       For          Management

9     Re-elect Gill Marcus as Director        For       For          Management

10    Re-elect Patrice Merrin as Director     For       For          Management

11    Approve Remuneration Report             For       For          Management

12    Reappoint Deloitte LLP as Auditors      For       For          Management

13    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

14    Authorise Issue of Equity               For       For          Management

15    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

17    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

 

 

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GROUPE BRUXELLES LAMBERT SA                                                    

 

Ticker:       GBLB           Security ID:  B4746J115                           

Meeting Date: APR 23, 2019   Meeting Type: Annual                              

Record Date:  APR 09, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Directors' and Auditors'        None      None         Management

      Reports (Non-Voting)                                                     

2.1   Receive Consolidated Financial          None      None         Management

      Statements and Statutory Reports                                         

      (Non-Voting)                                                             

2.2   Adopt Financial Statements              For       For          Management

3     Approve Discharge of Directors          For       For          Management

4     Approve Discharge of Auditor            For       For          Management

5.1   Receive Information on Resignation of   None      None         Management

      Arnaud Vial as Director                                                  

5.2a  Elect Xavier Le Clef as Director        For       For          Management

5.2b  Elect Claude Genereux as Director       For       For          Management

5.3   Approve Co-optation of Agnes Touraine   For       For          Management

      as Director                                                              

5.4a  Reelect Antoinette d'Aspremont Lynden   For       For          Management

      as Director                                                              

5.4b  Reelect Paul Desmarais, Jr. as Director For       For          Management

5.4c  Reelect Gerald Frere as Director        For       For          Management

5.4d  Reelect Cedric Frere as Director        For       For          Management

5.4e  Reelect Segolene Gallienne as Director  For       For          Management

5.4f  Reelect Gerard Lamarche as Director     For       For          Management

5.4g  Reelect Marie Polet as Director         For       For          Management

5.5a  Indicate Antoinette d'Aspremont Lynden  For       For          Management

      as Independent Board Member                                              

5.5b  Indicate Marie Polet as Independent     For       For          Management

      Board Member                                                             

5.5c  Indicate Agnes Touraine as Independent  For       For          Management

      Board Member                                                              

5.6   Ratify Deloitte as Auditor and Approve  For       For          Management

      Auditors' Remuneration                                                   

6     Approve Remuneration Report             For       For          Management

7.1   Approve Stock Option Plan               For       For          Management

7.2   Approve Change-of-Control Clause Re:    For       For          Management

      Stock Option Plan under Item 7.1                                          

7.3   Approve Stock Option Plan Grants for    For       For          Management

      2019 up to EUR 4.32 Million Re: Stock                                    

      Option Plan under Item 7.1                                                

7.4   Approve Special Board Report Re:        For       For          Management

      Article 629 of the Company Code Re:                                      

      Item 7.5                                                                  

7.5   Approve Guarantee to Acquire Shares     For       For          Management

      under New Stock Option Plan Re: Item 7.                                  

      1                                                                        

8     Transact Other Business                 None      None         Management

 

 

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HEIDELBERGCEMENT AG                                                            

 

Ticker:       HEI            Security ID:  D31709104                           

Meeting Date: MAY 09, 2019   Meeting Type: Annual                              

Record Date:  APR 17, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2018                                        

      (Non-Voting)                                                              

