<SEC-DOCUMENT>0001387131-14-002105.txt : 20140623
<SEC-HEADER>0001387131-14-002105.hdr.sgml : 20140623
<ACCEPTANCE-DATETIME>20140602143037
ACCESSION NUMBER:		0001387131-14-002105
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		1
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20131231
</ITEM>
</RULE>
FILED AS OF DATE:		20140602
DATE AS OF CHANGE:		20140602

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			LIGHTPATH TECHNOLOGIES INC
		CENTRAL INDEX KEY:			0000889971
		STANDARD INDUSTRIAL CLASSIFICATION:	SEMICONDUCTORS & RELATED DEVICES [3674]
		IRS NUMBER:				860708398
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0630

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-27548
		FILM NUMBER:		14883578

	BUSINESS ADDRESS:	
		STREET 1:		2603 CHALLENGER TECH CT
		STREET 2:		SUITE 100
		CITY:			ORLANDO
		STATE:			FL
		ZIP:			32826
		BUSINESS PHONE:		4073824003
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
<SEQUENCE>1
<FILENAME>lpth-sd_12312013.htm
<DESCRIPTION>SPECIALIZED DISCLOSURE REPORT
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<P STYLE="font: 22pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>UNITED STATES </B></P>

<P STYLE="font: 22pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>SECURITIES AND EXCHANGE COMMISSION </B></P>

<P STYLE="font: 12pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>Washington, D.C. 20549 </B></P>

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<P STYLE="font: 18pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>FORM SD</B></P>

<P STYLE="font: 18pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>S<FONT STYLE="font-family: Times New Roman, Times, Serif">pecialized
Disclosure Report</FONT></B></P>

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<P STYLE="font: 12pt Times New Roman, Times, Serif; margin: 0; text-indent: 0.5in">&nbsp;</P>

<P STYLE="font: 24pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>LIGHTPATH TECHNOLOGIES, INC. </B></P>

<P STYLE="font: 7.5pt Times New Roman, Times, Serif; margin: 0; text-align: center"><FONT STYLE="font-size: 10pt"><B>(Exact name
of registrant as specified in its charter)</B></FONT><B> </B></P>

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    <TD STYLE="vertical-align: top; font-size: 10pt; text-align: center; width: 30%"><FONT STYLE="font-size: 10pt"><B>Delaware</B></FONT></td>
    <TD STYLE="vertical-align: bottom; font-size: 7.5pt; width: 5%"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></td>
    <TD STYLE="vertical-align: top; font-size: 10pt; text-align: center; width: 30%"><FONT STYLE="font-size: 10pt"><B>000-27548</B></FONT></td>
    <TD STYLE="vertical-align: bottom; font-size: 7.5pt; width: 5%"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></td>
    <TD STYLE="vertical-align: top; font-size: 10pt; text-align: center; width: 30%"><FONT STYLE="font-size: 10pt"><B>86-0708398</B></FONT></td></tr>
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    <TD STYLE="vertical-align: top"><P STYLE="font: 7.5pt Times New Roman, Times, Serif; margin: 0; text-align: center"><FONT STYLE="font-size: 10pt"><B>(State
        or other jurisdiction of</B></FONT></P>
        <P STYLE="font: 7.5pt Times New Roman, Times, Serif; margin: 0 0 0.75pt; text-align: center"><FONT STYLE="font-size: 10pt"><B>incorporation
        or organization)</B></FONT></P></td>
    <TD STYLE="vertical-align: bottom; font-size: 7.5pt"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></td>
    <TD STYLE="vertical-align: top; font-size: 7.5pt; text-align: center"><FONT STYLE="font-size: 10pt"><B>(Commission File Number)</B></FONT></td>
    <TD STYLE="vertical-align: bottom; font-size: 7.5pt"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></td>
    <TD STYLE="vertical-align: top"><P STYLE="font: 7.5pt Times New Roman, Times, Serif; margin: 0; text-align: center"><FONT STYLE="font-size: 10pt"><B>(I.R.S.
        Employer</B></FONT></P>
        <P STYLE="font: 7.5pt Times New Roman, Times, Serif; margin: 0 0 0.75pt; text-align: center"><FONT STYLE="font-size: 10pt"><B>Identification
        Number)</B></FONT></P></td></tr>
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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>2603 Challenger Tech Court, Suite 100 </B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>Orlando, Florida 32826 </B></P>

