<DOCUMENT>
<TYPE>EX-99.77O RULE 10F-3
<SEQUENCE>4
<FILENAME>ex77o.txt
<TEXT>
Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
ChinaCache
International Holdings
Ltd
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 16950M107 13100M509
59047Q103
Issuer CHINACACHE INTERNAT-
SPON CALIX INC. MERU
NETWORKS
Underwriters BAC, DB, OPCO,
PACIFIC
CREST
GS, MS, JEFFERIES, UBS BAC,
ML
Years of continuous operation,
including predecessors > 3 years
> 3 years > 3 years
Ticker CCIH CALX US MERU US
Is the affiliate a manager or co-
manager of offering? Joint Lead
Manager N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A
N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/30/2010 11/20/2009 3/30/2010
Total dollar amount of offering
sold to QIBs 60,000,000
82,270,000 65,800,000
Total dollar amount of any
concurrent public offering - - -
Total 60,000,000 82,270,000
65,800,000
Public offering price 13.90 13.00
15.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission $0.10 $0.18 $0.21
Rating N/A N/A N/A
Current yield N/A N/A N/A
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$ $
$
$$$
$$$
$ $ $
DWS Balanced Fund - Global Small
Cap Core 854 $ 11,871 0.02%
0.00% 0.00% 9/30/2010
DWS Balanced VIP - Global Small
Cap Core 226 $ 3,141 0.01% 0.00%
0.00% 9/30/2010
DWS Global Small Cap Growth
Fund 8,056 $ 111,978 0.19%
??0.00% 0.00% 9/30/2010
DWS Lifecycle Long Range Fund -
Global Small Cap Core 386 $ 5,365
0.01% ??0.00% 0.00% 9/30/2010
DWS Small Cap Growth Fund 2,940
$ 40,866 0.07% 0.00% 0.00%
9/30/2010
DWS Small Cap Growth VIP 2,714 $
37,725 0.06% 0.00% 0.00%
9/30/2010
Total 15,176 210,946 0.35%
^The Security and Fund
Performance is calculated based on
information provided by State Street
Bank.
*If a Fund executed multiple sales of
a security, the final sale date is
listed. If a Fund still held the security
as of the quarter-end, the quarter-
end date is listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Green Dot Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 39304D102 197236102
26817C101
Issuer GREEN DOT CORP -CLASS
A COLUMBIA BANKING SYSTEM
DYNCORP INTERNTL INC
Underwriters JPM, MS, DB, PIPER,
UBS KEEF, DAVIDSON, RBC,
SANTANDER
CS, GS, BAC
Years of continuous operation,
including predecessors > 3 years
> 3 years > 3 years
Ticker GDOT COLB US DCP US
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased MS N/A
N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/21/2010 4/29/2010 8/5/2009
Total dollar amount of offering
sold to QIBs 150,000,000
208,800,000 185,000,000
Total dollar amount of any
concurrent public offering - - -
Total 150,000,000 208,800,000
185,000,000
Public offering price 36.00 21.75
18.50
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission $0.05 $0.20 $0.16
Rating N/A N/A N/A
Current yield N/A N/A N/A
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$ $
$
$$$
$$$
$ $ $
DWS Balanced Fund - Global Small
Cap Core 925 $ 33,300 0.02%
22.78% 1.95% 7/23/2010
DWS Balanced VIP - Global Small
Cap Core 243 $ 8,748 0.01%
22.78% 1.97% 7/23/2010
DWS Global Small Cap Growth
Fund 8,640 $ 311,040 0.21%
22.78% 4.22% 7/23/2010
DWS Lifecycle Long Range Fund -
Global Small Cap Core 438 $
15,768 0.01% 22.78% 2.13%
7/23/2010
DWS Mid Cap Growth Fund 6,803 $
244,908 0.16% 22.78% 4.07%
7/23/2010
DWS Mid Cap Growth VIP 425 $
15,300 0.01% 22.78% 4.20%
7/23/2010
DWS Small Cap Growth Fund 1,593
$ 57,348 0.04% 22.78% 5.81%
7/23/2010
DWS Small Cap Growth VIP 1,488 $
53,568 0.04% 22.78% 5.63%
7/23/2010
Total 20,555 739,980 0.49%
^The Security and Fund
Performance is calculated based on
information provided by State Street
Bank.
*If a Fund executed multiple sales of
a security, the final sale date is
listed. If a Fund still held the security
as of the quarter-end, the quarter-
end date is listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Indofood CBP Sukses
Makmur TBK PT
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 4065841ZA 252603105
800013104
Issuer INDOFOOD CBP SUKSES
DIAMOND FOODS INC
SANDERSON FARMS INC
Underwriters CS, DB, KIM,
MANDIR BAC, BCLY, MBO,
SUNTRUST JPM, MS, BMO,
STEPHENS
Years of continuous operation,
including predecessors > 3 years
> 3 years > 3 years
Ticker ICBP DMND US SAFM US
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/21/2010 3/4/2010 3/31/2010
Total dollar amount of offering
sold to QIBs 700,000,000
166,500,000 106,000,000
Total dollar amount of any
concurrent public offering - - -
Total 700,000,000 166,500,000
106,000,000
Public offering price 0.60 37.00
53.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission $0.10 $0.39 $0.00
Rating N/A N/A N/A
Current yield N/A N/A N/A
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$ $
$
$$$
$$$
$ $ $
DWS Balanced Fund - Global Small
Cap Core 173,978 $ 105,190 0.02%
0.00% 0.55% 9/30/2010
DWS Balanced VIP - Global Small
Cap Core 45,752 $ 27,662 0.00%
0.00% 0.58% 9/30/2010
DWS Global Small Cap Growth
Fund 380,700 $ 230,178 0.03%
0.00% 2.24% 9/30/2010
DWS Lifecycle Long Range Fund -
Global Small Cap Core 81,270 $
49,137 0.01% 0.00% 0.76%
9/30/2010
Total 681,700 412,168 0.06%
^The Security and Fund
Performance is calculated based on
information provided by State Street
Bank.
*If a Fund executed multiple sales of
a security, the final sale date is
listed. If a Fund still held the security
as of the quarter-end, the quarter-
end date is listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
MIZUHO FINANCIAL
GROUP INC
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP JP3885780001
JP3762600009 JP3902900004
Issuer MIZUHO INTERNATIONAL
NOMURA HOLDINGS INC
MITSUBISHI UFJ FINANCIAL
Underwriters MIZS, PNC, BAC,
JPM, GS, DB,
UBS, BCLY, CITI, MS
NOMURA JPM, MITSUBISHI UFJ,
MS,
NOMURA
Years of continuous operation,
including predecessors > 3 years
> 3 years > 3 years
Ticker MIZUHO FINANCIAL
GROUP INC NRSCF MBFJF
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A
N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/12/2010 7/30/2010 8/31/2010
Total dollar amount of offering
sold to QIBs 5,218,000,000
3,719,133,000 14,150,770,000
Total dollar amount of any
concurrent public offering - - -
Total 5,218,000,000 3,719,133,000
14,150,770,000
Public offering price 1.47 6.98
5.27
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission $0.98 $0.29 $0.19
Rating N/A N/A N/A
Current yield N/A N/A N/A
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$ $
$
$$$
$$$
$ $ $
DWS Global Thematic Fund
2,583,900 $ 3,794,487 0.05% -
1.26% 8.46% 9/30/2010
DWS Global Thematic Fund
152,600 $ 224,095 0.00% -1.26%
8.46% 9/30/2010
Total 2,736,500 4,018,582 0.05%
^The Security and Fund
Performance is calculated based on
information provided by State Street
Bank.
*If a Fund executed multiple sales of
a security, the final sale date is
listed. If a Fund still held the security
as of the quarter-end, the quarter-
end date is listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Accuride Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 00439TAD9 12429TAA2
26817CAA9
Issuer ACCURIDE CORP BWAY
HOLDING CO DYNCORP INTERNTL
INC
Underwriters CS, DB BAC, BCLY, DB
BAC, BCLY, CITI, DB
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security ACUZ 9 1/2 08/01/18 BWY 10
2018 DCP 10.375 2017
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/22/2010 6/8/2010 6/29/2010
Total dollar amount of offering
sold to QIBs 310,000,000
1,500,000,000 4,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 310,000,000 1,500,000,000
4,000,000,000
Public offering price 97.29 98.66
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 2.50% 2.50% 2.75%
Rating B2/B B3/B- B1/B
Current yield 9.50 10.00 10.38
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 745 743 794
DWS High Income Fund 1,175,000 $
1,143,134 0.37% 7.41% 4.04%
9/30/2010
DWS High Income Plus Fund 280,000 $
272,406 0.09% 7.41% 4.23% 9/30/2010
DWS High Income Trust 80,000 $
77,830 0.03% 7.41% 5.05% 9/30/2010
DWS High Income VIP 155,000 $
150,796 0.05% 7.41% 3.73% 9/30/2010
DWS Multi Market Income Trust- High
Yield 105,000 $ 102,152 0.03% 7.41%
5.07% 9/30/2010
DWS Strategic Income Fund - High
Yield 155,000 $ 150,796 0.05% 7.41%
2.85% 9/30/2010
DWS Strategic Income Trust- High Yield
25,000 $ 24,322 0.01% 7.41% 4.91%
9/30/2010
DWS Strategic Income VIP - High Yield
25,000 $ 24,322 0.01% 7.41% 2.86%
9/30/2010
Total 2,000,000 1,945,760 0.63%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Alcoa Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 013817AU5 931422AE9
134429AT6
Issuer ALCOA INC WALGREEN CO
CAMPBELL SOUP CO
Underwriters BAC, CITI, DB, UBS,
BCLY, GS,
MITSUBISHI UFJ, ANZ, BBVA, BMO,
BNP, JPM, RBC
BAC, GS, JPM, MS BCLY, JPM, UBS,
BAC, CITI, MS,
PNC, WACH, WILLIAMS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security AA 6.15 08/15/20 WAG 5 1/4
01/15/19 CPB 4 1/2 02/15/19
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CITI N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/26/2010 1/8/2009 1/14/2009
Total dollar amount of offering
sold to QIBs 1,000,000,000
1,000,000,000 300,000,000
Total dollar amount of any
concurrent public offering - - -
Total 1,000,000,000 1,000,000,000
300,000,000
Public offering price 99.87 99.48
99.29
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.45% 0.65% 0.65%
Rating Baa3/BBB- A2/A A2/A
Current yield 6.15 2.91 2.83
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 318 287 237
DWS Strategic Income Fund - Domestic
980,000 $ 978,736 0.10% 2.59% 2.58%
7/29/2010
DWS Strategic Income VIP - Domestic
160,000 $ 159,794 0.02% 2.59% 2.69%
7/29/2010
Total 1,140,000 1,138,529 0.11%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
AMOT
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 02005AAN8 34528QAR5
02005AAF5
Issuer AMOT FORD CREDIT
FLOORPLAN MASTER ALLY MASTER
OWNER TRUST
Underwriters DB, JPM, CITI, BNY,
CS, MS, UBS,
WELLS
BNP, BCLY, CS, RBS BCLY, CS, MS,
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security AMOT 2010-4 A 0.2647%
08/15/2017 FORDF 2010-3 A2 AMOT
2010-2 A
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CITI N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/19/2010 7/21/2020 4/29/2010
Total dollar amount of offering
sold to QIBs 500,000,000
475,000,000 384,180,000
Total dollar amount of any
concurrent public offering - - -
Total 500,000,000 475,000,000
384,180,000
Public offering price 100.00 100.00
99.98
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.45% 0.50% 0.50%
Rating Aaa/N/A Aaa/AAA Aaa/AAA
Current yield 1.30 1.48 2.35
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 1 170 134
DWS Lifecycle Long - FI 600,000 $
600,000 0.12% -0.31% 5.27% 9/30/2010
Total 600,000 600,000 0.12%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
AmeriCredit Automobile
Receivables Trust
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 03064GAB7 80282GAB1
02005MAB8
Issuer AMERICREDIT AUTOMOBILE
SANTANDER DRIVE AUTO ALLY
AUTO RECEIVABLES TRUST
Underwriters RBS, CS, DB, JPM CS,
JPM, CITI, SANTANDER CITI, RBS,
BNP, CS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security AMCAR 2010-B A2 SDART
2010-2 A2 ALLYA 2010-3 A2
Is the affiliate a manager or co-
manager of offering? Joint Lead
Manager N/A N/A
Name of underwriter or dealer
from which purchased RBS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/12/2010 8/19/2010 8/18/2010
Total dollar amount of offering
sold to QIBs 200,000,000
376,600,000 397,000,000
Total dollar amount of any
concurrent public offering - - -
Total 200,000,000 376,600,000
397,000,000
Public offering price 100.00 99.99
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.45% 0.17% 0.20%
Rating Aa3/AAA N/A/AAA Aaa/AAA
Current yield 1.18 0.96 0.37
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 70 60 10
DWS Short Duration Fund 250,000 $
250,000 0.12% 0.01% 0.71% 9/30/2010
DWS Short Duration Plus Fund - Core
3,749,997 $ 3,749,997 1.87% 0.01%
0.77% 9/30/2010
Total 3,999,997 3,999,997 2.00%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Anadarko Petroleum
Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 032511BH9 716495AK2
165167CE5
Issuer ANADARKO PETROLEUM
CORP PETROHAWK ENERGY CORP
CHESAPEAKE ENERGY CORP
Underwriters BCLY, CITI, CS, DB,
GS, JPM, MS,
UBS
BAC,BCLY, BMO, BNP, CS, JPM,
RBC, WELLS, CREDIT AGRICOLE,
MS, CAPITAL, MIZS, NATIXIS
BAC, BCLY, CS, MS, WELLS, BNP,
CITI, CREDIT AGRICOLE, DB, GS,
RBS, SUNTRST, UBS, BBVA, BMO,
BOSC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security APC 6 3/8 09/15/17 HAWK 7
1/4 08/15/18 CHK 6 7/8 08/15/18
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/9/2010 8/3/2020 8/9/2020
Total dollar amount of offering
sold to QIBs 2,000,000,000
825,000,000 600,000,000
Total dollar amount of any
concurrent public offering - - -
Total 2,000,000,000 825,000,000
600,000,000
Public offering price 100.00 100.00
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.75% 1.94% 1.63%
Rating Ba1/BBB- B3/B+ Ba3/BB
Current yield 4.51 7.07 6.50
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 416 434 451
DWS Dreman Value Income Edge Fund,
High Yield 1,000,000 $ 1,000,000 0.05%
1.58% -0.80% 9/7/2010
DWS Strategic Income Fund - Domestic
1,265,000 $ 1,265,000 0.06% 8.71%
1.72% 9/30/2010
DWS Strategic Income VIP - Domestic
215,000 $ 215,000 0.01% 8.71% 1.80%
9/30/2010
Total 2,480,000 2,480,000 0.12%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Baker Hughes Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 057224AZ0 126650BR0
88732JAU2
Issuer BAKER HUGHES INC CVS
CAREMARK CORP TIME WARNER
CABLE INC
Underwriters BCLY, JPM, RBC, UBS,
BAC, CITI,
GS, HSBC, MITSUBISHI UFJ, USBI,
WELLS, BBVA, COMMERZ, CREDIT
AGRICOL
BNY, BAC, BCLY, JPM, WELLS BAC,
BNP, CITI, JPM, MITSUBISHI
UFJ
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security BHI 5 1/8 09/15/40 CVS 6 1/8
09/15/39 TWC 6 3/4 06/15/39
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/19/2010 9/8/2009 6/24/2009
Total dollar amount of offering
sold to QIBs 1,500,000,000
1,500,000,000 1,500,000,000
Total dollar amount of any
concurrent public offering - - -
Total 1,500,000,000 1,500,000,000
1,500,000,000
Public offering price 99.57 99.67
97.13
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.88% 0.88% 0.88%
Rating A2/A Baa2/BBB+ Baa2/BBB
Current yield 5.13 5.56 5.73
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 150 187 260
DWS Strategic Income Fund - Domestic
590,000 $ 587,463 0.04% 3.76% 1.51%
9/30/2010
DWS Strategic Income VIP - Domestic
100,000 $ 99,570 0.01% 3.76% 1.37%
9/30/2010
Total 690,000 687,033 0.05%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
CCO Holdings Capital
Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 1248EPAR4 319963AW4
629377BH4
Issuer CCO HLDGS LLC/CAP CORP
FIRST DATA CORPORATION NRG
ENERGY INC
Underwriters BAC, CITI, CS, DB,
UBS, CREDIT
AGRICOLE, GS, JPM, MS, RBC, USBI
BAC, CITI, CS, DB, GS, HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security CHTR 7 1/4 10/30/17 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CITI N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/20/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 1,000,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 1,000,000,000 7,000,000,000
7,000,000,000
Public offering price 100.00 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.64% 1.88% 1.25%
Rating B2/B B1/B+ B1/BBCurrent
yield 7.25 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 515 644 561
DWS High Income Fund 4,005,000 $
4,005,000 0.40% 0.88% 0.68%
9/30/2010
DWS High Income Plus Fund 955,000 $
955,000 0.10% 0.88% 0.92% 9/30/2010
DWS High Income Trust 535,000 $
535,000 0.05% 0.88% 0.62% 9/30/2010
DWS High Income VIP 520,000 $
520,000 0.05% 0.88% 0.60% 9/30/2010
DWS Multi Market Income Trust- High
Yield 690,000 $ 690,000 0.07% 0.88%
0.72% 9/30/2010
DWS Strategic Income Fund - High
Yield 520,000 $ 520,000 0.05% 0.88%
0.42% 9/30/2010
DWS Strategic Income Trust- High Yield
185,000 $ 185,000 0.02% 0.88% 0.73%
9/30/2010
DWS Strategic Income VIP - High Yield
90,000 $ 90,000 0.01% 0.88% 0.51%
9/30/2010
Total 7,500,000 7,500,000 0.75%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Celanese US Holdings
LLC
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 15089QAA2 319963AW4
629377BH4
Issuer CELANESE US HOLDINGS
LLC FIRST DATA CORPORATION
NRG ENERGY INC
Underwriters BAC, DB, BCLY, CITI,
COMMERZ, GS,
HSBC, JPM, MITSUBISHI UFJ, RBC
BAC, CITI, CS, DB, GS, HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security CE 6 5/8 10/15/18 FDC 8.875
2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/15/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 600,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 600,000,000 7,000,000,000
7,000,000,000
Public offering price 100.00 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.75% 1.88% 1.25%
Rating Ba3/BB- B1/B+ B1/BBCurrent
yield 6.63 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 433 644 561
DWS High Income Fund 1,510,000 $
1,510,000 0.25% 1.38% 1.10%
9/30/2010
DWS High Income Plus Fund 360,000 $
360,000 0.06% 1.38% 1.22% 9/30/2010
DWS High Income Trust 200,000 $
200,000 0.03% 1.38% 1.14% 9/30/2010
DWS High Income VIP 200,000 $
200,000 0.03% 1.38% 1.06% 9/30/2010
DWS Multi Market Income Trust- High
Yield 260,000 $ 260,000 0.04% 1.38%
1.27% 9/30/2010
DWS Strategic Income Fund - High
Yield 195,000 $ 195,000 0.03% 1.38%
0.83% 9/30/2010
DWS Strategic Income Trust- High Yield
70,000 $ 70,000 0.01% 1.38% 1.28%
9/30/2010
DWS Strategic Income VIP - High Yield
35,000 $ 35,000 0.01% 1.38% 0.77%
9/30/2010
Total 2,830,000 2,830,000 0.47%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Chesapeake Energy
Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 165167CE5 46122EAA3
880349AM7
Issuer CHESAPEAKE ENERGY CORP
INVENTIV HEALTH INC TENNECO INC
Underwriters BAC, BCLY, CS, MS,
WELLS, BNP,