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 2.10 per Share                                          

3.1   Approve Discharge of Management Board   For       For          Management

      Member Bernd Scheifele for Fiscal 2018                                   

3.2   Approve Discharge of Management Board   For       For          Management

      Member Dominik von Achten for Fiscal                                      

      2018                                                                     

3.3   Approve Discharge of Management Board   For       For          Management

      Member Kevin Gluskie for Fiscal 2018                                      

3.4   Approve Discharge of Management Board   For       For          Management

      Member Hakan Gurdal for Fiscal 2018                                      

3.5   Approve Discharge of Management Board   For       For          Management

      Member Jon Morrish for Fiscal 2018                                       

3.6   Approve Discharge of Management Board   For       For          Management

      Member Lorenz Naeger for Fiscal 2018                                     

3.7   Approve Discharge of Management Board   For       For          Management

      Member Albert Scheuer for Fiscal 2018                                    

4.1   Approve Discharge of Supervisory Board  For       For          Management

      Member Fritz-Juergen Heckmann for                                        

      Fiscal 2018                                                              

4.2   Approve Discharge of Supervisory Board  For       For          Management

      Member Heinz Schmitt for Fiscal 2018                                     

4.3   Approve Discharge of Supervisory Board  For       For          Management

      Member Barbara Breuninger for Fiscal                                     

      2018                                                                      

4.4   Approve Discharge of Supervisory Board  For       For          Management

      Member Josef Heumann for Fiscal 2018                                     

4.5   Approve Discharge of Supervisory Board  For       For          Management

      Member Gabriele Kailing for Fiscal 2018                                  

4.6   Approve Discharge of Supervisory Board  For       For          Management

      Member Ludwig Merckle for Fiscal 2018                                    

4.7   Approve Discharge of Supervisory Board  For       For          Management

      Member Tobias Merckle for Fiscal 2018                                    

4.8   Approve Discharge of Supervisory Board  For       For          Management

      Member Juergen Schneider for Fiscal                                      

      2018                                                                     

4.9   Approve Discharge of Supervisory Board  For       For          Management

      Member Werner Schraeder for Fiscal 2018                                  

4.10  Approve Discharge of Supervisory Board  For       For          Management

      member Frank-Dirk Steininger for                                          

      Fiscal 2018                                                              

4.11  Approve Discharge of Supervisory Board  For       For          Management

      Member Margret Suckale for Fiscal 2018                                   

4.12  Approve Discharge of Supervisory Board  For       For          Management

      Member Stephan Wehning for Fiscal 2018                                   

4.13  Approve Discharge of Supervisory Board  For       For          Management

      Member Marion Weissenberger-Eibl for                                     

      Fiscal 2018                                                              

5     Ratify Ernst & Young GmbH as Auditors   For       For          Management

      for Fiscal 2019                                                           

6.1   Reelect Fritz-Juergen Heckmann to the   For       For          Management

      Supervisory Board                                                        

6.2   Reelect Ludwig Merckle to the           For       For          Management

      Supervisory Board                                                        

6.3   Reelect Tobias Merckle to the           For       For          Management

      Supervisory Board                                                        

6.4   Reelect Margret Suckale to the          For       For          Management

      Supervisory Board                                                        

6.5   Reelect Marion Weissenberger-Eibl to    For       For          Management

      the Supervisory Board                                                    

6.6   Reelect Luka Mucic to the Supervisory   For       For          Management

      Board                                                                     

7     Approve Remuneration System for         For       For          Management

      Management Board Members                                                 

8     Approve Remuneration of Supervisory     For       For          Management

      Board                                                                    

 

 

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JARDINE STRATEGIC HOLDINGS LTD.                                                 

 

Ticker:       J37            Security ID:  G50764102                           

Meeting Date: MAY 09, 2019   Meeting Type: Annual                              

Record Date:                                                                    

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports and Declare Final                                      

      Dividend                                                                 

2     Re-elect Anthony Nightingale as         For       For          Management

      Director                                                                 

3     Elect Lord Powell of Bayswater as       For       For          Management

      Director                                                                 

4     Re-elect Percy Weatherall as Director   For       For          Management

5     Approve Directors' Fees                 For       For          Management

6     Ratify Auditors and Authorise Their     For       For          Management

      Remuneration                                                             

7     Authorise Issue of Equity               For       For          Management

 

 

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KINDER MORGAN, INC.                                                            

 

Ticker:       KMI            Security ID:  49456B101                           

Meeting Date: MAY 08, 2019   Meeting Type: Annual                              

Record Date:  MAR 11, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Richard D. Kinder        For       For          Management