<P STYLE="font: 7.5pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>(Address of principal executive office,
including zip code) </B></P>

<P STYLE="font: 12pt Times New Roman, Times, Serif; margin: 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>Dorothy M. Cipolla</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>(407) 382-4003 </B></P>

<P STYLE="font: 7.5pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>(Name and telephone number, including area
code, of the person to contact in connection with this report) </B></P>

<P STYLE="font: 7.5pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>&nbsp;</B></P>


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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0 0 12pt; text-align: justify">Check the appropriate box to indicate
the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0 0 0 22.5pt; text-align: justify; text-indent: -22.5pt">&#9746;&nbsp;&nbsp;
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013.</P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0 0 0 22.5pt; text-align: justify; text-indent: -22.5pt">&nbsp;&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center">LightPath Technologies, Inc.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center">Form SD</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0"><B>Section 1 &ndash; Conflict Minerals Disclosure</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0"><B>Item 1.01 Conflict Minerals Disclosure and Report</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><U>Introduction</U></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">This Specialized Disclosure Report on Form
SD (this &ldquo;Report&rdquo;) of LightPath Technologies, Inc. (&ldquo;LightPath,&rdquo; the &ldquo;Company,&rdquo; &ldquo;we,&rdquo;
&ldquo;our,&rdquo; or &ldquo;us&rdquo;) for the calendar year ended December 31, 2013 was prepared in accordance with Rule 13p-1
under the Securities Exchange Act of 1934, as amended (&ldquo;Rule 13p-1&rdquo;). Rule 13p-1, along with Form SD (collectively,
the &ldquo;Conflict Rules&rdquo;), require public companies annually to disclose information about their use of specific conflict
minerals originating and financing armed groups in the Democratic Republic of the Congo (&ldquo;DRC&rdquo;) and adjoining countries
(together with the DRC, &ldquo;Covered Countries&rdquo;) that are &ldquo;necessary to the functionality or production of a product&rdquo;
manufactured by those companies or contracted by those companies to be manufactured. The term &ldquo;conflict minerals&rdquo; includes
tantalum, tin, gold or tungsten.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">In accordance with the Conflict Rules, a copy
of this Report is available on our website at www.lightpath.com under the &ldquo;About/Quality Control&rdquo; tab.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><U>Company Overview</U></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">We manufacture optical components and higher
level assemblies including precision molded glass aspheric optics, isolators assemblies, proprietary high performance fiber-optic
collimators, and other optical materials used to produce products that manipulate light.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><U>Framework of Conflict Minerals Program</U></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Team.</I> The Company assembled an internal
team (the &ldquo;Team&rdquo;) to oversee compliance with the Conflict Rules, including developing processes and procedures, as
well as monitoring developments, initiatives and &ldquo;best practices.&rdquo; The Team consists of our Chief Financial Officer,
Manufacturing Engineering Manager, Quality Assurance Manager, and Coating Manager. The Company believes input from various departments
is beneficial for the purpose of overseeing the Company&rsquo;s compliance with the Conflict Rules and implementing Company processes
and procedures related to the Conflict Rules.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Policy Statement.</I> The Company also recently
adopted a policy statement concerning its principles on the use of conflict minerals from the Covered Countries and its aim to
only use suppliers that source from conflict-free smelters and refiners. This policy statement can be found on the Company&rsquo;s
website at www.lightpath.com under the &ldquo;About/Quality&rdquo; tab.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><U>Reasonable Country of Origin Inquiry</U></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">To be within the purview of the Conflict Rules,
a reporting issuer must sell products that it manufactures or contracts to manufacture, such products must contain conflict minerals,
and such conflict minerals must be necessary to the functionality or production of the products. The Company sells products it
manufactures or contracts to manufacture, thus meeting these parts of the test. To determine if any conflict minerals are incorporated
into the Company&rsquo;s products, including parts and components of such products, the Team conducted an inventory and analysis
of all components of the Company&rsquo;s products, which included, reviewing bills of materials, product specifications and other
relevant documentation. The Team concluded that certain of the Company&rsquo;s products contain the conflict minerals gold, tantalum
and tin. The Team also determined that the conflict mineral tungsten is used in the molds and sleeves as tooling necessary to manufacture
molded lenses, however, no tungsten is present in the finished product. Accordingly, the Conflict Rules do not require the Company
to take any further action with respect to the tungsten used in tooling.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">Next, the Team analyzed whether any of the
conflict minerals are &ldquo;necessary to the functionality of a product&rdquo; or &ldquo;necessary to the production of a product.&rdquo;
To determine whether any of the conflict minerals are &ldquo;necessary to the functionality of a product,&rdquo; the Team considered
whether a conflict mineral is intentionally added to a product or a component of a product and is not a naturally occurring by-product,
whether a conflict mineral is necessary to a product&rsquo;s generally expected function, use or purpose, and if any of the conflict
minerals are incorporated for purposes of ornamentation, decoration or embellishment, whether the primary purpose of such product