CITI, AGRICOLE, DB, GS, RBS,
SUNTRUST, UBS, BBVA, BMO,
BOSC, CAPITAL
BAC, CITI, CS, DB CITI, DB, MS, RBC,
WELLS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security CHK 6 7/8 08/15/18 VTIV 10
2018 TEN 7.75 2018
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/9/2010 7/28/2010 7/29/2010
Total dollar amount of offering
sold to QIBs 600,000,000
2,000,000,000 1,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 600,000,000 2,000,000,000
1,000,000,000
Public offering price 100.00 100.00
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.63% 2.50% 2.00%
Rating BA3/BB Caa1/B- B2/B
Current yield 5.83 10.00 7.75
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 451 739 517
DWS Dreman Value Income Edge Fund,
High Yield 500,000 $ 500,000 0.08%
4.75% 3.40% 9/30/2010
DWS High Income Fund 1,395,000 $
1,395,000 0.23% 4.75% 2.45%
9/30/2010
DWS High Income Plus Fund 330,000 $
330,000 0.06% 4.75% 2.48% 9/30/2010
DWS High Income Trust 280,000 $
280,000 0.05% 4.75% 3.07% 9/30/2010
DWS High Income VIP 185,000 $
185,000 0.03% 4.75% 2.30% 9/30/2010
DWS Multi Market Income Trust- High
Yield 350,000 $ 350,000 0.06% 4.75%
3.00% 9/30/2010
DWS Strategic Income Fund - High
Yield 180,000 $ 180,000 0.03% 4.75%
1.72% 9/30/2010
DWS Strategic Income Trust- High Yield
95,000 $ 95,000 0.02% 4.75% 2.97%
9/30/2010
DWS Strategic Income VIP - High Yield
30,000 $ 30,000 0.01% 4.75% 1.80%
9/30/2010
Total 3,345,000 3,345,000 0.56%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Chesapeake Energy
Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 165167CF2 46122EAA3
880349AM7
Issuer CHESAPEAKE ENERGY CORP
INVENTIV HEALTH INC TENNECO INC
Underwriters BAC, BCLY, CS, MS,
WELLS, BNP,
CITI, AGRICOLE, DB, GS, RBS,
SUNTRUST, UBS, BBVA, BMO,
BOSC, CAPITAL
BAC, CITI, CS, DB CITI, DB, MS, RBC,
WELLS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security CHK 6 5/8 08/15/20 VTIV 10
2018 TEN 7.75 2018
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/9/2010 7/28/2010 7/29/2010
Total dollar amount of offering
sold to QIBs 1,400,000,000
2,000,000,000 1,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 1,400,000,000 2,000,000,000
1,000,000,000
Public offering price 100.00 100.00
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.63% 2.50% 2.00%
Rating Ba3/BB Caa1/B- B2/B
Current yield 6.63 10.00 7.75
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 380 739 517
DWS High Income Fund 2,790,000 $
2,790,000 0.20% 3.63% 2.45%
9/30/2010
DWS High Income Plus Fund 660,000 $
660,000 0.05% 3.63% 2.48% 9/30/2010
DWS High Income Trust 555,000 $
555,000 0.04% 3.63% 3.07% 9/30/2010
DWS High Income VIP 365,000 $
365,000 0.03% 3.63% 2.30% 9/30/2010
DWS Multi Market Income Trust- High
Yield 705,000 $ 705,000 0.05% 3.63%
3.00% 9/30/2010
DWS Strategic Income Fund - High
Yield 360,000 $ 360,000 0.03% 3.63%
1.72% 9/30/2010
DWS Strategic Income Trust- High Yield
190,000 $ 190,000 0.01% 3.63% 2.97%
9/30/2010
DWS Strategic Income VIP - High Yield
60,000 $ 60,000 0.00% 3.63% 1.80%
9/30/2010
Total 5,685,000 5,685,000 0.41%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Citigroup Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 172967FF3 46625HHS2
06051GEC9
Issuer CITIGROUP INC JPMORGAN
CHASE & CO BANK OF AMERICA
CORP
Underwriters CITI, DB, GS, RBC,
UBS, ALADDIN,
BNP, CS, Intesabci, RBC, SOCIETE,
SUNTRST, TD, UNICREDIT,
WILLIAMS
JPM, LOOP, SAM2, WILLIAMS BAC,
DB, FORTIS, LLOYDS,
NOMURA, CANTOR, LOOP, SAM2
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security C 5 3/8 08/09/20 JPM 4.4
07/22/20 BAC 5 5/8 07/01/20
Is the affiliate a manager or co-
manager of offering? Joint Lead
Manager N/A N/A
Name of underwriter or dealer
from which purchased CITI N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/2/2010 7/15/2010 6/17/2010
Total dollar amount of offering
sold to QIBs 2,250,000,000
2,500,000,000 3,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 2,250,000,000 2,500,000,000
3,000,000,000
Public offering price 99.00 99.74
99.64
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.50% 0.50% 0.50%
Rating A3/A Aa3/A+ A2/A
Current yield 5.38 4.16 4.99
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 255 145 248
DWS Balanced Fund - Core 1,750,000 $
1,732,413 0.08% 3.90% 2.09%
9/30/2010
DWS Balanced VIP - Core 500,000 $
494,975 0.02% 3.90% 2.20% 9/30/2010
DWS Bond VIP - FI 1,500,000 $
1,484,925 0.07% 3.90% 1.25%
9/30/2010
DWS Core Fixed Income Fund
3,700,000 $ 3,662,815 0.16% 3.90%
1.64% 9/30/2010
DWS Core Fixed Income VIP 800,000 $
791,960 0.04% 3.90% 1.49% 9/30/2010
DWS Core Plus Income Fund - FI
3,350,000 $ 3,316,333 0.15% 3.90%
1.17% 9/30/2010
DWS Global Bond Fund 1,300,000 $
1,286,935 0.06% 3.90% 2.97%
9/30/2010
Total 12,900,000 12,770,356 0.57%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Continental Airlines Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 210795PW4 023771RS9
909279BJ7
Issuer CONTINENTAL AIRLINES INC
DELTA AIRLINES UNITED AIRLINES
Underwriters CS, MS, CITI, GS, UBS,
CREDIT
AGRICOLE, DB
BCLY, JPM, UBS GS, JPM, MS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security UAL 6 3/4 09/15/15 DAL 9 1/2
09/15/14 UAL 12 11/1/13
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/4/2010 9/23/2009 1/11/2020
Total dollar amount of offering
sold to QIBs 800,000,000
750,000,000 200,000,000
Total dollar amount of any
concurrent public offering - - -
Total 800,000,000 750,000,000
200,000,000
Public offering price 98.94 98.56
95.32
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.75% 1.44% 7.50%
Rating Ba2/BB- Ba2/BB- B3/CCC+
Current yield 6.75 8.66 10.65
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 539 744 1,181
DWS Dreman Value Income Edge Fund,
High Yield 250,000 $ 247,345 0.03%
2.08% 3.54% 9/30/2010
DWS High Income Fund 535,000 $
529,318 0.07% -0.44% -0.38%
8/25/2010
DWS High Income Plus Fund 125,000 $
123,673 0.02% -0.44% -1.05%
8/25/2010
DWS High Income Trust 70,000 $
69,257 0.01% -0.44% -0.31% 8/25/2010
DWS High Income VIP 70,000 $ 69,257
0.01% -0.44% -0.61% 8/25/2010
DWS Multi Market Income Trust- High
Yield 95,000 $ 93,991 0.01% -0.44%
0.25% 8/25/2010
DWS Strategic Income Fund - High
Yield 70,000 $ 69,257 0.01% -0.44%
0.25% 8/25/2010
DWS Strategic Income Trust- High Yield
25,000 $ 24,735 0.00% -0.44% 0.25%
8/25/2010
DWS Strategic Income VIP - High Yield
10,000 $ 9,894 0.00% -0.44% 0.52%
8/25/2010
Total 1,250,000 1,236,725 0.15%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Corning Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 219350AU9 931422AE9
134429AT6
Issuer CORNING INC WALGREEN CO
CAMPBELL SOUP CO
Underwriters DB, JPM, BAC, CITI,
WELLS BAC, GS, JPM, MS BCLY, JPM,
UBS, BAC, CITI, MS,
PNC, WACH, WILLIAMS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security GLW 4 1/4 08/15/20 WAG 5
1/4 01/15/19 CPB 4 1/2 02/15/19
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/3/2010 1/8/2009 1/14/2009
Total dollar amount of offering
sold to QIBs 700,000,000
1,000,000,000 300,000,000
Total dollar amount of any
concurrent public offering - - -
Total 700,000,000 1,000,000,000
300,000,000
Public offering price 99.08 99.48
99.29
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.65% 0.65% 0.65%
Rating Baa1/BBB+ A2/A A2/A
Current yield 4.25 2.91 2.83
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 145 287 237
DWS Strategic Income Fund - Domestic
260,000 $ 257,613 0.04% 5.11% 1.93%
8/16/2010
DWS Strategic Income VIP - Domestic
40,000 $ 39,633 0.01% 5.11% 2.07%
8/16/2010
Total 300,000 297,246 0.04%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
ERAC USA
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 26884TAA0 760759AJ9
20030NBB6
Issuer ERAC USA REPUBLIC
SERVICES INC COMCAST CORP
Underwriters BAC, BCLY, GS, JPM,
DB BAC, DB, JPM, MITSUBISHI UFJ,
SUNTRST, WELLS, BNP, GS, RBC,
USBI
DB, Mitsubishi UFJ, RBS, UBS, BAC,
BCLY, BNP, BNY, BROD, CITI, DAIWA
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security ERAC USA FINANCE 5.25%
RSG 6.2 03/01/40 CMCSA 6.4 03/01/40
Is the affiliate a manager or co-
manager of offering? Manager N/A
N/A
Name of underwriter or dealer
from which purchased GS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
6/24/2010 3/1/2020 2/24/2020
Total dollar amount of offering
sold to QIBs 650,000,000
650,000,000 1,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 650,000,000 650,000,000
1,000,000,000
Public offering price 99.38 99.92
99.52
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.65% 0.35% 0.88%
Rating Baa2/BBB+ Baa3/BBB
Baa1/BBB+
Current yield 4.16 5.44 5.57
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 220 165 180
DWS Lifecycle Long - FI 770,000 $
765,249 0.12% 7.47% 6.06% 9/30/2010
Total 770,000 765,249 0.12%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
EXCO Resources Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 269279AD7 319963AW4
629377BH4
Issuer EXCO RESOURCES INC
FIRST DATA CORPORATION NRG
ENERGY INC
Underwriters BAC, BNP, JPM, RBC,
WELLS, CITI,
COMERICA, DAIWA, DB, KBCM,
MITSUBISHI UFJ, NATIXIS
BAC, CITI, CS, DB, GS, HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security XCO 7 1/2 09/15/18 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/10/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 750,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 750,000,000 7,000,000,000
7,000,000,000
Public offering price 98.53 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.75% 1.88% 1.25%
Rating B3/B B1/B+ B1/BBCurrent
yield 7.50 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 535 644 561
DWS High Income Fund 535,000 $
527,136 0.07% 0.48% 0.21% 9/30/2010
DWS High Income Plus Fund 130,000 $
128,089 0.02% 0.48% 0.15% 9/30/2010
DWS High Income Trust 70,000 $
68,971 0.01% 0.48% 0.21% 9/30/2010
DWS High Income VIP 70,000 $ 68,971
0.01% 0.48% 0.30% 9/30/2010
DWS Multi Market Income Trust- High
Yield 90,000 $ 88,677 0.01% 0.48%
0.21% 9/30/2010
DWS Strategic Income Fund - High
Yield 70,000 $ 68,971 0.01% 0.48%
0.42% 9/30/2010
DWS Strategic Income Trust- High Yield
25,000 $ 24,633 0.00% 0.48% 0.22%
9/30/2010
DWS Strategic Income VIP - High Yield
10,000 $ 9,853 0.00% 0.48% 0.26%
9/30/2010
Total 1,000,000 985,300 0.13%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
FTI Consulting Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 302941AH2 319963AW4
629377BH4
Issuer FTI CONSULTING INC FIRST
DATA CORPORATION NRG ENERGY
INC
Underwriters BAC, GS, JPM, DB,
COMERICA,
HSBC, KKR, PNC, RBC,
SANTANDER, SUNTRST, WELLS
BAC, CITI, CS, DB, GS, HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security FCN 6 3/4 10/01/20 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/16/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 400,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 400,000,000 7,000,000,000
7,000,000,000
Public offering price 100.00 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 2.00% 1.88% 1.25%
Rating Ba2/BB B1/B+ B1/BBCurrent
yield 6.75 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 400 644 561
DWS High Income Fund 1,510,000 $
1,510,000 0.38% 0.69% 0.89%
9/30/2010
DWS High Income Plus Fund 360,000 $
360,000 0.09% 0.69% 1.07% 9/30/2010
DWS High Income Trust 205,000 $
205,000 0.05% 0.69% 0.94% 9/30/2010
DWS High Income VIP 195,000 $
195,000 0.05% 0.69% 0.91% 9/30/2010
DWS Multi Market Income Trust- High
Yield 260,000 $ 260,000 0.07% 0.69%
1.03% 9/30/2010
DWS Strategic Income Fund - High
Yield 195,000 $ 195,000 0.05% 0.69%
0.62% 9/30/2010
DWS Strategic Income Trust- High Yield
70,000 $ 70,000 0.02% 0.69% 1.03%
9/30/2010
DWS Strategic Income VIP - High Yield
35,000 $ 35,000 0.01% 0.69% 0.68%
9/30/2010
Total 2,830,000 2,830,000 0.71%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
First Data Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 319963AW4 46122EAA3
880349AM7
Issuer FIRST DATA CORPORATION
INVENTIV HEALTH INC TENNECO INC
Underwriters BAC, CITI, CS, DB, GS,
HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
BAC, CITI, CS, DB CITI, DB, MS, RBC,
WELLS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security FDC 8 7/8 08/15/20 VTIV 10
2018 TEN 7.75 2018
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CITI N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/11/2010 7/28/2010 7/29/2010
Total dollar amount of offering
sold to QIBs 510,000,000
2,000,000,000 1,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 510,000,000 2,000,000,000
1,000,000,000
Public offering price 98.39 100.00
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.88% 2.50% 2.00%
Rating B1/B+ Caa1/B- B2/B
Current yield 8.88 10.00 7.75
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 644 739 517
DWS High Income Fund 3,745,000 $
3,684,593 0.72% 5.71% 2.88%
9/30/2010
DWS High Income Plus Fund 885,000 $
870,725 0.17% 5.71% 3.26% 9/30/2010
DWS High Income Trust 500,000 $
491,935 0.10% 5.71% 3.72% 9/30/2010
DWS High Income VIP 495,000 $
487,016 0.10% 5.71% 2.77% 9/30/2010
DWS Multi Market Income Trust- High
Yield 635,000 $ 624,758 0.12% 5.71%
3.43% 9/30/2010
DWS Strategic Income Fund - High
Yield 485,000 $ 477,177 0.09% 5.71%
1.93% 9/30/2010
DWS Strategic Income Trust- High Yield
170,000 $ 167,258 0.03% 5.71% 3.43%
9/30/2010
DWS Strategic Income VIP - High Yield
85,000 $ 83,629 0.02% 5.71% 1.89%
9/30/2010
Total 7,000,000 6,887,090 1.35%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
GenOn Escrow Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 37244DAA7 319963AW4
629377BH4
Issuer GENON ESCROW CORP
FIRST DATA CORPORATION NRG
ENERGY INC
Underwriters CS, DB, GS, JPM, MS,
RBC BAC, CITI, CS, DB, GS, HSBC,
BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security GENENE 9 1/2 10/15/18 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/20/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 675,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 675,000,000 7,000,000,000
7,000,000,000
Public offering price 98.62 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.75% 1.88% 1.25%
Rating B3/B B1/B+ B1/BBCurrent
yield 9.50 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 736 644 561
DWS High Income Fund 1,065,000 $
1,050,335 0.16% -1.01% 0.68%
9/30/2010
DWS High Income Plus Fund 255,000 $
251,489 0.04% -1.01% 0.92% 9/30/2010
DWS High Income Trust 140,000 $
138,072 0.02% -1.01% 0.62% 9/30/2010
DWS High Income VIP 140,000 $
138,072 0.02% -1.01% 0.60% 9/30/2010
DWS Multi Market Income Trust- High
Yield 185,000 $ 182,453 0.03% -1.01%
0.72% 9/30/2010
DWS Strategic Income Fund - High
Yield 140,000 $ 138,072 0.02% -1.01%
0.42% 9/30/2010
DWS Strategic Income Trust- High Yield
50,000 $ 49,312 0.01% -1.01% 0.73%
9/30/2010
DWS Strategic Income VIP - High Yield
25,000 $ 24,656 0.00% -1.01% 0.51%
9/30/2010
Total 2,000,000 1,972,460 0.29%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Graham Packaging Co
LP/GPC Capital Corp I
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 38470RAJ0 319963AW4
629377BH4
Issuer GRAHAM PACK CO LP/GPC
FIRST DATA CORPORATION NRG
ENERGY INC
Underwriters CITI, DB, GS BAC, CITI,
CS, DB, GS, HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security GRAHAM 8 1/4 10/01/18 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CITI N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/16/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 250,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 250,000,000 7,000,000,000
7,000,000,000
Public offering price 100.00 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 2.50% 1.88% 1.25%
Rating Caa1/B- B1/B+ B1/BBCurrent
yield 8.25 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 616 644 561
DWS High Income Fund 1,060,000 $
1,060,000 0.42% 0.13% 0.89%
9/30/2010
DWS High Income Plus Fund 255,000 $
255,000 0.10% 0.13% 1.07% 9/30/2010
DWS High Income Trust 145,000 $
145,000 0.06% 0.13% 0.94% 9/30/2010
DWS High Income VIP 140,000 $
140,000 0.06% 0.13% 0.91% 9/30/2010
DWS Multi Market Income Trust- High
Yield 185,000 $ 185,000 0.07% 0.13%
1.03% 9/30/2010
DWS Strategic Income Fund - High
Yield 140,000 $ 140,000 0.06% 0.13%
0.62% 9/30/2010
DWS Strategic Income Trust- High Yield
50,000 $ 50,000 0.02% 0.13% 1.03%
9/30/2010
DWS Strategic Income VIP - High Yield
25,000 $ 25,000 0.01% 0.13% 0.68%
9/30/2010
Total 2,000,000 2,000,000 0.80%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Graphic Packaging
International Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 38869PAH7 319963AW4
629377BH4
Issuer GRAPHIC PACKAGING INTL
FIRST DATA CORPORATION NRG
ENERGY INC
Underwriters BAC, DB, GS, JPM
BAC, CITI, CS, DB, GS, HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security GPK 7 7/8 10/01/18 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/15/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 250,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 250,000,000 7,000,000,000
7,000,000,000
Public offering price 100.00 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.75% 1.88% 1.25%
Rating B3/B B1/B+ B1/BBCurrent
yield 7.88 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 557 644 561
DWS High Income Fund 535,000 $
535,000 0.21% 2.13% 1.10% 9/30/2010
DWS High Income Plus Fund 130,000 $
130,000 0.05% 2.13% 1.22% 9/30/2010
DWS High Income Trust 70,000 $
70,000 0.03% 2.13% 1.14% 9/30/2010
DWS High Income VIP 70,000 $ 70,000
0.03% 2.13% 1.06% 9/30/2010
DWS Multi Market Income Trust- High
Yield 90,000 $ 90,000 0.04% 2.13%
1.27% 9/30/2010
DWS Strategic Income Fund - High
Yield 70,000 $ 70,000 0.03% 2.13%
0.83% 9/30/2010
DWS Strategic Income Trust- High Yield
25,000 $ 25,000 0.01% 2.13% 1.28%
9/30/2010
DWS Strategic Income VIP - High Yield
10,000 $ 10,000 0.00% 2.13% 0.77%
9/30/2010
Total 1,000,000 1,000,000 0.40%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Hertz Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 428040CC1 319963AW4
629377BH4
