<SEC-DOCUMENT>0001387131-16-005735.txt : 20160531
<SEC-HEADER>0001387131-16-005735.hdr.sgml : 20160531
<ACCEPTANCE-DATETIME>20160531171016
ACCESSION NUMBER:		0001387131-16-005735
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		1
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20151231
</ITEM>
</RULE>
FILED AS OF DATE:		20160531
DATE AS OF CHANGE:		20160531

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			LIGHTPATH TECHNOLOGIES INC
		CENTRAL INDEX KEY:			0000889971
		STANDARD INDUSTRIAL CLASSIFICATION:	SEMICONDUCTORS & RELATED DEVICES [3674]
		IRS NUMBER:				860708398
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0630

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-27548
		FILM NUMBER:		161686874

	BUSINESS ADDRESS:	
		STREET 1:		2603 CHALLENGER TECH CT
		STREET 2:		SUITE 100
		CITY:			ORLANDO
		STATE:			FL
		ZIP:			32826
		BUSINESS PHONE:		4073824003
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
<SEQUENCE>1
<FILENAME>lpth-sd_123115.htm
<DESCRIPTION>SPECIALIZED DISCLOSURE REPORT
<TEXT>
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<!-- Field: Rule-Page --><DIV ALIGN="LEFT" STYLE="margin-top: 3pt; margin-bottom: 12pt"><DIV STYLE="font-size: 1pt; border-top: Black 2pt solid; border-bottom: Black 1pt solid; width: 100%">&nbsp;</DIV></DIV><!-- Field: /Rule-Page -->

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<P STYLE="font: 18pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>UNITED STATES </B></P>

<P STYLE="font: 18pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>SECURITIES AND EXCHANGE COMMISSION </B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>Washington, D.C. 20549 </B></P>

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<P STYLE="font: 18pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>FORM SD</B></P>

<P STYLE="font: 18pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>S<FONT STYLE="font-family: Times New Roman, Times, Serif">pecialized
Disclosure Report</FONT></B></P>

<P STYLE="font: 18pt Times New Roman, Times, Serif; margin: 0; text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 12pt"><B>&nbsp;</B></FONT></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-indent: 0.5in">&nbsp;</P>

<P STYLE="font: 24pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>LIGHTPATH TECHNOLOGIES, INC. </B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>(Exact name of registrant as specified in
its charter)</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B></B></P>