1.2   Elect Director Steven J. Kean           For       For          Management

1.3   Elect Director Kimberly A. Dang         For       For          Management

1.4   Elect Director Ted A. Gardner           For       For          Management

1.5   Elect Director Anthony W. Hall, Jr.     For       For          Management

1.6   Elect Director Gary L. Hultquist        For       For          Management

1.7   Elect Director Ronald L. Kuehn, Jr.     For       For          Management

1.8   Elect Director Deborah A. Macdonald     For       For          Management

1.9   Elect Director Michael C. Morgan        For       For          Management

1.10  Elect Director Arthur C. Reichstetter   For       For          Management

1.11  Elect Director Fayez Sarofim            For       For          Management

1.12  Elect Director C. Park Shaper           For       For          Management

1.13  Elect Director William A. Smith         For       For          Management

1.14  Elect Director Joel V. Staff            For       For          Management

1.15  Elect Director Robert F. Vagt           For       For          Management

1.16  Elect Director Perry M. Waughtal        For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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LAFARGEHOLCIM LTD.                                                              

 

Ticker:       LHN            Security ID:  H4768E105                           

Meeting Date: MAY 15, 2019   Meeting Type: Annual                              

Record Date:                                                                    

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

1.2   Approve Remuneration Report             For       For          Management

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3.1   Approve Allocation of Income            For       For          Management

3.2   Approve Dividends of CHF 2.00 per       For       For          Management

      Share from Capital Contribution                                          

      Reserves                                                                 

4     Approve Creation of CHF 80 Million      For       For          Management

      Pool of Capital with Preemptive Rights                                   

      for Optional Dividend                                                    

5.1.1 Reelect Beat Hess as Director and       For       For          Management

      Board Chairmann                                                          

5.1.2 Reelect Paul Desmarais as Director      For       For          Management

5.1.3 Reelect Oscar Fanjul as Director        For       For          Management

5.1.4 Reelect Patrick Kron as Director        For       For          Management

5.1.5 Reelect Adrian Loader as Director       For       For          Management

5.1.6 Reelect Juerg Oleas as Director         For       For          Management

5.1.7 Reelect Hanne Sorensen as Director      For       For          Management

5.1.8 Reelect Dieter Spaelti as Director      For       For          Management

5.2.1 Elect Colin Hall as Director            For       For          Management

5.2.2 Elect Naina Lal Kidwai as Director      For       For          Management

5.2.3 Elect Claudia Ramirez as Director       For       For          Management

5.3.1 Reappoint Paul Desmarais as Member of   For       For          Management

      the Nomination, Compensation and                                         

      Governance Committee                                                      

5.3.2 Reappoint Oscar Fanjul as Member of     For       For          Management

      the Nomination, Compensation and                                         

      Governance Committee                                                     

5.3.3 Reappoint Adrian Loader as Member of    For       For          Management

      the Nomination, Compensation and                                         

      Governance Committee                                                     

5.3.4 Reappoint Hanne Sorensen as Member of   For       For          Management

      the Nomination, Compensation and                                         

      Governance Committee                                                     

5.4.1 Ratify Deloitte AG as Auditors          For       For          Management

5.4.2 Designate Thomas Ris as Independent     For       For          Management

      Proxy                                                                    

6.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 5.1 Million                                            

6.2   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 40                                        

      Million                                                                  

7     Approve CHF 20.6 Million Reduction in   For       For          Management

      Share Capital via Cancellation of                                        

      Repurchased Shares                                                       

8     Transact Other Business (Voting)        For       For          Management

 

 

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MICROSOFT CORP.                                                                

 

Ticker:       MSFT           Security ID:  594918104                           

Meeting Date: NOV 28, 2018   Meeting Type: Annual                               

Record Date:  SEP 26, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William H. Gates, III    For       For          Management

1.2   Elect Director Reid G. Hoffman          For       For          Management

1.3   Elect Director Hugh F. Johnston         For       For          Management

1.4   Elect Director Teri L. List-Stoll       For       For          Management

1.5   Elect Director Satya Nadella            For       For          Management

1.6   Elect Director Charles H. Noski         For       For          Management

1.7   Elect Director Helmut Panke             For       For          Management

1.8   Elect Director Sandra E. Peterson       For       For          Management

1.9   Elect Director Penny S. Pritzker        For       For          Management

1.10  Elect Director Charles W. Scharf        For       For          Management

1.11  Elect Director Arne M. Sorenson         For       For          Management

1.12  Elect Director John W. Stanton          For       For          Management

1.13  Elect Director John W. Thompson         For       For          Management

1.14  Elect Director Padmasree Warrior        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

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MOHAWK INDUSTRIES, INC.                                                         

