<SEC-DOCUMENT>0001102624-11-000186.txt : 20110412
<SEC-HEADER>0001102624-11-000186.hdr.sgml : 20110412
<ACCEPTANCE-DATETIME>20110412093905
ACCESSION NUMBER:		0001102624-11-000186
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20110412
ITEM INFORMATION:		Other Events
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20110412
DATE AS OF CHANGE:		20110412

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			LIGHTPATH TECHNOLOGIES INC
		CENTRAL INDEX KEY:			0000889971
		STANDARD INDUSTRIAL CLASSIFICATION:	SEMICONDUCTORS & RELATED DEVICES [3674]
		IRS NUMBER:				860708398
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0630

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-27548
		FILM NUMBER:		11753940

	BUSINESS ADDRESS:	
		STREET 1:		2603 CHALLENGER TECH CT
		STREET 2:		SUITE 100
		CITY:			ORLANDO
		STATE:			FL
		ZIP:			32826
		BUSINESS PHONE:		4073824003
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>lightpath8k.htm
<DESCRIPTION>LIGHTPATH TECHNOLOGIES 8K
<TEXT>
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<B>UNITED STATES</B><br>
<B>SECURITIES AND EXCHANGE COMMISSION</B><br>
Washington, D.C. 20549<p>
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<p><b>FORM 8-K<p>
CURRENT REPORT
<p>
Pursuant to Section 13 or 15(d) of the<br>Securities Exchange Act of 1934
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<b>Date of Report: April     12, 2011</b><br>
(Date of earliest event reported)<br><br>
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<b>LightPath Technologies Inc.</b><br>
(Exact name of registrant as specified in its charter)
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<b>FL</b><br>
(State or other jurisdiction <br>of incorporation)
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<b>000-27548</b><br>
(Commission File Number)
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<b>86-0708398</b><br>
(IRS Employer <br>Identification Number)
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<b>2603 Challenger Tech CT #100</b><br>
(Address of principal executive offices)
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<td>&nbsp;</td>
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<b>32826</b><br>
(Zip Code)
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<b>407-382-4003</b><br>(Registrant's telephone number, including area code)
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<b>Not Applicable</b><br>(Former Name or Former Address, if changed since last report)<br>
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<br><br>
</b>
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:<br>
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 <dd><font face="wingdings">o</font> Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)<br>
 <dd><font face="wingdings">o</font> Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)<br>
 <dd><font face="wingdings">o</font> Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

  <br>
 <dd><font face="wingdings">o</font> Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  <br>
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<b>Item 8.01. Other Events</b></b><br>
<br>
The Registrant issued a press release on April 12, 2011 announcing preliminary third quarter 2011 results and the quarterly conference call on April 28, 2011.  A copy of the release is attached as exhibit 99.1 to this filing.
<p>
<b>Item 9.01. Financial Statements and Exhibits</b></b><br />
<br>

<p>
<b>(a) Financial statements:</b><br>
&nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp;  None<br>
<b>(b) Pro forma financial information:</b><br>
&nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp;  None<br>
<b>(c) Shell company transactions:</b><br>
&nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp;  None<br>
<b>(d) Exhibits</b><br>
&nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp;  99.1 &nbsp; &nbsp; &nbsp; <a href="lightpathtechnologi.htm">Press Release of LightPath Technologies Inc. dated April     12, 2011</a></b>
<br>
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<b><center>SIGNATURE</center></b>
<p>
&nbsp; &nbsp; &nbsp; Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be
              signed on its behalf by the undersigned hereunto duly authorized.<p>
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Dated: April     12, 2011<br>
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<b>LIGHTPATH TECHNOLOGIES INC.</b>
<p>
By: <u>&nbsp;/s/ Dorothy M Cipolla &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; </u> <br>
&nbsp; &nbsp; &nbsp;Dorothy M Cipolla<br>
&nbsp; &nbsp; &nbsp;<i>CFO</i><br>
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<center><b>Exhibit Index</b></center>
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<td width=50% align=center><b><u>Exhibit No.</u></b></td>
<td width=50% align=center><b><u>Description</u></b></td>
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<td align=center>99.1</td>
<td align=center>Press Release of LightPath Technologies Inc. dated April     12, 2011</td>
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</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99
<SEQUENCE>2
<FILENAME>lightpathtechnologi.htm
<DESCRIPTION>LIGHTPATH TECHNOLOGIES PRESS RELEASE
<TEXT>