Issuer HERTZ CORP FIRST DATA
CORPORATION NRG ENERGY INC
Underwriters BCLY, DB, WELLS
BAC, CITI, CS, DB, GS, HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security HTZ 7 1/2 10/15/18 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/16/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 700,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 700,000,000 7,000,000,000
7,000,000,000
Public offering price 100.00 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 2.00% 1.88% 1.25%
Rating B2/CCC+ B1/B+
B1/BBCurrent
yield 7.50 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 508 644 561
DWS Dreman Value Income Edge Fund,
High Yield 250,000 $ 250,000 0.04% -
0.13% 1.48% 9/30/2010
DWS High Income Fund 5,340,000 $
5,340,000 0.76% -0.13% 0.68%
9/30/2010
DWS High Income Fund 1,600,000 $
1,600,000 0.23% -0.13% 0.89%
9/30/2010
DWS High Income Plus Fund 380,000 $
380,000 0.05% -0.13% 1.07% 9/30/2010
DWS High Income Plus Fund 1,270,000
$ 1,270,000 0.18% -0.13% 0.92%
9/30/2010
DWS High Income Trust 715,000 $
715,000 0.10% -0.13% 0.62% 9/30/2010
DWS High Income Trust 215,000 $
215,000 0.03% -0.13% 0.94% 9/30/2010
DWS High Income VIP 210,000 $
210,000 0.03% -0.13% 0.91% 9/30/2010
DWS High Income VIP 695,000 $
695,000 0.10% -0.13% 0.60% 9/30/2010
DWS Multi Market Income Trust- High
Yield 920,000 $ 920,000 0.13% -0.13%
0.72% 9/30/2010
DWS Multi Market Income Trust- High
Yield 275,000 $ 275,000 0.04% -0.13%
1.03% 9/30/2010
DWS Strategic Income Fund - High
Yield 695,000 $ 695,000 0.10% -0.13%
0.42% 9/30/2010
DWS Strategic Income Fund - High
Yield 210,000 $ 210,000 0.03% -0.13%
0.62% 9/30/2010
DWS Strategic Income Trust- High Yield
245,000 $ 245,000 0.04% -0.13% 0.73%
9/30/2010
DWS Strategic Income Trust- High Yield
75,000 $ 75,000 0.01% -0.13% 1.03%
9/30/2010
DWS Strategic Income VIP - High Yield
35,000 $ 35,000 0.01% -0.13% 0.68%
9/30/2010
DWS Strategic Income VIP - High Yield
120,000 $ 120,000 0.02% -0.13% 0.51%
9/30/2010
Total 13,250,000 13,250,000 1.89%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Hess
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 42809HAD9 65504LAD9
85771PAC6
Issuer HESS NOBLE HOLDING INTL
LTD STATOIL ASA
Underwriters GS, JPM, MS, DB, RBS
BCLY, SUNTRST, WELLS, BNP, DnB
NOR, HSBC, MITSUBISHI UFJ
BCLY, DB, JPM
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security HESS CORP 5.6% 15/02/41
USD NE 6.2 08/01/40 STOIL 5.1
08/17/40
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased GS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/5/2010 3/1/2020 8/10/2020
Total dollar amount of offering
sold to QIBs 1,250,000,000
400,000,000 750,000,000
Total dollar amount of any
concurrent public offering - - -
Total 1,250,000,000 400,000,000
750,000,000
Public offering price 99.30 99.97
99.68
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.62% 0.65% 0.65%
Rating Baa2/BBB Baa1/A-
Aa2/AACurrent
yield 5.28 5.56 4.72
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 160 230 115
DWS Lifecycle Long - FI 305,000 $
302,877 0.02% 5.12% 2.47% 9/30/2010
Total 305,000 302,877 0.02%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Intelsat Jackson
Holdings SA
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 45824TAA3 97381WAK0
82967NAD0
Issuer INTELSAT JACKSON HLDG
WINDSTREAM CORP SIRIUS XM
RADIO INC
Underwriters BCLY, CS, DB, MS,
BAC, JPM DB, GS, MS, BNP,
MITSUBISHI UFJ,
SUNTRST
BAC, MS, UBS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security INTEL 7 1/4 10/15/20 WIN 8
1/8 09/01/18 SIRI 8 3/4 04/01/15
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/16/2010 7/12/2020 3/12/2020
Total dollar amount of offering
sold to QIBs 1,000,000,000
400,000,000 800,000,000
Total dollar amount of any
concurrent public offering - - -
Total 1,000,000,000 400,000,000
800,000,000
Public offering price 100.00 99.25
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.38% 0.75% 1.88%
Rating B3/B+ Ba3/B+ B3/B+
Current yield 7.12 7.15 6.56
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 530 556 634
DWS Dreman Value Income Edge Fund,
High Yield 500,000 $ 500,000 0.05%
0.25% 1.48% 9/30/2010
DWS High Income Fund 5,335,000 $
5,335,000 0.53% 0.25% 0.89%
9/30/2010
DWS High Income Plus Fund 1,275,000
$ 1,275,000 0.13% 0.25% 1.07%
9/30/2010
DWS High Income Trust 715,000 $
715,000 0.07% 0.25% 0.94% 9/30/2010
DWS High Income VIP 695,000 $
695,000 0.07% 0.25% 0.91% 9/30/2010
DWS Multi Market Income Trust- High
Yield 920,000 $ 920,000 0.09% 0.25%
1.03% 9/30/2010
DWS Strategic Income Fund - High
Yield 695,000 $ 695,000 0.07% 0.25%
0.62% 9/30/2010
DWS Strategic Income Trust- High Yield
245,000 $ 245,000 0.02% 0.25% 1.03%
9/30/2010
DWS Strategic Income VIP - High Yield
120,000 $ 120,000 0.01% 0.25% 0.68%
9/30/2010
Total 10,500,000 10,500,000 1.05%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
inVentiv Health Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 46122EAA3 12429TAA2
26817CAA9
Issuer INVENTIV HEALTH INC BWAY
HOLDING CO DYNCORP INTERNTL
INC
Underwriters BAC, CITI, CS, DB
BAC, BCLY, DB BAC, BCLY, CITI, DB
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security VTIV 10 08/15/18 BWY 10
2018 DCP 10.375 2017
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/28/2010 6/8/2010 6/29/2010
Total dollar amount of offering
sold to QIBs 275,000,000
1,500,000,000 4,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 275,000,000 1,500,000,000
4,000,000,000
Public offering price 100.00 98.66
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 2.50% 2.50% 2.75%
Rating Caa1/B- B3/B- B1/B
Current yield 10.00 10.00 10.38
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 739 743 794
DWS High Income Fund 1,180,000 $
1,180,000 0.43% -1.88% 0.26%
9/30/2010
DWS High Income Plus Fund 280,000 $
280,000 0.10% -1.88% 0.04% 9/30/2010
DWS High Income Trust 80,000 $
80,000 0.03% -1.88% 0.43% 9/30/2010
DWS High Income VIP 155,000 $
155,000 0.06% -1.88% 0.00% 9/30/2010
DWS Multi Market Income Trust- High
Yield 100,000 $ 100,000 0.04% -1.88%
0.98% 9/30/2010
DWS Strategic Income Fund - High
Yield 155,000 $ 155,000 0.06% -1.88%
0.67% 9/30/2010
DWS Strategic Income Trust- High Yield
25,000 $ 25,000 0.01% -1.88% 0.93%
9/30/2010
DWS Strategic Income VIP - High Yield
25,000 $ 25,000 0.01% -1.88% 0.86%
9/30/2010
Total 2,000,000 2,000,000 0.73%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
KeyCorp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 49326EEC3 857477AE3
74432QBJ3
Issuer KEYCORP STATE STREET
CORP PRUDENTIAL FINANCIAL INC
Underwriters JPM, KBCM, MS, DB,
GS, UBS, BAC,
BCLY, CITI, CS, KEEF, SDLR
GS, MS, BCLY, CS, UBS, MURIEL,
WILLIAMS
BAC, BCLY, MS, BNP, DAIWA, HSBC,
RBC, LOOP, MURIEL, SAM1,
WILLIAMS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security KEY 3 3/4 08/13/15 STT 4.3
05/30/14 PRU 4 3/4 09/17/15
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/10/2010 5/18/2009 9/10/2009
Total dollar amount of offering
sold to QIBs 750,000,000
500,000,000 900,000,000
Total dollar amount of any
concurrent public offering - - -
Total 750,000,000 500,000,000
900,000,000
Public offering price 99.88 99.91
99.77
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.75% 0.30% 0.30%
Rating Baa1/BBB+ A1/A+ Baa2/A
Current yield 3.75 2.25 2.76
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 225 220 250
DWS Enhanced Commodity Strategy
Fund (Open-Ended) 3,000,000 $
2,996,340 0.40% 1.99% 5.83%
9/30/2010
Total 3,000,000 2,996,340 0.40%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
MetroPCS Wireless Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 591709AK6 319963AW4
629377BH4
Issuer METROPCS WIRELESS INC
FIRST DATA CORPORATION NRG
ENERGY INC
Underwriters BCLY, DB, JPM,
WELLS BAC, CITI, CS, DB, GS, HSBC,
BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security PCS 7 7/8 09/01/18 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/7/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 1,000,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 1,000,000,000 7,000,000,000
7,000,000,000
Public offering price 99.28 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.63% 1.88% 1.25%
Rating B2/B B1/B+ B1/BBCurrent
yield 7.88 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 579 644 561
DWS High Income Fund 1,065,000 $
1,057,300 0.11% 2.49% 2.18%
9/30/2010
DWS High Income Plus Fund 255,000 $
253,156 0.03% 2.49% 2.29% 9/30/2010
DWS High Income Trust 145,000 $
143,952 0.01% 2.49% 2.42% 9/30/2010
DWS High Income VIP 135,000 $
134,024 0.01% 2.49% 1.99% 9/30/2010
DWS Multi Market Income Trust- High
Yield 185,000 $ 183,663 0.02% 2.49%
2.22% 9/30/2010
DWS Strategic Income Fund - High
Yield 140,000 $ 138,988 0.01% 2.49%
1.26% 9/30/2010
DWS Strategic Income Trust- High Yield
50,000 $ 49,639 0.00% 2.49% 2.25%
9/30/2010
DWS Strategic Income VIP - High Yield
25,000 $ 24,819 0.00% 2.49% 1.28%
9/30/2010
Total 2,000,000 1,985,540 0.20%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
NBC Universal Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 62875UAJ4 988498AE1
71343PAF8
Issuer NBC UNIVERSAL YUM!
BRANDS INC PEPSIAMERICAS INC
Underwriters BAC, CITI, GS, JPM,
MS, BANK OF
TOKYO, BNY, BCLY, BLAY, BNP,
CASTLEOAK, CS, DB, LOOP, RBC,
SAM2, UBS
CITI, GS, JPM, MS BAC, JPM, BNP,
CITI, GS, LOOP, MS,
WACH
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security NBCUNI 2 7/8 04/01/16 YUM
4 1/4 09/15/15 PEP 4 3/8 02/15/14
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/27/2010 8/20/2009 2/9/2009
Total dollar amount of offering
sold to QIBs 5,100,000,000
250,000,000 350,000,000
Total dollar amount of any
concurrent public offering - - -
Total 5,100,000,000 250,000,000
350,000,000
Public offering price 99.95 99.77
99.37
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.75% 0.60% 0.60%
Rating Baa2/BBB+ Baa3/BBB- Aa3/A
Current yield 2.88 2.25 1.27
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 160 187 250
DWS Short Duration Fund 1,000,000 $
999,450 0.02% -0.08% 0.24% 9/30/2010
DWS Short Duration Plus Fund - Core
14,000,000 $ 13,992,300 0.27% -0.08%
0.00% 9/30/2010
Total 15,000,000 14,991,750 0.29%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
NRG Energy Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 629377BH4 46122EAA3
880349AM7
Issuer NRG ENERGY INC INVENTIV
HEALTH INC TENNECO INC
Underwriters BAC, DB, BNP, CREDIT
AGRICOLE,
ING, JPM, MS, RBC
BAC, CITI, CS, DB CITI, DB, MS, RBC,
WELLS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security NRG 8 1/4 09/01/20 VTIV 10
2018 TEN 7.75 2018
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CITI N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/17/2010 7/28/2010 7/29/2010
Total dollar amount of offering
sold to QIBs 1,100,000,000
2,000,000,000 1,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 1,100,000,000 2,000,000,000
1,000,000,000
Public offering price 100.00 100.00
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.25% 2.50% 2.00%
Rating B1/BB- Caa1/B- B2/B
Current yield 8.25 10.00 7.75
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 561 739 517
DWS High Income Fund 3,740,000 $
3,740,000 0.34% 2.50% 2.88%
9/30/2010
DWS High Income Plus Fund 885,000 $
885,000 0.08% 2.50% 3.26% 9/30/2010
DWS High Income Trust 510,000 $
510,000 0.05% 2.50% 3.61% 9/30/2010
DWS High Income VIP 490,000 $
490,000 0.04% 2.50% 2.77% 9/30/2010
DWS Multi Market Income Trust- High
Yield 635,000 $ 635,000 0.06% 2.50%
3.29% 9/30/2010
DWS Strategic Income Fund - High
Yield 485,000 $ 485,000 0.04% 2.50%
1.72% 9/30/2010
DWS Strategic Income Trust- High Yield
170,000 $ 170,000 0.02% 2.50% 3.25%
9/30/2010
DWS Strategic Income VIP - High Yield
85,000 $ 85,000 0.01% 2.50% 1.72%
9/30/2010
Total 7,000,000 7,000,000 0.64%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
New York Life Global
Funding
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 64952WAX1 61757UAH3
06050BAG6
Issuer NEW YORK LIFE GLOBAL FDG
MORGAN STANLEY BANK OF
AMERICA CORP
Underwriters BAC, DB MS,
MITSUBISHI UFJ, BNY, BBT,
CABRERA, CASTLEOAK, FTNFC,
HSBC, KBCM, LOOP, MK, RBC,
SUNTRST, UBS, UT
BAC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security NYL 1.85 12/13/13 MS 1.95
06/20/12 BAC 2.1 04/30/12
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/9/2010 1/14/2009 1/27/2009
Total dollar amount of offering
sold to QIBs 400,000,000
3,000,000,000 6,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 400,000,000 3,000,000,000
6,000,000,000
Public offering price 99.95 99.96
99.97
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.17% 0.30% 0.30%
Rating Aaa/AAA Aaa/AAA Aaa/AAA
Current yield 1.85 0.47 0.41
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 85 97 97
DWS Short Duration Fund 200,000 $
199,896 0.05% 1.49% 1.29% 9/21/2010
DWS Short Duration Plus Fund - Core
3,300,000 $ 3,298,284 0.82% 1.49%
1.53% 9/21/2010
Total 3,500,000 3,498,180 0.87%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Nielsen Finance LLC /
Nielsen Finance Co
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 65409QAX0 319963AW4
629377BH4
Issuer NIELSEN FINANCE LLC/CO
FIRST DATA CORPORATION NRG
ENERGY INC
Underwriters CS, DB, GS, JPM, MS
BAC, CITI, CS, DB, GS, HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security VNU 7 3/4 10/15/18 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/30/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 750,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 750,000,000 7,000,000,000
7,000,000,000
Public offering price 99.27 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.75% 1.88% 1.25%
Rating Caa1/B B1/B+ B1/BBCurrent
yield 7.75 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 572 644 561
DWS Balanced Fund - High Yield
15,000 $ 14,890 0.00% 0.00% 0.00%
9/30/2010
DWS Balanced VIP - High Yield 10,000
$ 9,927 0.00% 0.00% 0.00% 9/30/2010
DWS High Income Fund 1,160,000 $
1,151,497 0.15% 0.00% 0.00%
9/30/2010
DWS High Income Plus Fund 275,000 $
272,984 0.04% 0.00% 0.00% 9/30/2010
DWS High Income Trust 80,000 $
79,414 0.01% 0.00% 0.00% 9/30/2010
DWS High Income VIP 150,000 $
148,901 0.02% 0.00% 0.00% 9/30/2010
DWS Lifecycle Long Range Fund - High
Yield 10,000 $ 9,927 0.00% 0.00%
0.00% 9/30/2010
DWS Multi Market Income Trust- High
Yield 100,000 $ 99,267 0.01% 0.00%
0.00% 9/30/2010
DWS Strategic Income Fund - High
Yield 150,000 $ 148,901 0.02% 0.00%
0.00% 9/30/2010
DWS Strategic Income Trust- High Yield
25,000 $ 24,817 0.00% 0.00% 0.00%
9/30/2010
DWS Strategic Income VIP - High Yield
25,000 $ 24,817 0.00% 0.00% 0.00%
9/30/2010
Total 2,000,000 1,985,340 0.26%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Province of Nova Scotia
Canada
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 669827FX0 6832348H4
563469TL9
Issuer NOVA SCOTIA PROVINCE
PROVINCE OF ONTARIO CANADA
PROVINCE OF MANITOBA CANADA
Underwriters BAC, SCOTIA, TD,
BANK OF
MONTREAL, BCLY, CASGRAIN,
CIBC, DB, HSBC, NBF
BAC, CITI, HSBC, RBC, BANK OF
MONTREAL, CIBC, NBF, SCOTIA,
TORDOM
BAC, CIBC, RBC, BMO, CASGRAIN,
HSBC, NBF, SCOTIA, TD
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security NS 2 3/8 07/21/15 ONT 2.95
02/05/15 MP 2 5/8 07/15/15
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/13/2010 1/29/2010 5/19/2010
Total dollar amount of offering
sold to QIBs 750,000,000
3,000,000,000 600,000,000
Total dollar amount of any
concurrent public offering - - -
Total 750,000,000 3,000,000,000
600,000,000
Public offering price 99.53 99.89
99.90
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.18% 0.18% 0.18%
Rating Aa2/A+ Aa1/AA- Aa1/AA
Current yield 2.38 1.40 1.38
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 60 57 53
DWS Short Duration Fund 515,000 $
512,569 0.07% 2.82% 1.18% 9/20/2010
DWS Short Duration Plus Fund - Core
7,780,000 $ 7,743,279 1.03% 2.82%
1.43% 9/20/2010
Total 8,295,000 8,255,848 1.10%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Offshore Group
Investments Ltd
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 676253AA5 12429TAA2
26817CAA9
Issuer OFFSHORE GROUP INVST
LTD BWAY HOLDING CO DYNCORP
INTERNTL INC
Underwriters DB, JEFF, ARCTIC,
FBR, JOHNSON
RICE, RS PLATOU
BAC, BCLY, DB BAC, BCLY, CITI, DB
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security VTG 11 1/2 08/01/15 BWY 10
2018 DCP 10.375 2017
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JEFF N/A
N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/26/2010 6/8/2010 6/29/2010
Total dollar amount of offering
sold to QIBs 1,000,000,000
1,500,000,000 4,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 1,000,000,000 1,500,000,000
4,000,000,000
Public offering price 96.36 98.66
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 2.25% 2.50% 2.75%
Rating B3/B- B3/B- B1/B
Current yield 11.50 10.00 10.38
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 1,071 743 794
DWS High Income Fund 2,090,000 $
2,013,945 0.20% 8.45% 3.54%
9/30/2010
DWS High Income Plus Fund 495,000 $
476,987 0.05% 8.45% 3.76% 9/30/2010
DWS High Income Trust 140,000 $
134,905 0.01% 8.45% 4.39% 9/30/2010
DWS High Income VIP 275,000 $
264,993 0.03% 8.45% 3.25% 9/30/2010
Total 3,000,000 2,890,830 0.29%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Omega Healthcare
Investors Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 681936AW0 319963AW4
629377BH4
Issuer OMEGA HLTHCARE
INVESTORS FIRST DATA
CORPORATION NRG ENERGY INC
Underwriters BAC, DB, JEFF, UBS,
CREDIT
AGRICOLE, RBC, STIFEL
BAC, CITI, CS, DB, GS, HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security OHI 6 3/4 10/15/22 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/29/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 225,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 225,000,000 7,000,000,000
7,000,000,000
Public offering price 98.98 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.75% 1.88% 1.25%
Rating Ba2/BB+ B1/B+ B1/BBCurrent