 

Ticker:       MHK            Security ID:  608190104                           

Meeting Date: MAY 23, 2019   Meeting Type: Annual                              

Record Date:  MAR 28, 2019                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Joseph A. Onorato        For       For          Management

1.2   Elect Director William H. Runge, III    For       For          Management

1.3   Elect Director W. Christopher Wellborn  For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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MYLAN N.V.                                                                     

 

Ticker:       MYL            Security ID:  N59465109                           

Meeting Date: JUN 21, 2019   Meeting Type: Annual                              

Record Date:  MAY 24, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Heather Bresch           For       Against      Management

1B    Elect Director Robert J. Cindrich       For       Against      Management

1C    Elect Director Robert J. Coury          For       Against      Management

1D    Elect Director JoEllen Lyons Dillon     For       Against      Management

1E    Elect Director Neil Dimick              For       Against      Management

1F    Elect Director Melina Higgins           For       Against      Management

1G    Elect Director Harry A. Korman          For       Against      Management

1H    Elect Director Rajiv Malik              For       Against      Management

1I    Elect Director Richard Mark             For       Against      Management

1J    Elect Director Mark W. Parrish          For       Against      Management

1K    Elect Director Pauline van der Meer     For       Against      Management

      Mohr                                                                      

1L    Elect Director Randall L. (Pete)        For       Against      Management

      Vanderveen                                                               

1M    Elect Director Sjoerd S. Vollebregt     For       Against      Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Adopt Financial Statements and          For       Against      Management

      Statutory Reports                                                        

4     Ratify Deloitte & Touche LLP as         For       Against      Management

      Auditors                                                                 

5     Instruction to Deloitte Accountants B.  For       Against      Management

      V. for the Audit of the Company's                                        

      Dutch Statutory Annual Accounts for                                      

      Fiscal Year 2019                                                          

6     Authorize Share Repurchase Program      For       Against      Management

7     Grant Board Authority to Issue Shares   For       Against      Management

      Up To 20 Percent of Issued Capital and                                   

      Restrict/Exclude Preemptive Rights                                       

8     Discussion Item - Shareholder Proposal  None      Against      Shareholder

      Relating To the Company's Clawback                                        

      Policy                                                                   

 

 

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NEXON CO., LTD.                                                                 

 

Ticker:       3659           Security ID:  J4914X104                           

Meeting Date: MAR 26, 2019   Meeting Type: Annual                              

Record Date:  DEC 31, 2018                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Owen Mahoney             For       For          Management

1.2   Elect Director Uemura, Shiro            For       For          Management

1.3   Elect Director Jiwon Park               For       For          Management

1.4   Elect Director Patrick Soderlund        For       For          Management

2     Approve Stock Option Plan               For       For          Management

 

 

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OIL CO. LUKOIL PJSC                                                            

 

Ticker:       LKOH           Security ID:  69343P105                           

Meeting Date: AUG 24, 2018   Meeting Type: Special                             

Record Date:  JUL 30, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Reduction in Share Capital      For       For          Management

      through Share Repurchase Program and                                     

      Subsequent Share Cancellation                                            

 

 

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ORACLE CORP.                                                                   

 

Ticker:       ORCL           Security ID:  68389X105                           

Meeting Date: NOV 14, 2018   Meeting Type: Annual                              

Record Date:  SEP 17, 2018                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jeffrey S. Berg          For       For          Management

1.2   Elect Director Michael J. Boskin        For       For          Management

1.3   Elect Director Safra A. Catz            For       For          Management

1.4   Elect Director Bruce R. Chizen          For       For          Management

1.5   Elect Director George H. Conrades       For       For          Management

1.6   Elect Director Lawrence J. Ellison      For       For          Management

1.7   Elect Director Hector Garcia-Molina     For       For          Management

1.8   Elect Director Jeffrey O. Henley        For       For          Management

1.9   Elect Director Mark V. Hurd             For       For          Management

1.10  Elect Director Renee J. James           For       For          Management

1.11  Elect Director Charles W. Moorman, IV   For       For          Management

1.12  Elect Director Leon E. Panetta          For       For          Management

1.13  Elect Director William G. Parrett       For       For          Management

1.14  Elect Director Naomi O. Seligman        For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Report on Gender Pay Gap                Against   Against      Shareholder