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    <TD STYLE="vertical-align: top; text-align: center"><font style="font-size: 10pt"><b>Delaware</b></font></td>
    <TD STYLE="vertical-align: bottom">&nbsp;</td>
    <TD STYLE="vertical-align: top; text-align: center"><font style="font-size: 10pt"><b>000-27548</b></font></td>
    <TD STYLE="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: top; text-align: center"><font style="font-size: 10pt"><b>86-0708398</b></font></td></tr>
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    <TD STYLE="vertical-align: top">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><b>(State or other jurisdiction of</b></P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0 0 0.75pt; text-align: center"><b>incorporation or organization)</b></P></td>
    <TD STYLE="vertical-align: bottom">&nbsp;</td>
    <TD STYLE="vertical-align: top; text-align: center"><font style="font-size: 10pt"><b>(Commission File Number)</b></font></td>
    <TD STYLE="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: top">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><b>(I.R.S. Employer</b></P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0 0 0.75pt; text-align: center"><b>Identification Number)</b></P></td></tr>
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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>2603 Challenger Tech Court, Suite 100 </B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>Orlando, Florida 32826 </B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>(Address of principal executive office, including
zip code) </B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>Dorothy M. Cipolla</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>(407) 382-4003 </B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>(Name and telephone number, including area
code, of the person to contact in connection with this report)</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center"><B></B></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0 0 12pt; text-align: justify">Check the appropriate box to indicate
the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0 0 0 22.5pt; text-align: justify; text-indent: -22.5pt">&#9746;&nbsp;
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0 0 0 22.5pt; text-align: justify; text-indent: -22.5pt">&nbsp;</P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center">LightPath Technologies, Inc.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center">Form SD</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0"><B>Section 1 &ndash; Conflict Minerals Disclosure</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0"><B>Item 1.01 Conflict Minerals Disclosure and Report</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><U>Introduction</U></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">This Specialized Disclosure Report on Form
SD (this &ldquo;Report&rdquo;) of LightPath Technologies, Inc. (&ldquo;LightPath,&rdquo; the &ldquo;Company,&rdquo; &ldquo;we,&rdquo;
&ldquo;our,&rdquo; or &ldquo;us&rdquo;) for the calendar year ended December 31, 2015 was prepared in accordance with Rule 13p-1
under the Securities Exchange Act of 1934, as amended (&ldquo;Rule 13p-1&rdquo;). Rule 13p-1, along with Form SD (collectively,
the &ldquo;Conflict Rules&rdquo;), require public companies to annually disclose information about their use of specific conflict
minerals originating and financing armed groups in the Democratic Republic of the Congo (&ldquo;DRC&rdquo;) and adjoining countries
(together with the DRC, &ldquo;Covered Countries&rdquo;) that are &ldquo;necessary to the functionality or production of a product&rdquo;
manufactured by those companies or contracted by those companies to be manufactured. The term &ldquo;conflict minerals&rdquo; includes
tantalum, tin, gold or tungsten.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">In accordance with the Conflict Rules, a copy
of this Report is available on our website at www.lightpath.com under the &ldquo;About/Quality Assurance&rdquo; tab.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><U>Company Overview</U></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">We manufacture optical components and higher
level assemblies, including precision molded glass aspheric optics, isolator assemblies, proprietary high performance fiber-optic
collimators, and other optical materials used to produce products that manipulate light.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><U>Framework of Conflict Minerals Program</U></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Team.</I> We assembled an internal team
(the &ldquo;Team&rdquo;) to oversee compliance with the Conflict Rules, including developing processes and procedures, as well
as monitoring developments, initiatives and &ldquo;best practices.&rdquo; The Team consists of our Chief Financial Officer, Manufacturing
Engineering Manager, Quality Assurance Manager, Coating Manager, and Purchasing Managers. We believe input from various departments
is beneficial for the purpose of overseeing our compliance with the Conflict Rules and implementing our processes and procedures
related to the Conflict Rules.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Policy Statement.</I> We adopted a policy
statement concerning our principles on the use of conflict minerals from the Covered Countries and our aim to only use suppliers
that source from conflict-free smelters and refiners. This policy statement can be found on our website at www.lightpath.com under
the &ldquo;About/Quality Assurance&rdquo; tab.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><U>Reasonable Country of Origin Inquiry</U></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">To be within the purview of the Conflict Rules,
a reporting issuer must sell products that it manufactures or contracts to manufacture, such products must contain conflict minerals,
and such conflict minerals must be necessary to the functionality or production of the products. We sell products that we manufacture
or contract to manufacture, thus meeting these parts of the test. To determine if any conflict minerals are incorporated into our
products, including parts and components of such products, the Team conducted an inventory and analysis of all components of our
products, which included reviewing bills of materials, product specifications and other relevant documentation. The Team concluded
that certain of our products contain the conflict minerals gold, tantalum and tin. The Team also determined that the conflict mineral
tungsten is used in the molds and sleeves as tooling necessary to manufacture molded lenses; however, no tungsten is present in
the finished product. Accordingly, the Conflict Rules do not require us to take any further action with respect to the tungsten
used in tooling.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">Next, the Team analyzed whether any of the
conflict minerals are &ldquo;necessary to the functionality of a product&rdquo; or &ldquo;necessary to the production of a product.&rdquo;
To determine whether any of the conflict minerals are &ldquo;necessary to the functionality of a product,&rdquo; the Team considered
whether a conflict mineral is intentionally added to a product or a component of a product and is not a naturally occurring by-product,
whether a conflict mineral is necessary to a product&rsquo;s generally expected function, use or purpose, and, if any of the conflict
minerals are incorporated for purposes of ornamentation, decoration or embellishment, whether the primary purpose of such product
is ornamentation, decoration or embellishment. To determine whether any of the conflict minerals are &ldquo;necessary to the production
of a product,&rdquo; the Team considered whether a conflict mineral is intentionally included in the product&rsquo;s production
process (other than a conflict mineral included in a tool, machine or indirect equipment used to produce the product), whether
a conflict mineral is necessary to produce the product and whether a conflict mineral is included as part of a component of the
product originally manufactured by a third party. The Team determined the following with respect to each of the listed conflict
minerals:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Gold</I>. At a customer&rsquo;s request,
our precision molded aspheric lenses may be mounted onto gold plated holders and one of our collimator applications may be gold
coated. The Team concluded that with respect to each of these products, gold is intentionally added and is necessary to the products&rsquo;
generally expected function, use or purpose.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Tantalum</I>. Tantalum oxide is an ingredient
used in the anti-reflective coating that is applied to some of our lenses at the request of a customer. The Team concluded that,
when used, tantalum oxide is intentionally added and is necessary to such products&rsquo; generally expected function, use or purpose.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Tin. </I>At a customer&rsquo;s request,
one of our collimator applications may be tin coated. The Team concluded that tin, when used, is intentionally added and is necessary
to such products&rsquo; generally expected function, use or purposes. During calendar year 2015, no customer requested a tin coated
collimator application, and therefore, we did not purchase tin from any suppliers. Accordingly, with respect to tin, we did not
take any further action.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">After concluding that conflict minerals are
necessary to the functionality of certain of our products, the Team conducted a reasonable country of origin inquiry based on the
OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas to determine if
any of the gold or tantalum in our products originated in the Covered Countries. We do not purchase conflict minerals directly
from mines, smelters, or refiners, and therefore, there are many third-parties in the supply chain between us and the original
sources of the conflict minerals contained in our products. Accordingly, our reasonable country of origin inquiry focused on our
first-tier suppliers, and we are relying on these direct suppliers (and they in turn are relying upon their suppliers) for information
regarding the origin of the gold or tantalum in our products. The Team identified our first-tier suppliers: one gold supplier and
five tantalum suppliers. The Team sent inquiries to each of these suppliers regarding the source of the conflict minerals either
used in components or parts supplied to us or sold to us as raw materials, and requested each such supplier to complete and return
the Electronic Industry Citizenship Coalition and Global e-Sustainability (&ldquo;EICC/GeSI&rdquo;) Conflict Minerals Reporting
Template or otherwise provide a representation letter regarding the source of the conflict minerals. The results of the Team&rsquo;s
inquiries with respect to each of the listed conflict minerals are as follows:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Gold</I>. Our sole gold supplier completed
an EICC/GeSI Conflict Minerals Reporting Template indicating that its gold either comes from a recycler or scrap supplier or all
of its smelters (or its suppliers&rsquo; smelters) are conflict-free and are located in the United States.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><I>Tantalum</I>. All five of our suppliers
completed an EICC/GeSI Conflict Minerals Reporting Template indicating its or its suppliers&rsquo; smelters have been designated
as conflict-free.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify; text-indent: 0.5in">&nbsp;</P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><U>Conclusion Based on Reasonable Country of
Origin Inquiry</U></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">We have concluded in good faith that during
calendar year 2015, (i) we manufactured and contracted to manufacture products as to which conflict minerals are necessary to the
functionality or production of our products and (ii) based on our reasonable country of origin inquiry, we have no reason to believe
that any of the conflict minerals necessary to the functionality or production of our products may have originated in the Covered
Countries.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><B>Item 1.02 Exhibit</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify">Not required.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: justify"><B>&nbsp;</B></P>