yield 6.75 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 441 644 561
DWS High Income Fund 925,000 $
915,602 0.41% 0.02% 0.21% 9/30/2010
DWS High Income Plus Fund 220,000 $
217,765 0.10% 0.02% 0.77% 9/30/2010
DWS High Income Trust 185,000 $
183,120 0.08% 0.02% 0.21% 9/30/2010
DWS High Income VIP 120,000 $
118,781 0.05% 0.02% 0.15% 9/30/2010
DWS Multi Market Income Trust- High
Yield 240,000 $ 237,562 0.11% 0.02%
0.10% 9/30/2010
DWS Strategic Income Fund - High
Yield 120,000 $ 118,781 0.05% 0.02%
0.21% 9/30/2010
DWS Strategic Income Trust- High Yield
65,000 $ 64,340 0.03% 0.02% 0.15%
9/30/2010
DWS Strategic Income VIP - High Yield
20,000 $ 19,797 0.01% 0.02% 0.08%
9/30/2010
Total 1,895,000 1,875,747 0.83%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Range Resources Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 75281AAL3 12429TAA2
26817CAA9
Issuer RANGE RESOURCES CORP
BWAY HOLDING CO DYNCORP
INTERNTL INC
Underwriters BAC, JPM, WELLS,
BCLY, BBVA,
BMO, CAPITAL, CITI, COMERICA,
CS, DB
BAC, BCLY, DB BAC, BCLY, CITI, DB
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security RRC 6 3/4 08/01/20 BWY 10
2018 DCP 10.375 2017
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/29/2010 6/8/2010 6/29/2010
Total dollar amount of offering
sold to QIBs 500,000,000
1,500,000,000 4,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 500,000,000 1,500,000,000
4,000,000,000
Public offering price 100.00 98.66
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.75% 2.50% 2.75%
Rating Ba3/BB B3/B- B1/B
Current yield 6.75 10.00 10.38
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 375 743 794
DWS High Income Fund 800,000 $
800,000 0.16% 3.38% 2.88% 9/30/2010
DWS High Income Plus Fund 190,000 $
190,000 0.04% 3.38% 3.45% 9/30/2010
DWS High Income Trust 105,000 $
105,000 0.02% 3.38% 3.72% 9/30/2010
DWS High Income VIP 105,000 $
105,000 0.02% 3.38% 2.77% 9/30/2010
DWS Multi Market Income Trust- High
Yield 140,000 $ 140,000 0.03% 3.38%
3.97% 9/30/2010
DWS Strategic Income Fund - High
Yield 105,000 $ 105,000 0.02% 3.38%
2.37% 9/30/2010
DWS Strategic Income Trust- High Yield
35,000 $ 35,000 0.01% 3.38% 3.89%
9/30/2010
DWS Strategic Income VIP - High Yield
20,000 $ 20,000 0.00% 3.38% 2.42%
9/30/2010
Total 1,500,000 1,500,000 0.30%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Regal Entertainment
Group
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 758766AE9 46122EAA3
880349AM7
Issuer REGAL ENTERTAINMENT
GRP INVENTIV HEALTH INC
TENNECO INC
Underwriters BAC, BCLY, CS, DB
BAC, CITI, CS, DB CITI, DB, MS, RBC,
WELLS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security RGC 9 1/8 08/15/18 VTIV 10
2018 TEN 7.75 2018
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/10/2010 7/28/2010 7/29/2010
Total dollar amount of offering
sold to QIBs 275,000,000
2,000,000,000 1,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 275,000,000 2,000,000,000
1,000,000,000
Public offering price 100.00 100.00
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 2.00% 2.50% 2.00%
Rating B3/B- Caa1/B- B2/B
Current yield 9.13 10.00 7.75
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 676 739 517
DWS High Income Fund 1,070,000 $
1,070,000 0.39% 4.75% 2.66%
9/30/2010
DWS High Income Plus Fund 255,000 $
255,000 0.09% 4.75% 2.64% 9/30/2010
DWS High Income Trust 140,000 $
140,000 0.05% 4.75% 3.18% 9/30/2010
DWS High Income VIP 140,000 $
140,000 0.05% 4.75% 2.46% 9/30/2010
DWS Multi Market Income Trust- High
Yield 180,000 $ 180,000 0.07% 4.75%
3.11% 9/30/2010
DWS Strategic Income Fund - High
Yield 140,000 $ 140,000 0.05% 4.75%
1.72% 9/30/2010
DWS Strategic Income Trust- High Yield
50,000 $ 50,000 0.02% 4.75% 3.05%
9/30/2010
DWS Strategic Income VIP - High Yield
25,000 $ 25,000 0.01% 4.75% 1.72%
9/30/2010
Total 2,000,000 2,000,000 0.73%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
SPX Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 784635AM6 46122EAA3
880349AM7
Issuer SPX CORP INVENTIV HEALTH
INC TENNECO INC
Underwriters BAC, DB, JPM,
COMMERZ,
MITSUBISHI UFJ
BAC, CITI, CS, DB CITI, DB, MS, RBC,
WELLS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security SPW 6 7/8 09/01/17 VTIV 10
2018 TEN 7.75 2018
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/10/2010 7/28/2010 7/29/2010
Total dollar amount of offering
sold to QIBs 600,000,000
2,000,000,000 1,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 600,000,000 2,000,000,000
1,000,000,000
Public offering price 100.00 100.00
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.75% 2.50% 2.00%
Rating Ba1/BB+ Caa1/B- B2/B
Current yield 6.88 10.00 7.75
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 472 739 517
DWS High Income Fund 985,000 $
985,000 0.16% 5.13% 2.66% 9/30/2010
DWS High Income Plus Fund 230,000 $
230,000 0.04% 5.13% 2.64% 9/30/2010
DWS High Income Trust 195,000 $
195,000 0.03% 5.13% 3.18% 9/30/2010
DWS High Income VIP 130,000 $
130,000 0.02% 5.13% 2.46% 9/30/2010
DWS Multi Market Income Trust- High
Yield 250,000 $ 250,000 0.04% 5.13%
3.11% 9/30/2010
DWS Strategic Income Fund - High
Yield 125,000 $ 125,000 0.02% 5.13%
1.72% 9/30/2010
DWS Strategic Income Trust- High Yield
65,000 $ 65,000 0.01% 5.13% 3.05%
9/30/2010
DWS Strategic Income VIP - High Yield
20,000 $ 20,000 0.00% 5.13% 1.72%
9/30/2010
Total 2,000,000 2,000,000 0.33%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Sara Lee Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 803111AR4 589331AP2
05523UAG5
Issuer SARA LEE CORP MERCK &
CO INC BAE SYSTEMS HOLDINGS
INC
Underwriters BAC, BNP, JPM, BCLY,
BBVA, CS, DB,
ING, LLOYDS, MITSUBISHI UFJ,
RAB1, SGAS
BAC, BNP, CITI, CS, HSBC, JPM,
RBC, SANTANDER, UBS, WILLIAMS
BCLY, CITI, GS, JPM
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security SLE 2 3/4 09/15/15 MRK 4
06/30/15 BALN 4.95 06/01/14
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/30/2010 6/22/2009 6/1/2009
Total dollar amount of offering
sold to QIBs 800,000,000
1,000,000,000 500,000,000
Total dollar amount of any
concurrent public offering - - -
Total 800,000,000 1,000,000,000
500,000,000
Public offering price 99.94 99.60
99.80
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.35% 0.35% 0.35%
Rating Baa1/BBB Aa3/AA- Baa2/BBB+
Current yield 2.75 1.50 2.21
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 137 137 250
DWS Short Duration Fund 290,000 $
289,823 0.04% 1.01% 0.71% 9/30/2010
DWS Short Duration Plus Fund - Core
4,550,000 $ 4,547,225 0.57% 1.01%
0.70% 9/30/2010
Total 4,840,000 4,837,048 0.60%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Sara Lee Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 803111AS2 931422AE9
654902AB1
Issuer SARA LEE CORP WALGREEN
CO NOKIA OYJ
Underwriters BAC, BNP, JPM, BCLY,
BBVA, CS, DB,
ING, LLOYDS, MITSUBISHI UFJ,
RAB1, SGAS
BAC, GS, JPM, MS BAC, BCLY, CS,
JPM
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security SLE 4.1 09/15/20 WAG 5 1/4
01/15/19 NOKIA 5 3/8 05/15/19
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/30/2010 1/8/2009 4/30/2009
Total dollar amount of offering
sold to QIBs 800,000,000
1,000,000,000 1,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 800,000,000 1,000,000,000
1,000,000,000
Public offering price 99.93 99.48
99.08
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.45% 0.65% 0.45%
Rating Baa1/BBB A2/A A2/A
Current yield 4.10 2.91 3.87
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 157 287 237
DWS Strategic Income Fund - Domestic
725,000 $ 724,464 0.09% 1.27% 1.47%
9/30/2010
DWS Strategic Income VIP - Domestic
120,000 $ 119,911 0.01% 1.27% 1.46%
9/30/2010
Total 845,000 844,375 0.11%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Sears Holdings Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 812350AC0 319963AW4
629377BH4
Issuer SEARS HOLDING CORP
FIRST DATA CORPORATION NRG
ENERGY INC
Underwriters BAC, BCLY, CITI, DB,
GS, WELLS BAC, CITI, CS, DB, GS,
HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security SHLD 6 5/8 10/15/18 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/30/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 1,000,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 1,000,000,000 7,000,000,000
7,000,000,000
Public offering price 100.00 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.58% 1.88% 1.25%
Rating Ba1/BB+ B1/B+ B1/BBCurrent
yield 6.63 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 451 644 561
DWS Balanced Fund - High Yield
25,000 $ 25,000 0.00% 0.78% 0.00%
9/30/2010
DWS Balanced VIP - High Yield 10,000
$ 10,000 0.00% 0.78% 0.00% 9/30/2010
DWS High Income Fund 2,640,000 $
2,640,000 0.26% 0.78% 0.00%
9/30/2010
DWS High Income Plus Fund 625,000 $
625,000 0.06% 0.78% 0.00% 9/30/2010
DWS High Income Trust 355,000 $
355,000 0.04% 0.78% 0.00% 9/30/2010
DWS High Income VIP 345,000 $
345,000 0.03% 0.78% 0.00% 9/30/2010
DWS Lifecycle Long Range Fund - High
Yield 30,000 $ 30,000 0.00% 0.78%
0.00% 9/30/2010
DWS Multi Market Income Trust- High
Yield 450,000 $ 450,000 0.05% 0.78%
0.00% 9/30/2010
DWS Strategic Income Fund - High
Yield 340,000 $ 340,000 0.03% 0.78%
0.00% 9/30/2010
DWS Strategic Income Trust- High Yield
120,000 $ 120,000 0.01% 0.78% 0.00%
9/30/2010
DWS Strategic Income VIP - High Yield
60,000 $ 60,000 0.01% 0.78% 0.00%
9/30/2010
Total 5,000,000 5,000,000 0.50%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
STATS ChipPAC Ltd
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 85771TAH7 46122EAA3
880349AM7
Issuer STATS CHIPPAC LTD
INVENTIV HEALTH INC TENNECO INC
Underwriters CS, DB BAC, CITI, CS,
DB CITI, DB, MS, RBC, WELLS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security STATSP 7 1/2 08/12/15 VTIV
10 2018 TEN 7.75 2018
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/4/2010 7/28/2010 7/29/2010
Total dollar amount of offering
sold to QIBs 600,000,000
2,000,000,000 1,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 600,000,000 2,000,000,000
1,000,000,000
Public offering price 100.00 100.00
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 2.00% 2.50% 2.00%
Rating Ba1/BB+ Caa1/B- B2/B
Current yield 7.50 10.00 7.75
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 597 739 517
DWS High Income Fund 2,160,000 $
2,160,000 0.36% 7.96% 2.45%
9/30/2010
DWS High Income Plus Fund 510,000 $
510,000 0.09% 7.96% 2.48% 9/30/2010
DWS High Income Trust 290,000 $
290,000 0.05% 7.96% 3.18% 9/30/2010
DWS High Income VIP 285,000 $
285,000 0.05% 7.96% 2.30% 9/30/2010
DWS Multi Market Income Trust- High
Yield 375,000 $ 375,000 0.06% 7.96%
3.32% 9/30/2010
DWS Strategic Income Fund - High
Yield 280,000 $ 280,000 0.05% 7.96%
1.93% 9/30/2010
DWS Strategic Income Trust- High Yield
100,000 $ 100,000 0.02% 7.96% 3.27%
9/30/2010
Total 4,000,000 4,000,000 0.67%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Stoneridge Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 86183PAE2 00439TAD9
63934EAM0
Issuer STONERIDGE INC ACCURIDE
CORP NAVISTAR INTL CORP
Underwriters DB, JPM, COMERICA,
FIFTH THIRD,
PNC
CS, DB BoFA, CITI, CS, DB, GS, JPM,
RBC,
SCOTIA, UBS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security SRI 9 1/2 10/15/17 ACUZ 9
1/2 8/1/18 NAV 8 1/4 11/1/21
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/24/2010 7/22/2010 10/22/2009
Total dollar amount of offering
sold to QIBs 175,000,000
310,000,000 1,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 175,000,000 310,000,000
1,000,000,000
Public offering price 100.00 97.29
96.33
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.29% 2.71% 5.50%
Rating B3/B+ B2/B B1/BBCurrent
yield 8.74 8.89 7.57
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 813 745 495
DWS Dreman Value Income Edge Fund,
High Yield 500,000 $ 500,000 0.29%
2.50% 1.01% 9/30/2010
DWS High Income Fund 500,000 $
500,000 0.29% 1.50% 0.00% 9/24/2010
Total 1,000,000 1,000,000 0.57%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
TPC Group LLC
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 87263GAA1 319963AW4
629377BH4
Issuer TPC GROUP LLC FIRST DATA
CORPORATION NRG ENERGY INC
Underwriters DB, JPM, MBL, OPCO
BAC, CITI, CS, DB, GS, HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security TPCG 8 1/4 10/01/17 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/29/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 350,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 350,000,000 7,000,000,000
7,000,000,000
Public offering price 99.35 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 2.00% 1.88% 1.25%
Rating B1/B+ B1/B+ B1/BBCurrent
yield 8.25 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 651 644 561
DWS High Income Fund 540,000 $
536,490 0.15% 3.67% 0.21% 9/30/2010
DWS High Income Plus Fund 125,000 $
124,188 0.04% 3.67% 0.77% 9/30/2010
DWS High Income Trust 70,000 $
69,545 0.02% 3.67% 3.29% 9/30/2010
DWS High Income VIP 70,000 $ 69,545
0.02% 3.67% 0.15% 9/30/2010
DWS Multi Market Income Trust- High
Yield 90,000 $ 89,415 0.03% 3.67%
0.10% 9/30/2010
DWS Strategic Income Fund - High
Yield 70,000 $ 69,545 0.02% 3.67%
0.21% 9/30/2010
DWS Strategic Income Trust- High Yield
25,000 $ 24,838 0.01% 3.67% 0.15%
9/30/2010
DWS Strategic Income VIP - High Yield
10,000 $ 9,935 0.00% 3.67% 0.08%
9/30/2010
Total 1,000,000 993,500 0.28%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Teck Resources Ltd
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 878742AT2 931422AE9
134429AT6
Issuer TECK RESOURCES LIMITED
WALGREEN CO CAMPBELL SOUP CO
Underwriters BAC, CITI, JPM, BCLY,
BNP, CIBC,
DB, GS, MITSUBISHI UFJ, MIZS,
RBC, SCOTIA, UBS
BAC, GS, JPM, MS BCLY, JPM, UBS,
BAC, CITI, MS,
PNC, WACH, WILLIAMS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security TCKCN 4 1/2 01/15/21 WAG
5 1/4 01/15/19 CPB 4 1/2 02/15/19
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/8/2010 1/8/2009 1/14/2009
Total dollar amount of offering
sold to QIBs 500,000,000
1,000,000,000 300,000,000
Total dollar amount of any
concurrent public offering - - -
Total 500,000,000 1,000,000,000
300,000,000
Public offering price 99.98 99.48
99.29
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.65% 0.65% 0.65%
Rating Baa3/BBB A2/A A2/A
Current yield 4.50 2.91 2.83
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 185 287 237
DWS Strategic Income Fund - Domestic
1,840,000 $ 1,839,540 0.37% 2.64%
1.26% 9/30/2010
DWS Strategic Income VIP - Domestic
310,000 $ 309,923 0.06% 2.64% 1.20%
9/30/2010
Total 2,150,000 2,149,463 0.43%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Tenneco Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 880349AM7 12429TAA2
26817CAA9
Issuer TENNECO INC BWAY
HOLDING CO DYNCORP INTERNTL
INC
Underwriters CITI, DB, MS, RBC,
WELLS BAC, BCLY, DB BAC, BCLY,
CITI, DB
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security TEN 7 3/4 08/15/18 BWY 10
2018 DCP 10.375 2017
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CITI N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/29/2010 6/8/2010 6/29/2010
Total dollar amount of offering
sold to QIBs 225,000,000
1,500,000,000 4,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 225,000,000 1,500,000,000
4,000,000,000
Public offering price 100.00 98.66
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 2.00% 2.50% 2.75%
Rating B2/B B3/B- B1/B
Current yield 7.75 10.00 10.38
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 517 743 794
DWS High Income Fund 535,000 $
535,000 0.24% 2.25% 2.88% 9/30/2010
DWS High Income Plus Fund 125,000 $
125,000 0.06% 2.25% 3.45% 9/30/2010
DWS High Income Trust 70,000 $
70,000 0.03% 2.25% 3.72% 9/30/2010
DWS High Income VIP 70,000 $ 70,000
0.03% 2.25% 2.77% 9/30/2010
DWS Multi Market Income Trust- High
Yield 95,000 $ 95,000 0.04% 2.25%
3.97% 9/30/2010
DWS Strategic Income Fund - High
Yield 70,000 $ 70,000 0.03% 2.25%
2.37% 9/30/2010
DWS Strategic Income Trust- High Yield
25,000 $ 25,000 0.01% 2.25% 3.89%
9/30/2010
DWS Strategic Income VIP - High Yield
10,000 $ 10,000 0.00% 2.25% 2.42%
9/30/2010
Total 1,000,000 1,000,000 0.44%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
TVA
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 880591EJ7 880591DZ2
31359MEB5
Issuer TVA TENN VALLEY
AUTHORITY FANNIE MAE
Underwriters DB, JPM, BOA, MS, TD,
BCLY, JEFF ML, MS DB
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security TENNESSEE VALLEY
AUTHORITY TVA 5 3/8 04/01/56 FNMA
6.21 08/06/38
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/16/2010 3/29/2020 7/29/2019
Total dollar amount of offering
sold to QIBs 1,000,000,000
1,000,000,000 769,927,000
Total dollar amount of any
concurrent public offering - - -
Total 1,000,000,000 1,000,000,000
769,927,000
Public offering price 98.69 99.43
87.58
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.25% 0.60% 0.55%
Rating Aaa/AAA Aaa/AAA Aaa/AAA
Current yield 4.46 4.47 4.19
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 77 59 154
DWS Lifecycle Long - FI 331,000 $
326,674 0.03% 5.56% 1.85% 9/30/2010
Total 331,000 326,674 0.03%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Toronto-Dominion
Bank/The
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 891145LV4 46625HHR4
693476BG7
Issuer TORONTO-DOMINION BANK
JPMORGAN CHASE & CO PNC
FUNDING CORP
Underwriters BCLY, DB, RBC, TD,
BAC, BMO,
CIBC, CITI, CS, HSBC, JPM, MS,
RBC, SCOTIA, UBS
JPM GS, JPM, PNC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security TD 2.2 07/29/15 JPM 3.4
06/24/15 PNC 4 1/4 09/21/15
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased RBS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/22/2010 6/17/2010 9/16/2009
Total dollar amount of offering
sold to QIBs 2,000,000,000
1,650,000,000 500,000,000
Total dollar amount of any
concurrent public offering - - -
Total 2,000,000,000 1,650,000,000
500,000,000
Public offering price 99.86 99.80
99.82