5     Report on Political Contributions       Against   Against      Shareholder

6     Report on Lobbying Payments and Policy  Against   Against      Shareholder

7     Require Independent Board Chairman      Against   Against      Shareholder

 

 

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ROYAL BANK OF SCOTLAND GROUP PLC                                               

 

Ticker:       RBS            Security ID:  G7S86Z172                           

Meeting Date: FEB 06, 2019   Meeting Type: Special                             

Record Date:  FEB 04, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Authorise Off-Market Purchase of        For       For          Management

      Ordinary Shares                                                          

 

 

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ROYAL BANK OF SCOTLAND GROUP PLC                                               

 

Ticker:       RBS            Security ID:  G7S86Z172                           

Meeting Date: APR 25, 2019   Meeting Type: Annual                              

Record Date:  APR 23, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Approve Special Dividend                For       For          Management

5     Re-elect Howard Davies as Director      For       For          Management

6     Re-elect Ross McEwan as Director        For       For          Management

7     Elect Katie Murray as Director          For       For          Management

8     Re-elect Frank Dangeard as Director     For       For          Management

9     Re-elect Alison Davis as Director       For       For          Management

10    Elect Patrick Flynn as Director         For       For          Management

11    Re-elect Morten Friis as Director       For       For          Management

12    Re-elect Robert Gillespie as Director   For       For          Management

13    Re-elect Baroness Noakes as Director    For       For          Management

14    Re-elect Mike Rogers as Director        For       For          Management

15    Re-elect Mark Seligman as Director      For       For          Management

16    Re-elect Dr Lena Wilson as Director     For       For          Management

17    Reappoint Ernst & Young LLP as Auditors For       For          Management

18    Authorise the Group Audit Committee to  For       For          Management

      Fix Remuneration of Auditors                                             

19    Authorise Issue of Equity               For       For          Management

20    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

21    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

22    Authorise Issue of Equity in Relation   For       For          Management

      to the Issue of Equity Convertible                                       

      Notes                                                                    

23    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      the Issue of Equity Convertible Notes                                    

24    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

25    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

26    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

27    Authorise Off-Market Purchase of        For       For          Management

      Ordinary Shares                                                           

28    Establish Shareholder Committee         Against   Against      Shareholder

 

 

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TE CONNECTIVITY LTD.                                                           

 

Ticker:       TEL            Security ID:  H84989104                           

Meeting Date: MAR 13, 2019   Meeting Type: Annual                              

Record Date:  FEB 21, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Pierre R. Brondeau       For       For          Management