is ornamentation, decoration or embellishment. To determine whether any of the conflict minerals are &ldquo;necessary to the production
of a product,&rdquo; the Team considered whether a conflict mineral is intentionally included in the product&rsquo;s production
process (other than a conflict mineral included in a tool, machine or indirect equipment used to produce the product), whether
a conflict mineral is necessary to produce the product and whether a conflict mineral is included as part of a component of the
product originally manufactured by a third party. The Team determined the following with respect to each of the listed conflict
minerals:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Gold</I>. At a customer&rsquo;s request,
the Company&rsquo;s precision molded aspheric lenses may be mounted onto gold plated holders and one of its collimator applications
may be gold coated. The Team concluded that with respect to each of these products, gold is intentionally added and is necessary
to the products&rsquo; generally expected function, use or purpose.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Tantalum</I>. Tantalum oxide is an ingredient
used in the anti-reflective coating that is applied to some of the Company&rsquo;s lenses at the request of a customer. The Team
concluded that, when used, tantalum oxide is intentionally added and is necessary to such products&rsquo; generally expected function,
use or purpose.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Tin</I>. At a customer&rsquo;s request,
one of the Company&rsquo;s collimator applications may be tin coated. The Team concluded that tin, when used, is intentionally
added and is necessary to such products&rsquo; generally expected function, use or purpose.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">After concluding that conflict minerals are
necessary to the functionality of certain of the Company&rsquo;s products, the Team conducted a reasonable country of origin inquiry
based on the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas to
determine if any of the gold, tantalum or tin in the Company&rsquo;s products originated in the Covered Countries. The Company
does not purchase conflict minerals directly from mines, smelters or refiners, and therefore, there are many third parties in the
supply chain between the Company and the original sources of the conflict minerals contained in the Company&rsquo;s products. Accordingly,
our reasonable country of origin inquiry focused on our first-tier suppliers, and we are relying on these direct suppliers (and
they in turn are relying upon their suppliers) for information regarding the origin of the gold, tantalum or tin in our products.
The Team identified the Company&rsquo;s first-tier suppliers: three tantalum vendors, two gold suppliers, and one tin supplier.
The Team sent inquiries to each of these suppliers regarding the source of the conflict minerals either used in components or parts
supplied to the Company or sold to the Company as raw materials, and requested each such supplier to complete and return the Electronic
Industry Citizenship Coalition and Global e-Sustainability (&ldquo;EICC/GeSI&rdquo;) Conflict Minerals Reporting Template or otherwise
provide a representation letter regarding the source of the conflict minerals. The results of the Team&rsquo;s inquiries with respect
to each of the listed conflict minerals are as follows:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Gold</I>. One of the Company&rsquo;s gold
suppliers completed an EICC/GeSI Conflict Minerals Reporting Template indicating that its gold either comes from a recycler or
scrap supplier or all of its smelters (or its suppliers&rsquo; smelters) are conflict-free and are located in the United States.
The Company&rsquo;s other gold supplier provided the Company with information obtained from its sole supplier, a publicly-traded
company listed on the New York Stock Exchange, which included (i) a materials certificate, (ii) a completed EICC/GeSI Conflict
Minerals Reporting Template indicating that all of its smelters are conflict-free and are located in the United States or Canada
and (iii) a copy of its conflict minerals policy.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Tantalum</I>. One of the Company&rsquo;s
suppliers completed an EICC/GeSI Conflict Minerals Reporting Template indicating its or its suppliers&rsquo; smelters have been
designated as conflict-free. Another one of the Company&rsquo;s suppliers provided a certification letter representing that, to
the best of its knowledge, the minerals and materials obtained from its supplier do not contain conflict minerals originating
in the Covered Countries, along with information obtained from its supplier, which included (i) a representation letter and (ii)
a completed EICC/GeSI Conflict Minerals Reporting Template indicating that all of its smelters are conflict-free. The Company&rsquo;s
other supplier provided a certification letter representing that none of the components or products provided to the Company contain
conflict minerals originating in the Covered Countries.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify; text-indent: 0.5in">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Tin</I>. The Company&rsquo;s sole tin supplier
provided a certification letter representing that it complies with all national and other applicable laws and regulations, promotes
initiatives for managing resources responsibly, and that to the best of its knowledge, none of its raw materials originated from
the Covered Countries based on currently available information. This supplier is a publicly-traded company listed on the Toronto
Stock Exchange.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><U>Conclusion Based on Reasonable Country of
Origin Inquiry</U></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">The Company has concluded in good faith that
during calendar year 2013, (i) the Company manufactured and contracted to manufacture products as to which conflict minerals are
necessary to the functionality or production of its products and (ii) based on its reasonable country of origin inquiry, the Company
has no reason to believe that any of the conflict minerals necessary to the functionality or production of its products may have
originated in the Covered Countries.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><B>Item 1.02 Exhibit</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">Not required.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><B>&nbsp;&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center">SIGNATURES</P>