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 0.35% 0.35% 0.35%
Rating Aaa/AAA Aa3/A+ A3/A
Current yield 2.20 2.43 2.49
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 57 130 185
DWS Short Duration Fund 465,000 $
464,344 0.02% 1.95% 1.31% 9/30/2010
DWS Short Duration Plus Fund - Core
7,080,000 $ 7,070,017 0.35% 1.95%
1.28% 9/30/2010
Total 7,545,000 7,534,361 0.38%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Toys R US - Delaware
Inc
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 89236NAA6 46122EAA3
880349AM7
Issuer TOYS R US DELAWARE INC
INVENTIV HEALTH INC TENNECO INC
Underwriters BAC, CITI, DB, JPM,
CS, GS, HSBC,
UBS, WELLS
BAC, CITI, CS, DB CITI, DB, MS, RBC,
WELLS
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security TOY 7 3/8 09/01/16 VTIV 10
2018 TEN 7.75 2018
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
8/16/2010 7/28/2010 7/29/2010
Total dollar amount of offering
sold to QIBs 350,000,000
2,000,000,000 1,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 350,000,000 2,000,000,000
1,000,000,000
Public offering price 100.00 100.00
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.65% 2.50% 2.00%
Rating B1/BB- Caa1/B- B2/B
Current yield 7.38 10.00 7.75
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 567 739 517
DWS High Income Fund 1,510,000 $
1,510,000 0.43% 2.13% 3.10%
9/30/2010
DWS High Income Plus Fund 355,000 $
355,000 0.10% 2.13% 3.57% 9/30/2010
DWS High Income Trust 205,000 $
205,000 0.06% 2.13% 3.83% 9/30/2010
DWS High Income VIP 200,000 $
200,000 0.06% 2.13% 2.93% 9/30/2010
DWS Multi Market Income Trust- High
Yield 260,000 $ 260,000 0.07% 2.13%
3.50% 9/30/2010
DWS Strategic Income Fund - High
Yield 195,000 $ 195,000 0.06% 2.13%
1.72% 9/30/2010
DWS Strategic Income Trust- High Yield
70,000 $ 70,000 0.02% 2.13% 3.48%
9/30/2010
DWS Strategic Income VIP - High Yield
35,000 $ 35,000 0.01% 2.13% 1.72%
9/30/2010
Total 2,830,000 2,830,000 0.81%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
UHS Escrow Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 902730AA8 319963AW4
629377BH4
Issuer UHS ESCROW CORP FIRST
DATA CORPORATION NRG ENERGY
INC
Underwriters DB, JPM, CREDIT
AGRICOLE,
MITSUBISHI UFJ, RBC, SUNTRST
BAC, CITI, CS, DB, GS, HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security UHS 7 10/01/18 FDC 8.875
2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/15/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 250,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 250,000,000 7,000,000,000
7,000,000,000
Public offering price 100.00 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 2.50% 1.88% 1.25%
Rating B1/B+ B1/B+ B1/BBCurrent
yield 7.00 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 463 644 561
DWS High Income Fund 500,000 $
500,000 0.20% 2.41% 0.42% 9/30/2010
Total 500,000 500,000 0.20%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Visant Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 92834UAA0 319963AW4
629377BH4
Issuer VISANT CORP FIRST DATA
CORPORATION NRG ENERGY INC
Underwriters BAC, BCLY, CS, DB,
GS, KKR BAC, CITI, CS, DB, GS,
HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security VISANT 10 10/01/17 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased GS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/17/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 750,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 750,000,000 7,000,000,000
7,000,000,000
Public offering price 100.00 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 2.00% 1.88% 1.25%
Rating Caa1/B- B1/B+ B1/BBCurrent
yield 10.00 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 788 644 561
DWS High Income Fund 3,535,000 $
3,535,000 0.47% 3.25% 0.68%
9/30/2010
DWS High Income Plus Fund 845,000 $
845,000 0.11% 3.25% 1.70% 9/30/2010
DWS High Income Trust 235,000 $
235,000 0.03% 3.25% 0.83% 9/30/2010
DWS High Income VIP 460,000 $
460,000 0.06% 3.25% 0.76% 9/30/2010
DWS Multi Market Income Trust- High
Yield 305,000 $ 305,000 0.04% 3.25%
0.82% 9/30/2010
DWS Strategic Income Fund - High
Yield 460,000 $ 460,000 0.06% 3.25%
0.62% 9/30/2010
DWS Strategic Income Trust- High Yield
80,000 $ 80,000 0.01% 3.25% 0.88%
9/30/2010
DWS Strategic Income VIP - High Yield
80,000 $ 80,000 0.01% 3.25% 0.59%
9/30/2010
Total 6,000,000 6,000,000 0.80%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Warner Chilcott Co
LLC/Warner Chilcott
Finance LLC
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 93443TAA4 319963AW4
629377BH4
Issuer WARNER CHILCOTT CO LLC
FIRST DATA CORPORATION NRG
ENERGY INC
Underwriters BAC, GS, JPM,
BAC,CITI, CS, DB,
MS, UBS
BAC, CITI, CS, DB, GS, HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security WCRX 7 3/4 09/15/18 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/24/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 1,250,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 1,250,000,000 7,000,000,000
7,000,000,000
Public offering price 102.00 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 2.25% 1.88% 1.25%
Rating B3/B+ B1/B+ B1/BBCurrent
yield 7.75 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 514 644 561
DWS High Income Fund 3,200,000 $
3,264,000 0.26% 0.86% 0.63%
9/30/2010
DWS High Income Plus Fund 765,000 $
780,300 0.06% 0.86% 1.07% 9/30/2010
DWS High Income Trust 430,000 $
438,600 0.04% 0.86% 0.52% 9/30/2010
DWS High Income VIP 420,000 $
428,400 0.03% 0.86% 0.60% 9/30/2010
DWS Multi Market Income Trust- High
Yield 545,000 $ 555,900 0.04% 0.86%
0.62% 9/30/2010
DWS Strategic Income Fund - High
Yield 415,000 $ 423,300 0.03% 0.86%
0.42% 9/30/2010
DWS Strategic Income Trust- High Yield
150,000 $ 153,000 0.01% 0.86% 0.59%
9/30/2010
DWS Strategic Income VIP - High Yield
75,000 $ 76,500 0.01% 0.86% 0.42%
9/30/2010
Total 6,000,000 6,120,000 0.49%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
West Corp/Old
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 952355AG0 319963AW4
629377BH4
Issuer WEST CORP FIRST DATA
CORPORATION NRG ENERGY INC
Underwriters DB, GS, MS, WELLS
BAC, CITI, CS, DB, GS, HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security WSTC 8 5/8 10/01/18 FDC
8.875 2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased WELLS N/A
N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/30/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 500,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 500,000,000 7,000,000,000
7,000,000,000
Public offering price 100.00 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 2.00% 1.88% 1.25%
Rating B3/B B1/B+ B1/BBCurrent
yield 8.63 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 651 644 561
DWS Balanced Fund - High Yield
10,000 $ 10,000 0.00% 0.00% 0.00%
9/30/2010
DWS Balanced VIP - High Yield 10,000
$ 10,000 0.00% 0.00% 0.00% 9/30/2010
DWS High Income Fund 565,000 $
565,000 0.11% 0.00% 0.00% 9/30/2010
DWS High Income Plus Fund 135,000 $
135,000 0.03% 0.00% 0.00% 9/30/2010
DWS High Income Trust 40,000 $
40,000 0.01% 0.00% 0.00% 9/30/2010
DWS High Income VIP 75,000 $ 75,000
0.02% 0.00% 0.00% 9/30/2010
DWS Lifecycle Long Range Fund - High
Yield 10,000 $ 10,000 0.00% 0.00%
0.00% 9/30/2010
DWS Multi Market Income Trust- High
Yield 50,000 $ 50,000 0.01% 0.00%
0.00% 9/30/2010
DWS Strategic Income Fund - High
Yield 75,000 $ 75,000 0.02% 0.00%
0.00% 9/30/2010
DWS Strategic Income Trust- High Yield
15,000 $ 15,000 0.00% 0.00% 0.00%
9/30/2010
DWS Strategic Income VIP - High Yield
15,000 $ 15,000 0.00% 0.00% 0.00%
9/30/2010
Total 1,000,000 1,000,000 0.20%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Windstream Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 97381WAK0 12429TAA2
26817CAA9
Issuer WINDSTREAM CORP BWAY
HOLDING CO DYNCORP INTERNTL
INC
Underwriters DB, GS, MS, BNP,
MITSUBISHI UFJ,
SUNTRST
BAC, BCLY, DB BAC, BCLY, CITI, DB
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security WIN 8 1/8 09/01/18 BWY 10
2018 DCP 10.375 2017
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased MS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/12/2010 6/8/2010 6/29/2010
Total dollar amount of offering
sold to QIBs 400,000,000
1,500,000,000 4,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 400,000,000 1,500,000,000
4,000,000,000
Public offering price 99.25 98.66
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.75% 2.50% 2.75%
Rating Ba3/B+ B3/B- B1/B
Current yield 8.25 10.00 10.38
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 556 743 794
DWS High Income Fund 1,730,000 $
1,716,990 0.43% 3.40% 5.39%
9/30/2010
DWS High Income Plus Fund 605,000 $
600,450 0.15% 3.40% 5.51% 9/30/2010
DWS High Income Trust 300,000 $
297,744 0.07% 3.40% 6.95% 9/30/2010
DWS High Income VIP 180,000 $
178,646 0.04% 3.40% 5.04% 9/30/2010
DWS Multi Market Income Trust- High
Yield 535,000 $ 530,977 0.13% 3.40%
7.10% 9/30/2010
DWS Strategic Income Fund - High
Yield 435,000 $ 431,729 0.11% 3.40%
3.72% 9/30/2010
DWS Strategic Income Trust- High Yield
145,000 $ 143,910 0.04% 3.40% 6.96%
9/30/2010
DWS Strategic Income VIP - High Yield
70,000 $ 69,474 0.02% 3.40% 3.77%
9/30/2010
Total 4,000,000 3,969,920 0.99%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Wyndham Worldwide
Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 98310WAF5 457153AE4
878742AR6
Issuer WYNDHAM WORLDWIDE
INGRAM MICRO INC TECK
RESOURCES LTD
Underwriters BAC, DB, JPM, RBC,
BBVA, CS,
DAIWA, GS, MITSUBISHI UFJ,
nabSecurities, SCOTIA, USBI
BAC, MS, BANK OF NOVA SCOTIA,
BNP, MIZS, RAYJ, RBC, UBS
BAC, CITI, JPM
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security WYN 5 3/4 02/01/18 IM 5 1/4
09/01/17 TCKCN 3.85 08/15/17
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased JPM N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/15/2010 8/16/2010 8/3/2010
Total dollar amount of offering
sold to QIBs 250,000,000
300,000,000 300,000,000
Total dollar amount of any
concurrent public offering - - -
Total 250,000,000 300,000,000
300,000,000
Public offering price 99.95 100.00
99.95
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.25% 0.63% 0.63%
Rating Ba1/BBB- Baa3/BBB-
Baa3/BBB
Current yield 5.75 3.81 3.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 365 326 160
DWS Strategic Income Fund - Domestic
1,290,000 $ 1,289,342 0.52% 0.80%
0.83% 9/30/2010
DWS Strategic Income VIP - Domestic
210,000 $ 209,893 0.08% 0.80% 0.77%
9/30/2010
Total 1,500,000 1,499,235 0.60%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Wynn Las Vegas LLC /
Wynn Las Vegas Capital
Corp
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP 983130AQ8 12429TAA2
26817CAA9
Issuer WYNN LAS VEGAS LLC/CORP
BWAY HOLDING CO DYNCORP
INTERNTL INC
Underwriters BAC, DB, JPM, MS,
RBC, UBS BAC, BCLY, DB BAC, BCLY,
CITI, DB
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security WYNN 7 3/4 08/15/20 BWY
10 2018 DCP 10.375 2017
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/21/2010 6/8/2010 6/29/2010
Total dollar amount of offering
sold to QIBs 1,320,000,000
1,500,000,000 4,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 1,320,000,000 1,500,000,000
4,000,000,000
Public offering price 100.00 98.66
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.50% 2.50% 2.75%
Rating Ba3/BB+ B3/B- B1/B
Current yield 7.75 10.00 10.38
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 484 743 794
DWS High Income Fund 2,140,000 $
2,140,000 0.16% 4.88% 4.26%
9/30/2010
DWS High Income Plus Fund 505,000 $
505,000 0.04% 4.88% 4.71% 9/30/2010
DWS High Income Trust 280,000 $
280,000 0.02% 4.88% 5.39% 9/30/2010
DWS High Income VIP 280,000 $
280,000 0.02% 4.88% 4.06% 9/30/2010
DWS Multi Market Income Trust- High
Yield 370,000 $ 370,000 0.03% 4.88%
5.29% 9/30/2010
DWS Strategic Income Fund - High
Yield 275,000 $ 275,000 0.02% 4.88%
2.85% 9/30/2010
DWS Strategic Income Trust- High Yield
100,000 $ 100,000 0.01% 4.88% 5.23%
9/30/2010
DWS Strategic Income VIP - High Yield
50,000 $ 50,000 0.00% 4.88% 2.95%
9/30/2010
Total 4,000,000 4,000,000 0.30%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Conti-Gummi Finance
BV
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP EI3209075 12429TAA2
26817CAA9
Issuer CONTI-GUMMI FINANCE B.V.
BWAY HOLDING CO DYNCORP
INTERNTL INC
Underwriters COMMERZ, DB, ING,
LANDESBANK
HESSEN, UNICREDIT
BAC, BCLY, DB BAC, BCLY, CITI, DB
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security CONGR 8 1/2 07/15/15 BWY
10 2018 DCP 10.375 2017
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased RBS N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/9/2010 6/8/2010 6/29/2010
Total dollar amount of offering
sold to QIBs 750,000,000
1,500,000,000 4,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 750,000,000 1,500,000,000
4,000,000,000
Public offering price 99.00 98.66
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.88% 2.50% 2.75%
Rating NR/NR B3/B- B1/B
Current yield 8.50 10.00 10.38
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 716 743 794
DWS High Income Fund 1,060,000 $
1,325,833 0.18% -13.97% 5.62%
9/30/2010
DWS High Income Plus Fund 250,000 $
312,697 0.04% -13.97% 5.62%
9/30/2010
DWS High Income Trust 140,000 $
175,110 0.02% -13.97% 7.07%
9/30/2010
DWS High Income VIP 135,000 $
168,856 0.02% -13.97% 5.21%
9/30/2010
DWS Multi Market Income Trust- High
Yield 180,000 $ 225,142 0.03% -13.97%
7.22% 9/30/2010
DWS Strategic Income Fund - High
Yield 135,000 $ 168,856 0.02% -13.97%
3.72% 9/30/2010
DWS Strategic Income Trust- High Yield
50,000 $ 62,539 0.01% -13.97% 7.12%
9/30/2010
DWS Strategic Income VIP - High Yield
50,000 $ 62,539 0.01% -13.97% 3.95%
9/30/2010
Total 2,000,000 2,501,572 0.33%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
Crown European
Holdings SA
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP EI3323298 12429TAA2
26817CAA9
Issuer CROWN EURO HOLDINGS SA
BWAY HOLDING CO DYNCORP
INTERNTL INC
Underwriters BCLY, BNP, CITI, DB,
RBC BAC, BCLY, DB BAC, BCLY, CITI,
DB
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security CCK 7 1/8 08/15/18 BWY 10
2018 DCP 10.375 2017
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased BAC N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
7/21/2010 6/8/2010 6/29/2010
Total dollar amount of offering
sold to QIBs 500,000,000
1,500,000,000 4,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 500,000,000 1,500,000,000
4,000,000,000
Public offering price 100.00 98.66
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.75% 2.50% 2.75%
Rating Ba1/BB- B3/B- B1/B
Current yield 7.13 10.00 10.38
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 474 743 794
DWS High Income Fund 965,000 $
1,236,942 0.25% -17.99% 4.26%
9/30/2010
DWS High Income Plus Fund 230,000 $
294,815 0.06% -17.99% 4.71%
9/30/2010
DWS High Income Trust 190,000 $
243,543 0.05% -17.99% 5.39%
9/30/2010
DWS High Income VIP 125,000 $
160,226 0.03% -17.99% 4.06%
9/30/2010
DWS Multi Market Income Trust- High
Yield 250,000 $ 320,451 0.06% -17.99%
5.29% 9/30/2010
DWS Strategic Income Fund - High
Yield 125,000 $ 160,226 0.03% -17.99%
2.85% 9/30/2010
DWS Strategic Income Trust- High Yield
65,000 $ 83,317 0.02% -17.99% 5.23%
9/30/2010
DWS Strategic Income VIP - High Yield
50,000 $ 64,090 0.01% -17.99% 2.95%
9/30/2010
Total 2,000,000 2,563,610 0.51%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$Rule 10f-3 Acquisition
of Securities from an
Affiliate - to
OI European Group BV
Security Information
Security Purchased Comparison
Security Comparison Security
CUSIP EI4033318 319963AW4
629377BH4
Issuer OI EUROPEAN GROUP BV
FIRST DATA CORPORATION NRG
ENERGY INC
Underwriters BCLY, BNP, CITI,
CREDIT AGRICOLE,
DB, JPM, ML
BAC, CITI, CS, DB, GS, HSBC, BNP,
KKR, MIZS, SCOTIA, WELLS
CITI, BAC, DB, BNP, CREDIT
AGRICOLE, ING, JPM, MS, RBC
Years of continuous operation,
including predecessors > 3 years >
3 years > 3 years
Security OI 6 3/4 09/15/20 FDC 8.875
2020 NRG 8.25 2020
Is the affiliate a manager or co-
manager of offering? Co-Manager
N/A N/A
Name of underwriter or dealer
from which purchased CITI N/A N/A
Firm commitment underwriting?
Yes Yes Yes
Trade date/Date of Offering
9/10/2010 8/11/2010 8/17/2010
Total dollar amount of offering
sold to QIBs 500,000,000
7,000,000,000 7,000,000,000
Total dollar amount of any
concurrent public offering - - -
Total 500,000,000 7,000,000,000
7,000,000,000
Public offering price 100.00 98.39
100.00
Price paid if other than public
offering price N/A N/A N/A
Underwriting spread or
commission 1.63% 1.88% 1.25%
Rating Ba2/BB+ B1/B+ B1/BBCurrent
yield 6.75 8.88 8.25
Fund Specific Information
DWS Funds
Total Shares
Amount
$ Amount of
Purchase
% of Offering
Purchased by
Fund
Security
Performance^
Fund
Performance^
Measurement
Date*
July 1 September 30,
2010
$
$
$
$
$
$
$
$
$
$ $ $
Benchmark vs Spread (basis
points) 446 644 561
DWS High Income Fund 985,000 $
1,253,516 0.25% -19.26% 1.53%
9/30/2010
DWS High Income Plus Fund 235,000 $
299,062 0.06% -19.26% 1.53%
9/30/2010
DWS High Income Trust 195,000 $
248,158 0.05% -19.26% 1.78%
9/30/2010
DWS High Income VIP 130,000 $
165,439 0.03% -19.26% 1.52%
9/30/2010
DWS Multi Market Income Trust- High
Yield 255,000 $ 324,514 0.06% -19.26%
1.79% 9/30/2010
DWS Strategic Income Fund - High
Yield 130,000 $ 165,439 0.03% -19.26%
1.26% 9/30/2010
DWS Strategic Income Trust- High Yield
70,000 $ 89,082 0.02% -19.26% 1.80%
9/30/2010
Total 2,000,000 2,545,210 0.51%
^The Security and Fund Performance is
calculated based on information
provided by State Street Bank.
*If a Fund executed multiple sales of a
security, the final sale date is listed. If a
Fund still held the security as of the
quarter-end, the quarter-end date is
listed.
$
NICS_ISSUE_ID	CUSIP
	SECURITY_TITLE
	TRADE_DATE
	SIZE_OF_DEAL
	GDH_SECURITY_TITL
E	Trader_ID
	REVOKE_DATE
	gdh_PORTFOLIO_NO
	ACCT_SYSTEM_PORT
F_NO	PORTFOLIO_NAME
	FACE	UNIT_PRICE
	NET_CASH
	BROKER_ID
	BROKER_NAME