1b    Elect Director Terrence R. Curtin       For       For          Management

1c    Elect Director Carol A. ('John')        For       For          Management

      Davidson                                                                 

1d    Elect Director William A. Jeffrey       For       For          Management

1e    Elect Director David M. Kerko           For       For          Management

1f    Elect Director Thomas J. Lynch          For       For          Management

1g    Elect Director Yong Nam                 For       For          Management

1h    Elect Director Daniel J. Phelan         For       For          Management

1i    Elect Director Paula A. Sneed           For       For          Management

1j    Elect Director Abhijit Y. Talwalkar     For       For          Management

1k    Elect Director Mark C. Trudeau          For       For          Management

1l    Elect Director Laura H. Wright          For       For          Management

2     Elect Board Chairman Thomas J. Lynch    For       For          Management

3a    Elect Daniel J. Phelan as Member of     For       For          Management

      Management Development and                                               

      Compensation Committee                                                   

3b    Elect Paula A. Sneed as Member of       For       For          Management

      Management Development and                                               

      Compensation Committee                                                   

3c    Elect Abhijit Y. Talwalkar as Member    For       For          Management

      of Management Development and                                            

      Compensation Committee                                                   

3d    Elect Mark C. Trudeau as Member of      For       For          Management

      Management Development and                                               

      Compensation Committee                                                   

4     Designate Rene Schwarzenbach as         For       For          Management

      Independent Proxy                                                        

5.1   Accept Annual Report for Fiscal Year    For       For          Management

      Ended September 28, 2018                                                  

5.2   Accept Statutory Financial Statements   For       For          Management

      for Fiscal Year Ended September 28,                                      

      2018                                                                      

5.3   Approve Consolidated Financial          For       For          Management

      Statements for Fiscal Year Ended                                         

      September 28, 2018                                                        

6     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

7.1   Ratify Deloitte & Touche LLP as         For       For          Management

      Independent Registered Public                                            

      Accounting Firm for Fiscal Year 2019                                     

7.2   Ratify Deloitte AG as Swiss Registered  For       For          Management

      Auditors                                                                 

7.3   Ratify PricewaterhouseCoopers AG as     For       For          Management

      Special Auditors                                                         

8     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

9     Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of Executive                                      

      Management                                                               

10    Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of Board of                                       

      Directors                                                                

11    Approve Allocation of Available         For       For          Management

      Earnings at September 28, 2018                                           

12    Approve Declaration of Dividend         For       For          Management

13    Authorize Share Repurchase Program      For       For          Management

14    Approve Reduction of Share Capital      For       For          Management

15    Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

UNITED TECHNOLOGIES CORPORATION                                                 

 

Ticker:       UTX            Security ID:  913017109                           

Meeting Date: APR 29, 2019   Meeting Type: Annual                              

Record Date:  FEB 28, 2019                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lloyd J. Austin, III     For       For          Management

1b    Elect Director Diane M. Bryant          For       For          Management

1c    Elect Director John V. Faraci           For       For          Management

1d    Elect Director Jean-Pierre Garnier      For       For          Management

1e    Elect Director Gregory J. Hayes         For       For          Management

1f    Elect Director Christopher J. Kearney   For       For          Management

1g    Elect Director Ellen J. Kullman         For       For          Management

1h    Elect Director Marshall O. Larsen       For       For          Management

1i    Elect Director Harold W. McGraw, III    For       For          Management

1j    Elect Director Margaret L. O'Sullivan   For       For          Management

1k    Elect Director Denise L. Ramos          For       For          Management

1l    Elect Director Fredric G. Reynolds      For       For          Management

1m    Elect Director Brian C. Rogers          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditor                                                                  

4     Eliminate Supermajority Vote            For       For          Management

      Requirement to Approve Certain                                           

      Business Combinations                                                    

5     Ratify The Reduced Ownership Threshold  For       For          Management

      to Call a Special Meeting                                                

 

 

--------------------------------------------------------------------------------

 

WELLS FARGO & COMPANY                                                           

 

Ticker:       WFC            Security ID:  949746101                           

Meeting Date: APR 23, 2019   Meeting Type: Annual                              

Record Date:  FEB 26, 2019                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director John D. Baker, II        For       Against      Management

1b    Elect Director Celeste A. Clark         For       Against      Management

1c    Elect Director Theodore F. Craver, Jr.  For       Against      Management

1d    Elect Director Elizabeth A. "Betsy"     For       Against      Management

      Duke                                                                     

1e    Elect Director Wayne M. Hewett          For       Against      Management

1f    Elect Director Donald M. James          For       Against      Management

1g    Elect Director Maria R. Morris          For       Against      Management

1h    Elect Director Juan A. Pujadas          For       Against      Management

1i    Elect Director James H. Quigley         For       Against      Management

1j    Elect Director Ronald L. Sargent        For       Against      Management

1k    Elect Director C. Allen Parker          For       Against      Management

1l    Elect Director Suzanne M. Vautrinot     For       Against      Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify KPMG LLP as Auditors             For       For          Management

5     Report on Incentive-Based Compensation  Against   For          Shareholder

      and Risks of Material Losses                                             

6     Report on Global Median Gender Pay Gap  Against   For          Shareholder

 

========== END NPX REPORT

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

SOURCE CAPITAL, INC.

 

 

 

 

 

 

 

By:

/s/ J. Richard Atwood

 

 

J. Richard Atwood

 

 

President

 

 

 

 

 

 

 

Date:

August 8, 2019