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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-align: center">SIGNATURES</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-indent: 0.5in">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0">Pursuant to the requirements of the Securities Exchange Act of 1934,
as amended, the registrant has duly caused this Report to be signed on its behalf by the duly authorized undersigned</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0; text-indent: 0.5in">&nbsp;</P>

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    <td style="vertical-align: bottom">&nbsp;</td>
    <td colspan="3" style="vertical-align: bottom; padding-left: 12pt; text-indent: -12pt"><font style="font-size: 10pt">LIGHTPATH TECHNOLOGIES, INC.</font></td></tr>
<tr>
    <td>&nbsp;</td>
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<tr>
    <td style="vertical-align: top; padding-left: 12pt; text-indent: -12pt"><font style="font-size: 10pt">Dated: May 31, 2016</font></td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: top; padding-left: 12pt; text-indent: -12pt"><font style="font-size: 10pt">By:</font></td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <TD STYLE="vertical-align: bottom; border-bottom: Black 1pt solid">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0 0 0 12pt; text-indent: -12pt">/s/ Dorothy
        M. Cipolla</P>


        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0"></P></td></tr>
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    <td style="vertical-align: top">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: bottom">&nbsp;</td>
    <td style="vertical-align: bottom; padding-left: 12pt; text-indent: -12pt"><font style="font-size: 10pt"><i>Dorothy M. Cipolla, Chief Financial Officer</i></font></td></tr>
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