3136	30216BCJ9	EXPORT
DEVELOPMENT CANADA NT
	10/20/2010
	"1,000,000,000"
	Export Development
Canada Nt	"Schopen,Robert"
		22954	440IDX
	DWS LIFECYCLE
LONG RANGE FUND-US
BOND INDEX	"115,000"
	99.85	"114,828"
	25541	RBC Capital
Markets Corporation (Frm
Dominion)










3136	30216BCJ9	EXPORT
DEVELOPMENT CANADA NT
	10/20/2010
	"1,000,000,000"
	Export Development
Canada Nt	"Schopen,Robert"
		12862	17411
	DWS SHORT
DURATION PLUS FUND -
CORE	"1,970,000"	99.85
	"1,967,045"	25541
	RBC Capital Markets
Corporation (Frm Dominion)










3136	30216BCJ9	EXPORT
DEVELOPMENT CANADA NT
	10/20/2010
	"1,000,000,000"
	Export Development
Canada Nt	"Schopen,Robert"
		22953	955IDX
	DWS BALANCED
FUND-US BOND INDEX
	"230,000"	99.85
	"229,655"	25541
	RBC Capital Markets
Corporation (Frm Dominion)










3162	278642AB9	EBAY
INC SR UNSEC	10/21/2010
	"600,000,000"	Ebay Inc
Sr Unsec	"Vignolo,David
B"		12429	955
	DWS BALANCED
FUND - CORE
	"2,000,000"	99.63
	"1,992,600"	25458
	"Bank of America, N.A."