<p></p>
<b>LightPath Technologies Announces Preliminary Third Quarter Results </b>
<p>Backlog Increase 23% to $3.63 Million; Third Quarter Conference Call Scheduled for April 28th at 4:00 PM EDT</p>
<p>ORLANDO, FL -- (Marketwire - April     12, 2011) -   LightPath Technologies, Inc. (NASDAQ: LPTH) (the "Company," "LightPath" or "we"), a global manufacturer, distributor and integrator of patented optical components and assemblies, announced today its preliminary financial results for the third quarter ended March 31, 2011.
</p>
<p>
The Company reported preliminary revenue of $2.43 million for the third quarter of fiscal 2011, a decrease of 9%, as compared to $2.66 million for the same period last year. Cash on hand as of March 31, 2011 was $1.0 million as compared to $1.46 million on June 30, 2010. Backlog scheduled to ship within the next 12 months was $3.63 million as of March 31, 2011, an increase of $683,000 as compared to backlog on June 30, 2010.
</p>
<p>
Jim Gaynor, President and CEO of LightPath, stated, "This quarter we continued to execute our business plan and made good progress expanding our presence in our targeted markets. We increased our channels to the Asian market with the addition of two high quality distributors. Production rates remained at record levels producing over 468,000 lenses. Cash used was for expansion and capacity growth. Our disclosure backlog increased 23% to $3.63 million with orders booked during the quarter exceeding $3.0 million. Revenue was down slightly reflecting the impact of the long Chinese New Year holiday in February. We also stabilized our debt by extending the maturity date of our convertible debentures from August 2011 to August 2013. The current outstanding principal amount due under the debentures is $1.1 million."
</p>
<p>
Gaynor continued, "We have positioned the company to take advantage of our chosen markets with lower costs and higher volumes as the economy continues to improve. We are excited by the opportunities we see and anticipate strong top and bottom line growth."
</p>
<p>
LightPath will host a conference call to discuss the Company's financial and operational results for the third quarter of fiscal 2011. Details of the call are as follows:
</p>
<p>
Date: Thursday, April 28, 2011<br>
Time: 4:00 p.m. (EDT)<br>
Dial-in Number: 1-877-407-8033 <br>
International Dial-in Number: 1-201-689-8033<br>
Webcast available at Precision IR: www.precisionir.com
</p>
<p>
Participants are recommended to dial-in approximately 5 to 10 minutes prior to the start of the call. A replay of the call will be available approximately three hours after completion through May 5, 2011. To listen to the replay, dial 1-877-660-6853 (within the U.S.) and 1-201-612-7415 (international calls), and enter account # 286 and conference ID # 370908.
</p>
<p>
<b>About LightPath Technologies</b> <br>
LightPath manufactures optical products including precision molded aspheric optics, GRADIUM&#174; glass products, proprietary collimator assemblies, laser components utilizing proprietary automation technology, higher-level assemblies and packing solutions. The Company's products are used in various markets, including industrial, medical, defense, test &amp; measurement and telecommunications. LightPath has a strong patent portfolio that has been granted or licensed to us in these fields. For more information, visit www.lightpath.com.
</p>
<p>
This news release includes statements that constitute forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. This information may involve risks and uncertainties that could cause actual results to differ materially from such forward-looking statements. Factors that could cause or contribute to such differences include, but are not limited to, factors detailed by LightPath Technologies, Inc. in its public filings with the Securities and Exchange Commission. Except as required under the federal securities laws and the rules and regulations of the Securities and Exchange Commission, the Company does not have any intention or obligation to update publicly any forward-looking statements whether as a result of new information, future events or otherwise.
</p>
<p>
GRADIUM&#174; is a registered trademark of LightPath Technologies.

</p>
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<b>Contact:
</b>Dorothy Cipolla
CFO
LightPath Technologies, Inc.
Tel: 407-382-4003 x305
Email: dcipolla@lightpath.com</a>
Web: www.lightpath.com</a>


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