<P STYLE="font: 12pt Times New Roman, Times, Serif; margin: 0; text-indent: 0.5in">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0">Pursuant to the requirements of the Securities Exchange Act of 1934,
as amended, the registrant has duly caused this Report to be signed on its behalf by the duly authorized undersigned</P>

<P STYLE="font: 12pt Times New Roman, Times, Serif; margin: 0; text-indent: 0.5in">&nbsp;</P>

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    <td colspan="3" style="vertical-align: bottom; padding-left: 12pt; font-size: 10pt; text-indent: -12pt"><font style="font-size: 10pt">LIGHTPATH TECHNOLOGIES, INC.</font></td></tr>
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    <td colspan="2" style="font-size: 12pt">&nbsp;</td></tr>
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    <TD STYLE="vertical-align: top; padding-left: 12pt; font-size: 10pt; text-indent: -12pt; width: 49%"><font style="font-size: 10pt">Dated: June 2, 2014</font></td>
    <TD STYLE="vertical-align: bottom; font-size: 7.5pt; width: 1%">&nbsp;</td>
    <TD STYLE="vertical-align: top; padding-left: 12pt; font-size: 10pt; text-indent: -12pt; width: 3%"><font style="font-size: 10pt">By:</font></td>
    <TD STYLE="vertical-align: bottom; font-size: 7.5pt; width: 1%">&nbsp;</td>
    <TD STYLE="vertical-align: bottom; width: 46%">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0 0 0 12pt; text-indent: -12pt">&nbsp;&nbsp;&nbsp;&nbsp;/s/ Dorothy
        M. Cipolla</P>
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        <P STYLE="font: 12pt Times New Roman, Times, Serif; margin: 0"></P></td></tr>
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    <TD STYLE="vertical-align: top; font-size: 7.5pt">&nbsp;</td>
    <TD STYLE="vertical-align: bottom; font-size: 7.5pt">&nbsp;</td>
    <TD STYLE="vertical-align: bottom; font-size: 7.5pt">&nbsp;</td>
    <TD STYLE="vertical-align: bottom; font-size: 7.5pt">&nbsp;</td>
    <TD STYLE="vertical-align: bottom; padding-left: 12pt; font-size: 10pt; text-indent: -12pt"><font style="font-size: 10pt"><i>&nbsp;&nbsp;&nbsp;&nbsp;Dorothy M. Cipolla,&nbsp;&nbsp;CFO</i></font></td></tr>
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