3162	278642AB9	EBAY
INC SR UNSEC	10/21/2010
	"600,000,000"	Ebay Inc
Sr Unsec	"Burgos,Alvin"
		12862	17411
	DWS SHORT
DURATION PLUS FUND -
CORE	"2,385,000"	99.63
	"2,376,176"	25458
	"Bank of America, N.A."











3162	278642AB9	EBAY
INC SR UNSEC	10/21/2010
	"600,000,000"	Ebay Inc
Sr Unsec	"Vignolo,David
B"		12539	957
	DWS BALANCED VIP -
CORE	"500,000"	99.63
	"498,150"	25458
	"Bank of America, N.A."











3162	278642AB9	EBAY
INC SR UNSEC	10/21/2010
	"600,000,000"	Ebay Inc
Sr Unsec	"Burgos,Alvin"
		22103	03284
	DWS SHORT
DURATION FUND	"160,000"
	99.63	"159,408"
	25458	"Bank of America,
N.A."






































The below is the information
generated from the Ad Hoc report
in NICS















Issue ID	Security Name
	CUSIP	Status	Trade Date
	Date Issue Submitted
	Last Update	Last
Updated By	Issuer 	Date of
Offering	Date Entered
	Coupon Rate	Security
Maturity 	Moody's Rating
	S&P Rating
	Benchmark/Treasury
Spread	Member of Underwriting
Syndicate?	Capacity
	CUSIP/ISIN of
Comparable Issuer #1
	Comparable #1 Issuer
Name 	Comparable #1
Underwriting Fee
	Benchmark/Treasury
Spread of Comparable #1
	CUSIP/ISIN of
Comparable Issuer #2
	Comparable #2 Issuer
Name	Comparable #2
Underwriting Fee
	Benchmark/Treasury
Spread of Comparable #2
	Lead Underwriter
	Restriction Type
	Underwriter Names
	Size of Deal	CCY
	Offering Price	Size of
Tranche	Underwriting
Spread/Gross Fee	Discount
	Comments	Trader
Name	Additional recipient(s)
	Name of Compliance
Approver	Date of Approval
	The securities were
purchased prior to the end of the
first day in the primary market on
which sales were a price not
higher than the price paid by all
other purchasers.	"The
commission, spread or profit to
the underwriters is reasonable
and fair when compared with the
commission, spread or profit on
similar securities sold during a
reasonable period of time (one
year)."	The issue was sold
pursuant to a firm commitment.
	"The purchases were
made on arms-length terms and
conditions, consistent with those
for unaffiliated purchasers."	The
issuer (including its predecessors)
has been in operation for at least
three years OR Non-convertible
debt rated in the top four rating
categories by at least one
NRSRO.	For Separate
ERISA Accounts: Please affirm
that the plan has at least $50
million in assets.	144A
Offerings - Separate ERISA
Accounts:Please affirm that the
plan has at least $100 million in
assets.	For Commingled ERISA
Vehicles:  Please affirm that at
least 50% of the participants have
at least $50 million in assets.
	144A Offerings -
Commingled ERISA Vehicles:
Please affirm that at least 50% of
the participants have at least $100
million in assets.	For
Pyramid/Commingled Vehicles:
Please affirm that the Fund
contains less than 30% of DB
assets.	The securities purchased
are registered under the
Securities Exchange Act of 1933.
	The securities purchased
are a Rule 144A offering (foreign
or domestic)	The securities
purchased are an eligible foreign
offering (Prohibited for ERISA
accounts)	The securities
purchased are a municipal
offering.	The securities
purchased are part of an issue of
government securities	Agency
	Rating
3136	Export Development
Canada Nt	30216BCJ9
	APPROVED	20-Oct-10
	22-Oct-10	10-Jan-11
	melissa.mckenna@db.co
m	Export Development
Canada Nt	20-Oct-10	22-
Oct-10	1.25	27-Oct-15
	Aaa	AAA	21.20	Yes
	Syndicate Member
	28264QR63	EXPT 3
11/17/14	0.15	81.75
	XS0339494303
	RENTEN 4 02/02/15
	0.13	84.00
	"BOA,HSBC,RBC,RBS"
	Ordinary (not restricted)
	"BOA,HSBC,RBC,RBS,
BAR,BNPCIBC,CITI,CSFB,DB,
MIZS,MS,SCOTIA,TD SEC"
	1000000000	USD
	99.85	1000000000
	0.13	0.00
	Robert Schopen
			Yes	Yes
	Yes	Yes	Yes

	Yes	No	No	No
	Yes
3162	Ebay Inc Sr Unsec
	278642AB9
	APPROVED	21-Oct-10
	25-Oct-10	30-Dec-10
	melissa.mckenna@db.co
m	Ebay Inc Sr Unsec	21-
Oct-10	25-Oct-10	1.63	15-
Oct-15	A2	A	57.00	Yes
	Syndicate Member
	067383AB5	CR Bard
Inc	25.00	83.00
	115637AK6	Brown-
Forman	25.00	75.00	Bk
America	Ordinary (not
restricted)
	"Citi,JPM,CS,DB,GS,HS
BC,MS,RBS,Wells Fargo"
	1500	USD	99.63	600
	25.00	0.00
	David Vignolo
		Yes	Yes	Yes
	Yes	Yes	Yes	Yes
	Yes	Yes	Yes	Yes
	No	No	No	Yes

Header	Type	CUSIP	Issuer
	Security Description
	Underwriters
	Manager/Co Manager
	Underwriter or Dealer
Purchased from	 Trade
date/ Date of Offering	Total
Dollar Amt of Offering
	Public Offering Price
	Underwriting Spread
	Fund Name	Fund
Number	PIMS Fund#
	Total Shares Amount	$
Amount of Purchase	"% of
Offering
Purchased by Fund"
	Comparison1 CUSIP
	Issuer	Security (Ticker
for Equity)	Trade date/Date of
Offering	Total Dollar
Amount	Public Offering
Price	Underwriting Spread
	Comparison2 CUSIP
	Issuer	Security (Ticker
for Equity)	Trade Date/Date
of Offering	Total Dollar
Amount	Public Offering
Price
HRT  Participacoes Em Petrole
	EQ
	BRHRTPACNOR2
	HRT  Participacoes Em
Petrole 	HRTP3 BZ
	"CS, GS, CITI"	Co-
Manager	Citi	10/25/2010
	"$1,380,355,030.00"
	$707.00	$0.60
	DWS Latin America Fund
	017 0002	-
	"3,023"
	"$2,137,261.00"	0.2
	BROSXBACNOR8
	OSX Brasil SA
	OSXB3 BZ	3/22/2010
	"$1,368,938,547.00"
	$445.00	not
disclosed
	BRMILSACNOR2
	Mills Estruturas e
Servicos	MILS3 BZ
	4/16/2010
	"$342,693,103.00"
	$6.61
Pacific Biosciences of California
	EQ	69404D108
	Pacific Biosciences of
California	PACB	"JPM,
MS"	Co-Manager	MS
	10/26/2010
	"$212,500,000.00"
	$16.00	$0.22 	DWS
Small Cap Growth	017 0022
	-	"8,918"
	"$142,688.00"	0.07%
	53217V109	Life
Technologies Corp	LIFE
	2/26/1999
	"$52,500,000.00"
	$15.00	$0.22 	452327109
	Illumina	ILMN
	7/27/2000
	"$96,000,000.00"
	$16.00
Pacific Biosciences of California
	EQ	69404D108
	Pacific Biosciences of
California	PACB	"JPM,
MS"	Co-Manager	MS
	10/26/2010
	"$212,500,000.00"
	$16.00	$0.22 	DWS
Small Cap Growth VIP	017
0023	-	"8,220"
	"$131,520.00"	0.06%
	53217V109	Life
Technologies Corp	LIFE
	2/26/1999
	"$52,500,000.00"
	$15.00	$0.22 	452327109
	Illumina	ILMN
	7/27/2000
	"$96,000,000.00"
	$16.00
Pacific Biosciences of California
	EQ	69404D108
	Pacific Biosciences of
California	PACB	"JPM,
MS"	Co-Manager	MS
	10/26/2010
	"$212,500,000.00"
	$16.00	$0.22 	Exelon
Corporation	017 3002	-
	"4,027"
	"$64,432.00"	0.03%
	53217V109	Life
Technologies Corp	LIFE
	2/26/1999
	"$52,500,000.00"
	$15.00	$0.22 	452327109
	Illumina	ILMN
	7/27/2000
	"$96,000,000.00"
	$16.00
Pacific Biosciences of California
	EQ	69404D108
	Pacific Biosciences of
California	PACB	"JPM,
MS"	Co-Manager	MS
	10/26/2010
	"$212,500,000.00"
	$16.00	$0.22 	DWS
Global Opportunities Fund	017
0018	-	"48,985"
	"$783,760.00"	0.37%
	53217V109	Life
Technologies Corp	LIFE
	2/26/1999
	"$52,500,000.00"
	$15.00	$0.22 	452327109
	Illumina	ILMN
	7/27/2000
	"$96,000,000.00"
	$16.00
Pacific Biosciences of California
	EQ	69404D108
	Pacific Biosciences of
California	PACB	"JPM,
MS"	Co-Manager	MS
	10/26/2010
	"$212,500,000.00"
	$16.00	$0.22 	DWS
Global Opportunities Fund VIP
	017 0019	-
	"15,441"
	"$247,056.00"	0.12%
	53217V109	Life
Technologies Corp	LIFE
	2/26/1999
	"$52,500,000.00"
	$15.00	$0.22 	452327109
	Illumina	ILMN
	7/27/2000
	"$96,000,000.00"
	$16.00
Pacific Biosciences of California
	EQ	69404D108
	Pacific Biosciences of
California	PACB	"JPM,
MS"	Co-Manager	MS
	10/26/2010
	"$212,500,000.00"
	$16.00	$0.22 	DWS
Global Small Lifecycle	017
0036	-	"2,263"
	"$36,208.00"	0.02%
	53217V109	Life
Technologies Corp	LIFE
	2/26/1999
	"$52,500,000.00"
	$15.00	$0.22 	452327109
	Illumina	ILMN
	7/27/2000
	"$96,000,000.00"
	$16.00
Pacific Biosciences of California
	EQ	69404D108
	Pacific Biosciences of
California	PACB	"JPM,
MS"	Co-Manager	MS
	10/26/2010
	"$212,500,000.00"
	$16.00	$0.22 	DWS
Global Small Balanced	017
0038	-	"4,725"
	"$75,600.00"	0.04%
	53217V109	Life
Technologies Corp	LIFE
	2/26/1999
	"$52,500,000.00"
	$15.00	$0.22 	452327109
	Illumina	ILMN
	7/27/2000
	"$96,000,000.00"
	$16.00
Pacific Biosciences of California
	EQ	69404D108
	Pacific Biosciences of
California	PACB	"JPM,
MS"	Co-Manager	MS
	10/26/2010
	"$212,500,000.00"
	$16.00	$0.22 	DWS
Global Small Balanced VIP	017
0039	-	"1,298"
	"$20,768.00"	0.01%
	53217V109	Life
Technologies Corp	LIFE
	2/26/1999
	"$52,500,000.00"
	$15.00	$0.22 	452327109
	Illumina	ILMN
	7/27/2000
	"$96,000,000.00"
	$16.00
Pacific Biosciences of California
	EQ	69404D108
	Pacific Biosciences of
California	PACB	"JPM,
MS"	Co-Manager	MS
	10/26/2010
	"$212,500,000.00"
	$16.00	$0.22 	Industrial
Alliance	017 3001	-
	"5,923"
	"$94,768.00"	0.04%
	53217V109	Life
Technologies Corp	LIFE
	2/26/1999
	"$52,500,000.00"
	$15.00	$0.22 	452327109
	Illumina	ILMN
	7/27/2000
	"$96,000,000.00"
	$16.00
General Motors	EQ
	37045V100	General
Motors	GM	"JPM, MS"
	Joint Lead Manager
	JPM	11/18/2010
	"$15,774,000,000.00"
	$33.00	-	DWS
Strategic Value	017 0013
	-	" 381,405 "
	"$12,586,365.00"
	0.08%	345370860
	Ford Motor Company	F
	1/26/1956
	"$657,900,000.00"
	$64.50	-

General Motors	EQ
	37045V100	General
Motors	GM	"JPM, MS"
	Joint Lead Manager
	JPM	11/18/2010
	"$15,774,000,000.00"
	$33.00	-	DWS
Strategic Value VIP	017 0014
	-	" 55,935 "
	"$1,845,855.00"
	0.01%	345370860
	Ford Motor Company	F
	1/26/1956
	"$657,900,000.00"
	$64.50	-

General Motors	EQ
	37045V100	General
Motors	GM	"JPM, MS"
	Joint Lead Manager
	JPM	11/18/2010
	"$15,774,000,000.00"
	$33.00	-	DWS
Large Cap Value	12 0556
	-	" 359,035 "
	"$11,848,155.00"
	0.08%	345370860
	Ford Motor Company	F
	1/26/1956
	"$657,900,000.00"
	$64.50	-

General Motors	EQ
	37045V100	General
Motors	GM	"JPM, MS"
	Joint Lead Manager
	JPM	11/18/2010
	"$15,774,000,000.00"
	$33.00	-	DWS
Large Cap Value VIP	12 0557
	-	" 43,350 "
	"$1,430,550.00"
	0.01%	345370860
	Ford Motor Company	F
	1/26/1956
	"$657,900,000.00"
	$64.50	-

Inphi Corporation	EQ
	45772F107	Inphi
Corporation	IPHI	Jeffries
MS	Joint Lead Manager	MS
	11/10/2010
	"$81,600,000.00"
	$12.00	-	DWS
Technology Fund VIP	017 0011
		"1,940"
	"$23,280.00"	0.03%
	NL0009538784
	NXP Semiconductors
	NXPI	8/5/2010
	"$714,000,000.00"
	$14.00	0.42
	46118H104	Intralinks
Holdings	IL	8/5/2010
	"$176,000,000.00"
	$13.00
Inphi Corporation	EQ
	45772F108	Inphi
Corporation	IPHI	Jeffries
MS	Joint Lead Manager	MS
	11/10/2010
	"$81,600,000.00"
	$12.00	-	DWS
Technology Fund	017 0010
		"18,060"
	"$216,720.00"	0.27%
	NL0009538785
	NXP Semiconductors
	NXPI	8/5/2010
	"$714,000,000.00"
	$14.00	0.42
	46118H105	Intralinks
Holdings	IL	8/5/2010
	"$176,000,000.00"
	$13.00


DWS Strategic High Yield Tax
Free Fund





















Security Purchased
Cuisp
Purchase/Trade
Date
Size (shrs) of
Offering
Offering
Price of
Shares
Total($)  Amt of
Offering
Amt of shares
Purch by Fund
% of Offering
Purchased by Fund
% of Funds
Total
Assets
Brokers
Purchased From
FL Palm Beach Co HFA C20
S10
69650MAJ8
4-Nov

 $
98.40
 $  54,630,000.00
89996

0.75999999
ZIEGLER
ZIEGLER
SECURITIES











DWS Managed Municipal Bond
Fund
































Security Purchased
Cusip
Purchase/Trade
Date
Size (shrs) of
Offering
Offering
Price of
Shares
Total ($) Amt of
Offering
Amt of shares
Purch by Fund
% of Offering
Purchased by Fund
% of Funds
Total
Assets
Brokers
Purchased From
GA Atlanta Apt C20 S10A
04780MKZ1
5-Nov

 $
101.61
 $
20,000,000.00
24701

0.06
JPM
JPMORGAN
CHASE BANK N.A.











DWS Intermediate Tax/AMT
Free Fund
































Security Purchased
Cusip
Purchase/Trade
Date
Size (shrs) of
Offering
Offering
Price of
Shares
Total ($) Amt of
Offering
Amt of shares
Purch by Fund
% of Offering
Purchased by Fund
% of Funds
Total
Assets
Brokers
Purchased From
GA Atlan Apt C20 S10A
04780TCK8
5-Nov-10

 $ 108.25
 $
409,810,000.00
   10,000.092

0.11
JP
GOLDMAN, SACHS
& CO. (FI & EQ.)
EPN - MBGS
WI HEFA NC S10B
97710BZV7
18-Nov-10

 $ 105.43
 $
148,135,000.00
   19,999.051

0.22
BAML
MERRILL LYNCH,
PIERCE,FENNER &
SMITH(EQ., MUNI
BOND)
TX PFA NC S10A
882756Q69
19-Nov-10

 $ 107.67
 $
1,110,415,000.00
   41,750.775

0.46
BAML
MERRILL LYNCH,
PIERCE,FENNER &
SMITH(EQ., MUNI
BOND)











DWS High Income Trust
































Security Purchased
Cusip
Purchase/Trade
Date
Size (shrs) of
Offering
Offering
Price of
Shares
Total ($) Amt of
Offering
Amt of shares
Purch by Fund
% of Offering
Purchased by Fund
% of Funds
Total
Assets
Brokers
Purchased From
Asbury Automotive Group Sub
144A
043436AJ3
1-Nov-10
200000ML
 $100.00
200ML
2350

0.12
BAML, JPM
BANK OF
AMERICA, N.A.
CARMX 2010-3 A3
14312YAC3
3-Nov-10

 $100.00
650,000,000.00
1800

0.09
Barclays,
BAML, JPM,
Wells Fargo,
Scotia Capital
CREDIT SUISSE
INTERNATIONAL
Frac Tech Svcs Co Gtd 144A
35168XAA9
4-Nov-10
550000ML
 $100.00
550ML
11400.348

0.56
BAML, CITI, CS,
RBCC, Wells
Fargo
GOLDMAN, SACHS
& CO. (FI & EQ.)
EPN - MBGS
Cricket Communicat Sr Nt 144A
226566AL1
5-Nov-10
1200000ML
 $  98.32
1.2 B
1449.918

0.07
Goldman
Sachs, MS
CITIBANK N.A.
HCA Holdings Sr Unsec 144A
40412CAA9
10-Nov-10
1525000ML
 $100.00
1.53 B
6050

0.30
BAML,
Barclays,  CITI,
CS, DB,
Goldman
Sachs, JPM,
MS, Wells
Fargo
CITIGROUP
GLOBAL MARKETS
LIMITED
Mercer Intl Inc Sr Unsec 144A
588056AL5
10-Nov-10
300000ML
 $100.00
300ML
1200

0.06
CS, RBC Capital
RBC DAIN
RAUSCHER INC.
(TUCKER
ANTHONY) DTC
0235
Calfrac Hldgs Sr Unsec 144A
12958RAC1
10-Nov-10
450000ML
 $100.00
400 ML
1200

0.06
MS, RBC
Capital Mkts
RBC DAIN
RAUSCHER INC.
(TUCKER
ANTHONY) DTC
0235
Polypore Intl Sr Nt 144A
73179VAD5
10-Nov-10
365000ML
 $100.00
365ML
1200

0.06
GS, JPM, UBS
JPMORGAN
CHASE BANK N.A.
Precision Drilling Corp Sr Unsec
144A
740212AB1
10-Nov-10
650000ML
 $100.00
650ML
1200

0.06
CS, RBC Capital
CREDIT SUISSE
INTERNATIONAL
Berry Plastics Sr Secd 144A
085790AV5
10-Nov-10
800000ML
 $100.00
800ML
2300

0.12
BAML,
Barclays, CS,
Goldman
CREDIT SUISSE
INTERNATIONAL
Mobile Mini Inc Sr Unsec 144A
60740FAJ4
10-Nov-10
200000ML
 $100.00
200ML
600

0.03
BAML
BANK OF
AMERICA, N.A.
Stater Bros Hldg Co Gtd 144A
857555AQ9
12-Nov-10
255000ML
 $100.00
255ML
1800

0.09
BAML
BANK OF
AMERICA, N.A.
Genesis Energy LP Co Gtd 144A
37185LAA0
12-Nov-10
250000ML
 $100.00
250ML
3600

0.18
BAML, BMO
Capital, BNP,
DB, RBC
BANK OF
AMERICA, N.A.
Allen Systems Sr Secd 144A
018089AA0
12-Nov-10
300000ML
 $100.00
300ML
1050

0.05
BAML
BANK OF
AMERICA, N.A.
Dunkin Finance Corp Sr Nt 144A
265516AA2
15-Nov-10
625000ML
 $  98.50
625ML
1200

0.06
BAML, BC,
Goldman, JPM
JPMORGAN
CHASE BANK N.A.
Ally Financial Inc Co Gtd 144A
02005NAC4
15-Nov-10
1000000ML
 $  98.62
1B
5500

0.28
BAML, BC, CITI,
JPM
BANK OF
AMERICA, N.A.
Spirit Aerosystems Sr Nt 144A
85205TAC4
15-Nov-10
300000ML
 $100.00
300ML
2050

0.10
CITI, Merrill
Lynch Pierce,
RBC, RBS
BANK OF
AMERICA, N.A.
Wind Acquistion Sr Secd 144A
97314XAF1
18-Nov-10
1300000ML
 $  99.32
3.2B
4350.131

0.22
BANCA IMI,
BAML, BC, BNP,
CITI, CIB, CS,
DB, GOLDMAN,
JPM, MS,
NATISIS, RBX,
UBS,
UNICREDIT
CREDIT SUISSE
INTERNATIONAL
Rain Cii Carbon Sr Secd 144A
75079RAA6
23-Nov-10
400000ML
 $100.00
400ML
2750

0.14
CITI,GOLDMAN,
JEFFERIES
CITIGROUP
GLOBAL MARKETS
LIMITED











DWS Municipal Income Trust





















Security Purchased
Cusip
Purchase/Trade
Date
Size of
Offering
Offering
Price of
Shares
Total Amt of
Offering
Amt of shares
Purch by Fund
% of Offering
Purchased by Fund
% of Funds
Total
Assets
Brokers
Purchased From
GA Atlanta Apt C20 S10A
04780MKZ1
5-Nov-10

 $      101.61
 524,045,000.00,
10,299.594

0.12
CITI
JPMORGAN
CHASE BANK N.A.
DWS Multi Market Income Trust





















Security Purchased
Cusip
Purchase/Trade
Date
Size of
Offering
Offering
Price of
Shares
Total ($)  Amt of
Offering
Amt of shares
Purch by Fund
% of Offering
Purchased by Fund
% of Funds
Total
Assets
Brokers
Purchased From
Asbury Automotive Group Sub
144A
043436AJ3
1-Nov-10
200000ML
 $ 100.00
200ML
3000

0.11
BAML, JPM
BANK OF
AMERICA, N.A.
Frac Tech Svcs Co Gtd 144A
35168XAA9
4-Nov-10
550000ML
 $ 100.00
550ML
2300

0.08
BAML, CITI, CS,
RBCC, Wells
Fargo
CREDIT SUISSE
INTERNATIONAL
Cricket Communicat Sr Nt 144A
226566AL1
5-Nov-10
1200000ML
 $   98.32
1.2 B
14750.45

0.53
Goldman
Sachs, MS
GOLDMAN, SACHS
& CO. (FI & EQ.)
EPN - MBGS
Frontier Oil Corp Co Gtd
35914PAK1
9-Nov-10
150000Ml
 $ 100.00
150ML
2700

0.10
Credit Suisse,
UBS
UBS AG
Ferrellgas LP Sr Nt 144A
315292AK8
9-Nov-10
500000ML
 $ 100.00
500ML
1600

0.06
BAML, JPM,
Wells Fargo
JPMORGAN
CHASE BANK N.A.
HCA Holdings Sr Unsec 144A
40412CAA9
10-Nov-10
1525000ML
 $ 100.00
1.53 B
8050

0.30
BAML,
Barclays,  CITI,
CS, DB,
Goldman
Sachs, JPM,
MS, Wells
Fargo
CITIGROUP
GLOBAL MARKETS
LIMITED
Mercer Intl Inc Sr Unsec 144A
588056AL5
10-Nov-10
300000ML
 $ 100.00
300ML
1600

0.06
CS, RBC Capital
RBC DAIN
RAUSCHER INC.
(TUCKER
ANTHONY) DTC
0235
Calfrac Hldgs Sr Unsec 144A
12958RAC1
10-Nov-10
450000ML
 $ 100.00
400 ML
1600

0.06
MS, RBC
Capital Mkts
RBC DAIN
RAUSCHER INC.
(TUCKER
ANTHONY) DTC
0235
Polypore Intl Sr Nt 144A
73179VAD5
10-Nov-10
365000ML
 $ 100.00
365ML
1600

0.06
GS, JPM, UBS
JPMORGAN
CHASE BANK N.A.
Precision Drilling Corp Sr Unsec
144A
740212AB1
10-Nov-10
650000ML
 $ 100.00
650ML
1600

0.06
CS, RBC Capital
CREDIT SUISSE
INTERNATIONAL
Berry Plastics Sr Secd 144A
085790AV5
10-Nov-10
800000ML
 $ 100.00
800ML
3050

0.11
BAML,
Barclays, CS,
Goldman
CREDIT SUISSE
INTERNATIONAL
Mobile Mini Inc Sr Unsec 144A
60740FAJ4
10-Nov-10
200000ML
 $ 100.00
200ML
800

0.03
BAML
BANK OF
AMERICA, N.A.
Stater Bros Hldg Co Gtd 144A
857555AQ9
12-Nov-10
255000ML
 $ 100.00
255ML
2400

0.09
BAML
BANK OF
AMERICA, N.A.
Genesis Energy LP Co Gtd 144A
37185LAA0
12-Nov-10
250000ML
 $ 100.00
250ML
4800

0.18
BAML, BMO
Capital, BNP,
DB, RBC
BANK OF
AMERICA, N.A.
Allen Systems Sr Secd 144A
018089AA0
12-Nov-10
300000ML
 $ 100.00
300ML
1400

0.05
BAML
BANK OF
AMERICA, N.A.
Dunkin Finance Corp Sr Nt 144A
265516AA2
15-Nov-10
625000ML
 $   98.50
625ML
1650

0.06
BAML, BC,
Goldman, JPM
JPMORGAN
CHASE BANK N.A.
Ally Financial Inc Co Gtd 144A
02005NAC4
15-Nov-10
1000000ML
 $   98.62
1B
7400

0.27
BAML, BC, CITI,
JPM
BANK OF
AMERICA, N.A.
Spirit Aerosystems Sr Nt 144A
85205TAC4
15-Nov-10
300000ML
 $ 100.00
300ML
3300

0.12
CITI, Merrill
Lynch Pierce,
RBC, RBS
BANK OF
AMERICA, N.A.
Wind Acquistion Sr Secd 144A
97314XAF1
18-Nov-10
1300000ML
 $   99.32
3.2B
5900.178

0.22
BANCA IMI,
BAML, BC, BNP,
CITI, CIB, CS,
DB, GOLDMAN,
JPM, MS,
NATISIS, RBX,
UBS,
UNICREDIT
CREDIT SUISSE
INTERNATIONAL
Rain Cii Carbon Sr Secd 144A
75079RAA6
23-Nov-10
400000ML
 $ 100.00
400ML
3700

0.14
CITI,GOLDMAN,
JEFFERIES
CITIGROUP
GLOBAL MARKETS
LIMITED











DWS Strategic Income Trust





















Security Purchased
Cusip
Purchase/Trade
Date
Size of
Offering
Offering
Price of
Shares
Total Amt of
Offering
Amt of shares
Purch by Fund
% of Offering
Purchased by Fund
% of Funds
Total
Assets
Brokers
Purchased From
Asbury Automotive Group Sub
144A
043436AJ3
3-Nov-10
200000ML
 $ 100.00
200ML
800

0.11
BAML, JPM
BANK OF
AMERICA, N.A.
Frac Tech Svcs Co Gtd 144A
35168XAA9
8-Nov-10
550000ML
 $ 100.00
550ML
600

0.08
BAML, CITI, CS,
RBCC, Wells
Fargo
CREDIT SUISSE
INTERNATIONAL
Cricket Communicat Sr Nt 144A
226566AL1
9-Nov-10
1200000ML
 $   98.32
1.2 B
3950.120

0.52
Goldman
Sachs, MS
GOLDMAN, SACHS
& CO. (FI & EQ.)
EPN - MBGS
Frontier Oil Corp Co Gtd
35914PAK1
11-Nov-10
150000Ml
 $ 100.00
150ML
700

0.09
Credit Suisse,
UBS
UBS AG
Ferrellgas LP Sr Nt 144A
315292AK8
11-Nov-10
500000ML
 $ 100.00
500ML
450

0.06
BAML, JPM,
Wells Fargo
JPMORGAN
CHASE BANK N.A.
HCA Holdings Sr Unsec 144A
40412CAA9
12-Nov-10
1525000ML
 $ 100.00
1.53 B
2150

0.29
BAML,
Barclays,  CITI,
CS, DB,
Goldman
Sachs, JPM,
MS, Wells
Fargo
CITIGROUP
GLOBAL MARKETS
LIMITED
Mercer Intl Inc Sr Unsec 144A
588056AL5
12-Nov-10
300000ML
 $ 100.00
300ML
450

0.06
CS, RBC Capital
RBC DAIN
RAUSCHER INC.
(TUCKER
ANTHONY) DTC
0235
Calfrac Hldgs Sr Unsec 144A
12958RAC1
12-Nov-10
450000ML
 $ 100.00
400 ML
450

0.06
MS, RBC
Capital Mkts
RBC DAIN
RAUSCHER INC.
(TUCKER
ANTHONY) DTC
0235
Polypore Intl Sr Nt 144A
73179VAD5
12-Nov-10
365000ML
 $ 100.00
365ML
450

0.06
GS, JPM, UBS
JPMORGAN
CHASE BANK N.A.
Precision Drilling Corp Sr Unsec
144A
740212AB1
12-Nov-10
650000ML
 $ 100.00
650ML
450

0.06
CS, RBC Capital
CREDIT SUISSE
INTERNATIONAL
Berry Plastics Sr Secd 144A
085790AV5
12-Nov-10
800000ML
 $ 100.00
800ML
800

0.11
BAML,
Barclays, CS,
Goldman
CREDIT SUISSE
INTERNATIONAL
Mobile Mini Inc Sr Unsec 144A
60740FAJ4
12-Nov-10
200000ML
 $ 100.00
200ML
200

0.03
BAML
BANK OF
AMERICA, N.A.
Stater Bros Hldg Co Gtd 144A
857555AQ9
16-Nov-10
255000ML
 $ 100.00
255ML
650

0.09
BAML
BANK OF
AMERICA, N.A.
Genesis Energy LP Co Gtd 144A
37185LAA0
16-Nov-10
250000ML
 $ 100.00
250ML
1300

0.18
BAML, BMO
Capital, BNP,
DB, RBC
BANK OF
AMERICA, N.A.
Allen Systems Sr Secd 144A
018089AA0
16-Nov-10
300000ML
 $ 100.00
300ML
400

0.05
BAML
BANK OF
AMERICA, N.A.
Dunkin Finance Corp Sr Nt 144A
265516AA2
17-Nov-10
625000ML
 $   98.50
625ML
450

0.06
BAML, BC,
Goldman, JPM
JPMORGAN
CHASE BANK N.A.
Ally Financial Inc Co Gtd 144A
02005NAC4
17-Nov-10
1000000ML
 $   98.62
1B
1950

0.26
BAML, BC, CITI,
JPM
BANK OF
AMERICA, N.A.
Spirit Aerosystems Sr Nt 144A
85205TAC4
17-Nov-10
300000ML
 $ 100.00
300ML
950

0.13
CITI, Merrill
Lynch Pierce,
RBC, RBS
BANK OF
AMERICA, N.A.
Wind Acquistion Sr Secd 144A
97314XAF1
22-Nov-10
1300000ML
 $   99.32
3.2B
2000

0.27
BANCA IMI,
BAML, BC, BNP,
CITI, CIB, CS,
DB, GOLDMAN,
JPM, MS,
NATISIS, RBX,
UBS,
UNICREDIT
CREDIT SUISSE
INTERNATIONAL
Rain Cii Carbon Sr Secd 144A
75079RAA6
25-Nov-10
400000ML
 $ 100.00
400ML
1000

0.14
CITI,GOLDMAN,
JEFFERIES
CITIGROUP
GLOBAL MARKETS
LIMITED












</TEXT>
</DOCUMENT>
